MARC HILAIRE JOSEPH, Petitioner v. ALBERTO GONZALES,* Attorney General of the United States of America, Respondent
No: 04-2885
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
September 20, 2005
AMENDED PRECEDENTIAL; *Substituted pursuant to Federal Rule of Appellate Procedure 43(c)(2); On Petition for Review from the Board of Immigration Appeals (No. A40-135-340); Argued July 14, 2005
Opinions of the United States Court of Appeals for the Third Circuit
9-20-2005
Joseph v. Atty Gen USA
Precedential or Non-Precedential: Precedential
Docket No. 04-2885
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Recommended Citation
“Joseph v. Atty Gen USA” (2005). 2005 Decisions. Paper 467. http://digitalcommons.law.villanova.edu/thirdcircuit_2005/467
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
No: 04-2885
MARC HILAIRE JOSEPH, Petitioner v. ALBERTO GONZALES,* Attorney General of the United States of America, Respondent
*Substituted pursuant to
On Petition for Review from the Board of Immigration Appeals (No. A40-135-340)
Argued July 14, 2005
(Filed September 20, 2005)
Jennifer H. Kim, Esq. (Argued)
Association of the Bar of the City of New York
Refugee Assistance Program
42 W. 44th Street
New York, NY 10036
Attorney for Petitioner
Peter D. Keisler, Esq.
Assistant Attorney General
Linda S. Wernery, Esq.
Senior Litigation Counsel
William C. Minick, Esq. (Argued)
U.S. Department of Justice
Office of Immigration Litigation
P.O. Box 878
Ben Franklin Station
Washington, DC 20044
Attorneys for Respondent
OPINION OF THE COURT
McKEE, Circuit Judge:
Marc Hilaire Joseph petitions for review of an order of the Board of Immigration Appeals dismissing his appeal from the Immigration Judge’s determination that he is deportable as charged, and denying his claim of derivative citizenship. Joseph contends that he is not subject to deportation because he is a United States national. Alternately, he asks us to transfer this matter to the District Court for a de novo determination of his claim of United States citizenship pursuant to
I. FACTUAL AND PROCEDURAL BACKGROUND.
Joseph was born in Haiti on July 5, 1973. He alleges that his mother was Rosemane Joseph.1 According to Joseph, Rosemane became pregnant with him when she was 12 years old as a result of being raped by an unknown assailant. Joseph alleges that, due to the circumstances surrounding his birth, he
It is undisputed that Rosemane came to the United States in 1981 and settled in New Jersey. She married Angelo Morales, a United States citizen, in 1983. Morales filed a spouse petition for Rosemane, and she was admitted to the United States as an immigrant on March 23, 1985. On September 5, 1985, Morales filed a petition identifying Joseph as Rosemane’s son, and his stepson. The Immigration and Naturalization Service (“INS“) approved the petition on2 October 7, 1985, and on February 15, 1986, Joseph was admitted to the United States; he was then 13 years old. Joseph maintains that he learned the truth about his mother some point
Joseph’s contact with the INS began after his 1995 and 1996 convictions in New Jersey for state criminal offenses, including crimes considered “aggravated felonies” under the INA. On January 2, 1997, the INS served Joseph with an Order to Show Cause charging him with being deportable under
On January 31, 2001, Joseph filed a pro se motion to reopen, recounting his out-of-wedlock birth in Haiti and asserting that he obtained derivative citizenship, under
Thereafter, pro bono counsel filed a petition for review on Joseph’s behalf. The petition alleged that the Civil Code of Haiti only legitimized children born out of wedlock who had been acknowledged by their natural father. Since Joseph’s mother had been raped and his natural father was unknown, Joseph contended that he was never acknowledged by his natural father and could therefore not be considered legitimated under Haitian law. The government agreed.
On December 12, 2002, the U.S. Department of Justice, Office of Immigration Litigation, filed a motion for remand with this court. After additional filings with this court and the BIA that we need not detail for purposes of our decision, newly reopened proceedings began in front of the IJ. One month later, the government issued a new charge of deportability against Joseph, charging him with deportability under
II. DISCUSSION.
A. The IJ’s Decision.4
The IJ reviewed the government’s evidence including reports of an investigation into the circumstances surrounding Joseph’s birth in Haiti. The IJ then recounted the testimony of each of the witnesses at the removal hearing including Joseph, Rosemane’s brother Garry Joseph (“Garry“) and Morales.
The IJ ruled that Joseph failed to prove derivative citizenship by a preponderance of the evidence. First, the IJ noted that Joseph did not submit any police or medical reports to confirm that Rosemane had been raped, nor had he submitted any evidence to establish that Rosemane had failed to attend school or that she had received medical care during her pregnancy. The IJ also commented on the fact that, although Garry had testified that Rosemane’s rape and pregnancy were
The IJ gave little weight to Rosemane’s spouse petition, concluding that, while the petition listed Joseph as Rosemane’s child, this petition and the other U.S. immigration documents that named Joseph as Rosemane’s child were not primary evidence of a mother-child relationship. Moreover, the IJ concluded that, because the documents were prepared by Joseph’s family, they were self-serving. The IJ also questioned the validity of the September 1985 birth certificate Joseph submitted because the certificate named Rosemane as the mother and Hermann as the father, and Joseph failed to submit the civil judgment required for a delayed birth certificate to be issued in Haiti.5
Conversely, the IJ found the government’s evidence persuasive. He was particularly impressed with the government’s overseas investigation report. That report contained: (1) a patients’ record book from the Haiti University General Hospital of State dated July, 1973, stating that a patient named Janita Clergé gave birth to her fifth child on July 5, 1973; (2) comments from the investigator, Mrs. Lucienne D. Brutus, explaining that the Financial and Administrative Director of the Maternity Hospital of the University of Haiti concluded that the birth certificate submitted by Joseph, which purportedly came from the Hospital, did not in fact come from the Hospital; and (3) additional reports from Mrs. Brutus explaining that Dr. Edouard Viala, a prominent ob-gyn physician in Haiti, denied signing Joseph’s submitted birth certificate and offered a sample of his own signature for comparison.
Joseph tried to have at least some of the documents in these reports excluded as “unsworn, uncorroborated, and unreliable” hearsay, arguing that any reliance on them would deny him due process and a fair hearing because he had no opportunity to cross-examine the witnesses. He based his argument on Ezeagwuna v. Ashcroft, 325 F.3d 396 (3d Cir. 2003). However, the IJ admitted the reports into evidence citing
The IJ concluded:
Upon a careful review of the entire record, and after fully evaluating and weighing the evidence and arguments presented, the Court determines, on balance, that Joseph’s evidence is insufficient to meet his burden of proof. Joseph has failed to establish that he derived United States citizenship by a preponderance of credible evidence. I conclude that Joseph is the child of Hermann Joseph and Zalita Clerge and the sister of Rosemane Joseph Morales. Joseph has failed to satisfy the requirements set forth in
INA § 321(a)(3) . Therefore, he has not derived UnitedStates citizenship. I further find that deportability has been established by clear, convincing, and unequivocal evidence under each of the four charges brought by the Department.
B. The BIA’s Decision.
In his appeal to the BIA, Joseph argued that (1) the IJ improperly considered the reports submitted by the government and (2) the IJ’s adverse credibility findings were not supported by the record. With respect to the latter, the BIA found:
the [IJ] did not make an explicit adverse credibility determination. Instead, the [IJ] found that the testimony presented by each witness was either insufficient to prove the respondent’s claim or undermined by the documentary evidence in the record. Thus, as a matter of proof, not credibility, the [IJ] found that the testimony of [Joseph], his alleged uncle, and his alleged stepfather, was insufficient to meet his burden.
The BIA also rejected Joseph’s argument that the IJ erred in relying upon the investigative report from Haiti. The BIA explained: “even absent reliance on the information contained in the hospital records, [Joseph’s] claim is still undermined by other evidence in the record which suggests that Rosemane Joseph was his sister, not his mother.” This “other evidence” included a portion of one of the investigator’s reports that Joseph had not objected to. That portion of the report asserted that the birth certificate Joseph submitted was fraudulent. The
III. JURISDICTION & STANDARD OF REVIEW.
After Joseph filed this petition for review, Congress enacted the Real ID Act.
Prior to the enactment of the REAL ID Act, our jurisdiction was controlled by the “transitional rules” for judicial review set forth in
Thus, Joseph’s citizenship claim is now governed by
Treatment of nationality claims
(A) Court determination if no issue of fact. If the petitioner claims to be a national of the United States and the court of appeals finds from the pleadings and affidavits that no genuine issue of material fact about the petitioner’s nationality is presented, the court shall decide the nationality claim.
(B) Transfer if issue of fact. If the
petitioner claims to be a national of the United States and the court of appeals finds that a genuine issue of material fact about the petitioner’s nationality is presented, the court shall transfer the proceeding to the district court of the United States for the judicial district in which the petitioner resides for a new hearing on the nationality claim and a decision on that claim as if an action had been brought in the district court under section 2201 of title 28, United States Code .
In determining whether a genuine issue of material fact is presented, our inquiry is the same as that which we employ in reviewing grants of summary judgment. See Agosto v. INS, 436 U.S. 748, 754-57 (1978). Thus, “a court of appeals cannot refuse to allow a de novo review of a citizenship claim if the evidence presented in support of the claim would be sufficient to entitle a litigant to trial were such evidence presented in opposition to a motion for summary judgment.” Id. at 756; see also Baeta v. Sonchik, 273 F.3d 1261, 1265 (9th Cir. 2001) (same). Accordingly, the government, as the party seeking what amounts to summary judgment, “bears the burden of establishing that no genuine issue of material fact exists and that the undisputed facts establish [its] right to judgment as a matter of law.” Rodriguez v. City of New York, 72 F.3d 1051, 1060-61 (2d Cir. 1995). Under this standard, we draw all factual inferences in favor of Joseph, the nonmoving party. See Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986).
IV. ANALYSIS.
Given the aforementioned scope of review, we must determine if there is a genuine issue of material fact as to Joseph’s claim of United States citizenship so as to warrant a de novo determination of that issue in the District Court.
Section 1432(a) of Title 8 sets forth the requirements for obtaining derivative United States citizenship. The relevant provision provides in part as follows:
A child born outside of the United States of alien parents . . . becomes a citizen of the United States upon fulfillment of the following conditions:
. . . .
(3) The naturalization of the parent having legal custody of the child when there has been a legal separation of the parents or the naturalization of the mother if the child was born out of wedlock and the paternity of the child has not been established by legitimation; and if
(4) Such naturalization takes place while such child is under the age of eighteen years; and
(5) Such child is residing in the United States pursuant to a lawful admission for permanent residence at the time of the naturalization of the parent last naturalized under clause (1) of this
subsection, or the parent naturalized under clause (2) or (3) of this subsection, or thereafter begins to reside permanently in the United States while under the age of eighteen years.
As we noted at the outset, Joseph maintains that he was born out-of-wedlock in Haiti and derived United States citizenship through his mother – Rosemane – who was naturalized before his eighteenth birthday. Joseph presented documentary evidence that included: (1) the spouse petition filed by Morales for Rosemane listing Joseph as Rosemane’s son; (2) Joseph’s birth certificate issued in 1985 listing Rosemane as his mother; (3) Rosemane’s visa application from 1985 listing Joseph as her son; (4) the alien relative visa petition Morales filed for Joseph listing Joseph as his step-son; (5) Joseph’s visa application from Haiti, listing Rosemane as his mother; (6) Joseph’s immigrant visa and alien registration; (7) Rosemane’s petition for naturalization listing Joseph as her son; (8) Rosemane’s petition for alien relative for Lolita Joseph, which does not list Joseph as Lolita Joseph’s child; and (9) Lolita Joseph’s Haitian visa application, which does not list Joseph as
Joseph’s testimonial evidence included: (1) Garry’s testimony explaining that he was home the night his family learned of Rosemane’s rape, how he subsequently observed Rosemane’s developing pregnancy, and how Joseph was raised by Hermann and Lolita as their own son; (2) Morales’s testimony that he was sure that Joseph and Rosemane were mother and son; and (3) Joseph’s testimony explaining Rosemane’s rape, his understanding of his family structure as a child, and how, at the age of 13, he learned that Rosemane was his mother. Joseph also argues that the fact that he submitted to a blood test at the government’s request is evidence that supports his contentions.
The government maintains that Joseph has not raised a genuine issue of material fact because his evidence is from secondary sources,12 the testimonial evidence does not
In Agosto, the Court evaluated a derivative citizenship
The IJ rejected Agosto’s claim and the BIA affirmed. In deciding the subsequent petition for review, the Court of
The Supreme Court reversed, holding:
The Service’s proof that petitioner is not a United States citizen would certainly be sufficient, if uncontradicted, to establish his birth in Agrigento, Italy, in July 1927. However, the evidence adduced by petitioner to support his claim of American citizenship creates genuine issues of material fact that can only be resolved in a de novo hearing in the District Court.
The Court acknowledged that Agosto had told conflicting stories about his upbringing during the course of his immigration proceedings; however, the Court found that, given the obvious confusion and uncertainty surrounding the circumstances of Agosto’s birth under either Agosto’s or the government’s theory, “it is hardly surprising that petitioner cannot say with any degree of certainty who his true parents might have been.” Id. at 759-60. The Court found that the events, as recounted by Agosto and the witnesses who testified on his behalf, “while out of the ordinary, are not so
Although as the trier of fact the District Court might reject the testimony of these witnesses because of their interest in the outcome, that determination has been committed by Congress to the district courts by § 106(a)(5)(B) of the Act and not to the courts of appeals.
That is precisely the situation here. Moreover, Joseph and his witnesses have told one consistent version of his story throughout the lengthy procedural history of this case, and the documentary evidence introduced by Joseph supports his account. Although the government’s account contradicts Joseph’s evidence, the evidence Joseph submitted is “not so extraordinary as to compel disbelief in their occurrence.”16 Indeed, it is certainly possible that the documentary evidence submitted by the government would be refuted by the testimony
V. CONCLUSION.
For the reasons set forth above, we believe a genuine issue of material fact exists as to Joseph’s derivative citizenship claim, and we will therefore grant his petition for review, vacate the order of the BIA and remand the case to the United States District Court for the District of New Jersey for further proceedings.
Notes
declarations of birth must be made to an official of the civil status of the locality where the birth occurred within one month of delivery, and the birth certificate must be drawn up immediately. If the birth has not been declared within two years after this legal deadline has run out, the birth certificate cannot be drawn up by an official of the civil status, except pursuant to a declaratory judgment pronounced by the civil court (Tribunal Civil) of the child’s birthplace or, if this place is unknown, of the child’s domicile.
Use of prior statements. The immigration judge may receive in evidence any oral or written statement that is material and relevant to any issue in the case previously made by the respondent or any other person during any investigation, examination, hearing, or trial.
Rosemane was allegedly raped in 1972, during the brutal dictatorship of Jean-Claude (“Baby-Doc“) Duvalier. Common sense suggests that, during this period in Haiti’s history, Haitians would have been most reluctant to get involved with police and report crimes, and this may especially have applied to rape. See Inter-American Commission on Human Rights, Organization of American States, Report on the Situation of Human Rights in Haiti, at http://www.cidh.oas.org/countryrep/Haiti88eng/chap.3.htm (Sept. 7, 1988); http://www.womenwarpeace.org/haiti/haiti.htm (last viewed Aug. 11, 2005).
Moreover, Haiti was, and continues to be, the poorest country in the Western Hemisphere and it is certainly fair to assume that only an extremely small number of Haitian adolescents attended school when Rosemane is alleged to have been raped. UC Atlas of Global Inequality, Haiti, Education, at http://ucatlas.ucsc.edu/country/84/education (last visited Aug. 11, 2005). Worse yet, given the reality that teachers and administrators must have had to confront in Haitian schools in 1972 - a reality that did not include compulsory education - it is totally unrealistic to think that the schools that did exist would maintain the kind of detailed attendance records that might reflect the absence or pregnancy of a young student. See Irwin P. Stotzky, Symposium on the Role of a Free Press and Freedom of Expression in the Development and Consolidation of Democracies in Latin America, 56 U. Miami L. Rev. 255, 283 (Jan. 2002). Although that is not outside the realm of possibility, the government’s reliance on the absence of school records is neither logical, appropriate, nor realistic absent some proof that it would be appropriate to expect such evidence to be available.
Similarly, if Rosemane was in fact pregnant in 1972, there is no reason to assume that she received prenatal care that might generate the kind of medical records that Joseph was expected to produce. Haiti, like many other developing countries, has a very high infant mortality rate, which, common sense suggests is directly related to the fact that so few women receive prenatal and postnatal care. See UC Atlas of Global Inequality, Haiti, Health, at http://ucatlas.ucsc.edu/country/84/health (last visited Aug. 11, 2005); http://www.nationmaster.com/country/ha/Health (last visited Aug. 11, 2005).
whenever any petitioner, who seeks review of an order under this section, claims to be a national of the United States and makes a showing that his claim is not frivolous, the court shall (A) pass upon the issues presented when it appears from the pleadings and affidavits filed by the parties that no genuine issue of material fact is presented; or (B) where a genuine issue of material fact as to the petitioner‘s nationality is presented, transfer the proceedings to a United States district court for the district where the petitioner has his residence for hearing de novo of the nationality claim and determination as if such proceedings were originally initiated in the district court under the provisions of section 2201 of title 28. Any such petitioner shall not be entitled to have such issue determined under section 1503(a) of this title or otherwise . . . .
The Pianettis testified that petitioner was never in the foundling home, but that the documents presented by the government concerning petitioner’s birth in Italy were created by Angela’s father to hide the fact that petitioner was his illegitimate grandson. Id. at 758.
