Joseph E.L. Sullivan v. United StatesJoseph E.L. Sullivan v. United States
Joseph Sullivan, a prisoner at the federal penitentiary in Marion, Illinois, alleges that two federal public defenders who represented him in a parole revocation proceeding committed legal malpractice. Sullivan filed this action against David R. Freeman and James C. Delworth
1
under our diversity jurisdiction, but when the ease came before another panel of this court approximately three years ago, we asked whether the Federal Employees Liability Reform and Tort Compensation Act of 1988 (the “Westfall Act”),
2
which amended the Federal Tort Claims Act (“FTCA”),
I. BACKGROUND
This case came before the earlier panel after the district court had found Freeman and Delworth absolutely immune from any claim for damages. We disagreed with that conclusion, holding that as federal public defenders, they were not entitled to absolute immunity from a malpractice suit under either Illinois or the federal common law.
Sullivan I,
For the Act to kick in, the employee must notify the Attorney General of the suit; the Attorney General must certify that the defendant employees were acting within the scope of their employment when the tort occurred; and, if [s]he refuses to so certify, the employees themselves must petition the district court.28 U.S.C. §§ 2679(c) , (d). .
Sullivan I,
On remand, the Attorney General’s desig-nee certified that Freeman and Delworth, in representing Sullivan in the parole revocation proceeding, had indeed been federal employees who were acting within the scope of their employment. The government thus moved to substitute itself as the party defendant pursuant to
II. DISCUSSION
A.
We first consider whether a federal public defender is an “employee of the government” for purposes of the Westfall Act, as the Act’s exclusive remedy provision applies to any such employee who is “acting within the scope of his office or employment.”
We know of no authority, other than our own decision in
Sullivan I,
that addresses whether federal public defenders are encompassed by the Westfall Act amendments to the FTCA. Yet we agree with the earlier
Moreover,
Sullivan nonetheless argues that the West-fall Act should be read to exclude federal public defenders because, although they are on the government payroll, they actually owe their allegiance to the individuals they represent, rather than to the. government itself. Taking his cue from the panel’s discussion in
Sullivan I,
he- argues that Congress could not have intended to make the government responsible for the legal malpractice of a federal public defender because the government has no control over the defender’s conduct.
See Sullivan I,
Although Sullivan’s arguments may have some intuitive appeal, they cannot be reconciled with the plain language of the Westfall Act. -It is true that a “control test” had been utilized by a number of courts in considering claims against officers and employees of the judicial branch.
See, e.g., Foster v. MacBride,
Nor do the Supreme Court’s decisions in
Ferri v. Ackerman
or
Polk County v. Dodson
suggest that we should accede to Sullivan’s wishes.
Ferri
addressed whether an attorney appointed to represent an indigent defendant in a federal criminal trial had absolute immunity under federal law from a state malpractice claim.
Although Sullivan contends that the Court’s conclusion supports his position here, we would hasten to add that the Court acknowledged in
Polk County
that the public defender was
an employee of the county. Id.
B.
Given that the plain language of the West-fall Act suggests its application to federal public defenders, Sullivan asks that we also consider the canon of statutory construction disfavoring repeals of existing legislation by implication.
See, e.g., Randall v. Loftsgaarden,
The Supreme Court rejected an analogous argument relating to a similar statute in
Smith.
There, the plaintiffs maintained that application of the Westfall Act to their negli
Applying the
Smith
analysis here leads us to a similar conclusion.
C.
Having concluded that the Westfall Act applies to a malpractice claim against a federal public defender, wé must consider Sullivan’s argument that Freeman and Del-worth waived application of the Act by failing to raise it before we did so in
Sullivan I.
Sullivan raises the issue in only a cursory fashion here, but we suggested in our previous opinion that Freeman and Delworth may have waived their Westfall Act immunity by failing to invoke it in a timely manner.
D.
After concluding that the Westfall Act applies to claims of legal malpractice against federal public defenders, the district court dismissed Sullivan’s suit because he had "failed to exhaust administrative remedies pursuant to
III. CONCLUSION
A federal public defender appointed pursuant to
AFFIRMED.
Notes
. Freeman is the Federal Public Defender for the Southern District of Illinois and the Eastern District of Missouri, and Delworth is a full-time attorney in Freeman’s office. We refer to both as "federal public defenders.”
. Congress amended the FTCA in response to the Supreme Court’s decision in
Westfall v. Erwin,
. The Act became effective on November 18, 1988, and it applies to all actions pending on that date.
Smith,
.
Upon certification by the Attorney General that the defendant employee was acting within the scope of his office or employment at the time of the incident out of which the claim arose, any civil action or proceeding commenced upon such claim in a United States district court shall be deemed an action against the United States under the provisions of this title and all references thereto, and the United States shall be substituted as the parly defendant.
. The term "federal agency” also includes “the military departments, independent establishments of the United States, and corporations primarily acting as instrumentalities or agencies of the United States, but does not include any contractor with the United States.”
Id.
Prior to the Westfall Act amendments to the FTCA,
. In
Hamrick v. Franklin,
.
Cf. Mendrala v. Crown Mortgage Co.,
. We have no doubt, for example, that a federal judge would now be considered an officer or employee of the judicial branch under the FTCA. Indeed, the Westfall Act specifically entitles the United States, after substitution, "to assert any defense based upon judicial or legislative immunity” that would have been available to the government employee. Westfall Act, Pub.L. No. 100-694, § 4, 102 Stat. 4563, 4564 (1988); see also H.R.Rep. No. 100-700, 100th Cong., 2d Sess. 5, reprinted in 1988 U.S.C.C.A.N. 5945, 5948.
. In
Westfall v. Erwin,
the Court also observed that Congress was in the best position to determine "whether absolute immunity is warranted in a particular context,” and the Court invited Congress to set "standards governing the immunity of federal employees involved in State-law tort actions.”
.
The Director of the Administrative Office of the United States Courts shall, to the extent the Director considers appropriate, provide representation for and hold harmless, or provide liability insurance for, any person who is an officer or employee of a Federal Public Defender Organization established under this subsection, or a Community Defender Organization established under this subsection which is receiving periodic sustaining grants, for money damages for injury, loss of liberty, loss of property, or personal injury or death arising from malpractice or negligence of any such officer or employee in furnishing representational services under this section while acting within the scope of that person's office or employment.
. That provision,
The head of the agency concerned may, to the extent that the head of the agency concerned considers appropriate, hold harmless or provide liability insurance for any person described in subsection (a) for damages for personal injury, including death, caused by such person’s negligent or wrongful act or omission in the performance of medical, dental, or related health care functions (including clinical studies and investigations) while acting within the scope of such person's duties if such person is assigned to a foreign country....