Joyce WORKMAN, Plaintiff-Appellee/Cross-Appellant, v. FRITO-LAY, INC., Defendant-Appellant/Cross-Appellee.
Nos. 97-5721, 97-5843.
United States Court of Appeals, Sixth Circuit.
Argued Sept. 18, 1998. Decided Jan. 15, 1999.
165 F.3d 460
THE COURT: Why, again, did you stop this one?
THE WITNESS: The 27th, I stopped the vehicle for improper lane change.
THE COURT: Meaning what?
THE WITNESS: Meaning that the vehicle went from the passing lane to the driver‘s lane and then over on to the white line, sir, without signaling to do so.
This was the first time anyone even mentioned a failure to signal. This is important because it needs to be viewed in a proper context. No paper or record exists of any kind documenting this traffic offense. In all of the cases of this nature that have come before our court, no one, to the best of my knowledge, has ever been issued a violation notice.8 There is universally a complete lack of any type of contemporaneous corroboration of why the vehicle was stopped.
There are two other facts that bear on credibility with regard to the February 27 stop. Once again, old reliable Xaver alerted on the truck and once again no narcotics were found. Nonetheless, the alert enabled Officer Newburn to proceed as follows:
A. [Akram testimony] ... And he informed us to stay in the car and he went back to the car and got the dog and he brought the dog out.
Q. Did you see him come back up with the dog?
A. Certainly. I‘m sitting in the passenger‘s side and he started on my side.
Q. Did you come to be taken out of the truck at any time that day?
A. Yes.
Q. What happened?
A. He took me to the back of the truck. First he asked for the key, and took the key out of the ignition and went to the back of the truck. And he said, “Open the truck.”
And I, you know, made a gesture to plead with him to let us go.
He said, “Don‘t come near me. If you come near me I‘m going to shoot you.”
So he said, “Open the truck.” So I opened the truck and that was that.
Legally, the police can now stop a vehicle for any alleged traffic violation and, while the vehicle is stopped, subject it to a canine sniff or hold the vehicle until a dog arrives on the scene. They also can have a profile and stop target vehicles if they find them committing a traffic offense,9 but they still must have a legitimate traffic offense as the basis for the stop. I do not believe the officers did here—but, more importantly, I do not believe the district judge could properly conclude they did on the basis of this record. The courts have given the police this extraordinary power to make pretextual stops and searches of vehicles, but it is also the responsibility of the courts to make sure the testimony of police officers is given the same critical scrutiny given to a defendant‘s testimony. This was not done here, and I would reverse the denial of the suppression motion.
Keith D. Frazier (argued and briefed), Rhonda M. Taylor (briefed), Ogletree, Deakins, Nash, Smoak & Stewart, Nashville, TN, for Appellant.
Jude A. White (argued), David P. Canas (briefed), Morris Reid Estes, Jr. (briefed), Stewart, Estes & Donnell, Nashville, TN, for Appellee.
Before: GUY, NELSON, and MOORE, Circuit Judges.
MOORE, J., announced the judgment of the court and delivered an opinion for the court, in which RALPH B. GUY, JR. and DAVID A. NELSON, JJ., concurred as to all
OPINION
MOORE, Circuit Judge.
The plaintiff, Joyce Workman, suffers from irritable bowel syndrome and argues that her termination from Frito-Lay, Inc., was in violation of the Americans with Disabilities Act (“ADA“) because the company failed to accommodate her and eventually fired her because of her disability. She also argues that she was retaliated against for filing an Equal Employment Opportunity claim and seeks punitive damages. Both parties now appeal the decisions reached below, which fall into essentially three categories: decisions of the district court at trial; the jury verdict; and other decisions of the district court. For the reasons discussed below, we affirm the district court‘s decisions at trial and we uphold the jury verdict in all respects. However, we remand to the district court for a correction to the judgment on the ADA claim and for a determination of the appropriate accommodation, if any, to be provided by Frito-Lay.
I. FACTS
Joyce Workman began working for Frito-Lay in 1977. J.A. at 309 (Trial Tr. at 129).1 The last position she held was as a packer and as a floor person. As a packer on Line Two, she packed and inspected cookies, and as a floor person on Line Three, she swept around the machines, checked the metal detector, did “rewraps” and replaced the packers on the line for two hours a day. J.A. at 310-11. Because the lines were not operational every day (they varied with the orders placed for the different types of cookies they produced), she worked full-time in the corresponding position for whichever line was operational. J.A. at 367. According to Workman, her duties on Lines Two and Three prior to her leave of absence in March 1993 were divided “half and half.” J.A. at 342.
Workman has a spastic colon, which is a subset of irritable bowel syndrome. It is a painful condition, which manifests itself occasionally in bouts of constipation and diarrhea, and one doctor likened the spasms to a “charlie horse” in her colon. J.A. at 233-34. She has taken medication for the condition that helps relax the colon and keep it from knotting. She has had the condition all her life and has been treated by doctors for the past ten years. J.A. at 313-15. Until approximately June 1993, she regulated and controlled the effects of her condition through use of an enema each morning before work. J.A. at 236, 256. In 1993, Workman had a number of medical difficulties and took a leave of absence first in March to undergo surgery for endometriosis, and then again in May in order to undergo gall bladder surgery. Following this surgery, the use of enemas became difficult, and Workman began the process of “retraining” her bowels so that she could stop using mechanical aids and return her system to a normal process. J.A. at 317-21. At first during the retraining, she had to defecate between ten and fourteen times a day, but by the time she was ready to return to work, her restroom use was at one to four times a day, within the “normal” range, according to her doctor. J.A. at 322-23.
Both parties agree that Workman began a dialogue with the Human Resources Manager, Mark Paschal, in September 1993 about returning to work, and this dialogue continued through December 1993, when she was effectively terminated. According to the defendant, Workman presented a letter on September 23 from one of her physicians, releasing her to go to work and explaining that her condition was improving and would continue to improve, but that it was important for Workman to be able to use the restroom when the urge occurred. J.A. at 322, 386. Although released by one doctor, Workman was not fully released to go back to work because she was seeing others. Nonetheless, the defendant claims that Paschal began ex-
Workman claims that she never demanded an accommodation during these discussions, but just wanted to be allowed to go back to work under the terms in place before she left; that is, workers would replace one another on the line whenever possible on an as-needed basis. She admitted that she could not precisely predict when she would need to leave the line, but believed that the existing company policy would suffice. She says she suggested a number of accommodations, all of which were rejected by Paschal. According to Workman, his bottom line was that if she could not predict when she would need to use the restroom, or confine the activity to her two twenty-minute breaks, she could not return to work. She claims that at one point he offered her a week-long trial period, but then reneged on this offer when she accepted the arrangement.
Workman also explains that she filed a charge of discrimination with the Equal Employment Opportunity Commission (“EEOC“) in November because she felt she was getting the run-around from Paschal. Although she had hoped this would spur him to act, it had the opposite effect, and he became hostile and unwilling to cooperate. She says that on December 16 when she returned to the plant, Paschal told her that she no longer had a job.
II. PROCEDURAL HISTORY
Workman filed the complaint in this action on December 14, 1994, alleging both ADA and Tennessee Human Rights Act (“THRA“) violations. On January 26, 1995, the district court granted in part the defendant‘s motion to dismiss the THRA claims. Subsequently, the defendant moved for summary judgment, the plaintiff responded, and the magistrate judge issued her Report and Recommendation on September 25, 1996, wherein she recommended the motion be granted on the THRA claim and denied on the ADA claim. On October 17, 1996, the district court entered its Order adopting the Report and Recommendation.
The ADA claim proceeded to trial before a jury on October 25, 28, and 29, 1996. The jury returned a verdict in favor of the plaintiff on liability, and then, after being charged on compensatory damages, found that plaintiff was entitled to none. The district judge decided as a matter of law that Workman was not retaliated against and could make no case for punitive damages; hence, those claims did not go to the jury. The parties then briefed the issue of equitable remedies to the court; on April 10, 1997, the district court issued a memorandum, entered a judgment in the amount of $77,140.80 for back pay and benefits, and ordered reinstatement of the plaintiff in the position of floor person at the level of seniority she would have attained had her employment not been interrupted and required the defendant “to make the necessary accommodations for her condition.” J.A. at 160 (Judgment).
Each party filed two post-trial motions. Taken together, these motions make essentially the same arguments that are put forth
III. ANALYSIS
We address in turn the three categories of claims made by the parties. First, both parties take issue with one or more of the district court‘s trial decisions: Frito-Lay disputes several aspects of the jury charge, while Workman disputes decisions to exclude documentary evidence. Second, both parties take issue with the jury verdict on the merits, arguing that no reasonable jury could have reached the decision reached by this jury. Finally, Frito-Lay takes issue with two aspects of the judgment as rendered by the district court, and Workman argues that the directed verdict against her on the retaliation and punitive damages claims was improper.
A. District Court‘s Trial Decisions
Frito-Lay makes three arguments about the charge given to the jury at the end of the trial. First, the Company complains that the district court used a general verdict form2 rather than either a special verdict 3 under
Frito-Lay also complains that the district court neglected to offer an instruc-5tion to the jury on its defense of “good faith.” In fact, the jury instructions include a charge on the affirmative defense of “good faith,” J.A. at 94, 100 (Jury Charge at 13, 19), and in a later brief, the defendant recharacterizes its objection to the instruction as failing to mention “the effect that such a finding by the jury would have on the relief available to Plaintiff.” Third Br. of Defendant-Appellant at 8 (emphasis in original). That is, the defendant contends that a finding of good faith bars an award of compensatory damages. The fact that the jury found Frito-Lay liable necessarily precludes the possibility that they adopted the Company‘s good faith defense, however, because it is a defense to liability. In addition, the jury did not award compensatory damages, making the error, if any, harmless and the effect about which defendant was concerned a non-issue. This court need only determine “whether the [jury] charge, taken as a whole, fairly and adequately submits the issues and applicable law to the jury” on this issue, see Bills v. Aseltine, 52 F.3d at 606 (internal quotation omitted), and after reviewing the charge as a whole, we conclude that it does.
Workman for her part complains about two district court decisions to exclude documents from trial. First, the district court decided to exclude as untimely documents referencing certain benefits to which Workman is allegedly entitled, because the documents were not turned over in discovery but instead produced the day before trial. J.A. at 455. We hold that the district judge did not abuse his discretion by refusing to admit them at that late date.6 The second set of documents were offered in support of Workman‘s claims for retaliation and punitive damages. Because the opinion of the court resolves these claims adversely to Workman (see post), there will be no trial on 6 them and it is unnecessary to reach the issue here.
B. The Jury Verdict
There are four basic arguments, three by Frito-Lay and one by Workman, that the verdict should be overturned, or in the alternative a new trial should be granted, on issues decided by the jury on the merits. First, Frito-Lay argues that no reasonable jury could have found that Workman was disabled under any prong of the ADA definition.7 A necessary predicate to the jury‘s decision for Workman on liability is that she has a disability as defined by the ADA. The ADA defines disability as (a) a physical or mental impairment that substantially limits one or more major life activities; (b) a record of such an impairment; or (c) being regarded as having such an impairment.
Regarding the first prong, actual disability, the jury could have decided that controlling one‘s bowels is a major life activity and that Workman‘s condition sometimes left her “[s]ignificantly restricted as to the condition, manner or duration under which [she could] perform a particular major life activity as compared to ... the average person in the general population”
Second, Frito-Lay reargues in a new form its contention that the “essential functions” of Workman‘s job and the fact that she needed an accommodation were established before trial and should not have gone to the jury. It contends that to the
Third, Frito-Lay argues that Workman did not meet her initial burden under Monette v. Electronic Data Systems Corp., 90 F.3d 1173, 1183 (6th Cir. 1996) “of proposing an accommodation and showing that that accommodation is objectively reasonable.” Similarly, the Company argues that it offered Workman a reasonable accommodation—wearing a sanitary undergarment—which she refused, which would mean she is no longer a “qualified individual with a disability.”
Finally, Workman asks for a reversal or a new trial on the issue of compensatory damages. This argument consists of little more than replaying the testimony heard by the jury before they decided to deny compensatory damages. Plaintiff‘s counsel made his arguments to the jury on compensatory damages right before they retired to decide the issue. J.A. at 609-11 (Trial Tr. at 429-31). The fact that the defendant did not offer counter-evidence on this issue is not dispositive. The jury evidently discredited the testimony presented on this issue, and we hold that it was not unreasonable to do so.
C. Other Decisions of the District Court
Each party makes an additional complaint about decisions of the district court. Frito-Lay contends that the district court‘s order of reinstatement asks the impossible: first, by reinstating Workman to a position she never held; and second, by not specifying the type of “reasonable accommodation” Frito-Lay is supposed to provide, save that it should not be the use of a sanitary undergarment. We agree with Frito-Lay that the proper characterization of Workman‘s job is as both a floor person and a packer, depending on which line is operational, and we remand to the district court to make this correction to the judgment. We also remand for a determination by the district judge as to the most appropriate accommodation, considering the parties in their current positions. Workman has a nonstatic medical condition and for the purpose of making an equitable determination as to how to accommodate this evolving condition, the district
Finally, Workman complains that the claims of retaliation under the ADA and for punitive damages should have gone to the jury. The retaliation claim is addressed in Part D, below, and in Judge Guy‘s separate opinion for the court majority. We agree with the district judge that Workman is not entitled to punitive damages and affirm that decision. To support a claim for punitive damages, the plaintiff must show that the employer “engaged in a discriminatory practice ... with malice or with reckless indifference to the federally protected rights of an aggrieved individual.”
D. The Retaliation Claim
Because my colleagues on the panel hold that Workman‘s retaliation claim was correctly decided as a matter of law against her, I respectfully dissent from that aspect of the disposition. A retaliation claim requires a prima facie showing that (1) the employee engaged in protected activity; (2) an adverse employment action occurred; and (3) a causal link exists between the protected activity and the adverse action. See, e.g., Canitia v. Yellow Freight Sys., Inc., 903 F.2d 1064, 1066 (6th Cir.), cert. denied, 498 U.S. 984 (1990). Shortly after Workman filed the EEO charge in November 1993, she was terminated. Before that time, Workman was engaged in ongoing (although seemingly unproductive) discussions with her supervisor, Mark Paschal. These discussions turned hostile and then ceased altogether (when she was fired) following the filing of her EEO charge. The timing of her termination provides circumstantial evidence of a causal connection. See Langford v. Lane, 921 F.2d 677, 683 (6th Cir. 1991) (“The matter of causation is an issue of fact which must be decided by the jury. Also, the question of what actually motivated plaintiff‘s discharge may, of course, be determined by circumstantial evidence.“) (internal quotations omitted). Because a reasonable jury could have found that Workman was terminated in response to her filing the EEO charge, and that the timing is circumstantial evidence of a causal connection, I would reverse the district court on this matter and remand for trial on the retaliation claim.
My position is not inconsistent with a determination that the punitive damages claim should not have gone to the jury. A colorable claim of retaliation is not the same as a colorable claim of “callous, reckless, or egregious disregard of the plaintiff‘s federal rights.” Beauford v. Sisters of Mercy-Province of Detroit, Inc., 816 F.2d 1104, 1109 (6th Cir.), cert. denied, 484 U.S. 913 (1987). In Beauford, the court concluded that the plaintiff had produced evidence sufficient to go to a jury on a claim of intentional discrimination, but not on a claim for punitive damages. I believe the same is true for Workman, and that she should have been able to make her case for retaliation to a jury. The majority, however, concludes otherwise and affirms the judgment as a matter of law on the retaliation claim.
IV. CONCLUSION
In sum, we AFFIRM the decisions of the district court on the jury charge, the exclusion of untimely documents, and judgment as a matter of law on retaliation and punitive damages; we uphold the jury verdict on liability and the lack of compensatory damages; and we REMAND the judgment to the district court for specific clarifications regarding the order of reinstatement.
CONCURRENCE
RALPH B. GUY, Jr., concurring in part and writing separately.
I concur in all of Judge Moore‘s opinion except Part III.D. I would affirm the dismissal of the retaliation claim.
