Lead Opinion
Opinion by
Announcing the Decision of the Court.
On March 3, 2009, this court accepted a timely application for a writ of certiorari, filed by petitioner/employer-appellee City and County of Honolulu, Department of Parks and Recreation (the City) on January 23, 2009, requesting that this court review the Intermediate Court of Appeals’ (ICA) December 8, 2008 judgment on appeal, entered pursuant to its November 12, 2008 published opinion in Kapuwai v. City & County of Honolulu,
Briefly stated, respondent/employee-appellant Darrell N. Kapuwai—who was employed by the City as a mason—sustained a work-related injury to his right great toe. The City eventually accepted liability for Kapu-wai’s injury, and the director awarded Kapu-wai, inter alia, benefits for 96 percent permanent partial disability (PPD) of his right great toe. The City appealed to the LIRAB, and the LIRAB modified the director’s decision, concluding that Kapuwai was entitled to 4 percent PPD on the whole person. Additionally, the LIRAB denied Kapuwai’s request for attorney’s fees and costs, made pursuant to Hawaii Revised Statutes (HRS) § 386-93(b) (1993), quoted infra. Kapuwai appealed the LIRAB’s decision to the ICA, arguing that the LIRAB should have converted the “whole person” rating to a PPD rating of the great toe, pursuant to HRS § 386-32(a) (Supp.2001), quoted infra, and should have granted his request for attorney’s fees and costs. On appeal, the ICA held that Kapuwai was entitled to a PPD award based on the impairment of his great toe as opposed to a whole person rating if the award for the former exceeded the award for the latter; thus, the ICA remanded the ease to the LIRAB for such determination. Based upon its remand of the case to the LIRAB, the ICA rеcognized that it could not decide the attorney’s fees issue but, nevertheless, provided “guidance” to the LIRAB regarding the application of HRS § 386-93(b) on remand.
On application, the City essentially contends that the ICA erred: (1) by remanding Kapuwai’s ease to the LIRAB for a “determination of a [PPD] award based on an impairment of [Kapuwai’s] great toe”; and (2) in its interpretation of HRS § 386-93(b). We agree with the ICA’s rationale and ultimate disposition remanding the case to the LIRAB for a determination of a PPD award based on the impairment of Kapuwai’s great toe and, therefore, affirm that portion of the ICA’s opinion. However, as discussed more fully infra, we hold that the ICA erred in delving into the interpretation of HRS § 386-93(b) because, based on the ICA’s remand of the case to the LIRAB, the issue of attorney’s fees and costs was not ripe for decision. Accordingly, we vacate section II of the ICA’s opinion relating to attorney’s fees and costs.
I. BACKGROUND
A. Factual Background and Procedural History
As aptly summarized by the ICA:
Kapuwai was employed by ... [the City] as a mason. He developed a bunion and calluses on his right great toe which were aggravated by wearing steel-toed shoes at work. On November 23, 2001, Kapuwai underwent surgery on his right foot that consisted of metatarsal osteotomy and distal phalangeal exostectomy. The surgery was not successful in alleviating the pain and sensitivity Kapuwai experienced in his right great toe. Kapuwai walked with a mild limp, had difficulty going up and down stairs, and had problems with balance. He gave up driving because he experienced twitching under his toe when stepping on the accelerator. The surgery left a scar and a flexion deformity of his right great toe.
*35 The City accepted liability for Kapuwai’s injury on October 28, 2002, and on December 1, 2002, the [director ... ordered the City to pay for Kapuwai’s necessary medical expenses as well as $5,421.25 in temporary total disability benefits.
In December 2003, Kapuwai was evaluated by [Wayne K. Nadamoto, M.D. (Dr. Nadamoto)] for permanent impairment. Dr. Nadamoto used the Fifth Edition of the American Medical Association Guides to the Evaluation of Permanent Impairment (AMA Guides) in rating Kapuwai’s impairment. Dr. Nadamoto applied the gait-derangement method rather that the range-of-motion method for assessing impairment under the Fifth Edition of the AMA Guides.[1 ] Based on the gait-derangement method, Dr. Nadamoto rated Kapuwai’s impairment as a 7 percent PPD of the whole person.
A hearing was held before the [director on the issues of permanent disability and disfigurement. The [director credited Dr. Nadamoto’s evaluation that Kapuwai suffered a 7 percent whole person disability. The [d]irector found that “[t]his percentage should properly be converted to an award for the great toe only as that was the site of the injury.” The [d]irector used the Third Edition (Revised) of the AMA Guides to convert Dr. Nadamoto’s 7 percent whole person disability rating to a 96 percent PPD of the right great toe, resulting in a PPD award of $19,954.56. The [director also ordered the City to pay Kapuwai $800.00 for disfigurement, to pay additional temporary total disability benefits, and to reimburse Kapuwai for the cost of Dr. Nadamoto’s evaluation.
The City appealed the [director’s decision to the LIRAB on July 13, 2004. The LIRAB issued a pretrial order identifying the issues on appeal as:
1. What is the extent of permanent disability resulting from [Kapuwai’s] work injury ...; [and]
2. What is the extent of disfigurement resulting from [Kapuwai’s] work injury....
At the City’s request, [S.Y. Tan, M.D. (Dr. Tan) ] conducted an independent medical examination of Kapuwai. Dr. Tan prepared a report and testified at the [hearing] held before the LIRAB on the City’s appeal. Dr. Tan disagreed with Dr. Nada-moto’s use of the gait-derangement method of assessing Kapuwai’s impairment because Kapuwai’s condition did not fit the criteria for using that method under the Fifth Edition of the AMA Guides. Dr. Tan concluded that the range-of-motion method, which was based on measuring the range of motion of the great toe, was the appropriate method to use.[2 ] Applying the range-of-motion method, Dr. Tan determined that Kapuwai had sustained a mild toe impairment equivalent to a 1 percent PPD of the whole person.
On February 6, 2006, the LIRAB entered a decision that modified the [director's PPD award and affirmed the [director’s disfigurement award. The LIRAB credited Dr. Tan’s opinion in*36 finding [ (]1) that Kapuwai should be rated under the range-of-motion method and [(]2) that[,] under the Fifth Edition to the AMA Guides, Kapuwai’s range of motion measurements corresponded to a 1 percent impairment of the whole person. The LIRAB also credited Kapuwai’s testimony on “how his toe condition has interfered with his activities of daily living, such as walking, going up and down stairs, driving, and standing.”
The LIRAB concluded:
Based on the foregoing, including Dr. Tan’s impairment rating and [Kapuwai’s] testimony regarding his pain symptoms and how his toe condition has interfered with his activities of daily living, we conclude that [Kapuwai] is entitled to benefits for 4 [percent] permanent partial disability of the whole person....
The LIRAB’s decision did not separately determine what Kapuwai’s PPD award would have been if based solely on the impairment to his right great toe. The LIRAB agreed with the [director's $800 disfigurement award.
[On February 16, 2006,] Kapuwai moved for reconsideration on the ground that the LIRAB failed to convert its award of 4 percent PPD of the whole person to an award based on the impairment of his right great toe, a specific body part covered by the schedule of awards for PPD under HRS § 386-32(a)[3 ]. The LIRAB denied Kapuwai’s motion for reconsideration on March 29, 2006.
Kapuwai also submitted a request to the LIRAB that the City be required to pay $2,535, [pursuant to HRS § 386-93(b),4 ] which represented one-half of the attorney’s fees and eost[s] incurred by Kapuwai in the City’s appeal to the LIRAB. In support of his request, Kapuwai argued that the City raised two issues in the appeal (the extent of the PPD award and the extent of the disfigurement award); that Kapuwai was the prevailing party on the issue of disfigurement; and that the LIR-AB did not reverse but only modified the*37 [director's decision on the issue of PPD. The LIRAB effectively denied Kapuwai’s request by not assessing the City with 50 percent of Kapuwai’s attorney’s fees and costs, but instead making Kapuwai’s attorney’s fees and costs a lien upon the compensation payable by the City to Kapuwai.
Kapuwai,
B. Appeal Before the 1C A
On direct appeal, Kapuwai contended that the LIRAB erred “as a matter of law” when it “failed to ‘convert’ its award of 4 [percent] PPD of the “whole person’ to an award of the right great toe under the ‘schedule’ of injuries pursuant to [HRS] § 386-32(a).” Specifically, Kapuwai argued that:
Where an injured worker suffers a work injury which causes permanent partial disability to his/her great toe [HRS § 386-32(a) ] mandates that “... an employer shall pay the scheduled amount determined by multiplying the effective maximum weekly benefit rate prescribed in § 386-31, HRS” by “38 weeks” as identified in the “schedule.” By the use of the word “shall,” it is clear that the Hawai'i Legislature determined that the payment of ... [PPD] benefits pursuant to the “scheduled” amount are mandatory in nature requiring that certain “compulsory action” be taken. The “compulsory action” required by the LIRAB was to “convert” the “4 [percent] PPD of the whole person” to a PPD award of the scheduled injury, that being “great toe.”
(Bold emphasis in original.) (Internal citations omitted.) Moreover, Kaрuwai asserted that the AMA Guides, Third Edition, should be used in converting the PPD award from 4 percent whole person permanent partial impairment to a percentage of an impairment of the right great toe. According to Kapuwai, under the AMA Guides, the 4 percent whole person award would be converted to a “73 [percent] permanent partial impairment through 90 [percent] permanent partial impairment for a PPD award within the range of $15,173.78 through $18,707.40.” Kapuwai further argued that, “[w]here two remedies are available (i.e., lower percentage within the range of 73 [percent] to 90 [percent]), ... Kapuwai should receive the benefit of the most favorable remedy (i.e., 90 [percent] PPD of the right great toe).” He contended that this “most favorable remedy” approach was “consistent with the benevolent purpose and scope of Hawaii’s workers’ compensation law.”
Kapuwai additionally contended that the LIRAB erred in denying his request for attorney’s fees and costs. Specifically, Kapu-wai argued that the LIRAB should have ordered the City to pay his costs and 50 percent of his attorney’s fees because HRS § 386—93(b) reflects the legislature’s intention to
relieve a claimant of the burden of paying attorney’s fees and costs where an employer appeals and the non-appealing employer or insurance carrier is held liable for compensation due to the claimant. Moreover, the legislative history clearly indicates that the appealing employer should pay for costs and fees “even where he does not lose the appeal.” This “may happen when an employer appeals on the grounds that the amount of compensation is excessive and succeeds in having the amount reduced.” Under this bill, “the appealing employer would be required to pay such costs and fees.” ... The [l]egislature[’s] reference to the appealing employer to be [sic] “required to pay such costs and fees” could only refer to the situation now at hand.
The City responded that the LIRAB correctly awarded Kapuwai 4 percent PPD of the whole person inasmuch as it “was not compelled or obligated to convert its award of 4 [percent] PPD of the whole person to that of the right great toe because use of ... [the HRS § ]386—32 ... schedule is not exclusive when an injury is not clean cut and there are complications to other parts of the body,” that is, Kapuawai’s injury caused him to have an unsteady gait and permanent limp and interfered with his daily living activities. As such, the City maintained that the LIR-
On November 12, 2008, the ICA issued its opinion, concluding that Kapuwai was entitled to a PPD award based on the impairment of his great toe if that award is determined to exceed an award based on the impairment of his whole person. Kapuwai,
However, the ICA ultimately concluded that HRS § 386-32(a) entitled Kapuwai “to a PPD award based on the impairment of his great toe if that [award] exceeds the LIR-AB’s current award based on the impairment of his whole person.” Id. (emphasis added). Inasmuch as “[t]he LIRAB did not determine what Kapuwai’s PPD award would have been if based on the impairment of his great toe under the HRS § 386-32(a) schedule,” the ICA could not itself “tell if an award based on the impairment of Kapuwai’s great toe would exceed the amount awarded by the LIRAB based on the PPD of Kapuwai’s whole person.” Id. Accordingly, the ICA vacated the LIRAB’s decision and remanded the case to the LIRAB for a determination of a PPD award based on the impairment of Kapuwai’s great toe as requested by him.
Based upon its decision to remand the ease to the LIRAB for further proceedings, the ICA recognized that it could not “decide” Kapuwai’s remaining contention regarding the LIRAB’s denial of his requested attorney’s fees and costs because “[t]he determination of whether the City is the loser of its appeal to the LIRAB under HRS § 386-93(b) must be based on the final decision of the LIRAB.” Id. at 313,
Specifically, the ICA, after conducting a review of the legislative history of HRS § 386-93(b), stated:
We conclude that[,] when an employer does not dispute the compensability of the employee’s injury and only appeals on the ground that a PPD award is excessive, it should be regarded as the loser under HRS § 386-93(b) if it fails to obtain a substantial reduction in the compensation award. In our view, this test is faithful to both the language of HRS § 386-93(b), which only permits the assessment of attorney’s fees and costs against an appealing employer “if the employer loses,” and the legislative purpose to discourage un*39 necessary appeals and avoid unfairly burdening an employee with the costs of defending against an appeal. The test was derived by construing the language of HRS § 386-93(b) within the context and spirit of the workers’ compensation law.
The crucial issue in the type of case presented here is the amount of compensation the employer is required to pay. The employer does not prevail on this issue if it only obtains a minor or insubstantial reduction in the award. In determining whether the employer has achieved a substantial reduction in the award, the LIR-AB should consider both the relative and absolute amount of the reduction. For example, if the employer appeals only a small compensation award, a large percentage reduction in the award may not be sufficient to avoid the assessment of the employee’s attorney’s fees and costs. As noted, we do not agree with Kapuwai’s contention that the employer should automatically be regarded as the loser on appeal if it fails to obtain the full reduction it requested. In construing a different attorney’s fees statute, the Hawai'i Supreme Court has held that “where a party prevails on the disputed main issue, even though not to the extent of his original contention, he will be deemed to be the successful party for the purpose of taxing costs and attorney’s fees.” Food Pantry, Ltd. v. Waikiki Business Plaza, Inc.,58 Haw. 606 , 620,575 P.2d 869 , 879 (1978). However, we believe the LIRAB may consider the position taken by the employer on appeal as a factor in its determination of whether the employer is the loser and has achieved a substantial reduction in the award.
Id. at 318-19,
The ICA entered its judgment on appeal on December 8, 2008. On January 23, 2009, Kapuwai timely filed his application for a writ of certiorari. The City filed a response on February 6, 2009. This court accepted Kapuwai’s application on March 3, 2009.
II. STANDARDS OF REVIEW
A. Agency Decisions
Appellate review of the LIRAB’s decision is governed by HRS § 91-14(g) (1993), which provides:
Upon review of the record[,] the court may affirm the decision of the agency or remand the case with instructions for further proceedings; or it may reverse or modify the decision and order if the substantial rights of the petitioners may have been prejudiced because the administrative findings, conclusions, decisions, or orders are:
(1) In violation of constitutional or statutory provisions; or
(2) In excess of the statutory authority or jurisdiction of the agency; or
(3) Made upon unlawful procedure; or
(4) Affected by other error of law; or
(5) Clearly erroneous in view of reliable, probative, and substantial evidence on the whole record; or
(6) Arbitrary or capricious, or characterized by abuse of discretion or clearly unwarranted exercise of discretion.
Under HRS § 91-14(g), conclusions of law (COLs) are reviewable under subsections (1), (2), and (4); questions regarding procedural defects are reviewable under subsection (3).
A COL is not binding on an appellate court and is freely reviewable for correctness. Thus, the court reviews COLs de novo, under the righVwrong standard.
Tam v. Kaiser Permanente,
B. Ripeness
It is axiomatic that ripeness is an issue of subject matter jurisdiction. “Whether a court possesses subject matter jurisdiction is a question of law reviewable de novo.” Kaho'ohanohano v. Dep’t of Human Servs.,
III. DISCUSSION
As previously indicated, the City contends on application that the ICA erred in: (1) ruling “that it was necessary to remand
As indicated above, the ICA stated that it would not “decide” the issue whether Kapu-wai was entitled to attorney's fees and costs because “[t]he determination of whether the City is the loser of its appeal to the LIRAB under HRS § 386-93(b) must be based on the final decision of the LIRAB,” which decision will presumably be issued after remand. Kapuwai,
Preliminarily, we acknowledge that neither party has challenged the advisory nature of the ICA’s opinion, i.e., that the issue of attorney’s fees and costs was not ripe for decision. However, we are equally cognizant that this court has previously stated that,
[w]hile the courts of the State of Hawaii are not bound by a “case or controversy” requirement, we nonetheless recognize that the “ ‘prudential rules’ of judicial self-governance ‘founded in concern about the proper—and properly limited—role of courts in a democratic society5 are always of relevant concern.” Life of the Land v. Land Use Commission,63 Haw. 166 , 172,623 P.2d 431 , 438 (1981) (citations omitted). For “even in the absence of constitutional restrictions, courts must still carefully weigh the wisdom, efficacy, and timeliness of an exercise of their power before acting.” Id.
State v. Fields,
Although the dissent is correct, it overlooks an important distinction between the eases it cites and the case at bar. Specifically, in the cases cited by the dissent, this court provided guidance to another court, ie., an entity within the same branch of government; whereas, in the instant case, the ICA provided guidance to the LIRAB, an administrative agency within the coequal executive branch of government, which, as discussed more fully infra, raises serious concerns regarding separation of powers, judicial interference, and premature adjudication.
In the context of the premature review of administrative decisions, we have stated that:
The rationale underlying the ripeness doctrine and the traditional reluctance of courts to apply injunctive and declaratory remedies to administrative determinations is to prevent courts, through avoidance of premature adjudication, from entangling themselves in abstract disagreements over administrative policies, and also to protect the agencies from judicial intеrference until an administrative decision has been formalized and its effect felt in a concrete way by the challenging parties. Thus, prudential rules of judicial self-governance founded in concern about the proper—and properly limited—role of courts in a democratic society, considerations flowing from our coequal and coexistent system of government, dictate that we accord those charged with drafting and administering our laws a reasonable opportunity to craft and enforce them in a manner that produces a lawful result.
Save Sunset Beach Coal. v. City & County of Honolulu,
None of the eases cited by the dissent involve this court’s issuance of an advisory opinion providing guidance to an administrative agency or entity within the executive or legislative branches or within county government. In fact, this court, in Save Sunset Beach, declined to issue an opinion regarding challenges to a proposed use of the county zoning district because the issue was not ripe.
In Fields, this court was faced with the issue whether a condition of probation eon-
Indeed, the guidance provided by this court in nine of the eleven cases cited by the dissent focused on the propriety of judicial action or the deprivation of constitutional rights, and none ventured into areas committed to other branches of government. See, e.g., State v. Nichols,
With respect to the two remaining eases cited by the dissent, to wit: E & J Lounge Operating Co., Inc. v. Liquor Commission of City & County of Honolulu,
Based on the foregoing, we believe the dissent’s citations to the above cases as support for its position that the ICA’s advisory opinion in this case should be allowed to stand because this court has also issued advisory opinions in the past is unavailing. This court’s issuance of previous advisory opin
We agree, however, with the dissent that the determination whether it is the LIRAB or the appellate courts that awards attorney’s fees and costs depends on when the appeal is “final.” Dissenting op. at 54,
We disagree, however, with the dissent’s position that it was permissible for the ICA to provide guidance to the LIRAB because “the plain language of HRS § 386—93(b) applies to the judicial branch of the government in the same manner as the executive branch.” Dissenting op. at 54,
In the present case, the appeal at the LIRAB-level was not final because Kapuwai appealed to the ICA and the City further appealed to this court. Likewise, the appeal at the ICA and this court was also not “final” for purposes of attorney’s fees and costs in light of the remand to the LIRAB for further proceedings regarding Kapuwai’s PPD award. Once the LIRAB makes such determination and, if no further appeal is taken, then, the “final appeal” would have occurred at the LIRAB-level, empowering it to make the requisite determination and award of fees and costs. By opining on the application of the subject statute, the ICA invaded the province of the LIRAB to make its own independent assessment as to whether the City, under HRS § 386-93(b), is the “lose[r]” for purposes of an award of attorney’s fees and costs. As such, the ICA impermissibly ventured into an area legislatively committed to the LIRAB and, thus, implicates separation-of-powers concerns that were not present in the decisions cited by the dissent.
Finally, the dissent also maintains that, if “the ICA lacked jurisdiction because the attorney’s fees and costs issue is unripe, then it logically follows that we too lacked jurisdiction to issue the advisory opinions that we did.” Dissenting op. at 54,
In sum, we conclude that the ICA’s opinion regarding the issue of attorney’s fees and costs was not ripe for decision and constitutes an advisory opinion akin to the issuance of an opinion where there is no subject matter jurisdiction. Moniz,
IV. CONCLUSION
Based on the foregoing, we vacate the part of the ICA’s opinion, specifically section II, that deals with the issue of attorney’s fees and costs.
Notes
. Specifically, Dr. Nadamoto determined that Kapuwai could not "be rated under the range of motion impairment value since [Kapuwai’s injury was] not a degenerative condition and definitely caused a gait abnormality which [did] not strictly fall under Table 17-5 of the AMA Guide to Evaluation of Permanent Impairment 5th Edition since there [was] no documented] moderate-advanced arthritic changes to the hip, knee, or ankle.”
. Specifically, Dr. Tan stated in his report:
With all due respect, I believe Dr. Nakamoto [sic] is incorrect in his analysis. Firstly, [r]ange of [m]otion impairment (which incorporates pain) should be the logical choice in this case, and this is specifically covered under Section 17.2f on page 533. The section makes no mention whatsoever regarding the requirement of a "degenerative condition” as stated by Dr. Nakamoto [sic]. Secondly, the use of Table 17-5 to calculate impairment in this case violates the expressed conditions precedent. Section 17.2c (Gait Derangement) on page 529 specifically notes that "... the percentages given in Table 17-5 are for full-time gain derange-ments of persons who are dеpendent on assis-tive devices (bold font in text). Furthermore, the relevant paragraph (mild severity under a) is applicable only to patients with documented moderate to advanced arthritic changes of hip, knee[,] or ankle. Table 17-5 is inapplicable to the claimant ... Kapuwai because he neither uses assistance devices, nor does he have arthritic changes in the hip, knee, or elbow.”
(Emphasis in original.)
. HRS § 386-32(a) provides in relevant part that:
Where a work injury causes permanent partial disability, the employer shall pay the injured worker compensation in an amount determined by multiplying the effective maximum weekly benefit rate prescribed in section 386-31 by the number of weeks specified for the disability as follows:
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Great toe. For the loss of a great toe, thirty-eight weeks;
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Loss of use. Permanent loss of the use of a hand, arm, foot, leg, thumb, finger, toe, or phalanx shall be equal to and compensated as the loss of a hand, arm, foot, leg, thumb, finger, toe, or phalanx;
Partial loss or loss of use of member named in schedule. Where a work injury causes permanent partial disability resulting from partial loss of use of a member named in this schedule, and where the disability is not otherwise compensated in this schedule, compensation shall be paid for a period that stands in the same proportion to the period specified for the total loss or loss of use of the member as the partial loss or loss of use of that member stands to the total loss or loss of use thereof;
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Other cases. In all other cases of permanent partial disability resulting from the loss or loss of use of a part of the body or from the impairment of any physical function, weekly benefits shall be paid at the rate and subject to the limitations specified in this subsection for a period that bears the same relation to a period named in the schedule as the disability sustained bears to a comparable disability named in the schedule. In cases in which the pеrmanent partial disability must be rated as a percentage of the total loss or impairment of a physical or mental function of the whole person, the maximum compensation shall be computed on the basis of the corresponding percentage of the product of three hundred twelve times the effective maximum weekly benefit rate prescribed in section 386-31.
(Emphases added.)
. In 2001—the date that Kapuwai became permanently disabled—HRS 386—93(b) provided in relevant part that:
If an employer appeals a decision of the director or appellate board, the costs of the proceedings of the appellate board or the supreme court of the State, together with reasonable attorney's fees shall be assessed against the employer, if the employer loses; provided that if an employer or an insurance carrier, other than the employer who appealed, is held liable for compensation, the costs of the proceedings of the appellate board or the supreme court of the State together with reasonable attorney's fees shall be assessed against the party held liable for the compensation.
(Emphases added.)
. However, the ICA declared that it did "not agree with Kapuwai’s contention that, where the AMA Guides provide a range of percentages for an impairment, the rating physician and the LIR-AB must select the highest percentage in the range.” Id. at 312,
. In the federal court system (which—unlike the ICA and this court—is bound by the federal constitution's Article III case and controversy requirement), it is well-established that:
Ripeness is more than a mere procedural question; it is determinative of jurisdiction. If a claim is unripe, federal courts lack subject matter jurisdiction and the complaint must be dismissed. This deficiency may be raised sua sponte if not raised by the parties.
Southern Pac. Transp. Co. v. City of Los Angeles,
. The trial court also instructed the jury on the offense of assault.
Concurrence Opinion
Concurring Opinion by
in which DUFFY, J., joins.
I concur that the test sеt forth by the Intel-mediate Court of Appeals (the ICA) in regard to calculating attorney’s fees “when an employer ... appeals on the ground that a [permanent partial disability (PPD) ] award is excessive,” Kapuwai v. City & County of Honolulu,
I.
In this ease, the Director of the Department of Labor and Industrial Relations (the Director) found that Respondent suffered 7 percent whole person PPD and converted that “to a 96 percent ... right great toe [PPD], resulting in a PPD award of $19,954.56.” Kapuwai,
Respondent presented two issues on appeal to the ICA: (1) “the LIRAB erred as a matter of law when it failed to ‘convert’ its award of 4[percent whole person PPD] to an award of the right great toe [PPD] under the ‘schedule’ of injuries pursuant to [Hawai'i
As to the first issue, the ICA “conelude[d] that [Respondent was] entitled to a PPD award based on ... his [right] great toe [PPD] if that exeeed[ed] an award based on ... his whole person [PPD,] ” and “therefore vaeate[ed] the LIRAB’s decision and remand[ed] the case for a determination of a PPD award based on the impairment of [Respondent’s] great toe[.]” Id. at 306-07,
Because we are remanding the case for further proceedings, we do not decide [Respondent’s] claim that the LIRAB erred in denying his request to assess one-half of his attorney’s fees and costs against his employer pursuant to HRS § 386~93(b) [ ]. That statute provides for the assessment of attorney’s fees and costs against the employer, if the employer appeals to the LIRAB or the appellate court and “loses.”
Id. at 307,
However, because the ICA vacated the decision of the LIRAB and “remand[ed] the case for a determination of a PPD award based on the impairment of [Respondent’s] great toe[,]” id. at 311,
[t]he duty of this court, as of every other judicial tribunal, is to decide actual controversies by a judgment which can be carried into effect, and not to give opinions upon moot questions or abstract propositions, or to declare principles or rules of law which cannot affect the matter in issue in the case before it.
Courts will not consume time deciding abstract propositions of law or moot cases, and have no jurisdiction to do so.
Wong v. Bd. of Regents,
At the point the ICA decided to remand, its discussion of HRS § 386-93(b) became merely an opinion on an abstract proposition. This is illustrated by the fact that there are two possible outcomes on remand to the LIRAB. The first is that Respondent’s PPD award based on the LIRAB’s conversion of his whole person PPD to his great toe PPD either remains the same as the award provided by the Director, or is increased, in which case the test with respect to attorney’s fees set forth by the ICA would not be applied at all,
II.
The dissent does not argue that the attorney’s fees issue for which the ICA crafted its test was ripe for decision. Therefore, it apparently agrees that the issue was not ripe. Instead, as stated above, the dissent maintains that “the ripeness issue ... is likewise unripe because none of the parties have argued [ripeness] before this court.” Dissent at 58,
Moreover, contrary to the dissent’s position, whether ripeness was raised by the parties is irrelevant here because “[i]t is well-established ... that lack of subject matter jurisdiction can never be waived by any party at any time.” Chun v. Employees’ Ret. Sys. of State of Hawaii,
III.
Initially, it should be observed that the dissent uses the term “advisory opinion” but does not define it. In a sense, every opinion is “advisory,” because to “advise” is “to give an opinion.” Webster’s Third New Int’l Dictionary 32 (1961). Thus, as used by the dissent, the term “advisory opinion” is inexact, and is devoid of any specific legal reference to a legal doctrine, such as ripeness or mootness. Therefore, the eases cited by the dissent lack any coherent connection to the dissent’s claim that this court has “issued advisory opinions in the past[,]” dissent at 52,
IV.
In State v. Nichols,
Two other eases cited by the dissent involved jury instructions on remand, and are distinguishable from this ease for the same reason as Nichols. In Courbat v. Dahana Ranch, Inc.,
In Courbat, it was possible that the jury could have found the liability waiver to be valid, meaning that the plaintiffs’ negligence claim would fail, and that the applicability of HRS chapter 663B would not matter. However, because the case was remanded for trial, as in Nichols, it was necessary for this court to address the applicability of HRS chapter 663B inasmuch as that was an issue that the circuit court would have to face when giving jury instructions.
In State v. Mahoe,
This court did not agree with the defendant’s alleged errors,
Similar to Nichols and Courbat, it was obligatory for this court to address the defendant’s allegation that the trial court’s jury instruction was erroneous, because on remand the trial court would again be providing jury instructions. In order to ensure that the trial court provided proper jury instructions, it was required that this court decide whether the trial court could instruct the jury on the offense of harassment, which depended upon whether harassment was a
V.
Several other cases cited by the dissent involve a fundamental distinction between those cases and the case at bar. In this case, on remand, the LIRAB has to first reach a decision as to Respondent’s PPD award. Only after the LIRAB determines the amount of Respondent’s PPD award will the issue of whether Respondent is entitled to attorney’s fees even come up for decision, and only if it returns an award less than that of the Director’s would the ICA’s test become relevant. In the following eases that are cited by the dissent, however, the issues reached on appeal were immediately applicable to the disposition of the case on remand and applied independently of any decisions made by the trier of fact at the subsequent trial.
In State v. Wakisaka,
In addressing the exclusion of the expert witness’s testimony, this court did not create a new test that might never be applied on remand, as the ICA did in this case. Instead, Wakisaka decided an issue that the circuit court would have to face on remand, namely, the extent to which the expert witness could testify on an issue raised at trial. Thus, Wakisaka is distinguishable from the case at bar.
In State v. Culkin,
Culkin also addressed the defendant’s other alleged errors, finding, for example, that the circuit court had not abused its discretion in allowing certain impeachment testimony and that it had erred in excluding some of the evidence proffered by the defendant in support of the defendant’s self-defense claim. Id. at 223-24,
In State v. Kauhi,
Similar to the cases noted above, in Kauhi this court recognized that its disposition of the other issues raised by the defendant on appeal would be applicable to the trial of the case on remand. In this ease, however, the LIRAB would not apply the ICA’s test unless there was a reduction in Respondent’s PPD award.
In State v. Corella,
As with the other cases discussed above, it was incumbent upon the ICA to address the defendant’s remaining points of error on appeal because the resolution of those issues was certain to be relevant on remand. Whether the application could be admitted into evidence, and what the complaining witness could say in regard to the defendant’s character were both issues that the circuit court would have tо address in a new trial. In this ease, however, it is entirely uncertain whether the ICA’s test regarding attorney’s fees will apply at all. A1 of the foregoing cases involved multiple trial errors in the context of a ease that was being remanded for a new trial. In all of the eases, each of the issues was ripe for decision in and of itself on the facts as they were presented to the appellate court. None of the cases involved a situation where a decisive issue that must be decided on remand was preliminary to a separate issue in the case.
VI.
The dissent also cites to the following eases where appellate courts have offered “guidance” to the trial court on remand, maintaining that such “guidance” amounted to “advisory opinions.” Dissent at 53-54,
In E & J Lounge Operating Co., Inc. v. Liquor Commission of City & County of Honolulu, 118 Hawai’i 320, 322,
We determined that HRS § 91-11 did apply to the Commission’s hearings, and remanded the case for another hearing before the Commission because it had not complied with HRS § 91-11. Id. at 322-23,
In Gap v. Puna Geothermal Venture, 106 Hawai‘i 325, 340-41,
Likewise, in KNG Corp. v. Kim,
We vacated and remanded the circuit court’s ruling, concluding that because the defendant had claimed that possession of the property was never provided, the circuit court was required to hold a hearing on that issue prior to establishing a rent trust fund. Id. at 79-80,
Because we had ordered the circuit court to hold a hearing on remand to determine whether it could take action pursuant to HRS § 666-21, it was necessary for us to decide whether that statute was unconstitutional on its face. The circuit court could not hold a hearing to take action under a statute if the statute was unconstitutional. Therefore, unlike the situation faced by the ICA in the instant case, in KNG Corporation, the constitutional question this court discussed on appeal would have arisen before the circuit court on remand.
Similarly, in Moran v. Guerreiro,
The ICA also addressed, “for the circuit court’s guidance,” the validity of the Sharpe deed, “a legal issue that [had] generated considerable confusion during the proceedings below[.]” Id. It set forth a test to be applied, but did not decide the issue because “[m]ore facts ... [were] required to determine the validity of [the Sharpe deed].” Id. at 375,
In Topliss v. Planning Commission,
In this case, however, the ICA’s discussion of attorney’s fees was not based on any error that it perceived the LIRAB had committed in refusing to grant Respondent’s request for attorney’s fees. Indeed, it could not be, because the LIRAB’s PPD award had been vacated, and no decision on attorney’s fees existed for the ICA to address. Instead, the ICA created a new test based on its interpretation of a statute, absent any evidence that such a test would be relevant to the LIRAB’s decision on attorney’s fees on remand.
Similarly, in State v. Hoang,
The ICA addressed the defendant’s allocution argument, holding that to satisfy a defendant’s right to allocution, the trial court could not address the defendant through his counsel, but needed to “solicit allocution directly from the defendant at sentencing.” Id. In so holding, the ICA noted that in State v. Chow,
In In re Water Use Permit Applications,
On appeal, the plaintiffs argued that the Water Commission erred by relying on the 1960s testimony. Id. at 11-12,
Finally, in Ditto v. McCurdy,
Ditto held that under HRS § 651-34, which requires writs of execution to be returnable within sixty days of their issuance, the writ of execution in that ease was “returnable prior to January 21, 2000[,]” and therefore the sheriffs levy was invalid. Id. at 522,
In Ditto, the plaintiffs levy of the defendant’s property was reversed on a procedural error, and thus this court could be certain that the plaintiff would seek a new or alias writ of execution, as authorized by HRS § 651-38.
VII.
As the foregoing discussion of the cases cited by the dissent indicates, this court and the ICA addressed issues that were directly applicable to an existing underlying dispute on remand. For that reason, the issues presented “actual controversies” that were ripe for decision. Wong,
. The dissent contends that the approach taken herein is "novel." Dissent at 57,
. HRS § 386-93(b) states in relevant part that [i]f an employer appeals a decision of the director or appellate board, the costs of the proceedings of the appellate board or the appellate court, together with reasonable attorney's fees, shall be assessed against the employer if the employer loses[I\" (Emphases added.)
. The ICA noted that "a direct conversion of the LIRAB’s 4 percent whole person PPD rating into a great toe PPD rating may not be appropriate.” Kapuwai,
. The defendant also alleged that the circuit court had erred in not giving a “lesser included offense instruction!] and [a] nexus instruction (i.e., instruction that the jury must find that the
. In addition to his harassment argument, the defendant also argued that the circuit court "erred by: (1) refusing to excuse a juror for cause who stated in voir dire that he had been burglarized previously but would try to be impartial; [and] (2) allowing evidence of a temporary restraining order to be admitted to show the unlawfulness of [the defendant’s] entry[.]” Id. at 285,
. HRS § 651-38 states that "[a]ny circuit court, out of which an execution has been issued, if such execution has been returned unsatisfied wholly or in part, may issue an alias execution to the same circuit, or an execution leviable in some other circuid” An “alias execution” is "[a] second execution issued to enforce a judgment not fully satisfied by the original writ.” Black’s Law Dictionary 609 (8th ed.2004).
Dissenting Opinion
Dissenting Opinion by
I respectfully dissent. The majority holds that the ICA gravely erred because its opinion “regarding the issue of attorney’s fees and costs was not ripe for decision and constitutes an advisory opinion akin to the issuance of an opinion where there is no subject matter jurisdiction.” Majority opinion at 43-44,
Moreover, the ICA has, in the past, likewise issued opinions similar to the advisory opinions issued by this court. See, e.g., Moran v. Guerreiro,
Indeed, the majority concludes that, because the attorney’s fees and costs issue is unripe, there is a lack of subject matter jurisdiction for the ICA to consider this issue at this time. Majority opinion at 43-44,
Nonetheless, the majority contends that the ICA, by “providing] guidance to the [Labor and Industrial Relations Appeals Board (“LIRAB”) ], ... raises serious concerns regarding separation of powers, judicial interference, and premature adjudication.” Majority opinion at 41,
plainly authorizes assessment of attorney’s fees and costs against the employer if it loses, whether the case ends in the LIRAB or this ourt.[ ] The gravamen of the statute is that attorney’s fees and costs are awarded to the employee if the employer ultimately loses its appeal, irrespective of where the appeal was first brought. As such, we read the statute as assessing fees and costs against an employer if the employer loses the final appeal.
Id. (emphases added) (footnote omitted).
In that connection, in my view it is difficult to discern how the ICA has, as stated by the majority, “implicat[ed] separation-of-powers concerns,” majority opinion at 43,
For example, in Save Sunset Beach Coalition v. City & County of Honolulu,
Significantly, however, this court expressly “eonclude[d] that a zoning ordinance is a legislative act and is subject to the deference given legislative acts” because such an ordinance “predetermine^] what the law shall be
The ripeness issue in Bremner v. City & County of Honolulu,
In State v. Fields, the circuit court attached certain conditions to the defendant’s probation, one of which, the defendant asserted, infringed on her constitutional right to be free from unreasonable searches and seizures.
Significantly, this court’s discussion of the ripeness issue in Fields did not involve any other branch of the government except the legislature. See id. As such, this court’s ripeness discussion in State v. Maugaotega,
In Maugaotega II, this court “declined to assert its inherent authority to empanel a jury on remand because, as a rale, prudential rules of judicial self-governance properly limit the role of the courts in a democratic society[,]” and “[o]ne such rale is that, ‘even in the absence of constitutional restrictions, courts must still carefully weigh the wisdom, efficacy, and timeliness of an exercise of their power before acting, especially where there may be an intrusion into areas committed to other branches of government.’ ” Id. at 450,
*56 in Act 230, the legislature expressed its intent regarding how best to conform our extended term sentencing regime to the requirements of Apprendi [v. New Jersey,530 U.S. 466 ,120 S.Ct. 2348 ,147 L.Ed.2d 435 (2000)] and its progeny and, in so doing, did not vest in the jury the power to find the requisite aggravating facts but, rather, directed that the sentencing court should retain that responsibility.
Id. at 449,
As mentioned above, all three cases that the majority relies on illustrate well the distinction between the attorney’s fees and costs issue in this case and those areas committed to other branches of the government. More specifically, unlike Save Sunset Beach Coalition and Bremner, the LIRAB in this ease would be “merely ‘exeeut[ing] or administering] a law already in existence[ ]’”— namely, HRS § 386-93(b)—rather than a “legislative act” of the LIRAB that “predetermine[s] what the law shall be for the regulation of future eases falling under [the legislative act’s] provisions.” See Save Sunset Beach Coalition,
Additionally, it is well established that, if possible, statutes will be construed in such a manner so as to avoid conflicting interpretations of the same statute. See Colony Surf, Ltd. v. Dir. of Dep’t of Planning & Permitting,
Finally, in light of this court’s prior cases that have provided guidance on remand, I believe that the ICA had jurisdiction to consider this statutory interpretation issue. As such, I point out that Hawai'i Rules of Appellate Procedure (HRAP) Rule 40.1(d)(1) and (4) (2009) provides:
The application for a writ of certiorari ... shall contain, in the following order:
(1) A short and concise statement of the questions presented for decision, set forth in the most general terms possible. The statement of a question presented will be deemed to include every subsidiary question fairly comprised therein. Questions not presented according to this paragraph will be disregarded. The supreme court, at its option, may notice a plain error not presented.
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(4) A brief argument with supporting authorities.
In its application for writ of certiorari, the Petition/Employer-Appellee City and County of Honolulu, Department of Parks and Recreation (“the City”) asserted, inter alia, that the ICA gravely erred “when it concluded an employer is regarded as the loser on appeal if it fails to obtain a substantial reduction of the compensation award.” The City based its assertion on the plain language of HRS § 386-93(b) (1993), pertinent ease law, and the standard of appellate review applicable to mixed questions of law and fact. As recognized by the majority, see majority opinion at 49,
This court has consistently declined to address an issue either not raised as a point of error or not argued. See, e.g., Jou v. Dai-Tokyo Royal State Ins. Co.,
By preempting the adversarial process in its review of the ICA’s decision on ripeness grounds, the majority forecloses any argument that could have been brought on this issue by either party in this case. Therefore, and with all due respect, in my view it may also be said that the ripeness issue that the majority addresses is likewise unripe because none of the parties have argued it before this court.
For these reasons, I respectfully dissent.
. In a footnote, this court noted that, "[o]f course, an appeal to the supreme court may be assigned to the ICA.” Lindinha,
. In this regard, I believe that my reliance on the afore-cited cases of this court that have provided guidance on remand by interpreting the language of various statutes and rules to be quite relevant here, notwithstanding the concurring opinion's novel approach at distinguishing each of them from the instant case. See Concurring opinion at 44-52,
