SELCUK KARAMANOGLU, Plaintiff, Appellant, v. TOWN OF YARMOUTH; BRIAN ANDREASEN, individually; DANIEL GALLANT, in his capacity as Chief of Police of the Yarmouth Police Department, Defendants, Appellees.
No. 20-2015
United States Court of Appeals For the First Circuit
September 30, 2021
Hon. John H. Rich III, U.S. Magistrate Judge
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MAINE. Before Thompson and Kayatta, Circuit Judges, and Woodlock,* District Judge. *Of the District of Massachusetts, sitting by designation.
Tyler J. Smith, with whom Gene R. Libby was on brief, for appellant.
Kasia S. Park, with whom Edward R. Benjamin, Jr. was on brief, for appellees.
WOODLOCK, District
She reported the incident to the police. The officer assigned that evening interviewed her and then interviewed the boyfriend,
When the charges were dropped and the boyfriend no longer faced the potential for an adverse criminal judgment, he sued the assigned police officer, the police chief, and the town in federal court for violating his federal and state civil rights by arresting him without probable cause. He contended that he had used justifiable force under state law to defend himself and his property during his encounter with the girlfriend.
On the Defendants’ motion for summary judgment, the district court dismissed the case, finding that the officer had probable cause to arrest the boyfriend. As we will explain, on de novo review, we agree.
I.
A. Factual Background
On the evening of Saturday, June 15, 2018, Rose Heikkinen — a girlfriend and sexual partner of Plaintiff Selcuk Karamanoglu, who had been staying with him every weekend — used a garage door opener in her possession to enter Mr. Karamanoglu’s Yarmouth, Maine home. She searched unsuccessfully for his phone while he slept, woke him to demand the phone, and ultimately confronted him about a message he had received from an ex-girlfriend. As a result of that questioning, she hit Mr. Karamanoglu with the garage door opener and the phone, causing physical injuries to him. After she then smashed the garage door opener on the floor and lifted the phone into the air, Mr. Karamanoglu grabbed her wrists to stop her from hitting him and told her to leave his house.
Ms. Heikkinen continued to try to hit Mr. Karamanoglu as he pushed her toward the doorway, and at one point she pushed him to the ground. According to Ms. Heikkinen, Mr. Karamanoglu grabbed her neck while pushing her out of the house and eventually pushed her down “two or three” stairs onto the garage floor.
Ms. Heikkinen went to the Yarmouth police station, where she presented her account of the incident orally to Officer Brian Andreasen, who was called into the station that evening to investigate the complaint. In addition to eliciting oral statements from Ms. Heikkinen, Officer Andreasen also obtained a written statement from her. In relaying her account to Officer Andreasen orally, Ms. Heikkinen characterized herself as “more aggressive” than Mr. Karamanoglu throughout the interaction. Officer Andreasen observed blood on her clothing, marks on her neck, and that she was holding her ribcage while complaining of pain there.
Officer Andreasen next went to Mr. Karamanoglu‘s house to hear his account, bringing along Joshua Robinson, another officer on duty that night. Mr. Karamanoglu told the officers that Ms. Heikkinen attacked him and that he was pushing her to try to remove her from his home. Mr. Karamanoglu says he showed Officer Andreasen wounds on his arm, hand, and chest.1
Officer Andreasen then arrested Mr. Karamanoglu for domestic violence assault.
The case against Mr. Karamanoglu was dropped in state court on June 21, 2018 — less than a week after the arrest. An assistant district attorney gave the following oral explanation to the court:
By victim‘s, Rose[‘s], own admission, she went to Selcuk‘s home at night while he was sleeping, entered without his permission, woke him up. She was angry because she thought he had been seeing someone else. He told her repeatedly to leave. She refused repeatedly. She was committing a criminal trespass and he was justified in using reasonable force to remove her from his home. The force he used was reasonable and she used force against him in return including grabbing him by his testicles,2 thereby escalating the violence. No likelihood of successful prosecution.
B. Procedural History
Some six months after the case against him was dismissed, Mr. Karamanoglu sued the Town of Yarmouth, Officer Andreasen and the Chief of the Yarmouth Police Department, on January 14, 2019 in the United States District Court for the District of Maine. Karamanoglu claimed that he was arrested without probable cause and sought relief under both
Mr. Karamanoglu has appealed the grant of summary judgment, arguing that Officer Andreasen lacked probable cause to arrest him.
II.
As explained, Mr. Karamanoglu brings a federal cause of action alleging that his arrest was unlawful because Officer Andreasen lacked probable cause to arrest Mr. Karamanoglu for domestic violence assault. To evaluate this claim, we first consider the elements of domestic violence assault under Maine law. We then look to federal law to determine whether Officer Andreasen had probable cause to believe Mr. Karamanoglu had committed the state-law offense.
A.
We set the stage by describing the relevant elements of the crime for which Mr. Karamanoglu was arrested. In Maine, a person has committed the crime of domestic violence assault if he or she has intentionally, knowingly, or recklessly caused
Maine criminal law recognizes “three broad categories of criminal defenses,” including justifications for what would otherwise be an assault. State v. Ouellette, 37 A.3d 921, 925 (Me. 2012).3 Two such justifications are relevant here.
Maine law provides that a “reasonable degree of nondeadly force” used during a domestic violence assault may be justified if it was deployed in self-defense — i.e., to defend against the imminent use of unlawful, nondeadly force by another — as long as the person using defensive force did not provoke the use of force by the other person and was not “the initial aggressor.”
On a parallel track, Maine law provides that a person in control of premises is justified in using nondeadly force on another person if he “reasonably believes it necessary to prevent or terminate the commission of a criminal trespass” by that person.
To prevail at trial, the government must disprove any justification presented beyond a reasonable doubt if evidence of record raises the issue. See generally State v. Cardilli, 254 A.3d 415, 421-24 (Me. 2021) (discussing deadly force justifications); State v. Asante, 236 A.3d 464, 469 (Me. 2020) (discussing deadly force and self-defense); State v. Villacci, 187 A.3d 576, 580-81 (Me. 2018) (discussing justifications for domestic violence assault); Ouellette, 37 A.3d at 925-30 (discussing categories of criminal defenses). However, as we will explain, an officer in the field need not disprove a potential justification beyond a reasonable doubt before making an arrest.
B.
Having examined the state-law offense for which Mr. Karamanoglu was arrested, we turn to the question of whether that arrest was unreasonable under federal law.
The elements of a
The Fourth Amendment protects against “unreasonable searches and seizures.”
Whether an officer had probable cause for an arrest is determined by viewing the totality of the circumstances from the perspective of an objectively reasonable officer. Maryland v. Pringle, 540 U.S. 366, 371 (2003). Consequently, “[i]n assessing whether probable cause exists, we consider ‘the whole picture.’” Jordan, 943 F.3d at 542 (quoting District of Columbia v. Wesby, 138 S. Ct. 577, 588 (2018)). Probable cause is “a fluid concept” and “not a high bar.” Illinois v. Gates, 462 U.S. 213, 232 (1983); Wesby, 138 S. Ct. at 586 (quoting Kaley v. United States, 571 U.S. 320, 338 (2014)).
“[U]ncorroborated testimony of a victim or other percipient witness, standing alone, ordinarily can support a finding
However, an officer may not “treat evidence of innocence with impunity.” Brady v. Dill, 187 F.3d 104, 114 (1st Cir. 1999). Because probable cause is a totality-of-the-circumstances determination, courts will not ignore “facts tending to dissipate probable cause.” Ramirez v. City of Buena Park, 560 F.3d 1012, 1023-24 (9th Cir. 2009) (citation omitted). Such facts, of course, are part of the whole picture. See, e.g., Garcia v. Doe, 779 F.3d 84, 93 (2d Cir. 2015) (noting that although officers need not explore every claim of innocence, their deliberate disregard of known facts may defeat probable cause); Kuehl v. Burtis, 173 F.3d 646, 650-51 (8th Cir. 1999) (finding no probable cause when officer failed to interview eyewitness and did not consider evidence negating requisite intent for assault); Bigford v. Taylor, 834 F.2d 1213, 1218-20 (5th Cir. 1988) (finding that obvious age and worn condition of vehicle negated finding probable cause that vehicle had been stolen when no matching vehicle reported stolen).
The relevant inquiry is whether, on balance, the facts known to the officer at the time of the arrest support probable cause. See Town of Sandown, 585 F.3d at 504. And because probable cause “does not deal with hard certainties, but with probabilities,” Gates, 462 U.S. at 231 (quoting United States v. Cortez, 449 U.S. 411, 418 (1981)), probable cause to believe one person committed a crime by definition does not foreclose the possibility that probable cause would also exist to believe another person committed the same or a parallel crime. When two people are striking each other, it is certainly possible that probable cause may exist to arrest either or both of them. In each instance, it depends on whether the “facts and circumstances within the officer‘s knowledge . . . are sufficient to warrant a prudent person . . . in believing . . . that the suspect has committed, is committing, or is about to commit an offense.” Michigan v. Defillippo, 443 U.S. 31, 37 (1979).
We have recently observed that “probable cause is not a creature of certainty and does not require either the level of proof needed to secure a conviction or even an ‘unusually high degree of assurance.‘” United States v. Centeno-González, 989 F.3d 36, 45 (1st Cir. 2021) (quoting United States v. Clark, 685 F.3d 72, 76 (1st Cir. 2012)). Rather, an officer‘s conclusion that probable cause exists requires only objective reasonableness. Acosta, 386 F.3d at 10-11 (quoting United States v. Winchenbach, 197 F.3d 548, 555 (1st Cir. 1999)).
C.
We now consider whether Officer Andreasen‘s decision to arrest Mr. Karamanoglu was objectively reasonable. Our review of the grant of summary judgment by the district court is de novo, taking the facts in the light most favorable to the Plaintiff as the non-moving party, see Jordan, 943 F.3d at 536, bearing in mind that while “only a jury can resolve reasonably disputed issues of fact, whether a given set of facts constitutes probable cause is a legal question,” id. at 541.
Mr. Karamanoglu contends that his arrest for state domestic violence assault was not premised on probable cause and thus violated his Fourth Amendment right to be free from unreasonable seizure because there was at least a genuine issue of fact whether the facts known to the police officer at the time of the arrest justified the use of the force Mr. Karamanoglu deployed against Ms. Heikkinen because she was the initial aggressor and a trespasser under the Maine justifications for self-defense and defense of premises.
We review the facts not in dispute that can be said on the record before us to have been known to Officer Andreasen when the arrest was made and conclude that the record establishes there was probable cause under the Fourth Amendment to arrest Mr. Karamanoglu on the night in question. Upon that review we find that Mr. Karamanoglu’s lawsuit does not surmount the threshold for a federal constitutional violation and that judgment for the Defendant-Appellees is appropriate.
Ms. Heikkinen told Officer Andreasen that she and Mr. Karamanoglu had been dating on and off for approximately three years and that they had a sexual relationship. Officer Andreasen‘s conversation with Mr. Karamanoglu did not reveal any contradictory information as to the nature of their relationship. Officer Andreasen therefore had probable cause to believe that Mr. Karamanoglu and Ms. Heikkinen were family or household members for purposes of Maine domestic violence assault law, which includes current or former sexual partners within its ambit.
According to Ms. Heikkinen‘s statement, she initiated the physical confrontation by hitting Mr. Karamanoglu, to which he responded by attempting to push her out of the house. As reported in Ms. Heikkinen‘s oral and written accounts, Mr. Karamanoglu grabbed her neck at some point during this altercation. Officer Andreasen observed marks on Ms. Heikkinen‘s neck that were consistent with this account. Ms. Heikkinen also stated in writing that Mr. Karamanoglu pushed her “down the steps into the garage” and onto the garage floor, conceding that she “pushed him to the ground too.”
When Officers Andreasen and Robinson arrived at the home, Mr. Karamanoglu confirmed that he pushed Ms. Heikkinen out of the house. Ms. Heikkinen had asserted to the officer that she believed it was during this shove and fall when she hurt her ribs, and Officer Andreasen noticed that she was holding the right side of her ribs. That information, obtained from a percipient witness and corroborated by officer observations, was sufficient for an objectively reasonable officer to conclude that Mr. Karamanoglu “intentionally, knowingly or recklessly cause[d] bodily injury” to Ms. Heikkinen.6
As part of our evaluation of the totality of the circumstances and consideration of the whole picture, we tighten the frame to focus specifically on Mr. Karamanoglu’s claims of self-defense and defense of premises.
With respect to self-defense, Ms. Heikkinen told Officer Andreasen that she was the “more aggressive” party and began the physical encounter. In her written statement, Ms. Heikkinen made clear that she “hit [Mr. Karamanoglu] on the chest” and repeatedly pushed him, including pushing him to the ground. While Officer Andreasen asserts that he did not see any visible injuries on Mr. Karamanoglu, in the posture of summary judgment practice, we accept Mr. Karamanoglu’s testimony that he showed both officers injuries on his arm, hand, and chest.7 We treat that dispute in the light most favorable to Mr. Karamanoglu.
Regarding defense of premises, the facts known to Officer Andreasen at the time of the arrest do not unequivocally support a finding that Ms. Heikkinen was engaged in a criminal trespass. To be sure, Ms. Heikkinen referred to the house as “Selcuk‘s house” in her written statement, and she stated that she entered the house without his knowledge and that he ordered her to “get out!” However, she entered using a garage door opener given to her by Mr. Karamanoglu,8 her car was registered to the address of the home, and her driver‘s license was also listed at that address. We need not decide the question because the degree of force Mr. Karamanoglu used as reflected in the record, even when read in the light most favorable to him, could be viewed as unreasonable despite the fact that some force may have been justified.
In her written statement, Ms. Heikkinen also admitted that Mr. Karamanoglu told her to leave before he began using force. On these facts an objective officer should have concluded that Mr. Karamanoglu was justified in using some force to defend himself against an attack that he did not initiate or provoke, or to defend his home against a no-longer-welcome guest he had directed to leave the premises. But how much force had been necessary was a matter of judgment and we conclude that Officer Andreasen‘s exercise of implicit judgment in this regard — that the force used by Mr. Karamanoglu was not necessary, but rather was disproportionate — was objectively reasonable.
An objectively reasonable officer evaluating the circumstances here could have concluded that grabbing Ms. Heikkinen’s neck during a domestic scrum that ended with Mr. Karamanoglu pushing her down
For federal constitutional purposes, we ask only whether there was probable cause to arrest for the crime identified. Here, where the prima facie elements of domestic violence assault were indisputably satisfied as to Mr. Karamanoglu and an objectively reasonable officer could conclude based on facts known at the time that an unreasonable amount of force was used by Mr. Karamanoglu against Ms. Heikkinen, we answer in the affirmative.9
III.
For the foregoing reasons, we conclude that there was probable cause under federal common law supporting the arrest of Mr. Karamanoglu for domestic violence assault. There was no violation of his Fourth Amendment rights, and the district court‘s grant of summary judgment against him was proper. Because there was no underlying federal constitutional violation in this case, we do not reach the qualified immunity and municipal liability contentions also addressed in the parties’ briefing.
AFFIRMED.
Notes
A person is justified in using a reasonable degree of nondeadly force upon another person in order to defend the person or a 3rd person from what the person reasonably believes to be the imminent use of unlawful, nondeadly force by such other person, and the person may use a degree of such force that the person reasonably believes to be necessary for such purpose. However, such force is not justifiable if:
A. With a purpose to cause physical harm to another person, the person provoked the use of unlawful, nondeadly force by such other person; or
B. The person was the initial aggressor, unless after such aggression the person withdraws from the encounter and effectively communicates to such other person the intent to do so, but the other person notwithstanding continues the use or threat of unlawful, nondeadly force;
. . . .
A person in possession or control of premises or a person who is licensed or privileged to be thereon is justified in using nondeadly force upon another person when and to the extent that the person reasonably believes it necessary to prevent or terminate the commission of a criminal trespass by such other person in or upon such premises.
