Lead Opinion
BOGGS, J., delivered the opinion of the court in which COOK, J., joined, and SUTTON, J., joined in part. SUTTON, J. (pp. 1027-32), delivered a separate opinion concurring in part and dissenting in part.
OPINION
The Immigration and Nationality Act defines “sexual abuse of a minor” as an aggravated felony. 8 U.S.C.
I
Juan Esquivel-Quintana was admitted to the United States as a lawful permanent resident in 2000. In 2009, he pleaded guilty to unlawful sexual intercourse with a minor in California. The statute under which he was convicted provides that “[a]ny person who engages in an act of unlawful sexual intercourse with a minor who is more than three years younger than the perpetrator is guilty of either a misdemeanor or a felony.” CaLPenal Code § 261.5(c). Unlawful sexual intercourse is defined as “an act of sexual intercourse accomplished with a person who is not the spouse of the perpetrator, if the person is a minor,” and a minor is “a person under the age of 18.” Id. § 261.5(a). So, a twenty-year-old who has sex with a seventeen-year-old or a fifteen-year-old who has sex with a twelve-year-old could be convicted under the statute.
Subsequently, Esquivel-Quintana moved to Michigan. While he was in Michigan, the Department of Homeland Security initiated removal proceedings based on 8 U.S.C. § 1227(a)(2)(A)(iii), which states that an alien can be removed if he is convicted of an aggravated felony such as “sexual abuse of a minor,” id. § 1101(a)(43)(A). An immigration judge ruled that Esquivel-Quintana’s conviction under section 261.5(c) constituted “sexual abuse of a minor” and ordered him removed to Mexico. Esquivel-Quintana appealed.
A three-member panel of the Board of Immigration Appeals ruled against Es-quivel-Quintana, concluding that “sexual abuse of a minor” includes convictions under section 261.5(c). In re Esquivel-Quintana, 26 I. & N. Dec. 469, 477 (B.I.A.2015). First, the Board stated that it would determine whether convictions under section 261.5(c) categorically constitute “sexual abuse of a minor” without looking at the specific facts of the case, such as Esquivel-Quintana’s age or his victim’s. Id. at 472. The Board did so based on Taylor v. United States,
II
Chevron supplies the appropriate framework for reviewing the Board’s interpretation of “sexual abuse of a minor.”
Two circuits have reached a different conclusion. Amos v. Lynch,
Generic-Definition Argument. Esquivel-Quintana is misguided in relying on Taylor for the proposition that we must ignore Chevron and create our own definition of “sexual abuse of a minor.” Taylor involved the Armed Career Criminal Act, not the Immigration and Nationality Act. While it is true that both statutes attach consequences to certain prior convictions, there are important differences as well.
The generic-definition approach established in Taylor with respect to the crime of burglary is intimately connected with the Armed Career Criminal Act’s legislative history.
Rule of Lenity. Esquivel-Quintana argues that we should apply the rule of lenity and construe “sexual abuse of a minor” in his favor. According to the rule of lenity, when a criminal statute is ambiguous, that ambiguity must be resolved in the defendant’s favor. While this case is civil in nature, Esquivel-Quintana contends .that we should still apply the rule of lenity because the definition of “sexual abuse of a minor” has criminal applications.
The phrase “sexual abuse of a minor” is listed in 8 U.S.C. § 1101(a)(43)(A) as one of many crimes that constitute an aggravated felony. In addition to serving as a basis for removal, id. § 1227(a) (2) (A)(iii), an aggravated-felony conviction can also result in an enhanced sentence for aliens who are subsequently convicted of the crime of illegal reentry, id. § 1326(b)(2). The term aggravated felony is also used to define the crime of assisting certain inadmissible aliens with entering the United States illegally. Id. § 1327. Thus, the phrase “sexual abuse of a minor” has both civil and criminal applications.
An increasingly emergent view asserts that the rule of lenity ought to apply in civil cases involving statutes that have both civil and criminal applications. See Whitman v. United States, — U.S. -,
There are compelling reasons to apply the rule of lenity in such cases. Giving deference to agency interpretations of ambiguous laws with criminal applications would allow agencies to “create (and un-create) new crimes at will, so long as they do not roam beyond ambiguities that the laws contain.” Whitman,
Nonetheless, while this view is increasing in prominence, the Supreme Court has not made it the law. To the contrary, the Court has reached the opposite conclusion. In Babbitt v. Sweet Home Chapter of Communities for a Great Oregon, the Court deferred to the Secretary of the Interior’s definition of the term “take” in the Endangered Species Act of 1973, even though violations of the act could be enforced by criminal penalties.
Since then, the Supreme Court has suggested that the rule of lenity should apply in such cases. In Leocal v. Ashcroft, the Court omitted any discussion of Chevron in reviewing a Board of Immigration Appeals decision interpreting 8 U.S.C. § 1101(a)(43)(F).
Even if § 16 lacked clarity on this point, we would be constrained to interpret any ambiguity in the statute in petitioner’s favor. Although here we deal with § 16 in the deportation context, § 16 is a criminal statute, and it has both criminal and noncriminal applications. Because we must interpret the statute consistently, whether we encounter its application in a criminal or noncriminal context, the rule of lenity applies.
Id. at 11 n. 8,
While the Court has begun to distance itself from Babbitt, we do not read dicta in Leocal and subsequent cases as overruling Babbitt, or requiring that we apply the rule of lenity here in Esquivel-Quintana’s civil removal proceeding. As an “inferior” court, our job is to adhere faithfully to the Supreme Court’s precedents. The Supreme Court has said that we must follow Chevron in cases involving the Board’s interpretations of immigration laws. See Scialabba,
Ill
Under Chevron, we employ the traditional tools of statutory interpretation and ask whether the statute is ambiguous; if it is, we defer to the agency’s permissible interpretations. As some have noted, a more elegant formulation. of the inquiry might simply be: Has the agency permissibly interpreted the statute? See, e.g., Entergy Corp. v. Riverkeeper, Inc.,
The Board permissibly interpreted “sexual abuse of a minor” as including violations of California Penal Code § 261.5(c). When Congress used the ambiguous words “sexual abuse of a minor,” it declined to specify a particular age of majority or age differential for statutory rape. Nowhere in the statute did .Congress specify the definitions of “sexual abuse” or “minor.” Congress left these questions open to interpretation by the Board of Immigration Appeals. See Contreras v. Holder,
Faced with this ambiguity, the Board has interpreted “sexual abuse” by referring to the definition of the term in 18 U.S.C. § 3509(a)(8). In re Rodriguez-Rodriguez, 22 I. & N. Dec. 991, 995-96 (B.I.A.1999). That provision defines “sexual abuse” as “the employment, use, persuasion, inducement, enticement, or coercion of a child to engage in, or assist another to engage in, sexually explicit conduct or the rape, molestation, prostitution, or other form of sexual exploitation of children, or incest with children.” Furthermore, the Board draws its definition of “minor” from 18 U.S.C. § 3509(a)(2), which defines a “child” as a person under eighteen. In re V-F-D-, 23 I. & N. Dec. 859, 862 (B.I.A.2006). In choosing eighteen as the age of majority, the Board acknowledged the existence of a statute — 18 U.S.C. § 2243(a), titled “sexual abuse of a minor or ward” — that makes it a federal crime to have sex with a, person who is less than sixteen years old, at least twelve years old, and at least four years younger than the perpetrator. Id. at 861-62. The Board declined to limit the meaning of “sexual abuse of a minor” to this particular definition, drawn from a different statute passed at a different time, because in its view “Congress intended to expand, rather than limit, the age at which a person is considered a minor.” Id. at 862 n. 7. The Board elaborated on its interpretation of “sexual abuse of a minor” in this case, holding that the phrase includes convictions under a state statutory-rape law that protects sixteen- and seventeen-year-old victims while also requiring a meaningful age differential between the perpetrator and the victim. Esquivel-Quintana, 26 I. & N. Dec. at 477.
Nothing forbids the Board’s interpretation. Indeed, there are strong arguments that support it. As the Seventh Circuit has noted, multiple criminal provisions of the United States Code define a “minor” as a person under eighteen. Velasco-Giron,
Following the narrow definition of “minor” in § 2243(a) is neither compelled nor sensible. That statute applies only when the sexual-abuse victim is at least twelve
The age requirements of § 2243(a) were crafted with § 2241(c) in mind. Those two provisions were enacted side-by-side in the Sexual Abuse Act of 1986, Pub.L. No. 99-646, § 87100 Stat. 3620, 3620-21, which came into effect ten years before the phrase “sexual abuse of a minor” was added to 8 U.S.C. § 1101(a)(43)(A) in the Illegal Immigration Reform and Immigrant Responsibility Act of 1996,
Congress could have included a cross-reference to § 2243(a) if it wanted to incorporate that definition of statutory rape. The Immigration and Nationality Act is replete with cross-references to federal statutes defining crimes that count as aggravated felonies. See 8 U.S.C. § 1101(a)(48)(B), (C), (D), (E), (F), (H), (I), (J), (K)(ii)-(iii), (L), (M)(ii), (N), (O), (P). When Congress declined to cross-reference a federal statute, it did so because it wanted to sweep in a broad array of state-law convictions. Cf. 8 U.S.C. § 1101(a)(43) (“The term [aggravated felony] applies to an offense described in this paragraph whether in violation of Federal or State law....”). “[W]here Congress includes particular language in one section of a statute but omits it in another section of the same Act, it is generally presumed that Congress acts intentionally and purposely in the disparate inclusion or exclusion.” Russello v. United States,
The Second, Third, and Seventh Circuits all explicitly considered and rejected the argument that “sexual abuse of a minor” is limited to statutes that go no further than § 2243(a). The Second Circuit concluded that it is “unlikely in the extreme that Congress intended such a lowest common denominator result,” and upheld the removal of an alien convicted under New York’s statutory-rape law. Mugalli, 258 F.3d at 60. The Third Circuit stated that it would not “conjoin the meaning of words used in separate and distinct statutes,” and upheld the removal of an alien convicted under New Jersey’s “aggravated criminal sexual contact” law. Restrepo,
IV
If Congress had supplied its own definition of “sexual abuse of a minor” in 8 U.S.C. § 1101(a)(43)(A), this case would be easy. But Congress did not. That is why the Board of Immigration Appeals chose to interpret the phrase through case-by-case adjudication. Supreme Court and Sixth
The Board permissibly interpreted “sexual abuse of a minor” as encompassing convictions under California Penal Code § 261.5(c). Nothing in the statute forbids this interpretation. Esquivel-Quintana’s petition is DENIED.
Concurrence Opinion
concurring in part and dissenting in part.
CONCURRING IN PART AND DISSENTING IN PART
I agree with every part of the court’s opinion but one: that a sentence from a footnote in a 1995 Supreme Court opinion requires us to apply Chevron deference, as opposed to the rule of lenity, to an agency interpretation of an ambiguous statute that has civil and criminal applications. See Babbitt v. Sweet Home Chapter of Communities for a Great Or.,
Let me start with our many areas of agreement.
Chevron permits agencies to fill gaps in civil statutes that Congress has delegated authority to the agency to interpret. Chevron, U.S.A., Inc. v. Nat. Res. Def. Council, Inc.,
But Chevron has no role to play in construing criminal statutes. In 227 years and counting, the federal courts have never presumed that, when an ambiguity arises in a criminal statute, the congressional silence signals that Congress wants an executive-branch agency to fill the gap. For all of the theories of Chevron that have filled the U.S. Reports and the Federal Reporter, to say nothing of the law journals, the idea that Chevron is a tool for construing criminal statutes has yet to make an appearance. That is because criminal statutes “are for courts, not for the Government, to construe.” Abramski v. United States, — U.S. -,
Otherwise, that would leave this distasteful combination: The prosecutor would have the explicit (executive) power to enforce the criminal laws, an implied (legislative) power to fill policy gaps in ambiguous criminal statutes, and an implied (judicial) power to interpret ambiguous criminal laws. Cf. The Federalist No. 47, at 297-99 (James Madison) (Clinton Rossiter ed., 1961). And it would permit this aggregation of power in the one area where its division matters most: the removal of citizens from society.
There may be good reason to debate the merits of Chevron today. Compare Philip Hamburger, Is Administrative Law Unlawful? (2014), with Adrian Vermeule, No, 93 Tex. L.Rev. 1547 (2015) (book review). But all can agree that, whatever the connection between ancient royal prerogatives and the like to modern agency law, Chevron has no role to play in the interpretation of criminal statutes.
The application of Chevron to criminal laws also would leave no room for the rule of lenity, a rule that resolves ambiguities in criminal statutes in favor of the individual and a rule of construction that Chief Justice Marshall described as “perhaps not much less old than construction itself.” United States v. Wiltberger,
So far so good.
But what happens when the same statute has criminal and civil applications? May Congress sidestep these requirements by giving criminal statutes a civil application? The answer is no. The courts must give dual-application statutes just one interpretation, and the criminal application controls. Statutes are not “chameleon[s]” that mean one thing in one setting and something else in another. Id. at 730. Because a single law should have a single meaning, the “lowest common denominator” — including all rules applicable to the interpretation of criminal laws— governs all of its applications. Clark v. Martinez,
The provision at issue in today’s case is subject to the one-statute/one-interpretation rule because it has criminal and civil applications. The Immigration and Nationality Act makes a state or federal conviction for “sexual abuse of a minor” an “aggravated felony.” 8 U.S.C. § 1101(a)(43)(A). The Act subjects aliens who have committed aggravated felonies (1) to civil consequences, most notably removal from the country, id. § 1227(a)(2) (A)(iii); see also id. § 1229b(a)(3), and (2) to criminal consequences, most notably increasing the maximum prison term for illegal reentry into the United States, id. § 1326(b)(2); see also id. § 1327.
The phrase “sexual abuse of a minor” is ambiguous as applied to the' California law that Esquivel-Quintana violated.- The state law prohibits sexual intercourse with anyone under eighteen, provided the perpetrator is not the victim’s spouse and is more than three years older than the victim. CaLPenal Code § 261.5(a), (c). The age requirement found in statutory-rape statutes like this one turns on the premise that those below a certain age generally cannot consent to sex. The ambiguity arises over when a “minor” can consent and when the sexual act ceases to be abusive. The minimum conduct criminalized by the California law involves seventeen-year-old victims. Id. § 261.5(a). Because the meaning of “sexual abuse of a minor” is a matter of federal law, the question is whether California’s statutory-rape law includes these victims under a “ ‘generic’ federal definition.” Moncrieffe
A division in the circuits over the point suggests this answer: maybe, maybe not. One court has concluded that the phrase includes statutory-rape convictions involving seventeen-year-old victims. See, e.g., Contreras v. Holder,
The rest of the federal criminal code doesn’t make things any easier. Title 18 includes a crime entitled “sexual abuse of a minor,” a statutory-rape crimp that requires the victim to be under sixteen. 18 U.S.C. § 2243(a). But it also includes protections for “child” victims of “sexqal abuse” in a setting in which the legislature uses the terms “minor” and “child” interchangeably, see id. § 2251, and applies those protections to victims under eighteen, id. § 3509(a)(2), (8). As a matter of history, the term “minor” has always been a fluid concept. It referred to those under twenty-one at the founding. See 1 William Blackstone, Commentaries *463.
Adding to the ambiguity is the question of perspective — which of two ways the interpreter looks at the statute and how closely it ties the word “minor” to the term “sexual abuse.” Cf. United States v. Castleman, — U.S. -,
At the other end, a court might just as fairly focus on the reality that the word “minor” is tied to “sexual abuse” and statutory-rape laws. In that context, the word “minor” would not necessarily refer to “full legal age” but to the age at which a State no longer deems sex nonconsensual (and therefore abusive). See Black’s Law Dictionary 1451. That age, the “age of consent,” is typically sixteen. Id. at 73; see United States v. Rangel-Castaneda,
Either reading has much to commend it, making the phrase ambiguous and making this a classic occasion for applying the rule of lenity. All clues considered, the phrase “sexual abuse of a minor” may, but may not, include convictions under California’s § 261.5(c), and for that reason the rule of lenity should end the case in favor of the immigrant.
The application of Chevron to this ambiguity of course leads to a different result. A statute sufficiently ambiguous to invoke the rule of lenity assuredly is sufficiently
Yet the application of Chevron in this setting, as the court acknowledges, “threatens a complete undermining of the Constitution’s separation of powers,” while the application of the rule of lenity “preserves” them by maintaining the legislature as the creator of crimes. Supra at 1023-24. Lenity also ensures fair notice of criminal consequences, precludes the same agency from altering criminal laws back and forth over time (even over conflicting judicial interpretations, see Nat’l Cable & Telecomm. Ass’n v. Brand X Internet Servs.,
Where I part ways with the court is over its conclusion that, even though the rule of lenity ought to control here, we must defer to the government’s position under Chevron all the same.
The disagreement boils down to the meaning of one sentence in one footnote. Babbitt v. Sweet Home Chapter of Communities for a Great Oregon,
Whatever this footnote and its inscrutable reference to facial challenges meant
Perhaps something else gives the court pause today — the potential sticker shock of transforming a government-always-wins canon (Chevron) into a government-always-loses canon (rule of lenity). But that may not be where the Court’s cases necessarily lead. The Court’s recent cases, as shown, just require two things: that the one-statute/one-interpretation rule governs dual-role statutes, and Chevron does not apply to that one interpretation. Those two requirements, however, may not dictate when the rule of lenity governs and when it does not. Yes, the rule of lenity frequently may dictate that one interpretation but that need not invariably be the case. Statutory “ambiguity” may mean one thing under Chevron and something else under the rule of lenity. If American Inuits have more than one way to describe snow, American lawyers may have more than one way to describe ambiguity. See Bill Bryson, The Mother Tongue 14-15 (2001). Under Chevron, courts will defer to an agency interpretation if the relevant statute “is silent or ambiguous with respect to the specific issue.”
What matters for present purposes is that Chevron has no role to play in construing hybrid statutes. Whether the rule of lenity necessarily will provide the answer in all of these cases is another matter, one for the Court ultimately to decide. In some settings, it may turn out, the Court simply will apply the normal rules of construction unaided by a zero-sum default rule, and will look to the rule of lenity only in the kinds of interpretive disputes that require it.
One last point. An exception to Chevron for dual-role statutes would not be the least bit unusual. Deference under that rule is categorically unavailable, the Supreme Court has held, in many settings: (1) agency interpretations of statutes the agency is not “charged with administering,” Metro. Stevedore Co. v. Rambo,
For these reasons, I concur with much of the court’s reasoning but must disagree with its conclusion.
