OPINION AND ORDER
I. INTRODUCTION
This matter is before the Court on Defendants Ohio State Dental Board, Mark T. Armstrong, Billi Sue Kyger, Berta I. Howard, Mary Ellen Wynn, Douglas W. Wallace, Ketki B. Desai, Janes J. Lawrence, William G. Leffler, Lawrence B. Kaye, W. Chris Hanners, Linda R. Staley, Ann E. Nabers, and Clifford Jones’s Motion to Dismiss (Dkt. 15); Defendant Eleanore Awadalla’s Motion to Dismiss (Dkt. 13); and Defendant Lili Reitz’s Motion to Dismiss (Dkt. 14) (collectively “Defendants”) Dr. Scott B. Kalniz’s (“Dr. Kalniz”) Complaint (Dkt. 2). For the reasons stated below, this Court DISMISSES the Ohio State Dental Board under the Eleventh Amendment; and as to the remaining Defendants, this Court finds that Younger abstention doctrine applies, and that, under Sixth Circuit case law, this Court will stay the current action and abstain from exercising jurisdiction at this time.
II. BACKGROUND
Plaintiff, Dr. Kalniz, is a practicing licensed dentist in the state of Ohio, and owns a practice of dentistry at 4321 Talmadge Road, Toledo, Ohio 43623. Defendants include the Ohio State Dental Board (“Dental Board”); twelve members of the Dental Board in their official capacities (Mark T. Armstrong, Billi Sue Kyger, Berta I. Howard, Mary Ellen Wynn, Douglas W. Wallace, Ketki B. Desai, Janes J. Lawrence, William G. Leffler, Lawrence B. Kaye, W. Chris Hanners, Linda R. Staley, Ann E. Nabers, and Clifford Jones); Dr. Eleanore Awadalla, employee of the Dental Board and practicing dentist, in her official and individual capacity; and Lili Reitz, Executive Director of the Dental Board, in her official and individual capacity. The Dental Board is a state agency, enacted by Ohio Revised Code Chapter 4715.01, et seq., and the regulations in the Ohio Administrative Code Chapter 4715, et. seq. Members of the dental board are empowered by the statute to license and regulate dental professionals in the State of Ohio, as well as enforce the provisions of O.R.C; § 4715.01, et seq., and O.A.C. § 4715, et seq.
In 1998, Dr. Kalniz began practicing dentistry in Toledo, Ohio, and immediately thereafter began to advertise his dental services. Over the past several years, Dr. Kalniz has acquired other practices in the Toledo area, and has enjoyed economic success in his practice. Dr. Awadalla, employed by the State Dental Board, also runs a practice in the Toledo area.
Soon after Dr. Kalniz began practicing, a Board investigator seized business records, without a subpoena or court order, stating that the Board had received complaints regarding Dr. Kalniz’s advertising. Dr. Kalniz permitted the seizure of documents, but alleges that all of his advertising is truthful, non-deceptive and non-misleading, and is protected by the First Amendment. In 2007, Dr. Kalniz received a reprimand/warning from the Dental Board for an alleged violation of O.A.C. § 4715-13, which governs public announcements, publicity, advertising, and solicitation. Dr. Kalniz alleges that the warning was intended to have a chilling effect on him and to induce him to forego lawful advertising because of the threat of formal disciplinary action. No formal disciplinary action resulted from the reprimand/warning, and Dr. Kalniz continues to advertise, although he fears imminent disciplinary action by the Dental Board.
*968 In November 2007, a Board investigator came to Dr. Kalniz’s office and asked for twenty-five patient records. Dr. Kalniz printed out computer records for each patient the investigator requested. The investigator did not provide Dr. Kalniz with any complaints from any of the patients whose records were requested. Dr. Kalniz had no further interaction with the Board until April 2008.
In April 2008, Board investigator Kathy Carson, Board Enforcement Supervisor Joseph Yonadi, and a third, un-identified person, produced a subpoena for thirty-six patient records, and printed those records off of Dr. Kalniz’s office computer. Dr. Kalniz alleges that the investigators were acting in accordance with directions from Defendants Awadalla and Reitz. In August 2008, another Board investigator came to Dr. Kalniz’s office with a subpoena for two additional patient charts. Dr. Kalniz complied with the subpoena.
In his Complaint, Dr. Kalniz asserts that Defendant Reitz, who as the Executive Director oversees the daily operations of the Dental Board, is a personal friend of Defendant Awadalla, who Dr. Kalniz alleges directly oversaw his investigation and is in direct economic competition with Dr. Kalniz. Defendant Awadalla is a former Dental Board Member, and is the Quality Intervention Program (QUIP) Coordinator. Dr. Kalniz contends that the delegation of the QUIP position is unlawful, and that Defendant Awadalla is given unlawful access to pending investigations, including the Kalniz investigation. Finally, Dr. Kalniz contends that the investigation into his practice was unlawfully directed by Defendants Awadalla and Reitz without the knowledge of the Board Secretary.
The allegations against the practices used by Defendants Awadalla and Reitz are as follows. In October, 2007, Defendant Awadalla took an aggressive interest in investigating him, and asked the Dental Board Staff, in referring to Dr. Kalniz, whether they were “going up there to help that little Jew boy.” In October 2007, Defendant Reitz then directed Kathy Carson and Barbara Palmucci, Dental Board investigators, to perform an infection control evaluation of Dr. Kalniz’s office. Defendant Reitz then assigned the investigation to Defendant Awadalla, and did not make the Board Secretary aware of the investigation until November 28, 2007. At that point, Board investigator Carson was assigned to the case, and was told to report to Defendant Awadalla. Defendant Awadalla then arranged for out-of-state experts to review the evidence collected against Dr. Kalniz in the investigation without first entering into a written contract with the experts, as Dr. Kalniz believes is the custom and practice of the Dental Board. These out-of-state expert reports were later disposed of, and Defendant Awadalla then retained Ohio experts to review the investigatory file. Finally, Defendant Awadalla told others that Dr. Kalniz’s license was in jeopardy, in violation of the confidentiality provisions of the statute.
Dr. Kalniz alleges that the Dental Board has exceeded its statutory authority by delegating enforcement authority to a single Dental Board member, and by reducing public Board meeting time, such that the investigatory and disciplinary process is unlawfully driven by staff members. Additionally, the Dental Board is isolated from the investigative and disciplinary process, and, therefore, is overly reliant on the investigative staff in issuing and regulating formal disciplinary charges. Dr. Kalniz contends in the Complaint that all of the Defendants have conspired to elicit complaints against Dr. Kalniz by other dentists and/or former patients. Finally, Dr. Kalniz raises as unconstitutional the fact that there is no provision in the statutory scheme that allows him to take depo *969 sitions or to conduct formal discovery in order to defend himself and assert his constitutional rights.
Dr. Kalniz brings six causes of action 1 against the Defendants, seeking declaratory and injunctive relief due to facial and as-applied constitutional challenges related to the Ohio statutory scheme for the regulation of the practice of dentistry. Dr. Kalniz filed his Complaint on July 6, 2009. On September 25, 2009, Defendant Eleanore Awadalla filed her Motion to Dismiss, on September 28, 2009, Defendant Lili Reitz filed her Motion to Dismiss, and on September 28, 2009 Defendants the Ohio State Dental Board, et. al., filed their Motion to Dismiss. The Dental Board began formal proceedings on October 14, 2009, when the Board issued formal charges against Dr. Kalniz and provided him with notice of these charges and the opportunity for a hearing regarding the formal charges. Dr. Awadalla’s Motion to Dismiss was fully briefed and ripe for review on October 30, 2009, Lili Reitz’s Motion to Dismiss was fully briefed and ripe for review on November 3, 2009, and the Ohio State Dental Board, et. al.’s Motion to Dismiss was fully briefed and ripe for review on November 5, 2009.
III. STANDARD OF REVIEW
A case may be dismissed if the complaint does not state a claim on which relief can be granted. Fed.R.Civ.P. 12(b)(6). “A motion to dismiss for failure to state a claim is a test of the plaintiffs cause of action as stated in the complaint, not a challenge to the plaintiffs factual allegations.”
Golden v. City of Columbus,
Although liberal, the Rule 12(b)(6) standard requires more than the bare assertion of legal conclusions to survive a motion to dismiss.
Allard v. Weitzman,
When faced with a threshold question of whether to apply
Younger
abstention doctrine, a court must first address the
Younger
issue prior to engaging in any analysis on the merits of the case.
Tenet v. Doe,
IY. LAW AND ANALYSIS
A. Eleventh Amendment Immunity
The Ohio State Dental Board argues that Dr. Kalniz’s claims against the Board are barred by the Eleventh Amendment of the United States Constitution. The Amendment provides:
The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.
U.S. Const. Amend. XI.
The Eleventh Amendment bars suits against an unconsenting State or one of its agencies or departments brought by a citizen of its own or of another State.
Pennhurst State School & Hosp. v. Halderman,
Dr. Kalniz concedes that the Eleventh Amendment bars his claim against the State Dental Board, and this Court agrees. Accordingly, the Ohio State Dental Board is DISMISSED from this case.
B. Younger Abstention Doctrine
In their Motions to Dismiss, Defendants
2
argue that this Court should abstain from exercising its jurisdiction under
Younger v. Harris,
In
Younger v. Harris,
the Supreme Court held that federal courts should refrain from interfering in a pending state criminal law enforcement process.
Id.
Several years later, the Supreme Court clarified that the
Younger
abstention doctrine applies to all civil proceedings in which government is a party.
Trainor v. Hernandez,
Courts must consider three factors in determining whether to abstain from interfering in a state proceeding: “1) whether the underlying proceedings constitute an ongoing judicial proceeding, 2) whether the proceedings implicate an important state interest, and 3) whether there is an adequate opportunity in the state proceedings to raise a constitutional challenge.”
Fieger v. Cox,
1. Ongoing Judicial Proceeding
Dr. Kalniz argues that the first
Younger
factor is not met in this case because at the time he filed his Complaint, there was no pending state proceeding. Defendants rely on
O’Neill v. Coughlan
for the proposition that an administrative proceeding is ongoing when it is in the investigation phase. In
O’Neill,
the Sixth Circuit held that because the Ohio Supreme Court has held that the filing and investigation of a grievance is part of a judicial proceeding, an administrative proceeding had begun for the purposes of
Younger
when a grievance had been filed against a judge.
This Court does not reach the issue of whether the Dr. Kalniz investigation constitutes a state proceeding such that
Younger
should apply, because prior to this Court engaging in any proceedings of substance in this case, an official disciplinary proceeding was instituted against Dr. Kalniz. In
Hicks v. Miranda
the Supreme Court held that even if state proceedings were not pending at the time the federal suit is initiated,
Younger
abstention doctrine will apply if the state proceeding is commenced “before any proceedings of substance on the merits” in the federal case.
2. Important State Interest
Dr. Kalniz concedes, and this Court agrees, that the regulation of the practice of dentistry is an important state interest, meeting the second
Younger
factor.
Dyck v. McReynolds,
No. 90T-5581,
3. Adequate Opportunity to Raise Constitutional Challenge
Dr. Kalniz argues that under Ohio law he will not have an opportunity to present his constitutional challenges in the State Dental Board Administrative proceeding. Dr. Kalniz is correct in his assertion that administrative boards in Ohio do not have jurisdiction to determine the constitutionality of their enacting statutes,
State ex rel. United Auto., Aerospace & Agric. Implement Workers of America v. Bureau of Worker’s Comp.,
Dr. Kalniz brings both facial and as-applied challenges. The opportunity to have his facial Constitutional challenges heard during the state review process of the administrative proceeding under O.R.C. § 119.12 are adequate under
Ohio Civil Rights Comm’n v. Dayton Christian Schools, Inc.,
Having found that all three of the factors necessary under that Younger abstention doctrine are present here, this Court must abstain.
C. Exceptions to Younger Abstention Doctrine
Kalniz argues that even if
Younger
abstention doctrine applies in this case, this Court should refuse to apply it because bad faith and bias, two exceptions to
Younger,
are present in the facts of this case. The exceptions to
Younger
have generally been interpreted narrowly by the Supreme Court and the Sixth Circuit.
Gorenc v. City of Westland,
1. Bad Faith and Harassment
Even in cases where Younger abstention is appropriate, the Supreme Court has held that when there is evidence of bad-faith or harassment in the state prosecution or proceedings, there may be an exception to the application of Younger. This exception is, however, rarely applied. In Tindall v. Wayne County Friend of the Court, the Sixth Circuit held that:
Although the Supreme Court has recognized that bad-faith prosecution of an individual may serve as a proper exception to the Younger abstention doctrine ... we have found no Supreme Court case that has ever authorized federal intervention under this exception. Such cases thus are exceedingly rare, particularly where a plaintiff seeking to defeat an abstention argument has failed to avail himself first of state appellate processes before seeking relief in federal court.
Correspondingly, this Court has found no Sixth Circuit case which has ever authorized federal intervention under the bad faith or harassment exception. Examples of when courts have found bad faith include a Texas city police investigation in which officers repeatedly engaged in searches and seizures which they knew to be unlawful and beyond the scope of statutory authority, and a Southern District of Ohio case in which the county prosecutors had filed twelve separate actions against the federal plaintiffs in order to harass the plaintiffs and drain them of all of their
*974
financial resources.
Nobby Lobby, Inc. v. City of Dallas,
Dr. Kalniz urges this Court to find that the bad faith exception to the Younger abstention doctrine is present in this case. While Dr. Kalniz has made allegations of improper motivations of the Board and the investigators, none of the allegations, even if assumed to be true, rises to the level of egregious bad faith or harassment required for an exception to Younger abstention.
2. Bias
Dr. Kalniz argues his allegations of bias constitute an exception to
Younger
abstention doctrine under
Gibson v. Berryhill,
Dr. Kalniz has alleged pecuniary interest, but only the pecuniary interest of Dr. Awadalla, who is not a member of the State Dental Board charged with the responsibility of adjudicating a disciplinary matter. Dr. Awadalla is solely alleged to have participated in the investigation of Dr. Kalniz, and while such pecuniary interest would certainly be distasteful, it does not fall under the same category as the pecuniary interest in
Gibson.
Furthermore, there is no evidence of prejudgment of the same or similar variety as that in
Gibson.
Despite Dr. Kalniz’s assertions that the Board’s investigative, prosecutorial, and adjudicative functions violate his due process rights, he does not allege that the same individuals are engaging in these overlapping functions.
See Withrow v. Larkin,
This case does not present a situation in which the decisionmakers in the Ohio State Dental Board disciplinary proceeding, the proceeding that triggers Younger abstention, are biased due to prejudgment or pecuniary interest. As a result, the bias exception to Younger abstention does not apply.
D. Stay Rather than Dismissal Appropriate in Section 1983 Action
Having found that
Younger
abstention applies, a district court will most frequently dismiss the case without prejudice.
See Louisville Country Club v. Kentucky Comm’n on Human Rights,
Y. CONCLUSION
Accordingly, and for the reasons stated above, the Ohio State Dental Board, et. al.’s Motion to Dismiss is GRANTED on Eleventh Amendment grounds as to the Ohio State Dental Board only. As to the remaining Defendants, Younger abstention is proper in this case, and this Court will STAY the current action and ABSTAIN from exercising jurisdiction at this time.
IT IS SO ORDERED.
Notes
. The causes of action are: 1) the Ohio regulatory scheme is unconstitutional on its face and as applied by Defendants against Dr. Kalniz because it violates Dr. Kalniz's right to due process of law under the U.S. Constitution, particularly as they statutory scheme affects his constitutionally-protected property interest in licensure; 2) through the boards investigations and proceedings, the Board violated Dr. Kalniz's due process rights because of his constitutionally-protected property interest in licensure; 3) the Ohio regulatory scheme is unconstitutional on its face and as applied because it violated Dr. Kalniz's equal protection rights under the U.S. Constitution; 4) through its investigations and proceedings the Board violated Dr. Kalniz’s equal protection rights; 5) the Board has violated, and threatens continued violations, of Dr. Kalniz’s right to commercial free speech as guaranteed by the First Amendment to the U.S. Constitution; and 6)through its investigations the Board acted beyond its lawful authority and violated Dr. Kalniz’s Fourth Amendment right to be free from unreasonable searches and seizures.
. Only the members of the Ohio State Dental Board sued in their official capacity (Mark T. Armstrong, Billi Sue Kyger, Berta I. Howard, Mary Ellen Wynn, Douglas W. Wallace, Ketki B. Desai, Janes J. Lawrence, William G. Leffler, Lawrence B. Kaye, W. Chris Hanners, Linda R. Staley, Ann E. Nabers, and Clifford Jones), raise Younger abstention claims, whereas Defendant Awadalla and Defendant Reitz do not. As this Court finds that Younger abstention is appropriate here, it abstains from exercising jurisdiction over any of the remaining Defendants (other than the Dental Board) so as to comply with Younger and avoid any interference in the state proceedings.
. In
Hicks
the Court found that the denial of a temporary restraining order did not consist of a proceeding of substance on the merits. In
Hawaii Hous. Auth. v. Midkiff,
. While bound by Supreme Court and Sixth Circuit precedent, this Court does recognize the potential negative ramifications the
Hides
doctrine might have by allowing state officials to control where federal claims are litigated simply by bringing a state judicial proceeding after a federal complaint is filed.
See Hicks v. Miranda,
. In
Ohio Civil Rights Comm’n v. Dayton Christian Schools, Inc.,
. Reading
dealt with a hearing before the Ohio Public Utilities Commission, which is similar to the Ohio State Dental Board in that it "is an administrative agency with powers specifically granted by the Revised Code, and it has no authority to declare a statute unconstitutional. The commission is statutorily authorized to receive evidence in its role as a fact-finder.”
. Although he cites to no case law in support his argument that discovery is constitutionally required in order to be given an adequate forum, as noted above, Dr. Kalniz argues that the lack of formal discovery in the proceeding will impede his ability to develop an evidentiary record. This argument does not not comport with the Ohio Administrative Code for the State Dental Board, which includes the follow provision: "[u]pon written request of either party, the board shall issue subpoenas for purposes of hearing to compel the attendance and testimony of witnesses, production of books, records, and papers at the administrative hearings.” O.A.C. § 4715-15-14.
