Lead Opinion
A group of Chicago police officers alleged that the extent of the restrictions applied to their half-hour meal breaks required that they be compensated for such breaks under the Fair Labor Standards Act, 29 U.S.C. §§ 201-219. The district court granted the City’s motion for judgment on the pleadings in the first of three related cases and subsequently dismissed the companion cases. The officers appeal. We reverse.
I.
Under section 7(a) of the Fair Labor Standards Act (FLSA), employers must pay overtime to employees who work more than forty hours weekly. 29 U.S.C. § 207(a). An exception to that jorovision, embodied in section 7(k) of the FLSA, 29 U.S.C. § 207(k), allows public law enforcement and fire departments to declare work periods from seven to 28 consecutive days; under that scheme, employees working within a 28-day work period are entitled to overtime if they work more than 171 hours. The City of Chicago, which has elected to use the permitted exemption, allows its police officers overtime at time and a half of their pay for any hours over 171 in a 28-day period. The officers work shifts of 8.5 hours, which includes one uncompensated half-hour meal period.
Twenty current and former Chicago police officers initiated this action in state court in November 1989 alleging that the rules and restrictions applied to their half-hour meal periods necessitated that those periods be counted as compensable hours within the tour of duty pursuant to the FLSA. Leahy v. City of Chicago,
Specifically, the plaintiffs’ complaint puts forth an extensive list of requirements to which the officers must adhere during their meal breaks: officers must receive permission — frequently denied — to take a meal period, and cannot take that period during the last hour of a shift assignment; they must remain within their district; they must remain in full uniform while adhering to myriad regulations regarding conduct while in uniform; officers are not permitted to take meals at locations other than establishments
The action was removed to federal court and about 5,600 other police officers joined the original plaintiffs in the first case, Leahy v. City of Chicago,
The City moved in the Leahy case for judgment on the pleadings pursuant to Federal Rule of Civil Procedure 12(c). The distinct court granted the City’s motion for judgment on the pleadings and then granted the City’s motions to dismiss the Alexander and Accosta complaints for failure to state a claim. This appeal consolidates the three separate cases.
II.
We review de novo the district court’s order granting the motion for judgment on the pleadings. There remains some confusion, however, regarding the nature of the district court’s inquiry — that is, whether the case is governed by the standard for motions to dismiss or should instead be treated as a motion for summary judgment.
The defendant counters that judgment on the pleadings is, in the context of this case, more like summary judgment than like a motion to dismiss. Notwithstanding Wood,
A defendant may use a rule 12(c) motion after the close of the pleadings to raise various rule 12(b) defenses regarding procedural defects, in which case courts apply the same standard applicable to the corresponding 12(b) motion. Thomason v. Nachtrieb,
III.
Although the FLSA does not define “work,” its federal regulations set out the circumstances in which meal periods can be excluded from hours worked. Section 785.-19(a) provides:
(a) Bona fide meal periods. Bona fide meal periods are not work time. Bona fide meal periods do not include coffee breaks or time for snacks. These are rest periods. The employee must be completely relieved from duty for the purposes of eating regular meals.... The employee is not relieved if he is required to perform any duties, whether active or inactive, while eating. For example, an office employee who is required to eat at his desk or a factory worker who is required to be at his machine is working while eating.
19 C.F.R. § 785.19(a). For those agencies using the 7(k) exemption, section 553.223(b) provides that meal time may be excluded from hours worked on tours of duty of less than 24 hours
provided that the employee is completely relieved from duty during the meal period, and all the other tests in § 785.19 of this title are met. On the other hand, where law enforcement personnel are required to remain on call in barracks or similar quarters, or are engaged in extended surveillance activities (e.g., “stakeouts”), they are not considered to be completely relieved from duty, and any such meal periods would be compensable.
29 C.F.R. § 553.223(b).
The district court, in ascertaining whether the officers’ mealtimes here are compensable work time under the FLSA, looked only to the more specific regulation, section 553.-223(b), .and the examples furnished there. Deciding that the Chicago officers’ mealtimes “in no way resemble” section 553.223’s examples involving stakeouts or confinement to barracks, the district court concluded that they are not compensable and that judgment on the pleadings was proper. Leahy,
The district court’s approach falters in two ways. First, the interplay between the federal regulations is more complex than the district court acknowledges. There is no reason to assume section 553.223(b) is separate and distinct from section 785.19(a); in
The examination of compensability should not turn on a crabbed comparison between the mealtime restrictions and the necessarily arbitrary, and certainly not all-encompassing, examples in the regulations. The appropriate standard is instead the one articulated in Lamon — a standard that sensibly integrates developing case law with the regulations’ language and purpose. Under Lamon, a law enforcement employee is completely relieved from duty during a meal period “when the employee’s time is not spent predominantly for the benefit of the employer,”
The second and more important problem with the decision below is that it does not acknowledge the basic posture of the cases it relies upon and, in particular, the great extent to which resolution of these cases depends upon the specific circumstances surrounding departmental policies regulating meal periods. No case that we are aware of involving law enforcement personnel treats compensability as a matter for judgment on the pleadings. Nearly all of the cases, involving facts generally comparable to those before us, have let the matter go to trial (either with a jury or to the court).
The restrictions on the Lamon plaintiffs’ meal periods essentially replicate those alleged in the present case. .See id. at 1156. On their half-hour meal breaks, the City of Shawnee’s police officers were required either to leave a telephone number where they could be reached or to monitor a portable radio. They had to react to emergency calls, answer to personnel shortages, respond to citizen requests, confront crimes committed in their presence and act in a responsible and professional manner. Meal locations were restricted to the city limits, or, with approval, locations close to the city, and the officers were not allowed to conduct personal business errands during their meal breaks. Id. These restrictions cannot fairly be characterized as tighter than or substantively different from those alleged by the plaintiffs here. Thus, if the Lamon restrictions constituted sufficient evidence upon which a properly instructed jury could have returned a verdict for the plaintiffs, id., judgment on the pleadings cannot be warranted on the facts before us.
In addition to Lamon, we also regard as instructive the District of Kansas’s comprehensive analysis of the mealtime compensa-bility issue in Wahl v. City of Wichita,
Wahl is unique among the reported cases on this narrow issue in that it arose prior to trial, on summary judgment. The case, however, follows a special pattern among summary judgment cases in that the parties filed cross motions for summary judgment and generated a complete record of uncontrovert-ed facts by submitting affidavits, depositions and answers to interrogatories. Looking to section 785.19(a)’s standard as the appropriate statement of the law, the Wahl court concluded that the plaintiffs clearly were not completely relieved of their duties. Id. at 1139. The court stated that “[w]hat matters in meal period cases is whether the employee is subject to real limitations on his personal freedom which inure to the benefit of his employer.” Id. at 1144. Moreover,
[t]he rules of the city, both written and unwritten, and the practical constraints arising from the limited length of the break, combine to ensure the city of a reserve of uniformed officers, immediately available for emergency service. The restrictions on the plaintiffs are designed to maximize the public appearance of the officers’ readiness. The city receives the advantages of improved public relations and the elimination of the need to hire additional officers. But as these benefits accrue to the city, the officers are faced with corresponding limitations on their personal freedom.
Id.; cf. Armour & Co. v. Wantock,
In the case before us, a judge or a jury as factfinder might ultimately find for the defendant. That, however, differs vastly from ruling for the defendant on the pleadings.
Moreover, although the extent to which police officers receive regular compensation whenever they actually are disturbed by official duties is not a fact of record here, we could not infer from the existence of such a policy that officers who are not affirmatively called back to duty are necessarily completely relieved of duty.
Finally, although only the Alexander and Accosta amended complaints — but not the Leahy complaint — specifically allege, in addition to the basic restrictions, that supervisors’ interruptions and requests by the public for assistance and information occur on a regular and frequent basis, we note that the absence of this exact language in 'the Leahy complaint does not alter our analysis with respect to those particular plaintiffs. The complaint’s comprehensive catalog of restrictions makes clear without any supplementary magic, words that further development of the particular factual circumstances is needed before a court or jury can judge whether the officers’ mealtimes are spent predominantly for the department’s benefit and whether officers are unable to comfortably and adequately pass the mealtime because their time or attention is devoted primarily to official responsibilities. See La-man,
IV.
This case is appropriately resolved by allowing the trier of fact to judge, after sufficient development of the factual circumstances, whether the officers were completely relieved of duty under the standard articulated in the recent Lamon case. For the foregoing reasons, we Reverse the district court’s entry of judgment on the pleadings and Remand for further proceedings consistent with this opinion.
Notes
. The district court may have found rule 12(c)'s application perplexing as well; its original opinion had to be revised to indicate the correct motion it was granting. Compare Leahy v. City of Chicago, No. 89 C 9354,
. The City argues that the Wood court did not intend to work any change in the law governing rule 12(c) motions. See Defendant's Br. at 16 n. 4. Indeed, the case that the Wood court cites as authority for its statement regarding the use of the 12(b)(6) standard — Thomason v. Nachtrieb,
. Lamon, which involved restrictions quite similar to those alleged in the present case, was decided after the district court issued its opinion in this case. The district court did, however, dismiss as distinguishable the lower court decision in Lamon because, in part, "there existed a genuine issue of material fact as to whether the officers had been completely relieved of duty.” Leahy,
. The dissent’s characterization of Lamon as "relying on the Secretary's examples in section 553.-223(b)” is misleading. In articulating the predominant benefit test that derives from the FLSA's traditional application in other contexts, see, e.g. Armour & Co. v. Wantock,
. Elaborating, the Brinkman court noted that [t]he two distinctions observed between § 553.-223(b) and § 785.19 are insubstantial reasons for reading identical words differently in almost indistinguishable contexts. No. rationale for having a less rigorous meal period standard for an employee covered under § 207(k) is offered in Lamon. Section 207(k) obviously is intended to address the unique employment circumstances of a law enforcement officer, fire fighter, or corrections officer. Presumably, the same circumstances justify taking the same approach to meal period times for those similarly employed whether covered by § 207(k) or not.
.See, e.g., Armitage v. City of Emporia,
. The Lamon court stated that the challenged instruction "countenanced the misapprehension that the performance of any official duty, no matter how insignificant, during meal periods rendered the time compensable."
. Although the district court in the present case found Wahl to be among the two most authoritative cases, the court rejected Wahl because it was not a circuit court opinion and because it did not involve a section 7(k) employer. Leahy,
The case the district court ultimately relied on as most authoritative, on the other hand — a Fifth Circuit case that specifically applies section 553.-223(b) — confined its examination of the meal periods’ compensability to one paragraph with virtually no analysis. Lee v. Coahoma County,
. The dissent, by asserting that the plaintiffs arc not entitled to “automatic compensation” for their meal periods, post at 342, seems to suggest that the plaintiffs claim entitlement to win here and now. The issue at this stage, however, is whether additional factual development is essential to a proper decision.
. The dissent gives great weight to the court’s ruling against the plaintiffs as a matter of law in Armitage v. City of Emporia,
.On a related issue, we are not persuaded by the defendants' argument that the collective bargaining agreement between the City and its police officers obviates the officers’ claim by confirming those parties' understanding that meal periods arc not working time within the FLSA. Although a factfinder might consider such an agreement as one among many factors in determining whether the officers were completely relieved of duty, it certainly does not outright preclude the officers’ claim.
. The City itself does not argue that the omissions in the Leahy complaint distinguish it from the other two complaints. In fact, it contends that the frequency of interruptions is irrelevant. Def.Br. at 19-20.
Concurrence Opinion
concurring.
This is an extraordinarily difficult case, made more so by the lack of a factual record. I agree with Judge Cudahy that a more complete development of the facts is necessary to allow an informed decision on the scope of the officers’ duties during their lunch breaks. In this regard, I want to add a few comments on the Rule 12(c) motion, the procedural vehicle used by defendant. As this case illustrates, the motion is often confusing. Because it can be used to raise procedural defects after an answer has been filed, it resembles the motions brought under 12(b), including the motion to dismiss for failure to state a claim. It can also be used in situations in which the pleadings are complete and without defect and raise only a question of law. See generally, 5A Charles A. Wright & Arthur R. Miller, Federal Practice & Procedure §§ 1367 and 1368 (1990). In this case, it appears that defendant used it in the Leahy case to try to resolve a question of law and that plaintiffs objected to its use, maintaining that factual development of the record was necessary to resolve the case and that their complaint was sufficient to state a claim. (In Accosta and Alexander, defendant filed 12(b)(6) motions, which were granted by the district court, relying on the disposition of Leahy.)
On appeal, plaintiffs argue that the district court should have applied a motion to dismiss standard to defendant’s 12(c) motion in Le-ahy, that is, the district court should have considered whether any set of facts might be alleged that would support their claim. Plaintiffs seem to be arguing that the district court should not be bound by the defendant’s characterization of its motion: whenever the motion is filed in a situation in which there is some question whether the complaint is sufficient on its face to state a claim, the court should apply the motion to dismiss standard.
At the outset of his opinion, Judge Cudahy declines to adopt a motion to dismiss standard when the moving party is seeking judg
Turning to the merits of the case, I note that much of the difficulty of this case lies in applying the “completely relieved from” standard to patrol work, which consists largely of surveillance conducted in a heightened state of readiness. The frequency of interruptions during meal periods may operate to impose a state of readiness so like that of actual patrol work as to warrant compensation during all meal periods. Such a state of readiness may result from the frequency of dispatcher-initiated calls, or again, departmental regulations may so constrain an officer’s choice of location and activities during meal periods as to require in effect that the officer perform services commensurate with those of an officer who walks a beat. In either case, officers would not be “completely relieved from duty” within the meaning of the FLSA.
I understand Judge Cudahy to be holding that these cases should be returned to the district court to allow the plaintiffs a chance to show that the number and frequency of the actual interruptions require them to spend their lunch breaks predominantly on their employer’s business. To the extent that his opinion can be read to hold that the officers have raised a triable issue of fact merely by proffering the actual departmental regulations, I disagree with it. The regulations do not affirmatively require the performance of active duties or so restrict the officer’s choice of location and activities as to make his lunch break the equivalent of work time. It is the allegation of frequent interruptions that raises the possibility that the officers could show that their “attention is devoted primarily to official responsibilities” during meal periods. In the absence of such an allegation, one can presume that departmental restrictions are intended merely to facilitate readiness to respond to events of limited contingency, such as an emergency call, or are otherwise incidental to an officer’s on-call uniformed status. This presumption would be strengthened by a showing that a department has adopted procedures to defer calls by the dispatcher to an officer until after the officer’s meal break and to otherwise insulate officers from recurrent disruptions. Conversely, this presumption would be eroded by a showing of frequent interruptions, particularly those initiated by the department, that suggest that restrictions are designed to convert meal periods into patrol time. Lee,
Standing alone, the restrictions alleged in Leahy are insufficient to raise a viable claim that these plaintiffs-appellants were not completely relieved from duty. However, I agree with Judge Cudahy that plaintiffs might be able to allege facts that would sustain their position and entitle them to relief. Applying a motion to dismiss standard to their complaint, I would give them a chance to add such allegations to their complaint and develop a factual record.. In Alexander and Accosta, plaintiffs-appellants allege frequent interruptions by citizens and inspectors, although they do not allege that they are required frequently to respond to
Dissenting Opinion
dissenting.
The Fair Labor Standards Act (“FLSA”) requires that police officers be primarily engaged in work-related duties during meal periods to warrant compensation for those meal periods. Armitage v. City of Emporia, Kansas,
The majority sets out the facts alleged in the Officers’ complaints. The majority does not mention, however, that the City pays the Officers overtime in accordance with the collective bargaining agreement between the Officers and the City. The agreement requires the City to pay a police officer if the officer works during a meal period. The Officers make no allegation that the City does not comply with the terms of the collective bargaining agreement. The issue in this case, then, is whether FLSA requires the City to pay the Officers during their meal period even if they do nothing other than eat during this time and adhere to the restrictions listed in the Officers’ complaints. I disagree with both the majority’s analysis of the regulations promulgated by the Secretary of Labor (“the Secretary”) and with the majority’s interpretation of decisions by other courts in similar cases. I will address each in turn.
The majority properly points out that two regulations guide our decision in this case. Both of these regulations interpret FLSA to mean that meal periods are not compensable when employees — here, the Officers — are “completely relieved from duty.” 29 C.F.R. §§ 553.223(b), 785.19(a). The majority points out, and I agree, that the two regulations are not separate and distinct. I part company with the majority because I believe that the regulations indicate that the Officers do not allege facts that entitle them to automatic compensation for their meal periods.
Section 785.19(a), the broader of the two regulations, illustrates by example that “an office employee who is required to eat at his desk or a factory worker who is required to be at his machine is working while eating” and therefore must be compensated under FLSA. 29 C.F.R. § 785.19(a). Similarly, section 553.223(b), which applies specifically to cases, like this one, involving law enforcement personnel, states that “[wjhere law enforcement personnel are required to remain on call in barracks or similar quarters, or are engaged in extended surveillance activities (e.g., ‘stakeouts’), they are not considered to be completely relieved from duty, and any such meal periods would be compensable.” 29 C.F.R. § 553.223(b).
Taking the two regulations together, as the majority does, does not change the analysis. Both of these regulations indicate that when employees covered by FLSA, including police officers, are required to be at a particular place — at a desk, machine, barracks, or location involving extended surveillance — the employee is working and must be paid. The implication of the Secretary’s examples is that when employees are not so rigidly restricted to a particular place, like the Officers here, they are not entitled to compensation under FLSA.
With no explanation and without any support from precedent, the majority announces that the examples in the regulations are “arbitrary, and certainly not all-encompassing.”
I similarly disagree with the majority’s use of precedent. In Lee, for example, several deputy county sheriffs sued the defendant county for alleged violations of FLSA. On appeal, the deputies challenged the district court’s finding that their meal breaks were not compensable. Id. at 225. The deputies claimed that FLSA required the county to pay them for their meal periods because the periods were often less than thirty minutes and the deputies could be called back to duty if an emergency arose. Id. The Fifth Circuit looked to the examples contained in section 553.223(b) and concluded that “[t]he meal breaks of the ... deputies in no way resemble [these] example[s].”
In Lamon v. City of Shawnee,
In Lamon, the Tenth Circuit had to define the Secretary’s “completely relieved from duty” standard in order to decide whether FLSA required the city to compensate the officers for their meal periods.
As in Lee, the Lamon court relied on section 553.223(b) instead of the more gener
The Tenth Circuit applied Lamon to a suit brought by police detectives against the City of Emporia, Kansas. Armitage v. City of Emporia, Kansas,
The majority in this case accurately observes that Lee, Lamon, and Armitage all involved trials whereas here, the district court dismissed the Officers’ complaints. The gist of Lee, Lamon, and Armitage, however, demonstrates that dismissal was proper. In all three cases, the courts ruled against the deputy sheriffs, police officers, and police detectives. In Lee, the court affirmed the district court’s decision that the meal periods were not compensable. In La-mon, the court reversed a district court’s decision that meal periods were compensable. Finally, Armitage — the most recent pronouncement on the issue — is perhaps the most instructive because the court in that
The trend is clear. FLSA does not require municipalities to pay police officers unless the officers work during their meal period — that is, unless the officers are primarily engaged in work-related • duties. The facts alleged in the complaints are no different than the facts found after trial in Lee, La-mon, and Armitage. In fact, this is an even stronger case for the City than for the municipalities in those cases. Here, the City is bound by the collective bargaining agreement which requires that the Officers receive overtime rates when they work during their meal periods. The Officers do not allege that the City has breached the collective bargaining agreement and, absent such an allegation, I assume the City fully complies with its terms. Consequently, the City pays the Officers if they work during their meal periods and does not pay them if they do not work during their meal periods. FLSA requires no more.
There is no need for further factual development of the Officers’ case when the facts alleged — -taken together with the collective bargaining agreement — so clearly indicate that the City has not violated FLSA. I do not believe that the district court’s already full docket should be cluttered with this case when the Officers’ complaints are doomed. Finally, I do not believe that federal courts should micro-manage municipal police departments when, as in this case, a collective bargaining agreement provides for a compensation plan that fully comports with FLSA’s requirements and the police officers do not allege that the municipality has violated such an agreement. I would affirm the district court’s dismissal of the Officers’ complaints.
. The Officers apparently envision the following scenario as a possibility. Two Chicago police officers park their squad car and walk into a local restaurant. They sit down, order a meal, and then spend 30 undisturbed minutes eating. Afterwards, the two officers return to their squad cars and continue their patrol duties. The Officers argue that FLSA requires the City to pay these two officers — at no less than overtime rates — for this "work." I dissent because I do not agree that such a meal period is compensable under FLSA.
. As the majority points out, the “completely relieved from duty” standard is contained in both sections 785.19(a) and 553.223(b).
. In full, the Lamon court stated:
[Section] 553.223(b) goes on to illustrate circumstances involving law enforcement personnel that would run afoul, if not compensated, of the 'completely relieved from duty' standard, citing the examples of personnel required to remain on call in barracks or similar quarters or assigned to extended surveillance duties, such as stakeouts. We find these differences instructive in determining the reach of the completely relieved from duty standard pursuant to § 553.223(b).
Lamon,
. I also disagree with the majority's interpretation of Wahl v. City of Wichita,
As an initial matter, Wahl is factually distinguishable from the instant case because the restrictions in Wahl are more extensive than those alleged here. Also, in Armitage, the Tenth Circuit observed that the district court in that case (.Armitage) partially relied on Wahl to award the plaintiff police detectives compensation for their meal periods. Armitage,
