Opinion
Paulette Ka'anohiokalani Kaleikini requests that this court award $255,158.00 in attorney’s fees and $2,510.24 in costs against City and State defendants
1
for work performed in the trial court and on appeal in relation to
Kaleikini v. Yoshioka,
A. Underlying appeal
The relevant factual background is set forth in this court’s published opinion:
Kaleikini brought this suit against the City and County of Honolulu and the State of Hawaii, challenging the approval of the Honolulu High-Capacity Transit Corridor Project (rail project or project). The rail project involves the construction of an approximately 20-mile fixed guideway rail system from West 0‘ahu to Ala Moana Center. Construction on the rail project is planned to take place in four phases.... It is undisputed that the rail project has a “high” likelihood of having a potential effect on archeological resources in certain areas of Phase 4, which includes Kaka'ako.
Kaleikini argued that the rail project should be enjoined until an archaeological inventory survey, which identifies and documents archaeological historic properties and burial sites in the project area, is completed for all four phases of the project. More specifically, Kaleikini argued that Hawaii Revised Statutes chapters 6E, 343, and 205A, and their implementing mies, require that an archaeological inventory survey be completed prior to any approval or commencement of the project. Kaleikini asserted that the failure to complete an archaeological inventory survey prior to the start of construction jeopardized the integrity of native Hawaiian burial sites by foreclosing options such as not building the rail, changing its route, or using a technology that would have less impact on any sites.
The City moved to dismiss Kaleikini’s complaint and/or for summary judgment, and the State joined in the motion. The City acknowledged that an archaeological inventory survey was required for each phase of the rail project. However, .... the City and State contended that as long as an archeological inventory survey had been completed for a particular phase, construction could begin on that part of the project even if the surveys for the other phases had not yet been completed.
Id.
at 56-57,
The circuit court granted summary judgment in favor of the City and State on all of Kaleikini’s claims.
Id.
at 57,
In sum, the SHPD failed to comply with HRS chapter 6E and its implementing rules when it concurred in the rail project prior to the completion of the required archaeological inventory survey for the entire project. The City similarly failed to comply with HRS chapter 6E and its implementing rules by granting a special management area permit for the rail project and by commencing construction prior to the completion of the historic preservation review process.
Id.
at 57, 66,
Accordingly, this court vacated the circuit court’s judgment on Counts 1 through 4 of Kaleikini’s complaint, which challenged the rail project under HRS chapter 6E, and remanded for further proceedings. Id.
B. Request for attorney’s fees and costs
Kaleikini timely filed a request for attorney’s fees and costs. Kaleikini requests costs pui’suant to HRAP Rule 39,
2
Hawaii
Kaleikini also requests attorney’s fees pursuant to the private attorney general doctrine, in relation to work performed by David Kimo Frankel and Ashley Obrey, Native Hawaiian Legal Corporation (NHLC) attorneys, at both the trial and appellate levels. Specifically, Kaleikini seeks fees totaling $127,579.00, which includes $96,495.00 for 275.7 hours of work performed by Frankel at the rate of $350.00 per hour, and $31,084.00 for 163.6 hours of work performed by Obrey at the rate of $190.00 per hour. Alternatively, Kaleikini seeks fees totaling $54,995.00 for the appeal only, which includes $48,440.00 for 138.4 hours of work performed by Frankel, and $6,555.00 for 34.5 hours of work performed by Obrey. Additionally, Kaleikini asks that her requested fees be enhanced by a multiplier of two.
The City and State filed objections to Ka-leikini’s request, and Kaleikini filed a reply to each of the objections. 5
II. DISCUSSION
As set forth below, we resolve Kaleikini’s request as follows. First, we deny Kaleiki-ni’s request for fees and costs for trial level work, without prejudice to Kaleikini seeking those fees in the circuit court. Second, we conclude that Kaleikini is entitled to an award of appellate fees because (1) Kaleikini prevailed on the disputed main issues before this court and therefore is the prevailing party on appeal; and (2) Kaleikini’s case meets all three prongs of the private attorney general doctrine. Third, Kaleikini’s request for fees and costs against the State is
Accordingly, for the reasons set forth below, we award Kaleikini $41,192.00 in fees and $343.00 in costs against the City.
A. Kaleikini’s request for fees and costs attributable to work performed at the trial level is more properly within the trial court’s discretion
Kaleikini seeks fees and costs relating to work performed both at the trial level and on appeal. Kaleikini asserts that “[i]t is not entirely clear that this Court is prohibited from awarding attorneys’ fees for work at the trial court level[.]” (Citing
Fought & Co., Inc. v. Steel Eng’g & Erection, Inc.,
“Although HRAP Rule 39(d) and HRS § 607-14[
6
] could be construed to allow this court to make such awards [of trial-level attorney’s fees], decisions about fees incurred at the trial level are more properly within the trial court’s discretion.”
S. Utsunomiya Enterprises, Inc.,
[t]here are a multitude of situations that arise during litigation at the trial level that may contribute to the legal and strategic decisions made by each party; the trial judge is in the best position to ascertain the motivations of the parties and the reasonableness of actions undertaken by counsel and the parties.
Nelson v. Univ. of Hawai'i,
Accordingly, the trial court is in the best position to determine the reasonableness of fees and costs incurred at the trial level. We therefore deny Kaleikini’s request for fees and costs for work performed at the trial level, without prejudice to her seeking those fees and costs in the circuit court. Accordingly, the remainder of this opinion addresses only Kaleikini’s request for fees and costs attributable to her appeal.
B. Kaleikini is the prevailing party on appeal
The first issue this court must resolve regarding Kaleikini’s request for fees and costs is whether Kaleikini is the prevailing party on appeal.
See Sierra Club v. Dep’t of Transp. (Superferry II),
Where, as here, there is no final judgment clearly stating which party prevailed,
8
Here, Kaleikini’s complaint in the circuit court alleged six counts:
First, Kaleikini alleged that the City’s grant of a special management area permit for the rail project and its decision to commence construction on the project pri- or to the completion of an AIS violated HRS §§ 6E-8 and 6E-42, and their implementing rules, HAR chapters 13-275 (2002) and 13-284 (2002) (Counts 1-2). Kaleikini further alleged that the DLNR, through the SHPD, violated HRS §§ 6E-8 and 6E-42, and their implementing rules, in authorizing an AIS to be postponed (Counts 3-4). Kaleikini also alleged that Governor Abercrombie violated HRS chapter 343 by accepting the final EIS for the rail project, because the final EIS did not contain an AIS and was therefore incomplete (Count 5). Finally, Kaleikini alleged that the City and State Defendants had failed to “give full consideration of the impact of the [rail project] on iwi and cultural and historic values prior to deci-sionmaking” (Count 6).
Kaleikini,
At the heart of each count was Ka-leikini’s argument that an AIS must be completed for all four phases of the rail project prior to any approval or commencement of the project.
See id.
at 61,
Kaleikini’s primary argument on appeal was that the City and State failed to comply with HRS §§ 6E-8 and 6E-42 and their implementing rules by allowing a decision on the project to be made prior to the completion of an AIS for the entire project (Counts 1-4).
Id.
Additionally, Kaleikini argued that the final EIS was inadequate under HRS chapter 343 because it did not contain a completed AIS (Count 5),
id.
at 81,
This court held that the circuit court erred in granting summary judgment in favor of the City and State on Counts 1 through 4 because an AIS for all four phases of the project was required prior to approval of the project.
Id.
at 72,
The City argues that the case ⅛ “[a]t best, a draw” because Kaleikini did not prevail on Counts 5 and 6. However, this court noted that Kaleikini’s “primary argument on appeal” concerned Counts 1 through 4, and this court ruled in favor of Kaleikini on those counts.
Id.
at 66, 68,
The City also argues that Kaleikini cannot be deemed the prevailing party because this court remanded for further proceedings and the proceedings therefore have not concluded. In support of this argument the City cites
Nelson. Nelson
concerned a request for fees brought pursuant to statute, which
Nelson
is distinguishable from the instant case for two reasons. First, Kaleikini does not seek fees pursuant to statute, but rather pursuant to the private attorney general doctrine. As discussed below, the private attorney general doctrine does not require that a plaintiff receive a final judgment in his or her favor before fees may be awarded.
9
Second, this court ruled in favor of Kaleikini on the merits of Counts 1 through 4.
Kaleikini,
Accordingly, Kaleikini is the prevailing party on appeal for the purposes of attorney’s fees.
C. The private attorney general doctrine applies
“Normally, pursuant to the ‘American Rule,’ each party is responsible for paying his or her own litigation expenses. This general rule, however, is subject to a number of exceptions: attorney’s fees are chargeable against the opposing party when so authorized by statute, rule of court, agreement, stipulation, or precedent.”
Superferry II,
This court considers three “basic factors” in determining whether the private attorney general doctrine applies: “(1) the strength or societal importance of the public policy vindicated by the litigation, (2) the necessity for private enforcement and the magnitude of the resultant burden on the plaintiff, [and] (3) the number of people standing to benefit from the decision.”
Su-perferry II,
As set forth below, all three prongs of the private attorney general doctrine have been satisfied in the instant case. Accordingly, we may award attorney’s fees to Kaleikini. 10 See id.
Kaleikini asserts that this case has vindicated an issue of “great public importance!,]” specifically the historic preservation and protection of iwi. Kaleikini also asserts that this ease vindicated at least four other important public policies: (1) the historic preservation review process is sequential and requires an AIS prior to the SHPD’s concurrence in a project; (2) phasing of the historic preservation review process is impei’missible; (3) standing may exist pursuant to HRS § 6E-13(b), even where an irreparable injury has not yet occurred; and (4) procedural injury is a basis for standing pursuant to HRS § 6E-13(b).
The City argues that the issue on which Kaleikini prevailed was “ultimately one of process that turned on the Court’s interpretation of the definition of ‘project area’ in the applicable administrative regulations and not any constitutional right or provision!.]” (Emphasis in original). The State similarly argues that “this case is not about the protection of iwi[,]” but rather involves a “relatively arcane dispute as to how, not whether, to protect the iwi[.]” Moreover, the State argues that application of the private attorney general doctrine in this case would “swallow the general American rule” because all laws involve important public policy interests or they “would not have been enacted in the first place.”
Even assuming that the City and State are correct that the policies vindicated by this case are largely procedural, this court has found the first prong of the private attorney general doctrine satisfied in other similar circumstances. In
Superferry
II, this court considered whether the first prong was satisfied in a dispute over the need for an environmental assessment for the Hawai'i Superferry.
Here, Kaleikini’s ease was responsible for clarifying the principle of procedural
2. The necessity for private enforcement and the magnitude of the resultant burden on the plaintiff
Kaleikini asserts that private enforcement was essential because she was solely responsible for challenging the City’s failure to prepare an AIS prior to decision making and construction, and the City and State either completely abandoned, or actively opposed, her cause. The City responds that neither the City nor the State abandoned their duties under HRS chapter 6E, but rather erroneously believed that their plan was lawful. The State acknowledges that private enforcement may have been necessary, but argues that attorney’s fees are not necessary because other private parties may have been “willing to pay market rates (indeed above market rates) to bring the suit if plaintiff had not done so.” The State also asserts that NHLC could have represented Kaleikini pro bono.
A review of this court’s case law concerning the
second
prong
of
the private
attorney
general doctrine is instructive. This court first examined the private attorney general doctrine in
Waiahole II,
and concluded that the second prong of the doctrine was not satisfied in that case.
Subsequently, multiple public parties, denominated the Windward Parties, sought attorney’s fees against both private and governmental parties involved in the dispute.
Waiahole II,
represented one of many competing public and private interests in an adversarial proceeding before the governmental body designated by constitution and statute as the primary representative of the people with respect to water resources, the Commission on Water Resources Management. The Commission duly recognized its duties as trustee of state water resources, even to an extent further than this court deemed appropriate.... Nonetheless, the court made no rulings regarding the ultimate disposition of water resources, but simply remanded the matter to the commission for further findings and conclusions.
The relevant point, of course, is not the extent of the Windward Parties’ success on appeal, but, rather, the role played by the government. In sum, unlike other cases, in which the plaintiffs single-handedly challenged a previously established government law or policy, in this case, the Windward Parties challenged the decisionof a tribunal in an adversarial proceeding not contesting any action or policy of the government. The Windward Parties cite no case in which attorneys’ fees were awarded in an adversarial proceeding against a tribunal and the losing parties and in favor of the prevailing party, based on the reversal of the tribunal’s decision on appeal. Nor does such a rule appear prudent from a policy standpoint, where public tribunals in adversarial settings must invariably consider and weigh various “public interests.” Therefore, we hold that this case does not qualify for an award of attorneys’ fees under the conventional application of the private attorney general doctrine.
Id.
at 31-32,
Similarly, in
Maui Tomorrow,
this court determined that the second prong of the private attorney general doctrine had not been satisfied in an action where the plaintiff contested “a policy of the BLNR to lease water rights without performing the required analysis.”
involve[d] an appeal from the decision of a tribunal in an adversarial proceeding, and the circuit court ‘made no rulings regarding the ultimate disposition of water resources, but simply remanded the matter ... for further findings and conclusions.’ Like the Windward Parties [in Waiahole II, the Maui Tomorrow plaintiffs] eite[d] no cases in which fees were awarded against a tribunal and the losing parties based on the reversal of the tribunal’s decision on appeal.
Id. (citation omitted).
In contrast, in
Superferry II,
this court found that the second prong of the private attorney general doctrine was satisfied, where “the plaintiffs ... were comprised of two non-profit organizations and an unincorporated association” who were “solely responsible for challenging [the Department of Transportation’s (DOT)] erroneous application of its responsibilities under HRS chapter 343.”
This court distinguished Superferry II from Maui Tomorrow, noting that, in Maui Tomorrow,
the challenged government policy resulted from an erroneous understanding that another state agency was to perform the duty at issue.... In this ease, DOT simply did not recognize its duty to consider both the primary and secondary impacts of the Superferry project on the environment. DOT was not under the erroneous understanding that another agency was considering those impacts, as in Maui Tomorrow; rather, in this ease DOT wholly abandoned that duty by issuing an erroneous exemption to Superferry.
Id. (citation omitted).
Unlike the multiple public parties in
Waiahole II,
The City and State argue that the instant case is similar to
Waiahole II
and
Maui Tomorrow
because SHPD did not
Moreover, although the OIBC agreed with Kaleikini that the phased approach was impermissible,
id.
at 62-64,
Accordingly, the second prong of the private attorney general doctrine was satisfied in this case.
3. The number of people standing to benefit from the decision
Kaleikini asserts that “[t]he public at large benefits from a decision that ensures the integrity of the historic preservation review process.” The City concedes that “the public generally benefits from this decision and the third prong may arguably be satisfied.” The State argues that “the number of persons benefitted [sic] is indeterminate” because “there is no evidence that any significant number of persons are concerned about whether an AIS may be completed in phases.”
In
Superferry II,
this court concluded that the third prong was satisfied where “this court’s opinion ... provided a public benefit, because it is generally applicable law that established procedural standing in environmental law and clarified the need to address secondary impacts in environmental review pursuant to HRS chapter 343 and will benefit large numbers of people over long periods of time.”
In the instant ease, this court’s opinion established “generally applicable law” regarding standing to enforce historic preservation laws.
See Superferry II,
The Constitution of the State of Hawaii recognizes the value of conserving and developing the historic and cultural property within the State for the public good.... The legislature further declares that it is in the public interest to engage in a comprehensive program of historic preservation at all levels of government to promote the use and conservation of such property....
HRS § 6E-1 (2009) (emphasis added).
Accordingly, the third prong of the private attorney general doctrine was satisfied in this case.
In sum, all three prongs of the test for the private attorney general doctrine have been satisfied. Accordingly, we award Kaleikini reasonable attorney’s fees pursuant to the private attorney general doctrine.
D. Kaleikini’s request for attorney’s fees against the State is barred by sovereign immunity
This court has noted that:
The doctrine of sovereign immunity refers to the general rule, incorporated in the Eleventh Amendment to the United States Constitution, that a state cannot be sued in federal court without its consent or an express waiver of its immunity. The doctrine of sovereign immunity, as it has developed in Hawai'i, also precludes such suits in state courts.
State ex rel. Anzai v. Honolulu,
Pursuant to the doctrine of sovereign immunity, “the sovereign State is immune from suit for money damages, except where there has been a clear relinquishment of immunity and the State has consented to be sued.”
Bush v. Watson,
This court has noted that the State has waived immunity to suit only to the extent as specified in HRS chapters 661 and 662.
12
Taylor-Rice v. State,
(1) a waiver of the Government’s sovereign immunity will be strictly construed, in terms of its scope, in favor of the sovereign; (2) a waiver of sovereign immunity must be unequivocally expressed in statutory text; (3) a statute’s legislative history cannot supply a waiver that does not appear clearly in any statutory text; (4) it is not a court’s right to extend the waiver of sovereign immunity more broadly than has been directed by the [legislature]; and (5) sovereign immunity is not to be waived by policy arguments[.]
Taylor-Rice,
In the instant case, Kaleikini argues that the State waived its sovereign immunity pursuant to HRS § 6E-13(b) and article XI, section 9 of the Hawai'i Constitution. For the reasons set forth below, neither HRS § 6E-13(b) nor article XI, section 9 waives the State’s sovereign immunity.
1. HRS § 6E-13(b) does not waive the State’s sovereign immunity
Kaleikini relies primarily on
Super-ferry II
in arguing that the State waived its immunity for fees pursuant to HRS § 6E-13(b). There, this court concluded that the State waived its sovereign immunity pursu
ant
HRS § 6E-13(b) is distinguishable from HRS § 343-7, and a waiver of the State’s sovereign immunity cannot similarly be implied from HRS § 6E-13(b). This is because HRS § 6E-13(b) (2009) allows suit to be brought only for a restraining order or in-junctive relief:
Any person may maintain an action in the trial court having jurisdiction where the alleged violation occurred or is likely to occur for restraining orders or injunctive relief against the State, its political subdivisions, or any person upon a showing of irreparable injury, for the protection of an historic property or a burial site and the public trust therein from unauthorized or improper demolition, alteration, or transfer of the property or burial site.
(Emphasis added).
It is well settled that a provision allowing for declaratory or injunctive relief is not a waiver of the State’s sovereign immunity, but rather an exception to the sovereign immunity doctrine for which no waiver is necessary.
Superferry II,
Accordingly, HRS § 6E-13(b) does not contain a waiver of the State’s sovereign immunity.
2. Article XI, section 9 of the Hawaii Constitution does not waive the State’s sovereign immunity
Kaleikini relies primarily on
Ala Loop Homeowners
in arguing that the State waived its immunity to fees pursuant to article XI, section 9 of the Hawaii Constitution. There, this court concluded that article XI, section 9 contained an implied private right of action to enforce the provisions of HRS chapter 205 and other “laws relating to environmental quality.”
There are several reasons why article XI, section 9 does not waive the State’s sovereign immunity in this case. First, the Hawaii Constitution does not waive the State’s sovereign immunity pursuant to HRS § 661-1 because claims based on the constitution are not “founded upon any statute of the State[.]”
Kaho'ohanohano v. State,
Each person has the right to a clean and healthful environment, as defined by laws relating to environmental quality, including control of pollution and conservation, pro tection and enhancement of natural resources. Any person may enforce this right against any party, public or private, through appropriate legal proceedings, subject to reasonable limitations and regulation as provided by law.
This provision must be strictly construed.
See Taylor-Rice,
In sum, there has been no clear relinquishment of the State’s sovereign immunity, and thus the State’s immunity bars Kaleikini’s request for fees based on the private attorney general doctrine. 14
E. Although the fees requested by Ka-leikini are generally reasonable, we deny some of the hours requested and reduce the attorneys’ requested hourly rates
Kaleikini requests a total of $54,995.00 in fees in relation to her appeal. Specifically, Kaleikini requests $48,440.00 for 138 hours of work performed by Frankel, and $6,555.00 for 34.5 hours of work performed by Obrey. This court employs the “lodestar” method in determining a reasonable attorney’s fee.
DFS Group L.P. v. Paiea Props.,
The City argues that the hours billed by Kaleikini’s attorneys are not reasonable because she should not recover fees for (1) her unsuccessful claims; (2) work that was dupli-cative, clerical, or insufficiently documented; and (3) amounts which otherwise are not recoverable due to the State’s sovereign immunity. Additionally, the City argues that the requested hourly rates are not reasonable.
For the reasons set forth below, (1) Kaleik-ini can recover fees for work attributable to all of her claims pursuant to
Schefke v. Reliable Collection Agency, Ltd.,
1. Kaleikini can recover fees for work attributable to Counts 5 and 6
The City and State argue that Kaleikini should not recover all of her fees because she did not prevail on two of her claims, i.e., her HRS chapter 343 claim (Count 5) and her HRS chapter 205A claim (Count 6). The City and State note that Kaleikini’s fee request does not ascribe her fees to particular claims, and argue that Kaleikini should have allocated the fees to discrete claims so that this court could discount fees attributable to unsuccessful claims. Because Kaleikini did not allocate her fees to discrete claims, the State requests that Kaleikini’s fees be reduced by 50%. The City requests that the fees be reduced by two-thirds because Ka-leikini “only prevailed on one out of three statutory grounds[.]”
In
Schefke,
this court articulated the following test, derived from
Hensley v. Eckerhart,
the trial court must determine (1) whether or not unsuccessful claims are related to successful claims, and (2) whether or not the plaintiff achieved a level of success that makes the hours reasonably expended a satisfactory basis for making a fee award. Unsuccessful claims are deemed unrelated if they are distinctly different claims for relief that are based on different facts and legal theories. Thus, even where the claims are brought against the same defen dants,counsel’s work on one claim may be unrelated to his or her work on another claim, work on such an unsuccessful claim cannot be deemed to have been expended in pui’suit of the ultimate result achieved, and the hours spent on the unsuccessful claim should be excluded in considering the amount of a reasonable fee.
On the other hand, if the plaintiffs claims for relief involve a common core of facts or are based on related legal theories and much of counsel’s time is devoted generally to the litigation as a whole, making it difficult to divide the hours expended on a claim-by-claim basis, such a lawsuit cannot be viewed as a series of discrete claims. In that situation, a plaintiff who has won substantial relief should not have his or her attorney’s fee reduced simply because the trial court did not adopt each contention raised.
As to the required level of success, where a plaintiff has obtained excellent results, his or her attorney should recover a fully compensatory fee because litigants in good faith may raise alternative legal grounds for a desired outcome, and the court’s rejection of or failure to reach certain grounds is not a sufficient reason for reducing a fee. If, on the other hand, a plaintiff has achieved only partial or limited success, the product of hours reasonably expended on the litigation as a whole times a reasonable hourly rate may be an excessive amount even where the plaintiffs claims were interrelated, nonfrivolous, and raised in good faith.
Schefke,
Kaleikini’s ease would appear to be precisely the type of case envisioned by the
Schefke
court as allowing for an award of fees attributable to unsuccessful claims. First, Kaleikini’s unsuccessful claims were related to her successful claims.
See id.
All six claims involved a common core of facts, i.e., the City and State’s decision to proceed with the rail project absent a completed AIS.
Kaleikini,
Second, Kaleikini “achieved a level of success that makes the hours reasonably expended a satisfactory basis for making a fee award.”
Id.
(brackets omitted). In this regard, Kaleikini’s case is nearly indistinguishable from
Hensley,
which was cited with approval in
Schefke.
In this case, for example, the District Court’s award of fees based on 2,557 hours worked may have been reasonable in light of the substantial relief obtained. But had [the plaintiffs] prevailed on only one of their six general claims, ... a fee award based on the claimed hours clearly would have been excessive.
Id.
at 436,
Here, Kaleikini obtained relief on four of her six claims, and on the primary issue raised in her appeal. In light of this substantial relief, and the relationship between her successful and unsuccessful claims, she
2. The City has not specified which billing entries it views as duplica-tive, clerical, or insufficiently documented
The City asserts that some of Kaleikini’s fees are duplicative, associated with clerical tasks, and insufficiently documented. The City does not specify which charges it is challenging.
This court has declined to discount fees where the opponent fails to argue that hours spent on any particular task are unreasonable.
Cnty. of Hawai'i v. C & J Coupe Family Ltd. P’ship,
120 Hawai’i 400, 407,
Accordingly, the City’s argument is without merit.
3. Some of Kaleikini’s requested fees are attributable only to the State, and are not recoverable against the City
The City argues that Kaleikini should not be permitted to recover from the City “amounts that would have been attributable to [the State], but for which [Kaleikini] cannot recover due to the State’s sovereign immunity.” Accordingly, the City argues, “if sovereign immunity bars any recovery against [the State], any award against [the City] should be reduced accordingly.” The City cites no authority in support of this argument. Kaleikini argues that the City and State worked “hand-in-hand” on the rail project, and accordingly that all of her fees are recoverable against the City pursuant to Superferry II.
Superferry II
is not directly on point. There, this court considered whether the private attorney general doctrine could serve as a basis for recovery of attorney’s fees against a private party, Hawai'i Superferry, Inc. (Su-perferry), and concluded there was “no reason not to apply the private attorney general doctrine to a private defendant.” 120 Ha-wai'i at 224-25,
[I]n this ease Superferry worked hand-in-hand with DOT throughout the planning and implementation of the Superferry project and throughout this litigation, in promoting its own private business interests. Under these facts, we see no unfairness in requiring Superferry, jointly with DOT, to pay Sierra Club’s attorney’s fees awarded by the circuit court.
Id.
at 225,
Superferry II indicates that, had an award against the State not been barred by sovereign immunity, the City would have been jointly and severally liable for all of Kaleiki-ni’s fees. Accordingly, there is some basis for allowing Kaleikini to recover all of her fees against the City. At the same time, Superferry II is not directly on point because it did not resolve the question at issue here, i.e., whether a defendant may be held liable for the full award of attorney’s fees, where an award against a co-defendant is barred by sovereign immunity.
In the instant case, we conclude that it is reasonable for Kaleikini to recover against the City for all of the work performed, except for work that is clearly identifiable as being directed at another party, such as Kaleikini’s replies to the State and FACE/PRP. Allowing Kaleikini to recover against the City for work that was directed at all parties (such as the opening brief and transfer application) is reasonable in light of
Kaleikini’s billing records clearly indicate that 18 hours of Frankel’s time and 2.8 hours of Obrey’s time cannot be fairly attributed to addressing the City:
[[Image here]]
Frankel 1/4/12 Draft reply to State Answering Brief 3.2
Frankel 1/5/12 Draft reply to State Answering Brief 4.5
Frankel 1/10/12 Draft reply to State 0.8
Frankel 9/5/12 Memo in Opp to Amicus 3.3
Frankel 9/12/12 Opp to Amicus Recon Brief 6.2
Obrey 1/9/12 Review/Revise Reply to State 0.7
Obrey 1/11/12 Revise Reply to State 0.3
Obrey 9/5/12 Review FACE/PRP motion for leave to file amicus brief 0.3
Obrey 9/5/12 Draft memo in opp to FACE/PRP motion for leave to file amicus brief 1.0
Obrey 9/10/12 Review amicus brief to determine if meheula complied with court’s order[.] 0.5
Based on the foregoing, we grant Kaleiki-ni’s request for fees for 120.4 hours of work performed by Frankel (138.4 requested hours minus 18 hours) and 31.7 hours of work performed by Obrey (34.5 requested hours minus 2.8 hours).
4. The requested hourly rate is not reasonable
Kaleikini requests that attorney Frankel be awarded fees at a rate of $350.00 per hour, and that attorney Obrey be awarded fees at a rate of $190.00 per hour. Both the City and Kaleikini agree that a reasonable attorney’s fee should be calculated according to prevailing market rates in the relevant community.
(Citing Blum v. Stenson,
Kaleikini asserts that her requested rates are at or below prevailing market rates in the community. Kaleikini submits two declarations in support of this assertion. First, Kaleikini attached a declaration from Matthew Adams, who declared that he is a California attorney who represents the plaintiffs in a federal lawsuit relating to the rail project, Honolulutraffic.com, et al. v. Federal Transit Administration, et al., Civ. No. 11-00307 AWT. He declared that his hourly rate in that case was $570.00, and that his co-counsel’s rate was $800.00 per hour. Additionally, he declared that the federal case involved issues similar to those in the instant case. Kaleikini also attached a declaration of James J. Bickerton, who declared that the rates requested by Kaleikini’s attorneys were “at or below the prevailing market hourly rate for professionals of similar experience, skill and competence.”
The City argues that Kaleikini’s requested rates are not reasonable. The City does not suggest an alternative rate that would be reasonable, but points to eases in both state and federal courts in Hawai'i in which attorneys were compensated at lower rates than those requested here. In response, Kaleikini cites to cases in both state and federal courts in which attorneys were compensated at the same or higher rates as those requested here.
The most recent state case cited by the parties that addresses hourly rates is
C & J Coupe.
There, the requested hourly rate was not challenged by the opposing party, and this court determined that the rates “appear[ed] to be reasonable[.]”
Robert H. Thomas $300-325
Mark M. Murakami $220-230
Robert D. Harris $190
Christie-Anne H. Kudo-Chock $145-150
Cherise Agua-Andrews $145
Eugenie-Mae Kincaid $130
Id. 15
In a recent unpublished federal district court order in
Olson v. Lui,
No. 10-00691 ACK-RLP,
Paul Alston $450
Pamela W. Bunn $270
Shellie Park-Hoapili $200
Noreen M. Kanada $100
Gail Pang $50
Id. at *2-5.
The order indicated that Alston had more than 40 years of experience, Bunn had 15, and Park-Hoapili had almost seven. 16 Id. at *3-4.
Here, Frankel was admitted to practice in 1992 (20 years prior to the 2012 decision in Kaleikini), and Obrey in 2009 (3 years). Using the foregoing rates as a guide, we conclude that $300.00 per hour is a reasonable hourly rate for Frankel, and $160.00 is a reasonable hourly rate for Obrey. These rates are well within the range of associate and partner rates listed in the Pacific Business News 2012 Book of Lists, which was attached to Kaleikini’s request as Appendix C. 17
Based on the foregoing, we grant Kaleiki-ni’s request for fees in the amount of $36,120.00 for work performed by Frankel (120.4 hours x $300.00 per hour), and $5,072.00 for work performed by Obrey (31.7 hours x $160.00 per hour), for a total award of $41,192.00.
F. Kaleikini is not entitled to an enhancement of the lodestar amount
Kaleikini asks that this court enhance her attorney’s fee award by a multiplier of two, based on this court’s opinion in Schefke. The City argues that an enhancement is not available under Schefke, nor is it supported by the policies underlying Schefke. The City also argues that an enhancement by a multiplier of two would be unreasonable. Kaleikini responds that an enhancement is supported by the reasoning in Schefke, and that Schefke expressly leaves the door open for an enhanced award for non-profit public interest law firms. For the reasons set forth below, Kaleikini’s argument is without merit.
In
Schefke,
the trial court awarded fees based on the lodestar method, but denied the plaintiffs request for a multiplier.
For example, if a nonprofit legal service organization represents a plaintiff and agrees to receive no compensation from the plaintiff, that fact will not bar the plaintiff from obtaining a reasonable fee award when he or she prevails. Thus, in this case, the fact that doubling Plaintiffs lodestar fees would result in more fees than Plaintiff agreed to pay his attorney should not in itself prevent Plaintiff from receiving that amount. However, if the doubled amount exceeds a “reasonable” fee, Plaintiff is not entitled to the exceeded amount.
Id.
at 451,
In sum, this court concluded that “our courts should be given discretion to enhance the lodestar fee when an attorney has been retained on a contingency fees basis.”
Id.
at 452,
By its clear terms, the holding in
Schefke
does not apply in the instant case. First,
Schefke
was clearly limited to cases involving fee-shifting statutes.
Id.
at 454,
Second, Schefke is clearly limited to eases taken on a contingency basis:
A court must first determine whether a case was taken on a contingency basis because if a client has contracted to pay the lodestar fee, regardless of the outcome of the case, and has paid the attorney on a continuing basis, then the attorney has clearly avoided the risk of nonpayment and enhancement is not appropriate.
Id.
at 454,
Here, NHLC did not take Kaleikini’s case on a contingency basis. Although Kaleikini asserts that, “[i]n this case, the payment of any fees was purely contingent on prevailing on the merits[,]” (emphasis added), she acknowledges that there was no contingent fee arrangement by which she would pay NHLC in the event she prevailed.
Nevertheless, Kaleikini points to the following sentence from
Scheflce
as indicating that her fee request was intended to be covered by the
Scheflce
rule: “For example, if a nonprofit legal service organization represents a plaintiff and agrees to receive no compensation from the plaintiff, that fact will not bar the plaintiff from obtaining a reasonable fee award when he or she prevails.”
Id.
at 451,
Moreover, the policies underlying
Schefke
do not support an extension of the enhancement rule to the circumstances of this ease. The purpose of an enhancement in contingency fee cases is to ensure that the attorney is awarded a reasonable fee.
See id.
at 451,
Here, Kaleikini offers no argument to rebut the presumption that the lodestar is reasonable. The only factors she relies on in asserting that she is entitled to a multiplier of two are (1) any award of fees in this case was contingent on Kaleikini prevailing and seeking fees from defendants; (2) her attorneys’ time could have been spent representing “other deserving native Hawaiians”; and (3) this court’s decision involved “significant and broad issues of great public interest.” However, these factors do not establish that the lodestar is unreasonable, or that an enhancement is necessary to achieve a reasonable fee.
Finally, it should be noted that Ka-leikini’s requested enhancement exceeds the multiplier that is ordinarily awarded.
Schefke,
will be appropriate only in the rare and exceptional ease in which the risk of nonpayment has not been mitigated at all, i.e., where the “legal” risk constitutes an economic disincentive independent of that created by the basic contingency in payment and the result achieved is significant and of broad public interest.
Id.
at 456,
Kaleikini has not presented any argument to support such an extraordinary multiplier. Moreover, the prospect of Kaleikini receiving any fees in this case, even if she prevailed, was entirely speculative in light of this court’s limited ease law on the private attorney general doctrine. Thus, it does not appear that lack of payment was an economic disincentive for her counsel. Additionally, although this case was significant and the public will benefit from the decision, “the result achieved cannot be said to be of such significant and broad interest as to justify a multiplier of two.” See id. (internal quotation marks and ellipses omitted).
In sum, Schefke does not apply and Kaleik-ini offers insufficient argument to rebut the presumption that the lodestar represents a reasonable fee. Accordingly, the imposition of an enhancement in this ease is unwarranted.
G. Kaleikini is entitled to her requested costs
Kaleikini asserts that she incurred $343.00 in costs relating to her appeal, consisting of $275.00 in court costs for the filing of the appeal and $68.00 for the cost of printing briefs and appendices on appeal (170 pages x 4 copies at 10$ per page). Kaleikini asserts that these costs are au
thorized
The City objects to some of Kaleikini’s requested costs relating to work in the trial court, but does not specifically object to any of the costs Kaleikini requests in relation to her appeal. 19 At the same time, the City argues that Kaleikini’s “only possible recoverable cost is the $275 appellate filing fee.” The City does not explain why Kaleikini’s $68.00 in costs for copying briefs and appendices should be disallowed.
Recovery of the $275.00 appellate filing cost is expressly permitted pursuant to HRAP Rule 39(c)(3), and the City does not object to this cost item. Accordingly, we grant Kaleikini’s request for $275.00 in appellate filing costs.
In addition, Kaleikini’s copying costs are expressly recoverable under HRAP Rule 39(c)(4). This court has noted that costs recoverable pursuant to HRAP Rule 39(c)(4) include “those briefs encompassed by HRAP Rule 28, including the number of copies required by HRAP Appendix A”
Kamalu v. ParEn, Inc.,
Here, Kaleikini’s opening brief consisted of 43 pages and the attached appendices consisted of 128 pages, for a total of 171 pages. Accordingly, Kaleikini’s request for $68.00 in copying costs (170 pages x 4 copies at 10<t per page) is reasonable, and would appear to be less than Kaleikini actually expended. 20 We therefore grant Kaleikini’s request for $68.00 in copying costs.
Based on the foregoing, we grant Kaleiki-ni’s request for costs in the amount of $343.00.
III. CONCLUSION
Kaleikini’s request for appellate attorney’s fees and costs is granted against the City in the amount of $41,192.00 in attorney’s fees and $343.00 in costs. Kaleikini’s request for trial level fees and costs is denied, without prejudice to her seeking those fees and costs in the circuit court.
.Although the opinion did not list the years of experience for each attorney, a review of the Hawai'i State Bar Association’s 2009-2010 Annual Directory indicates that Kupchak was admitted to practice in 1971 (38 years prior to the 2009 decision in C & J Coupe), Thomas in 1987 (22 years), Murakami in 1999 (10 years), Harris in 2002 (7 years), and Kudo-Chock in 2007 (2 years). Agua-Andrews and Kincaid are not listed in the Directory.
Notes
. The City defendants are: Wayne Yoshioka, in his official capacity as Director of the City and County of Honolulu’s Department of Transportation Services; the City and County of Honolulu; the Honolulu City Council; Peter Carlisle, in his official capacity as Mayor of the City and County of Honolulu; the City and County of Honolulu Department of Transportation Services; and the City and County of Honolulu Department of Planning and Permitting.
See Kaleikini v. Yoshioka,
The State defendants are: William J. Aila, Jr., in his official capacity as Chairperson of the Board of Land and Natural Resources (BLNR) and state historic preservation officer; Pua'alaokalani Aiu, in her official capacity as administrator of the State Historic Preservation Division (SHPD); the BLNR; the Department of Land and Natural Resources (DLNR); Neil Aber-crombie, in his official capacity as Governor of the State of Hawai'i; and the O'ahu Island Burial Council (OIBC). However, Kaleikini explained in her complaint that the OIBC was named as "an interested party,” whose interests were "more properly aligned with [Kaleikini].” Accordingly, reference to the State in this opinion does not include the OIBC.
See id.
at 56 n. 2,
. HRAP Rule 39 (2012) provides, in pertinent part:
(a) Civil Costs; To Whom Allowed. Except in criminal cases or as otherwise provided by law, if an appeal or petition is dismissed, costs shall be taxed against the appellant or petitioner upon proper application unless otherwise agreed by the parties or ordered by the appellate court; if a judgment is affirmed or a petition denied, costs shall be taxed against the appellant or petitioner unless otherwise ordered; if a judgment is reversed or a petition granted, costs shall be taxed against the appel-lee or the respondent unless otherwise ordered; if a judgment is affirmed in part and reversed in part, or is vacated, or a petition granted in part and denied in part, the costs shall be allowed only as ordered by the appellate court. If the side against whom costs are assessed has multiple parties, the appellate court may apportion the assessment or impose it jointly and severally.
(b) Costs For and Against the State of Ha-wai'i. In cases involving the State of Hawai'i or an agency or officer thereof, if an award of costs against the State is authorized by law, costs shall be awarded in accordance with the provisions of this rule; otherwise costs shall not be awarded for or against the State of Hawai'i, its agencies, or its officers acting in their official capacities.
(c) Costs Defined. Costs in the appellate courts are defined as: (1) the cost of the original and one copy of the reporter's transcripts if necessary for the determination of the appeal; (2) the premiums paid for supersedeas bonds or other bonds to preserve rights pending appeal; (3) the fee for filing the appeal; (4) the cost of printing or otherwise producing necessary copies of briefs and appendices, provided that copying costs shall not exceed 20c per page; (5) necessary postage, cost of facsimiles, intrastate travel, long distance telephone charges; and (6) any other costs authorized by statute or rule.
.HRCP Rule 54(d) (2011) provides;
(d) Costs; attorneys’ fees.
(1) Costs other than attorneys’ fees. Except when express provision therefor is made either in a statute or in these rules, costs shall be allowed as of course to the prevailing party unless the court otherwise directs; but costs against the State or a county, or an officer or agency of the State or a county, shall be imposed only to the extent permitted by law. Costs may be taxed by the clerk on 48 hours’ notice. On motion served within 5 days thereafter, the action of the clerk may be reviewed by the court.
. HRS § 607-24 (1993) provides, in pertinent part:
Neither the State nor any county or any political subdivision, board, or commission thereof, nor any officer, acting in the officer’s official capacity on behalf of the State or any county or other political subdivision, board, or commission thereof, shall be taxed costs or required to pay or make any deposit for the same or file any bond in any case whether for costs, on motion for new trial, or on appeal, or for any other purpose whatsoever. In all cases in which a final judgment or decree is obtained against the State, county, or other political subdivision or any board or commission thereof, any and all deposits for costs made by the prevailing party shall be returned to the prevailing party, and the prevailing party shall be reimbursed by the State, county, or other political subdivision, board, or commission thereof, as the case may be, all actual disbursements. not including attorney’s fees or commissions. made by the prevailing party and approved by the court.
(Emphasis added).
. Faith Action for Community Equity and Pacific Resource Partnership (FACE/PRP) previously filed an amicus curiae brief in this case, and also filed an objection to Kaleikini’s fees request "to the extent [it] may be read to seek attorneys' fees and costs against FACE/PRP[.]” Because Ka-leikini does not seek fees or costs from FACE/ PRP, we do not discuss this objection further.
. HRS § 607-14 governs attorneys’ fees in actions in the nature of assumpsit and is inapplicable in the instant case.
. The State does not present any argument on this issue.
. In
Kamaka v. Goodsill Anderson Quinn & Stifel,
. This court considers three "basic factors” in determining whether the private attorney general doctrine applies: "(1) the strength or societal importance of the public policy vindicated by the litigation, (2) the necessity for private enforcement and the magnitude of the resultant burden on the plaintiff, [and] (3) the number of people standing to benefit from the decision.”
Superferry II,
. The State makes several arguments as to why the private attorney general doctrine should not apply. First, the State argues that Kaleikini should not be awarded fees because the legislature did not intend that private persons be awarded fees in HRS chapter 6E cases, except to the extent authorized by HRS § 607-25(e). The State appears to argue that HRS § 607-25(e) is the exclusive means for seeking attorney's fees in cases brought pursuant to HRS chapter 6E. Fees are not available pursuant to HRS § 607-25(e) in this case. HRS § 607-25(e) (Supp.2011) (providing for fees ”[i]n any civil action in this State where a private party sues for injunctive relief against another private party who has been or is undertaking any development without obtaining all permits or approvals required by law from government agencies”) (emphasis added).
This court rejected an argument similar to the State's in
Superferry II,
where it held that HRS § 607-25 is not the exclusive means for seeking fees in an action brought pursuant to HRS chapter 343 because HRS § 607-25 focuses on "development,” which is only a narrow subset of actions that may lead to a violation of HRS § 343-5.
Second, the State argues that this court should apply the test set forth in
Reliable Collection Agency v. Cole,
Moreover, this court has never applied the
Reliable
test in considering whether an award of fees is appropriate pursuant to the private attorney general doctrine,
see Superferry II,
. Accordingly, the State’s argument that other private parties may have been "willing to pay market rates (indeed above market rates) to bring the suit if plaintiff had not done so[,]" is unpersuasive.
. HRS § 662-2 (1993) waives the State’s immunity to suit for liability for the torts of its employees and is not applicable here.
. HRS § 661-1 (1993) provides, in pertinent part:
The several circuit courts of the State and, except as otherwise provided by statute or rule, the several state district courts shall, subject to appeal as provided by law, have original jurisdiction to hear and determine the following matters, and, unless otherwise provided by law, shall determine all questions of fact involved without the intervention of a jury.
(1) All claims against the State founded upon any statute of the State; or upon any regulation of an executive department; or upon any contract, expressed or implied, with the State, and all claims which may be referred to any such court by the legislature; provided that no action shall be maintained, nor shall any process issue against the State, based on any contract or any act of any state officer which the officer is not authorized to make or do by the laws of the State, nor upon any other cause of action than as herein set forth.
(Emphasis added).
. The State also has not waived its immunity for costs. HRS § 607-24 waives the State’s immunity for costs "[i]n all cases in which a final judgment or decree is obtained against the State[J” This provision is to be strictly construed.
See Taylor-Rice,
. It appears that Kanada and Pang were paralegals.
Olson,
. The list provides a range of partner billing rates from $150.00 to $595.00 at the top 50 ranked firms. The list provides a range of associate billing rates from $120.00 to $300.00 at the same firms.
. The enhancement is designed to prevent the contingent fee from being a "ceiling” on the attorney’s compensation.
See id.
at 450,
. The State does not provide any argument with respect to Kaleikini’s costs.
. Additionally, it appears that Kaleikini has not sought costs for her reply briefs.
