Lead Opinion
In July 1991, inmate Julio Giano’s girlfriend sent him án envelope containing two semi-nude photographs of herself. Pursuant to prison policy, a prison mailroom employee confiscated the photographs.
Giano filed an action under 42 U.S.C. § 1983 in the United States District Court for the Northern District of New York (Neal P. MeCurn, Judge), against two high ranking prison officials. He argued that the prison’s policy banning sexually explicit photographs of inmates’ wives and girlfriends violated his right to free speech under the First Amendment and his right to equal protection under the Fourteenth Amendment. He sought injunctive and declaratory relief as well as money damages. After both sides moved for summary judgment, the action was assigned to a magistrate judge, who recommended granting defendants’ motion for summary judgment. The district court adopted the recommendation without opinion. Giano appeals.
Because the prison’s policy is rationally related to the legitimate penological concern of minimizing violence in the prison setting, and because the policy only minimally burdens Giano’s First Amendment freedoms, we affirm.
BACKGROUND
In July 1991, Clinton Correctional Facility (“Clinton”) had a policy that allowed inmates to possess commercially produced erotic lit
The possession of actual photographs of nude females, which may be either girlfriends or wives, could cause violent confrontations should they wind up in the possession of the wrong inmate/or be circulated amongst the members of the population. Photographs of nudes present a clear threat to safety, security and good order of the correctional facility. Consequently, due to the sensitive nature of nude photographs, they will not be permitted into the facility.
Pl. Mot. for Summ. J., Ex. B., Grievance No. WK 2089-88.
During July 1991, inmate Julio Giano’s girlfriend (they later married) sent him an envelope containing four photographs, two of which were semi-nude pictures of her. In accordance with prison policy, a Clinton mail-room employee removed the two semi-nude photographs from the envelope addressed to Giano, and placed them with Giano’s confiscated personal property. He then forwarded the rest of the envelope to Giano along with an explanatory note.
In April 1992, Giano filed a complaint under 42 U.S.C. § 1983 against defendants Daniel Senkowski, Superintendent of Clinton, and Thomas Coughlin, Commissioner of the Department of Correctional Services. He alleged that the prison policy: (1) violated his right to freedom of speech under the First Amendment; (2) violated his right to equal protection under the Fourteenth Amendment; and (3) was unconstitutionally vague. He sought injunctive and declaratory relief as well as money damages.
Both sides moved for summary judgment, and the case was assigned to a magistrate judge, who recommended granting defendants’ motion for summary judgment. Analyzing Clinton’s policy under the four-prong test set forth in Turner v. Safley,
On March 19, 1994, the district court adopted the magistrate judge’s report-recommendation, and granted defendants’ motion for summary judgment without opinion. Gi-ano now appeals.
DISCUSSION
To prevail on a motion for summary judgment, the moving party must show that there are no genuine issues of material fact and that it is entitled to judgment as a matter of law. Celotex Corp. v. Catrett, 477 U.S. 317, 322,
I. Giano’s First Amendment Claim
Giano argues that the prison’s policy violates the First Amendment. We disagree.
Prison walls are not a barrier separating inmates from the protections of the constitution. Thornburgh v. Abbott,
A prison inmate, therefore, retains those First Amendment rights that are not inconsistent with his status as a prisoner or with the legitimate penological objectives of the corrections system. North Carolina Prisoners’ Union,
Turner is particularly instructive. There, inmates alleged that a prison policy prohibiting correspondence among inmates of different institutions violated the First Amendment. Balancing the competing concerns, the Turner court held that the appropriate standard of review was a “reasonableness” review. Turner,
The Turner court set forth a four-part test to determine the reasonableness of the regulation at issue;
First, there must be a “valid, rational connection” between the prison regulation and the legitímate governmental interest put forward to justify it_ Moreover, the governmental objective must be a legitimate and neutral one_
A second factor ... is whether there are alternative means of exercising the right that remain open to prison inmates....
A third consideration is the impact accommodation of the asserted constitutional right will have on guards and other inmates, and on the allocation of prison resources generally....
Finally, the absence of ready alternatives is evidence of the reasonableness of a prison regulation..
Id. at 89-90,
The Turner test has been routinely invoked to uphold prison policies restricting First Amendment rights that would not be permissible outside the prison context. See Thornburgh,
Indeed, the very policy Giano complains about has been upheld in other circuits involving other prisons.
The prisoner-plaintiff bears the burden of proving that the disputed regulation is unreasonable. See Fromer,
1. Turning to the first Turner factor, the prison officials’ purpose in promulgating the regulation — maintaining prison security and protecting against increased inmate violence — is obviously legitimate. See e.g., Thornburgh,
Giano, however, disputes that there is a valid, rational connection between the legitimate interest of maintaining prison security and Clinton’s policy. He contends that the policy is irrational and arbitrary, and that the government did not produce “an iota of evidence” to support it.
In response, the government advances two reasons why inmate possession of nude or semi-nude pictures of inmates’ wives or girlfriends may precipitate violence within the prison population: (1) an inmate who knows a fellow inmate or guard has seen the photographs without permission may become violent; and (2) insults — intended or perceived — from inmates who see the photographs (even with permission) may lead to violence. The government contends that the threat of violence establishes a logical connection between the policy and the legitimate
Our dissenting brother dismisses the government’s explanation as “little more than a knee-jerk reaction,” although he concedes that some regulations are so obviously well grounded that they may be sustained upon a “common sense determination.” Post at 1059. Thus, we are of one mind on the principle, but disagree as to its application. We believe that common sense supports summary judgment here, as did every other federal court, save one, to pass on this question. We decline to dismiss those cases dealing with the same issue by regarding each as “a restricted railroad ticket, good for this day and train only.” Smith v. Allwright,
Prison officials must be given latitude to anticipate the probable consequences of certain speech, see Martinez,
Because there is ample case law holding that the connection between the legitimate government interest and the prison’s policy is valid and rational without the need for extensive factual “proof’ of the link, and because we accord substantial deference to the informed judgment of prison officials on matters of prison administration, we find that there is a valid, rational connection between Clinton’s policy and maintaining prison order and security.
As to neutrality: even content-based First Amendment restrictions have been treated as neutral if their sole purpose is to maintain prison security and decrease violence among inmates. See Thornburgh,
2. Regarding Turner’s second criterion, alternative means of exercising Giano’s alleged First Amendment right remain open to inmates. We view the right “sensibly and expansively,” Thornburgh,
If Giano’s right is framed as the right to graphic sexual imagery to satisfy carnal desires and expressions, commercially produced erotica and sexually graphic written notes from wives or girlfriends are adequate substitutes for semi-nude personal photographs. If, on the other hand, the right is seen as reinforcing the emotional bond between loved ones and similar affective links, conventional photographs and romantic letters would adequately satisfy this need. Historical evidence is abundant. For example, couples separated by the Civil War relied on studio portraits, cartes de visite and locket miniatures to keep green the memory of their beloved.
We intend no moral aspersions on Giano’s preferred means of expressing his emotional bond with his paramour, recognizing, as we do, that one man’s pornography may be another’s keepsake. We do, however, hold that where “other avenues” remain available for the exercise of the asserted right, courts should defer to the informed discretion of prison officials to gauge the validity of the regulation. See Turner,
3. As to Turner’s third prong, if Giano’s claim is accorded full constitutional protection, it will, perforce, have an adverse impact on guards, other inmates and prison resources. As discussed above, courts are not oblivious to the relationship between allowing prisoners to possess nude photos of loved ones and the increased probability of violence among prisoners. Supra. Increased violence among inmates has a direct adverse affect on the inmates involved, and a ripple effect on other inmates, prison staff and prison resources. See generally Turner,
4. Finally, as to Turner’s fourth prong, we find that obvious, easy alternatives to the policy do not exist. The alternative suggested by Giano — allowing possession, but prohibiting inmates from displaying the personal photos in their cell and from distributing them to other prisoners, see Pepperling,
In addition, the administrative simplicity of Clinton’s rule contrasts sharply with the difficult line-drawing of alternatives: the more hardened the convicts, the greater the danger of violence should the photos fall into the wrong hands. In minimum security prisons, the open atmosphere facilitates easy access to other inmate’s pictures. Alternative policies involve administratively cumbersome line-drawing regarding the extent of the “right” to possess these photos and to whom the protection applies. For example, does the right apply to particularly degenerate or gruesome photographs? Should it be limited to spouses or extend to girlfriends, to a particular number of girlfriends, or lovers of the same sex as the inmate?
II. Giano’s Remaining Claims
In his brief, Giano mentions without elaboration the alternate arguments that Clinton’s policy (1) violates the equal protection clause
The equal protection clause directs state actors to treat similarly situated people alike. See Cleburne v. Cleburne Living Ctr.,
A statute is unconstitutionally vague if persons of common intelligence must necessarily guess at its meaning and differ as to its application, see Connolly v. General Constr. Co.,
Clinton’s policy plainly proscribed nude or semi-nude photographs of wives or girlfriends. In reviewing the policy, CORC defined “nudity” as:
[T]he showing of the human male or female genitals, pubic area or buttocks with less than a full opaque covering, or the showing of the female breast with less than a fully opaque covering of any portion thereof below the top of the nipple, or the depiction of covered male genitals in a discernibly turgid state.
Defs. Mot. for Summ. J., Ex. B., Grievance No. FCF-10346-91 (citing N.Y. Penal Law § 245.10). A person of ordinary intelligence would understand this policy. Accordingly, we find that the prison policy is not unconstitutionally vague.
CONCLUSION
In the prison context, courts applying Turner have routinely sanctioned restrictions similar, and in some cases identical, to the one we uphold today. Moreover, the distinction between commercial and non-commercial nude photographs inures to the inmate’s benefit. Instead of banning all erotica, prison officials have prohibited only the sexually explicit material with the greatest likelihood for causing violence and disorder within the prison system. Their reward for forging a compromise policy that allows prisoners access to some sexually explicit material is this lawsuit. Perhaps it is true, after all, that no good deed goes unpunished.
The dissent’s suggestion that our affir-mance of a prison regulation barring certain naked pictures from the prison puts us on the damnable path to Korematsu v. United States,
Because Clinton’s policy is rationally related to the legitimate penological concerns of maintaining security and minimizing violence in the prison setting, and because the policy only minimally burdens Giano’s First Amendment freedoms, we affirm the decision of the district court granting defendants’ motion for summary judgment.
AFFIRMED.
Notes
. The dissent notes that the appellate rules of the Seventh and Ninth Circuits prohibit citations to unpublished panel opinions. Compare 7th Cir.R. 53 (prohibiting citation to unreported panel opinions); 9th Cir.R. 36-3 (same); 1st Cir. R. 36.2 (same) with 6th Cir.R. 24 (merely disfavoring citation to unpublished panel opinions). Paradoxically, the dissent then quotes from those unpublished decisions. The majority, in contrast, cites to the district court decisions in Davis, Bullock, and Furrow, merely noting the affir-mances as relevant subsequent history, pursuant
Dissenting Opinion
dissenting:
This case is not about nude pictures. Nor is it about cartes de visites and fanciful visions of a Victorian civility that probably never existed and would, even if it had, have little to do with prison life in twentieth-
The Supreme Court has made clear that a prison regulation that affects inmates’ constitutional rights “is valid if it is reasonably related to legitimate penological interests.” Turner,
But once the strictness of our review has been lessened — out of proper respect for the informed judgments of officials who are responsible for prison safety and discipline — to a standard of “reasonableness,” we must be especially careful not to permit additional incantations of “deference” to lead us automatically to accept unsubstantiated assertions that a prison regulation is “reasonable.” As Justice Blackmun warned in Block v. Rutherford,
I have no argument with the majority that we should “accord substantial deference to the informed judgment of prison officials on matters of prison administration,” ante at 1055, and I would find its holding quite tenable had the defendants responded to this action “with edifying and illuminating rejoinders drawn from their unique expertise.” Williams v. Lane,
The Supreme Court has assured us that the “reasonableness” standard is not “toothless.” See Thornburgh,
Other Circuits have done no less. Thus, in Reed v. Faulkner,
The majority’s willingness to accept a summary judgment disposition of Giano’s First Amendment claim, instead, completely ignores the real possibility that evidence developed over the course of a trial (or some other hearing) might demonstrate that the regulation in question is not “reasonably related to legitimate penological interests.” See Turner,
Admittedly, there are regulations so obviously related to legitimate penological concerns that challenges to them may be dismissed at the summary judgment stage based simply upon an (irrefutable) “common sense determination.” Ante at 1055. For example, the federal regulation that bars inmates in federal prisons from receiving publi
In seeking to demonstrate that common sense supports summary judgment here, the majority cites several decisions from other Courts of Appeals. In fact, these cases do not help the majority. Only one, Trapnell v. Riggsby,
In Furrow v. Magnusson, No. 91-1585,
The only Court of Appeals decision that seems on point is the Sixth Circuit’s unpublished order in Patterson v. Koehler, No. 83-1278,
In the end, the most that can be said is that the notion that non-commercial nude photographs may present unique security risks is a plausible supposition. But it is also plausible that these pictures might diminish violence by mollifying prisoners or that they might have no effect either way. We just do not know, and the defendants have presented no evidence beyond self-serving assertions. Since the prison rule remains in effect until it
The majority, moreover, accepts wholesale and without question the unsubstantiated assertions of prison officials that Giano’s suggested alternative to a complete ban on noncommercial nude photographs — allowing possession of the pictures but prohibiting their display or distribution — is not workable. But the officials have not submitted one iota of evidence as to why such an alternative is unworkable, while commentators and courts have, instead, reached the opposite conclusion. See Pepperling v. Crist,
What is more, there are any number of other alternatives to a complete ban on noncommercial nude photographs (besides the one Giano suggests) that may turn out to be feasible — e.g., allowing inmates to be sent photographs but providing that the pictures may be seen only at appointed places, or allowing photographs to be received and seen for a brief time before they must be returned. Cf. Dawson v. Scurr,
On this record, therefore, it is hard to conclude that “the accommodation here has more than a de minimis effect on valid peno-logical interests.” Benjamin v. Coughlin,
The Supreme Court has told us that the Constitution does not stop at the prison door. See Procunier v. Martinez,
Nor can one count on those in authority to limit their use of conjecture to cases in which prisoners are involved. There are unfortunately all too many examples which do not involve prisoners and which, in retrospect, turned out to be utterly wrong. Even were we inclined, therefore, complacently to accept restrictions on prisoners, we could not dismiss this holding as affecting only them. The Pentagon Papers case is one celebrated instance in which the Supreme Court courageously resisted such scare tactics in the absence of proof. See New York Times Co. v. United States,
What is involved here may well be very small in comparison to what was at stake in Korematsu or in the Pentagon Papers ease, but the principle is the same. Words are cheap and facts are often surprising and always essential. Whenever the validity of claims by those in authority is measured through surmise, prejudgment and intuition in summary settings rather than through data demonstrated at leisure, the constitutional freedoms of us all are put in peril.
. Romanticized images of Victorian propriety have been debunked in numerous historical accounts of the period. See, e.g., John D'Emilio & Estelle B. Freedman, Intimate Matters: A History of Sexuality in America 112-138 (1988).
. It is not for us to say whether correspondence of this sort raises First Amendment issues — for the Supreme Court has repeatedly held that First Amendment interests are implicated by regulations relating to prisoner mail. See Thornburgh v. Abbott,
. The majority is correct that in this circuit, after Fromer, see
. Erwin N. Griswold, who argued as Solicitor General in support of an injunction barring the publication of the Pentagon Papers, later came to agree that the Supreme Court made the right decision in refusing to allow such a prior restraint on the evidence before it. See Dennis Hevesi, Erwin Griswold of Harvard, Ex-Solicitor General, 90, N.Y. Times, Nov. 20, 1994, § 1, at 58; Erwin N. Griswold, ‘No Harm Was Done', N.Y. Times, June 30, 1991, § 4, at 15.
. I am only slightly comforted by the majority's reassurance that "[t]here is a point where judicial deference to executive or administrative expertise must be denied.” Ante at 1057. I do not doubt the majority's sincerity at all. But unfortunately such reassurances have all too often proved vain. Thus, in American Communications Association v. Douds,
