Lead Opinion
WELLFORD, J., delivered the opinion of the court, .in which BOGGS, J., joined. MOORE, J., delivered a separate dissenting opinion.
OPINION
Plaintiff Joseph Hopkins began working for defendant Electronic Data Systems, Inc. (“EDS”) as a Purchasing Agent in 1985. He was promoted to a management position after approximately six months, and just a year later was promoted to a higher-level management position. Hopkins also worked for EDS as a specialist in marketing and business planning. He was one of a few employees to be selected as a “business champion” for EDS to assist in developing entire product lines and business plans.
In early 1994, Hopkins was diagnosed with Adult Attention Deficit Disorder (“ADD”) and shortly thereafter began taking medication to treat it. In April of 1994, Hopkins accepted a new position with EDS’s Human Performance Services organization. He became a senior account manager in a program called Workforce Effectiveness. His supervisor at the time was Jean Roberts. In August of 1994, Paul Borrusch took over the supervisory responsibilities. The initial plan for Workforce Effectiveness was designed by another EDS employee, Bill Hitchcock, with whom Hopkins initially had limited contact.
Members of the Workforce Effectiveness program engaged in team-building exercises in order to establish trust. As part of one of those exercises, Hopkins disclosed to his co-workers that he had ADD. While Hopkins concedes that most fellow employees were sympathetic and concerned, Hitchcock allegedly did not share their concerns. Indeed, at one point, Hitchcock allegedly referred to Hopkins as “the mentally ill guy on Prozac that’s going to shoot the place up.” Hitchcock, however, adamantly denied making such a remark.
In late 1994, EDS formed a new department called Business Combinations. At that time, Hopkins’ supervisor recommended that Hopkins be considered for a position in that department, and Hopkins transferred to the Business Combinations position. Hitchcock was the supervisor, and Jim Murphy was the only other person in that department.
In January of 1995, EDS management decided to cut its budget by 15%-25% in the area of sales and marketing. In early February of 1995, EDS made the decision to eliminate the Business Combinations positions held by both Hopkins and Murphy. During this time, Hopkins, who was having difficulty with his medication, was on a two-week leave of absence. On February 14, 1995, Hopkins and Murphy were notified of the elimination of their positions, but they were afforded the opportunity to find other positions within EDS for a period of sixty days. In addition, they were both advised that their salary and benefits would continue during this job search but would expire on April 15, 1995. Murphy found another position within EDS. Hopkins, on the other hand, was unsuccessful in finding another position, and his employment was terminated on April 15.
On October 18, 1996, Hopkins filed the instant lawsuit claiming that he was unlawfully discriminated against because of his disability in violation of the Americans with Disabilities Act (“ADA”), 42 U.S.C. § 12101 et seq., and the Michigan Handicappers’ Civil Rights Act (“MHCRA”), MCLA § 37.1101 et seq. He claims that EDS unlawfully transferred him to a position that was later eliminated and unlawfully failed to secure another position for him at EDS. He alleged that Hitchcock’s
In July of 1997, the defendant filed a motion for summary judgment. The court held a hearing on the motion the following September. On September 30, 1997, the district court granted the defendant’s motion for summary judgment on all claims. Hopkins now appeals.
We have delayed our disposition in this case because of our concerns regarding the adequacy of Hopkins’ notice of appeal. At the time this case was argued, United States v. Webb,
A notice of appeal must specify the party or parties taking the appeal by naming each appellant in either the caption or the body of the notice of appeal.... A notice of appeal also must designate the judgment, order, or part thereof appealed from, and must name the court to which the appeal is taken. An appeal will not be dismissed for informality of form or title of the notice of appeal, or for failure to name a party whose intent to appeal is otherwise clear from the notice.
Id.
Not long after Webb was decided, a majority of the active judges on the court voted to rehear the panel decision issued in Dillon v. United States, No. 97-3138 (6th Cir. Nov. 10, 1998) (unpublished), which had dismissed an appeal based upon the Webb rationale. Ruling en banc on July 21, 1999, a majority of this court effectively overruled Webb in a circumstance where “the Sixth Circuit represented the only appellate court available to [the habeas corpus] petitioner.” Dillon v. United States,
Hopkins’ timely notice of appeal in the instant case did not name this court in his notice of appeal, but he listed the parties, the name of the district judge, the respective counsel, and contained a heading:
UNITED STATES DISTRICT COURT EASTERN DISTRICT OF MICHIGAN SOUTHERN DIVISION CIVIL NO. 96-7480 DT
The content of the notice was brief: “Plaintiff, Joseph J. Hopkins, respectfully gives notice of his appeal from the Court’s Judgment Opinion and Order (dated: 9/30/97) (copies attached hereto), granting Defendant’s Motion for Summary Judgment.” Filed with this appeal was a similar proof of service with no reference to the Sixth Circuit Court of Appeals.
Fortunately for Hopkins, we are no longer guided by Webb, but rather by Dillon, which called attention to Rule 3(c)(4), as amended: “An appeal must not be dismissed for informality of form or title of the notice of appeal, or for failure to name a party....” Because this court is the only possible appellate forum for Hopkins, his “notice of appeal has the practical effect of ‘naming’ that forum.” Id. at 558.
A. Standard of Review
This court reviews a district court’s grant of summary judgment de novo. See Schaffer ex rel. Schaffer v. A.O. Smith Harvestore Prods., Inc.,
Under Rule 56(c) of the Federal Rules of Civil Procedure, a court shall render summary judgment “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(c). The rule provides that “the mere existence of some alleged factual dispute between the parties will not defeat an otherwise properly supported motion for summary judgment; the requirement is that there be no genuine issue of material fact.” Anderson v. Liberty Lobby, Inc.,
B. Was Summary Judgment Appropriate?
In cases under the Americans with Disabilities Act, 42 U.S.C. §§ 12101-12213,
If the plaintiff carries his burden of establishing a prima facie case, the burden shifts to the employer to articulate a legitimate, non-discriminatory reason for the adverse employment decision. Monette,
Hopkins alleges that the “Prozac” comment by Hitchcock was sufficient to show direct evidence of discrimination. He claims that the remark is “relevant to show his [Hitchcock’s] attitude towards Mr. Hopkins and his predisposition to discriminate against him because of his handi
We are not persuaded that there is direct evidence of discrimination in this case. The isolated and ambiguous comment made by Hitchcock about “the guy on Prozac,” assuming that such a comment was made, does not establish direct evidence of discrimination. See LaPointe v. United Autoworkers Local 600,
Indeed, one major difference between Talley and this case is that the evidence in Talley showed that there had been repeated usage of racial slurs, whereas here there seems to have been only the one purported significant “slur” about Hopkins’ handicap. The district court concluded that this particular comment, if made, cannot be “be interpreted as denigrating Plaintiffs job performance or suggesting that he either could not perform certain jobs or should only perform jobs of a lesser nature,” and that “nothing in the comment can be interpreted as an expression of satisfaction at Plaintiffs misfortune of having the disability he claims to have.” We agree with the district court’s assessment and its conclusion that there was no direct evidence of discrimination in this case.
Hopkins also argues that he showed indirect evidence of discrimination, thus shifting the burden to the defendant to show a valid reason for the termination. As mentioned above, in order to show the existence of circumstantial evidence which creates an inference of discrimination, five factors must be shown. The first four factors are met by Hopkins,
Hopkins’ argument rests on whether he can meet an alternative interpretation of the fifth factor: showing that similarly situated non-protected employees were treated more favorably. The person that was the most similarly situated to the plaintiff was Murphy, but the positions of both Murphy and Hopkins were eliminated at the same time.
Murphy and Hopkins’ situations do differ, however, in that Murphy was able to find another position at EDS, but Hopkins was not. Hopkins argues that EDS’s treatment of him after his termination constituted indirect evidence of discrimination.
Furthermore, Hopkins cannot show that his transfer to the Business Combinations position was a “materially adverse” change in the terms of his employment. See Kocsis v. Multi-Care Management, Inc.,
Even if Hopkins were deemed to have established a prima facie case of discrimination, the defendant has articulated a legitimate, non-discriminatory reason for terminating Hopkins. “[I]f the employer offers a legitimate reason for its action that is unrelated to the plaintiffs disability, the plaintiff will bear the burden of establishing that the proffered reason is a pretext for unlawful discrimination.” Monette,
EDS asserts that Hopkins cannot show that its articulated reasons for the transfer and subsequent termination were pretex-tual. Hopkins had agreed to transfer to the Business Combinations department after some problems and tensions arose between Hopkins and his co-workers. Moreover, with respect to EDS’s assertion that Hopkins’ and Murphy’s positions were eliminated due to budget cutbacks and a reduction in force, Hopkins has submitted no evidence to show that the cutbacks were illegitimate or that they were fabricated in order to mask unlawful discrimination.
We agree that Hopkins has not presented any evidence to support a claim of pretext. For example, he does not argue that the proffered reasons for his termination — budget cutbacks — had no basis in fact, or that EDS prevented him from obtaining another position with the company after his position was eliminated. Though Hopkins claims that he was denied access to opportunities for other positions within EDS, he does not put forth evidence to show that he was treated any differently from Murphy with respect to finding a new position after their’s had been eliminated.
In addition, in McDonald v. Union Camp Corp.,
This court has held, previously that “[t]he guiding principle is that the evidence must be sufficiently probative to allow a fact-finder to believe that an employer intentionally discriminated against the plaintiff because of [the plaintiffs membership in a protected class].” Barnes v. GenCorp, Inc.,
The dissent relies to a considerable extent on the rationale in Ercegovich v. Goodyear Tire & Rubber Co.,
We believe that Ercegovich is distinguishable from the instant case. First, in Ercegovich, the plaintiff was terminated as a result of a corporate restructuring and down-sizing. Two other younger and allegedly comparable persons were transferred to different positions. In the instant case, the similarly situated coworker was Murphy, who was treated in the same way as Hopkins. Also in Ercegovich, the plaintiff alleged that there were “numerous” discriminatory comments by supervisors, superiors, and “individuals occupying high positions,” indicating “a cumulative managerial attitude.” Ercegovich,
The result in Ercegovich (the reversal of summary judgment in favor of the employer) is understandable under those very different circumstances. We are not persuaded, however, that the result in-that case requires the same result here. We reiterate the basic principle expressed in Ercegovich: “[A]n employer is under no obligation to transfer to another position in the company an employee where whose position has been eliminated.” Id. at 351. We agree with Ercegovich that a plaintiff can succeed only if he can demonstrate purposeful discrimination in not being offered an opportunity to transfer to an available position for which he is qualified. To establish such a claim, Ercegovich recognizes that comparisons must be made to persons “similarly situated in all of the relevant aspects.” Id. at 352; see generally Pierce v. Commonwealth Life Ins. Co.,
In light of the foregoing, we conclude that the district court was correct in granting summary judgment to defendant EDS, and we accordingly AFFIRM.
Notes
. Courts in this circuit have previously noted that "analysis of claims under the MHCRA largely parallels analysis under the ADA.” Fritz v. Mascotech Automotive Sys. Group, Inc.,
. It is important to note that for purposes of the summary judgment motion, defendant conceded that plaintiff's Attention Deficit Disorder qualified him for protection under the Federal and Michigan statutes; that he was otherwise qualified for positions at EDS; and that EDS knew or had reason to know of his disability.
Dissenting Opinion
dissenting.
The majority holds that Joseph Hopkins failed to establish a prima facie case of discrimination based on his transfer to the Business Combinations department and ultimate termination. Moreover, the majority concludes that even if Hopkins could meet his burden, EDS provided a legitimate, non-discriminatory reason for its actions which Hopkins did not show to be pretextual. Because the majority does not consider EDS’s refusal to provide Hopkins with access to E-Tips and other placement services as a basis for discrimination, I respectfully dissent.
Hopkins may establish a prima facie case of discrimination by showing that: (1) he is disabled; (2) he is otherwise qualified for the position; (3) he suffered an adverse employment action; (4) EDS knew or should have known of his disability; and (5) after he was rejected or terminated, the position remained open or was filled by another person. See Monette v. Electronic Data Sys. Corp.,
The burden of production then shifted to EDS to prove a legitimate, non-discriminatory reason for its actions. See Monette,
Hopkins, however, submitted evidence that EDS’s reasons for refusing to give him access to E-Tips and other placement services are pretextual. First, he asserts the reasons have no basis in fact because EDS’s standard termination procedure was to provide access to its placement services. EDS is a dynamic company that is constantly restructuring. See J.A. at 499 (Hopkins Dep.). It has at least one employee whose entire job appears to be helping people whose departments are eliminated find new positions. See J.A. at 538 (Hopkins Dep.). Hopkins stated that when an employee who was performing
In addition, Hopkins’s claim that he was denied the opportunity to use EDS’s placement services to find another position because of his disability is supported by Hitchcock’s derogatory comments about his disability. In evaluating the relevancy of discriminatory remarks, this court examines the identity of the speaker and the substance of the remarks. See Ercegovich,
Based on the evidence that EDS deviated from its standard termination procedure for good employees and that Hitchcock made several derogatory comments about Hopkins’s condition, a genuine issue of material fact exists whether Hopkins was denied access to E-Tips and other placement services because of his disability. For the foregoing reasons, I believe Hopkins’s case should have been submitted to a jury and respectfully dissent.
. The majority claims Hitchcock made a single isolated remark long before Hopkins was terminated. The majority is incorrect because Hitchcock's remarks were both numerous and in close proximity to Hopkins’s termination. In his deposition, Hopkins stated that Hitchcock made comments "about [Hopkins] being mentally ill” on “[n]umerous occasions” in "late '94, early '95.” J.A. at 521 (Hopkins Dep.). He also stated specifically that Hitchcock referred to him as "the mentally ill guy on Prozac that's going to shoot the place up” sometime between "January of '95 and February of ’95.” J.A. at 523-24 (Hopkins Dep.). The majority correctly notes that Hopkins was terminated from EDS in February 1995. Therefore, there is evidence that Hitchcock made numerous derogatory comments about Hopkins's disability, includ
