Kampfer v. ScullinKampfer v. Scullin
MEMORANDUM-DECISION AND ORDER
Introduction
Plaintiffs Douglas E. Kampfer and Barbara J. Kampfer (collectively, “the Kamp-fers”) bring this civil rights action against defendants Frederick J. Scullin, Jr., United States District Court Judge for the Northern District of New York, (“Judge Scullin”) and the United States of America (“the Government”). 1 Presently before the Court are defendants’ motion to dismiss, or in the alternative for summary judgment, plaintiffs’ cross-motion for sanctions, plaintiffs’ request for entry of default against Judge Scullin, and plaintiffs’ motion for a change of venue. Plaintiffs seek leave to amend their complaint to seek compensatory and punitive damages in the event the injunctive relief they seek is unavailable. See Dkt. No. 13 at 1.
Background
This action arises out of a prior case in which plaintiffs were involved in the Northern District of New York. The Kampfers allege that on May 1, 1995, they filed a motion for an order of protection for their children in Civil Action No. 94-CV-0201, a case in which Judge Scullin was the designated trial judge. 2 The Kampfers claim that Judge Scullin faded to hear the motion, provide a date and time “for the Plaintiffs to ventdate their (sic) grievances,” or rule on their motion. The Kampfers allege that these fadures allowed William Gokey and Ernest Clapper 3 “to violate the Plaintiffs (sic) Rights as parent to give their children a(sic) Education in the Public school of their choosing, and Equal Protection under the Law ...” Cmplt. ¶ 4. The complaint does not identify the specific action by Gokey and Clapper about which the Kampfers complain.
The Kampfers commenced the instant action
pro se
on October 11, 1996, alleging that defendants violated their rights “to petition the government for redress of grievances” and to “equal protection of the laws” pursuant to (1) the United States Constitution, “particularly the First Amendment” (2)
■On February 13, 1997, defendants filed a motion to dismiss pursuant to
On February 20, 1997, the Kampfers filed an affidavit and memorandum of law in opposition to defendants’ motion and a Rule 7.1(f) statement. The Kampfers first argue that the court should deny defendants’ motion because the allegations that Judge Seullin refused to consider plaintiffs’ motion thereby denying them a “review of their grievances” effectively states a claim under the First Amendment. Dkt. No. 13, at 4-5, 9-10. Next, the Kampfers argued that the action is only against Judge Seullin in his individual capacity for a non-judicial act. The Kamp-fers contend that refusing to act on plaintiffs’ motion constituted a non-judicial act because the action was taken in violation of plaintiffs’ due process rights and was an act that normally would not have been performed by other judges. Dkt. No. 13, at 6-7. Plaintiffs also requested leave to amend their complaint if the relief they seek is unavailable.
On February 21, 1997, the Kampfers also filed a cross-motion for sanctions “pursuant to
On February 24, 1997, the Government responded to plaintiffs’ motion for sanctions in a letter to the court. The Government contended that the court should summarily deny plaintiffs’ motion as frivolous because (1) the caption of the complaint includes “UNITED STATES OF AMERICA” as a defendant; (2) the complaint signifies multi-. pie defendants by the use of the word “Defendants” (emphasis added) in the caption; and (3) plaintiffs use the phrase “et al.” 4 on their cover letter accompanying their motion for sanctions.
On February 26, 1997, the Kampfers wrote to the court contending again that the United States has never been a defendant in this action. In addition, the Kampfers reasoned that because the United States is not a defendant in this action and the United States Attorney filed its motion only on behalf of the United States, the court should deny the Government’s motion. The Kampfers also requested that the court “enter Default” based on Judge Scullin’s alleged failure to appear thus far in the case. On March 5, 1995, the Kampfers sought entry of default from the clerk of the court as well, and the clerk referred the request to the court for consideration along with the pending motions.
On April 21, 1997, the parties appeared before the Honorable Rosemary S. Pooler, District Judge, for a hearing on the above motions. Judge Pooler informed the plaintiffs that a potential conflict of interest exists because AUSA Spina is representing her in
On May 12, 1997 the Kampfers filed another motion, this time seeking a Change of venue to the District of Vermont. The Kampfers contend that venue should be changed in the interest of justice pursuant to
In opposition to the Kampfers’ motion for a change of venue, the Government argues that the action could not have been brought in Vermont initially and that all known parties, witnesses, and evidence are located within the Northern District of New York.
Discussion
A.Plaintiffs’ Motion for a Change of Venue
The court will first address the Kampfers’ motion for a change of venue.
The statute upon which the plaintiffs rely,
A civil action wherein jurisdiction is not founded solely on diversity of citizenship may, except as otherwise provided by law, be brought in (1) a judicial district where any defendant resides, if all defendants reside in the same State, (2) a judicial district in which a substantial part of the events or omissions giving rise to the claim occurred, or a substantial part of property that is the subject of the action is situated, or (3) a judicial district in which any defendant may be found, if there is no district in which the action may otherwise be brought.
It is patently clear that the District of Vermont has absolutely no connection to this litigation. 'Judge Scullin does not reside in the District of Vermont and is not subject to personal jurisdiction there. Furthermore, none of the events alleged in the complaint are alleged to have occurred in the District of Vermont. These being the facts, the Kamp-fers’ motion for a change’ of venue is completely without merit and will be denied.
B. Claims against the United States and Judge Scullin in his Official Capacity
The Kampfers vigorously assert that they do not now and never intended to sue either the United States of America or Judge Scul-lin in his official capacity. See Dkt. No. 14 ¶ 9; Dkt. No. 16. Consequently, the court dismisses all claims against the United States of America and against Judge Scullin in his official capacity.
C. Plaintiffs’ Motion for Sanctions
After a careful review of the documents, the court is satisfied that the United States Attorney did not file a frivolous motion merely for purpose of delay, as plaintiffs contend. The United States Attorney had every reason to believe that the Kampfers had named the United States as a defendant. The complaint states in the heading, “FREDERICK J. SCULLIN, Jr., United States District Court Judge for the Northern District of New York, UNITED STATES OF AMERICA, Defendants.” Both the capitalization and the use of the plural word “defen
D. Claims Against Judge Seullin in his Individual Capacity
1. Standards
On a motion to dismiss for failure to state a claim upon which relief can be granted, the court must accept the factual allegations in the complaint as true and draw all reasonable inferences in favor of the plaintiff.
Walker v. City of New York,
Summary judgment may not be granted unless there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law.
Although plaintiffs do not assert a vehicle under which they bring their constitutional claims in construing the complaint broadly, as the Court must for
pro se
litigants, the complaint can be viewed as one brought under
Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics,
2. Claims for Monetary Damages
It is well established that claims against judges for monetary damages are barred by the doctrine of absolute judicial immunity.
See Stump v. Sparkman,
The scope of a judge’s jurisdiction “must be construed broadly where the issue is the immunity of the judge.’’
Stump,
Here, the Kampfers do not attempt to show that Judge Scullin lacked jurisdiction to act in their civil case. To the contrary, the Kampfers allege that Judge Scullin had a duty to hear their motion but (1) failed to provide a date and time for the plaintiffs to be heard on their motion; (2) failed to rule on that same motion in an ongoing case in which he was the designated trial judge. The Kampfers essentially complain that Judge Scullin failed to take actions which were within his jurisdiction and in fact were his duty to take. Consequently, it is undisputed that the complained-of acts constituted acts within Judge Scullin’s jurisdiction as the judge assigned to their case.
Plaintiffs contend instead that Judge Scullin is not entitled to judicial immunity because his acts did not constitute “judicial acts.” Plaintiffs argue that because the acts allegedly violated their due process rights, those acts would not normally have been performed by other judges and consequently cannot be construed as “judicial acts.” Plaintiffs’ argument reflects a misinterpretation of the applicable case law. The factors determining whether an act by a judge is a ‘judicial’ one “relate to the nature of the act itself, i.e., whether it is a
junction
normally performed by a judge, and to the expectations of the parties, i.e., whether they dealt with the judge in his judicial capacity.”
Stump,
Here, even accepting plaintiffs’ allegations as true for purposes of deciding this motion, plaintiffs’ complaint encompasses only judicial acts. First, the Kampfers’ allegations relate only to junctions normally performed by a judge. As noted above, the complaint alleges that while conducting the Kampfers’ ease, Judge Scullin failed to provide a date and time for plaintiffs to be heard on their motion and failed to rule on their motion. Nothing could be more clearly within the judicial function than conducting motion practice associated with a case. Plaintiffs’ allegations that their motion was handled improperly does not render its handling any less a judicial function. Second, as explained above, plaintiffs dealt with Judge Scullin in his capacity as a judge. The complaint states that plaintiffs filed the contested motion before Judge Scullin as part of an ongoing civil action in which he was the designated trial judge.
3. Claims for Injunctive Relief
Although the doctrine of judicial immunity provides that a judge is not liable for monetary damages for acts performed in the exercise of his judicial functions, the Supreme Court in 1984 held that “judicial immunity is not a bar to prospective injunctive relief against a judicial officer acting in her judicial capacity” or to costs and attorney’s fees associated with the action.
Pulliam v. Allen,
However, on October 19, 1996, Congress enacted the Federal Courts Improvement Act of 1996 (“FCIA”), Pub.L. No. 104-317, which restored absolute immunity and legislatively reversed Pulliam in several important aspects. Section 309 provides the following:
(a) Notwithstanding any other provision of law, no judicial officer shall be held liable for any costs, including attorney’s fees, in any action brought against such officer for an act or omission taken in such officer’s judicial capacity, unless such action was clearly in excess of such officer’s jurisdiction.
(b) Section 722(b) of the Revised Statutes (42 U.S.C.1988(b)) is amended by inserting before the period at the end thereof “, except that in any action brought against a judicial officer for an act or omission taken in such officer’s judicial capacity such officer shall not be held liable for any costs, including attorney’s fees, unless such action was clearly in excess of such officer’s jurisdiction.”
(e) Section 1979 of the Revised Statutes (42 U.S.C.1983) is amended by inserting before the period at the end of the first sentence: “, except that in any action brought against a judicial officer for an act or omission taken in such officer’s judicial capacity, injunctive relief shall not be granted unless a declaratory decree was violated or declaratory relief was unavailable”.
Pub.L. No. 104-317.
Section 309 bars awards of injunc-tive relief against judges for acts or omissions taken in their judicial capacities in section 1983 actions unless a declaratory decree was violated or was unavailable.
Id.
§ (c). Because § 1983 law is incorporated into
Bivens
actions,
Tavarez,
Here, the Kampfers do not allege that Judge Seullin violated a declaratory decree or that declaratory relief was unavailable to them.
Section 309 also bars awards of costs or attorney’s fees, to Which parties might otherwise be entitled, against judges in actions predicated on their judicial acts. Id. §§ (a) & (b). Because the Kampfers complain of acts or omissions that Judge Scullin only took or could only have taken in his capacity as a judge, § 309 would have barred their action insofar as it seeks awards of costs or attorney’s fees had they made a successful claim. However, because the court is dismissing the entire complaint, plaintiffs' would not be entitled to recover costs and fees even absent § 309’s prohibitions.
E. Plaintiffs’ Request for Entry of Default
In light of the dismissal of the entire complaint, plaintiffs’ request for entry of default against Frederick Judge Scullin, Jr., is moot and need not be considered. However, for the sake of clarity the court notes that had it considered it, the court would have denied plaintiffs’ request because they have not met their burden of showing that Judge Scullin “failed to plead or otherwise defend.”
F. Plaintiffs’ Motion for Leave to Amend
Plaintiffs requested leave to amend then-complaint to seek compensatory and punitive damages in the event the injunctive relief they seek is unavailable. As discussed above, the doctrine of absolute judicial immunity bars suits for monetary damages, including compensatory and punitive damage suits. Consequently, amending the complaint to seek those damages would be futile and is denied.
Conclusion
For the above reasons, it is hereby
ORDERED that plaintiffs’ motion for change of venue is DENIED; and it is further
ORDERED that plaintiffs’ claims against the United States of America and Frederick J. Scullin, Jr., in his official capacity, are DISMISSED; and it is further
ORDERED, that defendants’ motion for summary judgment is GRANTED as to .all claims against Frederick J. Scullin, Jr., in his individual capacity; and it is further
ORDERED, that plaintiffs’ claims against Frederick J. Scullin, Jr., in his individual capacity are DISMISSED; and it is further
ORDERED, that plaintiffs’ motion for sanctions is DENIED; and it is further
ORDERED, that plaintiffs’ motion for leave to amend is DENIED; and it is further
ORDERED that the Clerk shall enter judgment in favor of the defendants in that the complaint has been dismissed in its entirety; and it is further
ORDERED that the Clerk serve a copy of this order on all parties by regular mail.
IT IS SO ORDERED.
Notes
.Although the complaint's caption contains the words "United States of AMERICA,” in the space for defendants names, Plaintiffs now assert that they never intended to name the Government as a defendant in this case and that the only defendant is Judge Scullin in his individual capacity. See Dkt. No. 14 ¶ 9. The Court will address this assertion.
. The Kampfers do not otherwise specify the nature of the proposed order.
. The complaint identifies Gokey and Clapper only as defendants in yet another lawsuit, Civil Action No. 95-CV-1587. .
. "Et al." is an abbreviation for "et alii," meaning "and others” or "et alius”, meaning "and another.” "The abbreviation "et al." is often affixed to the name of the person first mentioned where there are several [parties].” Blacks Law Dictionary 553 (6th ed.1990).
. Plaintiffs also allege in pleadings outside the complaint that Judge Seullin acted ‘‘knowingly and with malice of forethought,” Dkt. No. 11 ¶ 1, and with culpable negligence,
id.
¶ 9; Dkt. No. 12 ¶¶ 1 & 7. The court notes that even if these allegations were contained in the complaint, neither would overcome Judge Scullin’s absolute judicial immunity.
See Míreles,