Lead Opinion
Opinion
The principal issue in this case is whether a stillborn fetus is a “person” within the meaning of the wrongful death statute. (Code Civ. Proc., § 377.) An additional question presented is whether the pleadings are sufficient to state a cause of action for emotional shock under the rule of Dillon v. Legg (1968)
The appeal arises from two factually similar actions for medical malpractice and wrongful death filed in the Santa Barbara Superior Court, each predicated on the stillbirth of a fetus occurring in the course of delivery. In case No. 101312 plaintiffs Linda Sue Justus and her husband Jeffrey A. Justus name as defendants their attending physician Joseph Atchison, M.D., an assisting physician, and the Goleta Valley Community Hospital. In case No. 101198 the plaintiffs are Karen K. Powell and her husband Robert F. Powell, and the defendants are the same Dr. Atchison, a different assisting physician, and the same hospital.
We are concerned here with the second and third causes of action of these complaints. In the second cause of action of each complaint both plaintiffs, as sole heirs, seek to state a cause of action for the wrongful death of their unborn child. In the third cause of action of each complaint the plaintiff husband seeks to state a cause of action for the shock he allegedly experienced in witnessing that death.
Before addressing the merits we consider whether the appeals should have been dismissed because they have 'been taken from judgments which do not dispose of all the causes of action set forth in the complaints. (Tenhet v. Boswell (1976)
i
The allegations of both complaints on the wrongful death cause of action are similar. In each, it is alleged in substance that defendants were engaged to provide obstetrical and surgical care in the delivery of plaintiffs’ then unborn child; that complications arose which defendants knew or should have known required their constant attention;
Each complaint further alleges that the fetus was normal in all respects and would have survived but for defendants’ negligence; we may assume that the pregnancy had gone to full term, although neither complaint expressly so states. Finally, while in each case it is asserted on information and belief that the fetus died “immediately prior to [its] complete severance from its mother,” it is nevertheless conceded by plaintiffs that each fetus was in fact stillborn.
Plaintiffs advance several reasons to support their contention that the foregoing allegations state a cause of action for wrongful death. They invoke the “weight of authority,” pointing to the fact that 25 states now recognize a cause of action for the wrongful death of a fetus,
Plaintiffs also undertake to refute the principal arguments that have been made against recognizing a cause of action for the wrongful death
We have carefully considered these arguments, each of which finds support in one or more of the out-of-state decisions recognizing a cause of action for the wrongful death of a fetus (fn. 4, ante). They are not all equally convincing, and some are put in serious question by the decisions rejecting this cause of action (fn. 5, ante) and by the legal scholars.
In sharp contrast, the obstacle to plaintiffs’ actions for wrongful death is not a common law doctrine but an act of the Legislature which both created and limited the remedy: “Before 1862 there was no wrongful death action in this state. [Citation.] In that year the Legislature, following the philosophy of Lord Campbell’s Act, and to a substantial extent its phraseology, created such a cause of action. (Stats. 1862, p. 447.)” (Fn. omitted.) {Buckley v. Chadwick (1955)
This court first had occasion to address the matter shortly after adoption of the 1862 statute. {Kramer v. Market Street Railroad Company (1864)
In the years following Kramer the courts of this state frequently reiterated that the cause of action for wrongful death was unknown at common law and is purely a creature of statute.
A similar analysis in the case at bar leads us, however, to the opposite result. To begin with, until Moragne it was generally believed the common law did deny a cause of action for wrongful death. (See cases collected in fn. 10, ante.) Whether or not the belief was well founded, it was so widely held that we must presume the legislators acted upon it. Accordingly, their intent in-iadopting the 1862 statute, and its successor section 377, was manifestly to create an entirely new cause of action where none was thought to exist before. The new statutory remedy was phrased in terms of general application (see fn. 8, ante), in contrast to the limited reach of the federal wrongful death legislation reviewed in Moragne. Furthermore, since the enactment of the Code of Civil Procedure in 1872 the Legislature has amended section 377 a number of times, regulating the remedy in ever greater detail. In its current version, for example, the statute is made broadly applicable to any intentional or negligent death of “a person”; it authorizes a damage action by his heirs or personal representatives against the wrongdoer or, if he is deceased, against his personal representativе; it permits various joinders of parties and consolidations of actions when appropriate; it specifies the nature and method of distribution of the damages; and it provides an elaborate list of the classes of individuals who are entitled to bring such an action.
Because it is a creature of statute, the cause of action for wrongful death “exists only so far and in favor of such person as the legislative power may declare.” {Pritchard v. Whitney Estate Co. (1913) supra,
In Norman the Court of Appeal turned for guidance to two provisions of the Civil Code, sections 25 and 26. The former provided at the time that “Minors are all persons under 21 years of age,” with a number of exceptions relating to emancipation by marriage; and section 26 declared, as it still does, that “The periods specifiеd in the preceding section must be calculated from the first minute of the day on which persons are born to the same minute of the corresponding day completing the period of minority.” (Italics added.) The Norman court read these provisions together with section 377, and reasoned that the italicized language of section 26 was intended to prescribe the moment at which the state of minority began, thereby excluding unborn fetuses from the class of “minor persons” referred to in section 377. {Id., at pp. 97, 100; see also Bayer v. Suttle (1972) supra,
The reasoning is erroneous. The purpose of section 26 is to facilitate computation not of the beginning but of the end of the period of minority (Comment (1955) 28 So.Cal.L.Rev. 400, 403, fn. 22), i.e., to fix the date of the legally important event by which all persons lose the privileges and disabilities of minors and assume the rights and duties of adults. (See, e.g., Ganahl v. Sober (1884)
Moreover, an examination of legislative history shows that the phrase is of wholly transitory significance. As noted above (fn. 8, ante), the 1862 predecessor to section 377 created a cause of action for the wrongful death of “a person.” That broad designation was retained in section 377 when it was originally enacted as part of the 1872 Code of Civil Procedure. In 1873 the Legislature narrowed the section by limiting its application to the death of “a person not being a minor,” i.e., of an adult only. (Code Amends. 1873-1874, ch. 383, § 40, p. 294.) In 1935 the section was broadened to include “a minor person,” but only if he was survived by a spouse, child, or parent. (Stats. 1935, ch. 108, § 1, p. 460.) And in 1975 the Legislature abandoned the latter limitation, deleted the
We therefore focus our attention not on the word “minor” but on the word “person,” and determine whether the Legislature intends an unborn fetus to be included within the latter term as it is used in section 377. Because the cause of action for wrongful death is based on statute in all states—with the apparent exception of Massachusetts—little would be gained by analyzing the numerous decisions of our sister jurisdictions on the topic. (Fns. 4 & 5, ante.) “For when the last word shall have been said in such a consideration, the paramount fact will still remain that rights under our section 377 of the Code of Civil Procedure are to be defined not by what other courts have said touching their own statutes, but from the meaning and intent of our own law derived from a reading of it.” (Earley v. Pacific Electric Ry. Co. (1917)
In People v. Belous (1969)
The law of California on these questions is statutory. Recovery is permitted for prenatal injuries by a child who is born alive, solely because the action falls within the terms of Civil Code section 29. That section provides generally that “A child conceived, but not yet born, is to be deemed an existing person, so far as may be necessary for its interests in the event of its subsequent birth; . ..” Among the “interests” of the child under this statute is the right to compensation for personal injuries inflicted by the intentional or negligent conduct of another. {Scott v. McPheeters (1939) supra,
The property rights of an unborn child' are.also prescribed in Civil Code section 29, together with a number of special statutes on the subject.
Lastly, in the limited instances in which the Legislature has extended the protection of the criminal law to the unborn child, it has specially identified the object of its concern. Thus Penal Code section 270 makes it a misdemeanor for a father to wilfully fail to provide support for a “minor child.” Such legislation was constmed to be inapplicable to a failure to support an unborn child. (See People v. Yates (1931)
We conclude from the foregoing that when the Legislature determines to confer legal personality on unborn fetuses for certain limited purposes, it expresses that intent in specific and appropriate terms; the corollary, of course, is that when the Legislature speaks generally of a “person,” as in section 377, it impliedly but plainly excludes such fetuses. We are not so naive as to believe that the Legislature entertained any intent at all with respect to fetuses when it first addressed the question of recovery for wrongful death in 1862 and 1872. (Cf. Britt v. Sears (1971) supra,
In so holding we are not unmindful of our statutory duty to construe each provision of the Code of Civil Procedure liberally and with a view to effect its objects and promote justice. (Code Civ. Proc., § 4.) Section 377 must indeed be so read. (Bond v. United Railroads (1911) supra,
In conclusion, we agree with one of the latest reported expressions of judicial opinion on this issue, in which a unanimous Missouri Supreme Court held that “a wrongful death action may not be maintained for the death of an unborn child. It is our view that a fetus is not a ‘person’ within the meaning of our wrongful death statute until there has been a live birth. We think the legislature in enacting the original act and subsequent revisions did not intent to create an action for the death of a fetus never born alive. In view of the common law rule that an unborn fetus was not a ‘person’ we think if there had been an intention to create such an action it would have been specifically so stated.” {State ex rel. Hardin v. Sanders (1976) supra,
There is no merit in plaintiffs’ alternate contention that if section 377 does not provide a cause of action for the wrongful death of a fetus, it denies them equal protection of the laws. That constitutional doctrine is not intended “to make it necessary that the legislature, when conferring new rights of action upon particular classes of citizens for
We cannot say it is irrational for the Legislature to refrain from providing a cause of action for wrongful death to the parents of a stillborn fetus. The purpose of section 377 is to enable the heirs and certain specified dependents of a person wrongfully killed to recover compensation for the economic loss and deprivation of consortium they suffer as a result of the death. (See, e.g., Krouse v. Graham (1977)
Without in any way denying the reality of that loss, we are compelled to observe that the class of parents who suffer the greater deprivation of this nature are those whose child has been bom alive. The parents of a stillborn fetus have never known more than a mysterious presence dimly sens_ed by random movements in the womb; but the mother and father of a child born alive have seen, touched, and heard their baby, have witnessed his developing personality, and have started the lifelong process of communicating and interacting with him. These are the rich experiences upon which a meaningful parent-child relationship is built, and they do not begin until the moment of birth.
II
In the third cause of action of each complaint plaintiff husband seeks to state a claim for shock under the rule of Dillon v. Legg (1968) supra,
In order, however, “to limit the otherwise potentially infinite liability which would follow every negligent act,” we restricted the Dillon cause of action to cases in which the court determines that the harm was reasonably fоreseeable, “excluding the remote and unexpected.” {Id., at pp. 739, 741.) We then listed three factors to be taken into account in making that determination: whether the plaintiff and the victim were closely related, whether the plaintiff was present at the scene of the accident, and “Whether the shock resulted from a direct emotional impact upon plaintiff from the sensory and contemporaneous observance of the accident, as contrasted with learning of the accident from others after its occurrence.” {Id., at pp. 740-741.) The issue is whether the complaints in the case at bar satisfy the latter condition.
In resolving that issue we first analyze how the listed factors have been applied in decisions following Dillon. Indeed, we there recognized {id., at p. 741) that “In future cases the courts will draw lines of demarcation upon facts more subtle than the compelling ones alleged in the complaint before us,” Including a reсent opinion of this court, there have been three published decisions in California upholding a cause of action on the Dillon theory, and five rejecting it.
We begin with the first group. In Archibald v. Braverman (1969)
In Krouse v. Graham (1977) supra,
With the foregoing we next compare the facts of the five cases rejecting a Dillon cause of action. In Deboe v. Horn (1971)
In Powers v. Sissoev (1974)
We now summarize the relevant allegations of the complaints in the case at bar. Each plaintiff husband asserts he was present in the delivery room and in close proximity to his wife, and observed the defendants ministering to the latter. Plaintiff Jeffrey A. Justus then alleges he saw the manipulation of the fetus with forceps and by hand, and the emergency procedures performed on his wife in connection with the attempted Caesarian section. In his complaint, plaintiff Robert F. Powell alleges he was aware of the diminution of the fetal heart tones and observed the nurse’s anxiety at her inability to monitor them, and was further aware of the resulting emergency and the failure of the doctor to respond promptly when called. Each of these plaintiffs then asserts he saw the prolapsing of the umbilical cord of the fetus (see fn. 3, ante) and the pain and trauma of his wife. Finally, each alleges he was present when the attending physician announced that the fetus had died.
These allegations admittedly state a closer case than the five above cited which denied recovery under Dillon: the present matter may be distinguished from Jansen in that each accident herein was a relatively sudden occurrence, and from Deboe, Powers, Hair, and Arauz in that each plaintiff was at the scene when the accident took place. But Dillon requires more than mere physical presence: as noted above, the shock must also result from a “direct emotional impact” on the plaintiff caused by “sensory and contemporaneous observanсe of the accident” (
Moreover, in the context of this case reliance on Dillon seems particularly inappropriate for an additional reason. By its nature the Dillon cause of action presupposes that the plaintiff was an involuntary witness to the accident. Yet here, although the complaints are silent on the point, we must assume that each husband was in the delivery room by his own choice. Surely a layman who voluntarily observes a surgical operation must be prepared for the possibility of unpleasant or even harrowing experiences. This is no less true of the procedure of childbirth, which, although unlikely to be traumatic, is always subject to complications. We do not go so fаr as to invoke the doctrine of assumption of risk; but the ever-present possibility of emotional distress dissuades us from extending the Dillon rule into the operating amphitheater' in these circumstances.
We conclude the trial court correctly ruled that the complaints fail to state a cause of action for shock under the rule of Dillon v. Legg.
The judgments of dismissal as to the second and third causes of action of each complaint are affirmed.
Clark, J., Richardson, J., Kaus, J.,
Notes
In each case the plaintiff wife also asserts one or more causes of action personal to her. Thus in the first cause of action of the complaint? each of the wives seeks damages for injuries personally suffered by her in the negligent delivery; and in case No. 101312, plaintiff Linda Sue Justus seeks additional damages for personal injuries caused by negligence in postnatal care (fourth cause of action) and for assault and battery by reason of certain delivery procedures performed on her without her informed consent (fifth cause of action).
It was necessary to induce Mrs. Powell’s labor by administration of Pitocin; Mrs. Justus ultimately required a Caesarian section, which plaintiffs allege was neither timely nor properly performed.
The precise nature of the fatal injuries is not alleged in this cause of action. Elsewhere in the complaints—in the cause of action of plaintiff husbands for emotional shock—it is stated that in each case the umbilical cord of the fetus “prolapsed.” The prolapse of an umbilical cord is its premature expulsion in advance of the fetus; the event can cause fetal death by compression of the cord between the fetus and the maternal pelvis. (Stedman’s Medical Diet. (4th unabridged law. ed. 1976) p. 1146; 2 Schmidt, Attorneys’ Dict, of Medicine (1975) p. P-155.)
Alabama: Eich v. Town of Gulf Shores (1974)
Connecticut: Hatala v. Markiewicz (1966)
Delaware: Worgan v. Greggo & Ferrara, Inc. (1956)
District of Columbia: Simmons v. Howard University (D.D.C. 1971)
Georgia: Porter v. Lassiter (1955)
Illinois: Chrisafogeorgis v. Brandenberg (1973) 55 I11.2d 368 [
Indiana: Britt v. Sears (1971)
Kansas: Hale v. Manion (1962)
Kentucky: Mitchell v. Couch (Ky. 1955) 285 S.W.2d'901; accord, Rice v. Rizk (Ky. 1970)
Louisiana: Valence v. Louisiana Power & Light Co. (La.App. 1951)
Maryland: State v. Sherman (1964)
Massachusetts: Mone v. Greyhound Lines, Inc. (Mass. 1975)
Michigan: O’Neill v. Morse (1971)
Minnesota: Verkennes v. Corniea (1949)
Mississippi: Rainey v. Horn (1954)
Nevada: White v.'Yup (1969)
New Hampshire: Poliquin v. MacDonald {1957)
Ohio: Stidam v. Ashmore (1959)
Oklahoma: Evans v. Olson (Okla. 1976)
Oregon: Libbee v. Permanente Clinic (1974)
Rhode Island: Presley v. Newport Hospital (R.I. 1976) [
Washington: Moen v. Hanson (1975)
West Virginia:- Baldwin v. Butcher (1971)
Wisconsin: Kwaterski v. State Farm Mut. Automobile Ins. Co. (1967)
Arizona: Kilmer v. Hicks (1974)
California: Norman v. Murphy (1954)
"" Florida! Stokes v. Liberty Mutuallnsurance Company (Fla. 1968)
Iowa: McKillip v. Zimmerman (Iowa 1971)
Missouri: State ex rel. Hardin v. Sanders (Mo. 1976)
Nebraska: Drabbels v. Skelly Oil Co. (1951)
New Jersey: Grafv. Taggert (1964) 43 NiJ. 303 [
New York: Endresz v. Friedberg (1969)
North Carolina: Gay v. Thompson (1966)
- Pennsylvania: Carroll v. Skloff (1964)
Tennessee: Hogan v. McDaniel (1958) 204Tenn. 235 [
Virginia: Lawrence v. Craven Tire Company (1969)
Plaintiffs cite the well-known hypothetical example of unborn twins simultaneously suffering the same prenatal injury from which one dies before and the other dies after
The United States Supreme Court has said that the development of a cause of action for the wrongful death of a fetus is “generally opposed by the commentators . . . .” (Roe v. Wade (1973)
The opinion quotes (at p. 191) the key terms of section 1 of the 1862 statute:. “ ‘Whenever the death of a person shall be caused by wrongful act, neglect, or default, and the act, neglect, or default, is such as would (if death had not ensued) have entitled the party injured to maintain an action and recover damages in respect thereof, then,. . . the рerson who . . . would have been liable if death had not ensued shall be liable to an action for damages, notwithstanding the death of the person injured ....’”
For purposes of comparison, the Buckley opinion also quotes (at pp. 190-191, fn. 1) the material portions of Lord Campbell’s Act, adopted by Parliament in 1846. (9 & 10 Vict., ch. 93, pp. 531-532.)
One might have thought such an action could have been brought under section 11 of the Practice Act of 1851 (Stats. 1851, ch. 5, § 11, p. 52), which declared in part that a father or mother “may maintain an action for the . . . death of a child; . . In the view of the Kramer court, however, that section did not “create a right of action where none existed before,” but merely designated the persons who could bring such an action if it should “thereafter be created by statute” (
See e.g., Webster v. Norwegian Mining Co. (1902)
As amended in 1975, section 377 provides:
“(a) When the death of a person is caused by the wrongful act or neglect of another, his heirs оr personal representatives on their behalf may maintain an action for damages*575 against the person causing the death, or in case of the death of such wrongdoer, against the personal representative of such wrongdoer, whether the wrongdoer dies before or after the death of the person injured. If any other person is responsible for any such wrongful act or neglect, the action may also be maintained against such other person, or in case of his death, his personal representatives. In every action under this section, such damages may be given as under all the circumstances of the case, may be just, but shall not include damages recoverable under Section 573 of the Probate Code. The respective rights of the heirs in any award shall be determined by the court. Any action brought by the personal representatives of the decedent pursuant to the provisions of Section 573 of the Probate Code may be joined with an action arising out of the same wrongful act or neglect brought pursuant to the provisions of this section. If an action be brought pursuant to the provisions of this section and a separate action arising out of the same wrongful act or neglect be brought pursuant to the provisions of Section 573 of the Probate Code, such actions shall be consolidated for trial on the motion of any interested party.
“(b) For the purposes of subdivision (a), ‘heirs’ mean only the following:
“(1) Those persons who would be entitled to succeed to the property of the decedent according to the provisions of Division 2 (commencing with Section 200) of the Probate Code, and
“(2) Whether or not qualified under paragraph (1), if they were dependent on the decedent, the putative spouse, children of the putative spouse, stepchildren, and parents. As used in this paragraph, ‘putative spouse’ means the surviving spouse of a void or voidable marriage who is found by the court to have believed in good faith that the marriage to the decedent was valid.
“Nothing in this subdivision shall be construed to change or modify the definition of ‘heirs’ under any other provision of law.”
As we noted in Keeler v. Superior Court (1970)
The disjunctive form must be deemed deliberate, because earlier versions of the bill had proposed to redefine human being to “include” a fetus. (Assem. Bill No. 816, 1970 reg. sess.) The version actually adopted confirms our reading of the original statute in Keeler.
We note also that in the Therapeutic Abortion Act the Legislature uses the term “fetus” to refer to the product of human conception regardless of the duration of the pregnancy. (Health & Saf. Code, § 25956, subd. (a).)
For present purposes we shall assume that the parents of a stillborn fеtus can be its heirs. We do not decide, however, whether as a matter of property law such a fetus is a “decedent” capable of transmitting an estate within the meaning of Probate Code section 225.
Out-of-pocket expenses such as medical and burial costs are recoverable as incidents of its mother’s cause of action for personal injuries.
Assigned by the Chairman of the Judicial Council.
Retired Chief Justice of California sitting under assignment by the Acting Chairman of the Judicial Council.
Retired Associate Justice of the Supreme Court sitting under assignment by the Chairman of the Judicial Council.
Concurrence Opinion
I concur in the result reached by the majority opinion and in the reasoning of part II of that opinion. But although I agree with the majority that we should not recognize a new cause of action for the wrongful death of a fetus, a wholly intangible injury to plaintiffs for which any monetary recovery can provide no real compensation (see Borer v. American Airlines (1977) ante, at pp. 446-448 [
Even if the common law as of 1862 did not recognize a general cause of action for wrongful death, our decision must rest on the common law of 1977. In Moragne v. States Marine Lines (1970)
In enacting the wrongful death statute, our Legislature probably initially conceived that it was creating a right of recovery unknown to the common law. But from this premise alone, I am unable to divine an affirmative legislative intent to preclude further judicial development. I find nothing in the statute or its history which anticipates and forbids the evolution of recovery for wrongful death into a universally recognized right of common law status. Judicial expansion and refinement of legal concepts characterizes the common law—any legislative intent to foreclose such traditional judicial activity should require positive expression.
We said that it was the intention of the Legislature in enacting those provisions of the Civil Code declarative of the common law to announce and formulate existing common law principles with a distinct view toward continuing judicial evolution. {Li v. Yellow Cab Co. (1975)
In sum, since this court decided to reject the asserted cause of action for the wrongful death of a fetus—as I believe it should—it must rest that
