Joseph F. Moore v. Warwick Public School District No. 29, a Public CorporationJoseph F. Moore v. Warwick Public School District No. 29, a Public Corporation
Plaintiff Joseph Moore appeals from the District Court’s dismissal of both counts of his civil rights complaint. Moore was discharged during the term of his one-year contract as superintendent of the Warwick Public School District. The first count of his complaint under
I.
Joseph Moore was superintendent of the Warwick Public School District from mid-1978 until his discharge on December 22, 1982. At the time of his discharge, Moore had a written one-year contract with the school district effective through July 1, 1983. Moore’s eyesight had begun to deteriorate because of glaucoma to the point that at the time of his discharge he was at least partially, if not totally, blind. In early November 1982 Moore was asked by the school board to resign. He refused to do so. On December 14, 1982, the school board voted unanimously to discharge Moore effective December 22, 1982.
In May 1983 Moore filed this suit against the school district. In the first count under
Defendant filed its answer and moved to strike the demand for a jury trial, to strike the prayer for compensatory damages under the section 504 claim, and to dismiss the
District Judge Paul Benson thereafter assumed control of this action, and on September 20, 1984 entered
sua sponte
an order dismissing the section 504 claim “for failure to plead a basis for subject matter jurisdiction by the federal court.” Appendix at 31. The court cited as the reason for the dismissal Moore’s failure to amend the complaint as suggested by District Judge Van Sickle in his November 1983 order. The court also dismissed
sua sponte
the
In his September 20, 1984 order dismissing the section 504 claim in count II of the complaint, Judge Benson relied entirely upon Judge Van Sickle’s November 1983 order to justify dismissal of the claim for lack of federal subject matter jurisdiction. We believe Judge Benson erred in his interpretation of Judge Van Sickle’s order and in his dismissal of the section 504 claim.
Much of the confusion in regard to the section 504 claim appears to have been generated originally with defendant’s motion to dismiss the
After noting that fact, Judge Van Sickle proceeded to decide, under the
Thiboutot-National Sea Clammers
analysis, whether the
In his September 1984 order dismissing the section 504 claim, Judge Benson misconstrued Judge Van Sickle’s suggestion to
Count II of Moore’s complaint properly states a cause of action directly under section 504 of the Rehabilitation Act of 1973. In
Miener v. State of Missouri,
III.
In count I of his complaint under
A.
Though a Rule 12(b)(6) motion to dismiss may be treated as a motion for summary judgment under Rule 56 when matters outside the pleadings are considered,
see
The District Court, in analyzing the procedural due process claim, correctly held that Moore had a protected “property” right in his continued employment as superintendent through July 1,1983 by virtue of his one-year contract with the school district. App. at 55.
See Board of Regents v. Roth,
The District Court, in its March 5, 1985 order, held that Moore, as superintendent of the school district, was not entitled to the procedural safeguards applicable to “teachers” under state law.
See
The District Court then proceeded to analyze Moore’s procedural due process claim under the analysis adopted in
Parratt v. Taylor,
We may assume arguendo, without deciding the issue, that the District Court’s interpretation of state law is correct. 4 We are troubled, however, by the court’s almost automatic application of the Parratt-Hudson analysis to the procedural due process claim without first determining whether Moore was entitled to a pre-termination hearing of some kind.
“Many controversies have raged about the cryptic and abstract words of the Due Process Clause but there can be no doubt that at a minimum they require that deprivation of ... property be preceded by notice and opportunity for hearing appropriate to the nature of the case.”
Mullane v. Central Hanover Bank & Trust Co.,
Resolution of the issues of what process is due and whether a particular procedure is constitutionally sufficient requires analysis of the governmental and private (or individual) interests that are affected.
Id.
at 334,
[Identification of the specific dictates of due process generally requires consideration of three distinct factors: First, the private interest that will be affected by the official action; second, the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards; and finally, the Government’s interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail.
Id.
at 335,
This three-factor balancing test has been the standard under which procedural due process claims have been scrutinized. The ultimate result in most cases has been the requirement of some kind of pre-deprivation hearing. In general, “something less” than a full evidentiary hearing has been held sufficient prior to adverse administrative action.
Loudermill,
The Supreme Court, however, has recognized only two narrow exceptions to the general rule requiring a pre-deprivation hearing. The first exception applies in those situations requiring quick action by the State when there is a compelling or overriding state interest in a summary adjudication.
See, e.g., Mackey v. Montrym,
The second exception, the
Parratt-Hud-son
analysis, applies only in those situations where the deprivation is the result of a “random and unauthorized” act by a state employee, not the result of some established state procedure,
see Logan v. Zimmerman Brush Co.,
As the Court noted in Parratt, its prior decisions recognize that
either the necessity of quick action by the State or the impracticality of providing any meaningful predeprivation process, when coupled with the availability of some meaningful means by which to assess the propriety of the State’s action at some time after the initial taking, can satisfy the requirement of procedural due process.
The point to be made is that as a general rule there must be some kind of hearing before the government may deprive an individual of a property interest. Only in the two narrow situations described above can the government dispense with a hearing prior to the adverse governmental action. Under the analysis used by the District Court and urged on appeal by defendant, the exception would swallow up the rule.
In this case, unless defendant can show that the school board was faced with an exigent situation requiring quick action on its part, or that the school board’s action was “random and unauthorized” and that it was “not only impracticable, but impossible” to provide a meaningful hearing before discharging Moore, he was entitled to some kind of pre-termination process. Because of the procedural posture of this case, we go no further than to set forth the analytical framework by which to determine what process was due Moore. Should the District Court determine under the above analysis that some type of pre-termi-nation hearing was required, the specifics of that hearing are to be determined in the first instance by the District Court under the Mathews v. Eldridge three-factor balancing test. It would then be necessary to determine from the evidence whether Moore in fact received the process that was due him.
C.
As noted above, the District Court dismissed
sua sponte
Moore’s substantive due process claim on the merits. After citing evidence of complaints to the school board and problems within the school district, the court concluded that the school board did not act arbitrarily or capriciously in discharging Moore, and thus did not violate his substantive due process rights. App. at 57-58. Implicitly, the District Court found that Moore had stated a cognizable claim, but proceeded to rule against him on the merits of the claim. Because the District Court’s
sua sponte
grant of summary judgment in favor of defendant was improper,
see supra
Part III.A., at 7, we must reverse on that ground unless, taking the facts as alleged to be true, the complaint fails to state a cognizable substantive due process claim.
See Scivally v. Time Insurance Co.,
The concept of substantive due process has been alluded to by this Court in prior decisions. As yet, there is no clear consensus whether this Circuit will recognize a substantive due process right to be free from arbitrary and capricious state action.
See, e.g., Harrison v. Springdale Water & Sewer Commission,
780 F.2d
However, we are not without some guidance in this area. In a case also dealing with the actions of a school board, the Supreme Court implicitly, if not necessarily, recognized a substantive due process right to be free from arbitrary and capricious state action. In
Harrah Independent School District v. Martin,
The Court began its brief analysis by stating that “the Due Process Clause of the Fourteenth Amendment not only accords procedural safeguards to protected interests, but likewise protects substantive aspects of liberty against impermissible governmental restrictions.”
Id.
at 197,
[s]uch a course of conduct on the part of a school board responsible for the public education of students within its jurisdiction, and employing teachers to perform the principal portion of that task, can scarcely be described as arbitrary. [Martin’s] claim of a denial of substantive due process under these circumstances is wholly untenable.
Id.
at 199,
In formulating a rational-basis standard and in reaching the merits of the claim, it seems to us that the Court necessarily recognized a substantive due process right to be free from arbitrary and capricious state action in this particular context. In our case, Moore is alleging arbitrary and capricious action by the school board in discharging him. We fail to see how these two cases can be distinguished insofar as the bare allegations in the complaint are concerned. Because we are reviewing the complaint to determine only whether it states an actionable substantive due process claim, we express no opinion as to the merits of the claim. We hold only that, under the authority of
Harrah Independent School District v. Martin,
the complaint sufficiently states a cognizable substantive due process claim.
See Conley v. Gibson,
IV.
We hold that the District Court erred in dismissing the section 504 claim in count II of the complaint. Individual plaintiffs have a private cause of action for damages directly under section 504 of the Rehabilitation Act of 1973,
Reversed and remanded.
Notes
. We note that the District Court did not set forth the final judgment in a separate doc
In this case the parties clearly can be deemed to have waived the separate-document requirement since neither party has raised the question of noncompliance with
. Defendant’s argument was based on an exception to the general rule announced in
Thiboutot
that a
. There arguably would be tactical advantages in bringing a section 504 claim under
. Because of the procedural posture of this case, we, of course, express no opinion on that issue. For purposes of providing guidance to the parties and to the court on remand, it is sufficient to assume the correctness of the District Court's interpretation of state law. The parties remain free, however, to address the state law issue on remand.
We wish to point out also that a determination that Moore had no procedural due process rights under
state
law does not end the inquiry. Defendant seems to suggest in its brief that Moore’s property right is defined by, and conditioned on, the state legislature’s choice of procedures for its deprivation. Brief for Appellee at 6-7. That argument was expressly rejected by the United States Supreme Court in
Cleveland Board of Education v. Loudermill,
. In
Loudermill,
for example, the Court held that a tenured public employee was "entitled to oral or written notice of the charges against him, an explanation of the employer’s evidence, and an opportunity to present his side of the story.”
. This Court recently stated that
Parratt
applies "only if a determination has been made that a predeprivation hearing is not required.”
Littlefield v. City of Afton,
. We feel compelled to address an issue raised by the District Court in its March 5, 1985 order. In that order the court stated that the evidentia-ry hearing on the due process claims was held pursuant to