Joseph v. StateJoseph v. State
Jeffrey JOSEPH, Appellant,
v.
The STATE of Florida, Appellee.
District Court of Appeal of Florida, Third District.
*244 Bennett H. Brummer, Public Defender and Leon E. Sharpe, Sp. Asst. Public Defender, for appellant.
Jim Smith, Atty. Gen. and Theda R. James and Jack B. Ludin, Asst. Attys. Gen., for appellee.
Before SCHWARTZ, C.J., and HENDRY, BARKDULL, HUBBART, NESBITT, BASKIN, DANIEL S. PEARSON and FERGUSON, JJ.[*]
ON REHEARING EN BANC
DANIEL S. PEARSON, Judge.
When it appeared that a majority of the panel which heard Joseph's appeal concluded that the introduction of evidence of a crime collateral to the offense charged necessitated a reversal of Joseph's convictions, and that this conclusion directly conflicted with the earlier affirmance by a different panel of this court of the convictions of Joseph's co-defendant at trial, who had sought relief on the identical ground, see Neal v. State,
Joseph and one Billy Gene Neal were charged in an information with the sexual battery and kidnapping of a Haitian female, H.B., alleged to have occurred on *245 August 30, 1980. By separate information, these same two defendants were charged with the same offenses said to have been perpetrated against another Haitian female, I.G., on September 5, 1980. Pursuant to Section 90.404(2)(b)1, Florida Statutes (1979), the State notified Joseph that it intended to introduce evidence of both offenses in the trial of each information. Joseph filed pretrial motions in both cases to exclude the introduction of the offense collateral to the crime charged in the particular information upon which he was to be tried. The trial court denied the motions, and, based on that denial, Joseph moved to consolidate the two cases for trial.
Joseph's primary point on appeal is, of course, that the trial court erred in permitting the State to adduce evidence of the August 30 and September 5 crimes in the same case. He contends that the separate incidents did not share a uniqueness about the perpetrator of the offense or the manner in which the offenses were committed so as to tend to establish, independently of an identification of him by the victim of the collateral crime, that he committed the crime charged. See Sias v. State,
His contention is met at the outset by the State's argument that by moving to consolidate the two cases, thus insuring the introduction of the evidence of both crimes in the same trial, Joseph has waived any objection he might have had. We do not agree.
It is clear from the record that the motion to consolidate was made only because the trial court had ruled that the collateral crime evidence would be admitted,[1] and that the asserted error of the trial court's earlier ruling was preserved for review. To hold otherwise would be to force the defendant, the State and the court to go through two separate trials for no purpose other than to formalistically preserve an appellate point, which, in our view, would be a manifest waste of judicial time and labor.
Having decided that Joseph has not waived the point by moving to consolidate, we now address the merits. The State argues that the uniqueness shared by the offenses against H.B. and I.G. lies in the following "unusual" circumstances: in each instance the assailants approached the victim in a small car either a Datsun or Toyota which became the scene of the assaults; the assaults were perpetrated by two black males, one lighter than the other; on both occasions the lighter-skinned male drove the vehicle; the victims were abducted from a public street during nighttime hours; the assaults occurred in the same general area of Miami; a knife was used to *246 threaten the victim in each case; and, finally, the victims were released after the assaults. Whatever significance might attach to these similarities pales in light of the dissimilarities between the offenses. One offense was committed at 10:15 p.m., the other at 6:00 a.m. One victim was abducted while in the company of a friend, the other was alone. H.B. was asked by the assailants to come closer to the car, the passenger of the car exited the car and abducted her. Only the passenger sexually assaulted H.B., while the driver sat indifferently on the hood of the car. I.G. was asked if she wanted a ride and if she wanted to buy jewelry, both assailants exited the car to abduct her, and both assailants sexually assaulted her. In the case of I.G., the driver peered in the window of the car and laughed while the passenger raped her. H.B.'s legs were tied and she was badly beaten during the assault; I.G. was not bound and, at most, was slapped. In the first episode there was no act of oral sex; in the second, both of the assailants demanded and received oral sex from the victim. H.B. testified that the passenger was armed with a knife and the driver unarmed; I.G. said the passenger had a gun and the driver a knife. Lastly, H.B. was offered a ride near her home when the assault concluded; I.G. was simply told she could leave. We conclude that these marked dissimilarities in the manner and method in which the crimes were perpetrated, as compared to similarities so general as to be found in a vast number of like crimes, render the evidence of the collateral crimes irrelevant, and therefore inadmissible, to establish the identity of the accused. See Davis v. State,
We are fully aware that the relief we have accorded Joseph cannot extend to Neal, whose appeal is not before us. Were we still within the same term of court when the mandate in Neal's case issued, we would recall the mandate and reverse his convictions as well. See Chapman v. St. Stephens Protestant Episcopal Church,
However, our disability to recall the mandate in Neal's case does not mean that Neal is without remedy and that his convictions must forever stand. Our system of justice, properly concerned with the finality of decisions, is flexible enough to allow that the doctrine of finality may give way "when a more compelling objective appears, *247 such as ensuring fairness and uniformity in individual adjudications." Witt v. State,
"Considerations of fairness and uniformity make it very `difficult to justify depriving a person of his liberty or his life, under process no longer considered acceptable and no longer applied to indistinguishable cases.'" Id. at 925.
A majority of this court, sitting en banc, has concluded that under the facts of this case, evidence of the collateral crime was inadmissible and no waiver of objection occurred. It follows, of course, that we have also concluded that the panel in Neal's case misapplied existing principles of law to the identical facts. We have, however, announced no new principle of law; and, since no change of law is involved, we think that the stringent requirements for collateral attack laid down in Witt v. State, supra, the concern of which was the retroactive application of a new rule of law, need not be met.[3]
Witt simply determined "which `changes of law' will be cognizable under this state's post-conviction relief machinery." Id. at 928. Absent a change of law, Witt is no impediment to Rule 3.850 relief, and such relief is available, as it has always been, to correct fundamental defects which inherently result in a miscarriage of justice and present exceptional circumstances justifying collateral relief. See Davis v. United States,
"The injustice of the case is sharply pointed up by reflecting that it was the same man, Morales, who received similar bribes in like circumstances from both Del Toro and Loschiavo. If then, this Court denied the petition and permitted the conviction of Loschiavo to stand, after it had reversed the conviction of Del Toro on the ground that the jury had been charged that it could find Morales was a federal `public official' when it knew that the same charge had also been given to the jury in Loschiavo's case, the frustration and defeat of justice would be glaringly apparent to the most myopic and obtuse." Id. at 667.
Here, were Joseph to be given a new trial and Neal denied one, we think the defeat of justice would be evident to even the blind and vacuous. Therefore, should Neal, without undue delay, move the trial court to vacate his convictions under Rule 3.850 in reliance on this decision, we direct the trial court to grant Neal such relief and a new trial.
Reversed and remanded.
BARKDULL, J., concurs in result only.
*248 BASKIN, Judge (dissenting).
To hold, as does the majority, that counsel may stipulate to proceeding to trial and then assert as error on appeal the trial court's conduct in following that stipulation is to place trial judges in untenable positions. It was incumbent upon counsel to maintain his objection if he wished to challenge the court's ruling in an appeal. His failure to do so constitutes a waiver of the objection. Requirements that litigants object, file motions, and renew motions and objections are designed to afford the trial court an opportunity to correct erroneous rulings. It is here that judicial economy lies. We are not confronted with an Ashby[*] nolo plea situation in which counsel may proceed and still preserve a ruling for appeal because the appellate decision will dispose of the entire matter. There is no question of dispositiveness in these proceedings. I would hold that counsel's concession that the cases be tried together forecloses review on that ground. I would therefore affirm the conviction.
If the merits were to be reached, I again disagree with the majority' conclusion. Joseph's defense was mistaken identity. Similar fact evidence may be used to establish identity and absence of mistake, Williams v. State,
A comparison of the offenses discloses similarities with features so common they can be explained only by a general plan. For example, both assaults were committed in the back seat of a small Japanese automobile. On both occasions, the driver left the vehicle while the passenger raped the victim. Both assaults were committed by two black males, and the driver was the lighter-skinned male. Both victims were assaulted following abduction from public streets at night in the same Miami neighborhood. Each victim was threatened with the use of a knife. Both victims were released after the assaults. These similarities render evidence of the collateral crime admissible to establish identity. The trial court committed no error in its rulings.
For these reasons, I would affirm the conviction.
HUBBART, Judge (dissenting).
I must respectfully dissent. I would decline to conduct an en banc hearing in this cause under
I
At the outset, I do not think that a proper en banc hearing under
II
Beyond that, I think it most improvident to invoke our extraordinary en banc jurisdiction under
So far as I am aware, this is the first decision in the history of this state wherein an appellate court has refused to follow a prior controlling decision of the same court in a companion case over which the court has lost jurisdiction. Indeed, until today I thought it axiomatic that controlling decisions in such companion cases were binding on the court under the doctrine of stare decisis. See e.g., Rackley v. Slade,
Admittedly, the doctrine of stare decisis is not inflexible and exceptions thereto have on occasion been recognized by the courts, but only in rare and unusual cases, else the law would be most unstable and entirely unpredictable. "Stare decisis is at least the everyday working rule of our law." B. Cardozo, The Nature of the Judicial Process 20 (1921); "[f]or it is an established rule to abide by former precedent, where the same points come up again in litigation: as well to keep the scale of justice even and steady, and not liable to waver with every new judge's opinion." 1 W. Blackstone, Commentaries *69. "[T]he court which lays down the rule is not as a general proposition at liberty to depart from it, but must be consistent in its holdings and apply the same legal consequence to the same state of fact when it arises again." R. Pound, "Survey of the Conference Problems: Status of the Rule of Judicial Precedent" 14 U.Cin.L.Rev. 324, 330 (1940). In Florida, the few decisions which have expressly overruled or altered prior controlling cases appear to fall, generally speaking, into three limited categories, none of which have any application to the instant case.
First, there are those cases in which a Florida court has overturned a rule of law established by its prior decisions on the *250 ground that the rule had become outmoded or obsolete due to large-scale social and legal changes.[1] Second, there are those cases in which the same court has overturned a rule of law established by prior precedent because its continued existence was considered fundamentally incorrect or unjust.[2] Finally, there are those cases in which the same court has overturned a rule of law established by prior precedent because it conflicted with a contrary rule announced in another of the court's controlling decisions, and the latter was thought to announce the better rule.[3] These general categories, by no means exhaustive, are reflective of the overall common law exception to the doctrine of stare decisis which permitted a court of last resort in rare cases to overrule or alter a rule of law established by one of its prior decisions when the rule was "evidently contrary to reason," "clearly contrary to divine law" or "manifestly absurd or unjust," in which event it was said that the former rule never was the law, having been erroneously declared at the outset as the established custom of the realm. 1 W. Blackstone, Commentaries 69. In a more modern context, the exception to the common law doctrine of stare decisis, which the above three categories reflect, has been restated as follows:
"It is the duty of a court of last resort to abide by its own former decisions, and not to depart from or vary them unless entirely satisfied, in the first place, that they were wrongly decided, and, in the second place, that less mischief will result from their overthrow than from their perpetuation. This is the proper application of the maxim, `stare decisis.'"
H. Black, Handbook on The Law of Judicial Precedents 10 (1912)
It is plain, in my view, that the instant case does not fall within the above three *251 Florida categories of established departures from stare decisis or within the overall common law exception to the doctrine of stare decisis, as no rule of law is sought to be overturned or altered herein. Also, no issues of large-scale social and legal change or serious future injustice are involved which might otherwise challenge the continued existence of established rules of law. In addition, this is not a case in which we are resolving conflicting rules of law or questioning the correctness or wisdom of these rules as announced by prior precedent. Instead, the court herein refuses to follow the result reached in the companion Neal case solely because it disagrees with how the companion case has applied an otherwise valid and sound rule of law to a given set of facts not likely to re-occur again. That, I submit, is a totally insufficient basis for departing from the doctrine of stare decisis. See also R. Aldisert, The Judicial Process 777-877 (1976). Beyond that, as will be seen later, more mischief is created by overruling the companion case herein than by following it which, again, places this case outside the common law exception to the doctrine of stare decisis.
Moreover, it should be clear that
It is axiomatic that a judge is not a knight errant roaming at will in pursuit of the judge's personal concepts of law and justice. See Canakaris v. Canakaris,
Finally, I think the court fashions an entirely unauthorized, ad hoc, post-conviction remedy under
Indeed, I view the court's decision herein allowing collateral attack relief for the co-defendant Neal as standing in conflict with those Florida cases which have long held that the erroneous admission of evidence at trial does not constitute a valid ground for collateral attack of a criminal conviction under
I dissent from the court's decision to invoke our extraordinary en banc jurisdiction in this case.
HENDRY and BASKIN, JJ., concur.
NOTES
[*] JORGENSON, J., did not participate in the decision of the court.
[1] COURT: The motion in limine is denied. Williams Rule request is granted.
"Both defense objections are preserved for the record.
"Now, in light of my position on Williams, the Court's position is maybe we should consolidate the cases.
"[ATTORNEY FOR CO-DEFENDANT]: I have that written motion to file with the Court. It's a motion to consolidate and it specifically states that `Both of the offenses charged in this case triable before this Court, involve identical parties and now, involve substantially similar witnesses.'
....
"THE COURT: Here's what I am going to do: I am granting the motion to consolidate. "Now, in light of that statement by the Court, if, of course, the State wants to withdraw your Williams Rule tomorrow, for presentation, then we will proceed. Then, I will vacate the motion to consolidate.
"On the other hand, the Court will try both cases together and if you want to present your Williams testimony, then we are going to try all cases in one shooting match.
"[ATTORNEY FOR CO-DEFENDANT]: Okay. For the record, let me state that the motion to consolidate was filed on the premise and that's why I waited until right now that the Williams Rule evidence, the motion would be granted, and be presented that way.
"THE COURT: Did you join in the motion to consolidate?
"[JOSEPH'S ATTORNEY]: Yes, Judge, only because my motion in limine prohibiting Williams Rule was denied.
"THE COURT: Okay.
"[ATTORNEY FOR CO-DEFENDANT]: That's my basis, too.
"THE COURT: Okay.
"Both of you guys have got that in the record to protect your Appellate motions."
[2] In State Farm Mutual Automobile Insurance Co. v. Judges of the District Court of Appeal, Fifth District,
[3] The court held in Witt that "an alleged change of law will not be considered in a capital case under
[4] It appears that Loschiavo did not raise on direct appeal his claim concerning Morales' status.
Notes
[*] State v. Ashby,
[1] See e.g., Hoffman v. Jones,
[2] See e.g., Wallace v. Luxmoore,
[3] See e.g., The Florida Bar v. Kimball,
[4] See e.g., Ferby v. State,