INTRODUCTION:
Aрpellant Joan Feenstra appeals from the district court’s denial of attorney’s fees under 42 U.S.C.A. § 1988 (West 1981). We hold that the district court abused its limited discretion in denying attorney’s fees. Accordingly, we reverse and remand with instructions to award reasonable attorney’s fees in accordance with the guidelines set out in
Johnson v. Georgia Highway Express, Inc.,
FACTS AND PROCEDURAL HISTORY:
In 1966, Joan and Harold Feenstra purchased a house in Orleans Parish, Louisiana. In 1974, Mrs. Feenstra filed a criminal complaint against her husband, charging him with molesting their minor daughter. While incarcerated on that charge, Mr. Feenstra retained Karl Kirchberg, an attorney, to represent him. Mr. Feenstrа signed a $3,000 promissory note in prepayment for Mr. Kirchberg’s services. As security on the note, Mr. Feenstra executed a mortgage in favor of Mr. Kirchberg on the home he jointly owned with his wife. The home was the community property of the Feenstras, and title to it was held in both their names. Mrs. Feenstra was not informed of the mortgage, and her consent to it was not required because under the law applicable at that time, former Art. 2404 of the Louisiana Civil Code Ann. (West 1971), 1 her husband had exclusive control of the disposition of their community property.
Mrs. Feenstra ultimately dropped the charge against her husband, and they subsequently divorced. The $3,000 promissory note was not paid, and the divorce papers apparently made no mention of it. Mrs. Feenstra first .learned of the note when Mr. Kirchberg informed her that unless she paid it, he would move to foreclose the mortgage on her home. Upon her refusal, Mr. Kirch-berg obtained an order of executory process directing the local sheriff to seize and sell the Feenstra home.
Anticipating Mrs. Feenstra’s defense to the foreclosure action, Mr. Kirchberg filed an action in federal district court seeking a declaratory judgment that he was nоt liable undér the Truth in Lending Act, 15 U.S.C. § 1635(a) [TILA], for any nondisclosures concerning the mortgage he held on the Feenstra home. Mrs. Feenstra counterclaimed that Mr. Kirchberg had violated the TILA, and added a second counterclaim against Mr. Kirchberg, and against the State of Louisiana and its Governor as third party defendants, challenging the constitutionality of the statutory scheme empowering her husband to unilaterally execute a mortgage on their jointly-owned home. Cross-motions on the TILA claims were denied. The State moved for summary judgment on the issue of the constitutionality of Article 2404, and Mr. Kirchberg joined in that motion. The district court granted the motion, holding that the Louisiana matrimonial property regime did not violate the Equal Protection or Due Process Clauses of the Fourteenth Amendment.
Kirchberg v.
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Feenstra,
This Court reversed on appeal.
Kirch-berg v. Feenstra,
Following our decision, Mr. Kirchberg filed an appeal, and the Supreme Court noted probable jurisdiction.
Kirchberg v. Feenstra,
The Suprеme Court unanimously affirmed this Court’s decision in
Kirchberg v. Feenstra,
On remand, the district court entered a declaratory judgment in favor of Mrs. Feenstra against Mr. Kirchberg, the State of Louisiana, and its Governor. The court also awarded costs to Mrs. Feenstra, but denied that portion of her motion for entry of judgment seeking an award of reasonable attorney’s fees to her as the prevailing party under 42 U.S.C. § 1988, ordering instead that each party was to bear its own attorney’s fees under the American Rule. Mrs. Feenstra filed a motion to alter or amend judgment. At a hearing held to determine the issue of attorney’s fees, the district court denied her motion from the bench. Although somewhat unclear, the transcript of the colloquy between counsel and the court reveals that the court based its decision on the fact that Mrs. Feenstra had never formally pleaded § 1983 and that she was only seeking a declaratory judgment under 28 U.S.C. § 2201. The court further refused to use its equitable powers *995 to change the award because of its determination that under the standard applied to prevailing defendants, plaintiff Kirchberg’s original suit was neither frivolous, vexatious, nor brought in bad faith, and because Mrs. Feenstra’s victory conferred no benefit on any broader class, but benefitted оnly herself. Mrs. Feenstra appeals that decision to this Court.
ANALYSIS:
Under the “American Rule,” each party is generally required to bear its own attorney’s fees.
Alyeska Pipeline Service Co. v. Wilderness Society,
While prevailing defendants in civil rights cases may be awarded attorney’s fees only where plaintiff’s action was frivolous, unreasonable, or without foundation,
Christiansburg Garment Co. v. EEOC,
The Civil Rights Attorney’s Fees Awards Act of 1976, 42 U.S.C.A. § 1988 (West 1981), provides that courts may award a reasonable attorney’s fee to a prevailing party in certain civil rights actions.
3
In enacting section 1988, Congress expressly stated that “[a] party seeking to enforce the rights protected by the statutes covеred by [this Act], if successful, ‘should ordinarily recover an attorney’s fee unless special circumstances would render such an award unjust.’
Newman v. Piggie Park Enterprises, Inc.,
[The] civil rights laws depend heavily upon private enforcement, and fee awards have proved an essential remedy if private citizens are to have a meaningful opportunity to vindicate the important Congressional policies which these laws contain.
In many cases arising under our civil rights laws, the citizen who must sue to enforce the law has little or no money with which to hire a lawyer. If private citizens are to be able to assert their civil rights, and if those who violate the Nation’s fundamental laws are not to proceed with impunity, then citizens must have the opportunity to recover what it costs them to vindicate these rights in court.
S.Rep. No. 94-1011, supra at 5910.
The Supreme Court has recognized that the
Newman
rule applies to prevailing plaintiffs seeking attorney’s fees under section 1988.
Roadway Express,
100 S.Ct. at
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2462;
Supreme Court of Virginia v. Consumers Union,
Nominal Defendants
The
Newman
rule applies only to prevailing plaintiffs. The district court apparently believed, and the State now argues on appeal, that Mrs. Feenstra was at most a prevailing defendant, and was therefore subject to the more rigorous standard enunciated in
Christiansburg,
In enacting section 1988, Congress specifically provided that the Newman rule would apply to prevailing plaintiffs who were nominal defendants.
In the large majority of cases the party or parties seeking to enforce [rights protected by the statutes enumerated in section 1988] will be the plaintiffs and/or plaintiff-intervenors. However, in the procedural posture of some cases, the parties seeking to enforce such rights may be the defendants and/or defendant-interve-nors. See, e.g. Shelley v. Kraemer,334 U.S. 1 ,68 S.Ct. 836 ,92 L.Ed. 1161 (1948).
S.Rep. No. 94-1011, 94th Cong., 2d Sess. 4, reprinted in 1976 U.S.Code Cong. & Ad. News 5908, 5912 n. 4. This footnote comes directly after the statement in the Senate Report that successful parties should ordinarily recover attorney’s fees absent special circumstances that would render such an award unjust. It is clear that Congress intended that nominal defendants not be denied the benefit of the Newman rule where they prevailed on constitutional claims that they themselves brought.
This Court has given full effect to Congress’ expressed intent in this regard. In
Riddell,
While it is true that Mrs. Feenstra was originally a defendant in the suit filed by Mr. Kirchberg seeking a declaratory judgment that he was not liable for nоndisclosures under the Truth in Lending Act, it was she who brought the constitutional claim decided by the district court, this Court, and the United States Supreme Court. We hold that for purposes of § 1988, Mrs. Feenstra was the plaintiff on her constitutional claim, and is entitled to the benefit of the Newman rule.
“Substantive” Defendants
The State advances yet another argument for finding that Mrs. Feenstra is a defendant "on her constitutional claim. In its brief, the State claims that a “substantive defendant” is a party who seeks to protect a purely private interest (here, a home), while a “substantive plaintiff” is a private attorney general who, cloaked in the mantle of thе public interest, seeks relief for himself and all others similarly situated (relying on
Coen v. Harrison County School Board,
Prevailing Plaintiff
The State further argues that Mrs. Feenstra is not entitled to § 1988 attorney’s fees because she did not “prevail” in her suit. Relying on
Criterion Club of Albany v. Board of Commissioners,
The fact that the Louisiana Legislature has repealed Article 2404 and related statutes is quite beside the point. Mrs. Feens-tra prevailed in the most convincing manner possible;
4
she obtained a judgment from this Court, affirmed by the Supreme Court of the United States, that Article 2404 was unconstitutional. Louisiana’s repeal of the offending statutes affected her not in the slightest, as the nondiscriminatory statutes which replaced them went into effect many years after her husband mortgaged their home to Mr. Kirchberg. For the State to prevail on its argument, it would have to show that Mrs. Feenstra’s action was mooted by thе repeal. But the Supreme Court expressly rejected this argument.
Kirchberg v. Feenstra,
449 U.S.
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916,
The clearest, most succinct statement of the rule to be applied in determining whether a plaintiff has prevailed under section 1988 is found in
Coen,
Abuse of Discretion
Appellate review of a denial of § 1988 attorney’s fees is governed by the abuse of discretion standard. However, as this Court stated in
Ellwest Stereo Theatre, Inc. v. Jackson,
Special Circumstances
Because Congress believed that the incentive of attorney’s fees was critical to the enforcement of the civil rights laws,
Gates,
Here, the State again emphasizes the private nature of Mrs. Feenstra’s suit to invalidate her mortgage, arguing that a private claim is a “special circumstance” justifying the denial of fees. It is true that this Court recognized in
Riddell
that fees had been denied in a number of cases from other circuits where plaintiffs filed under section 1983 to recover what was essentially a tort claim for private monetary damages. This line of authority was still viable at the time we decided
Riddell.
6
Since that time, however, this Court has concluded that “if such a line of authority ever existed, its continued existence in the wake of
Maine v. Thiboutot
and
Maher v. Gagne
is unsupportable.”
Gibbs,
In denying attorney’s fees, the district court also relied on the fact that the State’s defense of its statutes was carried out in good faith. Good faith is not a special circumstance.
Ellwest,
§ 1983 Claim
Mrs. Feenstra filed her constitutional claim under 28 U.S.C. § 1331, pleading a violation of the equal protection clause of the fourteenth amendment. The suit was filed shortly after the Supreme Court’s decision in
Alyeska,
The State now argues that because the suit was not brought under § 1983, Mrs. Feenstra is barred from claiming § 1988 attorney’s fees.
Section 1988 applies to all cases pending at the time it went into effect.
Hutto,
Section 1988 provides that attorney’s fees may be awarded to the prevailing party “[i]n any action or proceeding to enforce [§ 1983].” Although the reference to actions “to enforce” § 1983 is somewhat imprecise in light of the fact that § 1983 does not itself create substantive rights, the legislative history makеs it perfectly clear that the Act was intended to apply in any action for which § 1983 provides a remedy, (Emphasis added).
Maher,
Neither party to this litigation disputes that § 1983 provides a remedy for this ae
*1000
tion. Section 1983 confers no substantive rights, but merely provides a remedy for the violation of rights secured under the Constitution and laws of the United States.
Maher,
Prevailing Plaintiff on a Pendent Non-fee Claim
This result is consistent with several decisions by this Court and the United States Supreme Court.
In
Maher,
the Supreme Court stated that where a party prevails on a substantial non-fee claim pendent to a сivil rights claim which the court, in an effort to avoid the unnecessary resolution of a constitution question, fails to reach, plaintiff is entitled to § 1988 fees as long as both claims arise out of a common nucleus of operative fact.
Maher,
The present action presents an even stronger case for the award of attorney’s fees than either Williams or Espino. We cannot in logic make an exception to the plain language of § 1988 by awarding to a plaintiff prevailing on a pendent, non-constitutional claim, attorney’s fees plainly intended by Congress as an incentive to redress a constitutional violation, and then deny this exception to the very person for whom the incentive was designed. This would reward the artful pleader who nonetheless failed to directly vindicate his constitutional rights, while penаlizing the successful litigant on a constitutional claim for an otherwise harmless oversight.
That the inartful pleader has a stronger claim to attorney’s fees can also be shown by applying to him the two conditions imposed upon a prevailing pendent claim plaintiff. Under Williams and Espino, plaintiff’s pendent claim must be substantial, and must arise out of the same nucleus of operative fact as the pretermitted constitutional claim. These two conditions are clearly intended to preclude fee awards for victories on inconsequential claims unrelat *1001 ed to the constitutional violations sought tо be remedied. As is immediately evident, there is no need to apply these two conditions to the inartful pleader who prevails on his constitutional claim; it is analytic that they will be met in every case. Where the successful litigant on a constitutional claim by definition satisfies the only two conditions which might preclude the pendent claim plaintiff from recovering attorney’s fees, it makes no sense whatsoever to deny fees to the successful litigant on the constitutional claim.
Although we recognize that the facts of this case do not actually fit within the contours of the pendent claim exception forming the basis of our holdings in Williams and Espino, our holding in this case is both consistent with and supported by the policies underlying those decisions. Conclusion
We are satisfied that Mrs. Feenstra is entitled to reasonable attorney’s fees under 42 U.S.C. § 1988. She prevailed on her constitutional counterclaim by obtaining a judgment that the challenged statute was unconstitutional. As a prevailing plaintiff, she is entitled to fees as a matter of course. We find no special circumstances justifying the denial of fees. And although Mrs. Feenstra did not formally plead § 1983, in light of the history of this case, her oversight is not enough to deprive her of the fees thаt are her due. We understand the district court’s concern over the oversight in pleading, but nevertheless find that it abused its discretion in denying fees.
We therefore AFFIRM the district court’s award of costs, REVERSE its denial of section 1988 attorney’s fees, and REMAND this case to the district court with instructions to award reasonable attorney’s fees in accordance with the criteria set forth in
Johnson v. Georgia Highway-Express, Inc.,
This Court has consistently required that a district court awarding attorney’s fees under section 1988 make an express finding of record setting forth the basis of its award and stating the particular factors relied upon.
Morrow,
AFFIRMED IN PART; REVERSED AND REMANDED IN PART.
Notes
. Article 2404 of the Louisiana Code, in effect at the time the mortgage was executed, provided in pertinent part:
The husband is the head and master of the partnership or community of gains; he administers its effects, disposes of the revenues which they produce, and may alienate them by an onerous title, without the consent and permission of his wife.
La.Civ.Code Ann. art. 2404 (West 1971).
The Louisiana Legislature has since completely revised the provisions of the Louisiana Code governing matrimonial regimes, eliminating the head and master provision altogether. In 1979, Article 2404 was repealed and replaced by Artiсle 2346, which provides in pertinent part:
Each spouse acting alone may manage, control, or dispose of community property unless otherwise provided by law.
La.Civ.Code Ann. art 2346 (West Cum. Pamphlet 1982) (effective Jan. 1, 1980). Mrs. Feens-tra does not claim that her suit was a factor in bringing about the repeal of Article 2404.
Although Mrs. Feenstra also challenged the constitutionality of former Article 2334 of the Louisiana Code, we addressed only her challenge to Article 2404 in our prior disposition of this case. Article 2334 does not concern us here.
See Kirchberg v. Feenstra,
. In
Kirchberg v. Feenstra,
These [new] provisions, however, did not take effect until January 1, 1980, and the Court of Appeals was therefore required to consider whether Art. 2404, the Civil Code provision which had authorized Mr. Feenstra to mortgage his home in 1974 without his wife’s knowledge or consent, violated the Equal Protection Clause of the Fourteenth Amendment.
Feenstra,
. The final sentence of section 1988, as amended, provides as follows:
In any action or proceeding to enforce a provision of sections 1981, 1982, 1983, 1985, and 1986 of this title, title IX of Public Law 92-318, or title VI of the Civil Rights Act of 1964, the court, in its discretion, may allow the prevailing party, other than the United States, a reasonable attorney’s fee as part of the costs.
42 U.S.C.A. § 1988 (West 1981).
. Even where litigation does not culminate in a final order or judgment for plaintiff, we have allowed plaintiff attorney’s fees as long as he prevailed on the central issue in the case.
Iranian Students Association v. Edwards,
Congress has stated that section 1988 fees “are especially appropriate where a party has prevailed on an important matter in the course of litigation, even when he ultimately does not prevail on all issues.” S.Rep. No. 94-1011,
supra
at 5,
reprinted in
U.S.Code Cong. & Ad. News,
supra
at 5912.
Accord, Hanrahan v. Hampton,
. We are not persuaded by Mrs. Feenstra’s argument that while the amount of an award is subject to review only for an abuse of discretion, a determination as to a party’s entitlement to a fee award is a question of law. The Supreme Court has reviewed denials of section 1988 fees under the abuse of discretion standard. New York
Gaslight Club,
. In
Riddell,
we also discussed a second line of cases under the “special circumstances” exception, in which plaintiffs’ efforts did not contribute to their eventual receipt of the benefits they sought to obtain through litigation.
Riddell,
. The fact that the award of attorney’s fees will eventually be borne by the taxpayer is not a “special circumstance” sufficient to justify the denial of fees. Williams v.
Thomas,
