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Joseph C. Steffan v. William J. Perry, Secretary of Defense
41 F.3d 677
D.C. Cir.
1994
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*1 operation projects that not FERC’s intention Section continued and were would promulgated expressly to govern orphaned project licensing. compe- ensure fair FERC project tition for gov- these licenses. did consider whether Section 15 Because the project regulations contemplate surrendered project licensing orphaned erned when is- projects the cessation of for which no applica- consequently sued Order No. and it had filed, reasonably were FERC tions could con- provisions no to which occasion consider that projects clude licenses issued for these orphaned project indicate that best original are licenses. relicensings. proceedings Nothing orphaned regulations compels treat- project reasons, petitioners For these have failed ing orphaned project proceedings original as Order, Declaratory to demonstrate that the Thus, licensing could proceedings. FERC 7(a) concluding apply that Section does not to reasonably its decline to base decision orphaned project licensing proceedings, instant ease on inferences drawn from the contrary legislative repre- to clear intent orphaned project language regulations an impermissible sents interpretation promulgated FPA, in Order No. 513. amended 1986. We think it fair say Congress to that never envisioned the petitioners Finally, contend FERC’s problem orphaned projects. The statute agency’s approach decision with the conflicts assume, appears quite reasonably, to projects. FERC’s surrendered Under incumbent licensees that file notices intent regulations, project a for surrendered is one relieensing apply ultimately for will do so. original which a licensee files notice regulations orphaned projects, FERC’s for intent to file for a relicense no one and policy applying and its of not municipal timely application else files the license. preference proceedings, in such address the § See 18 16.26. Pursuant to Order C.F.R. apparently rare situation when the relevant licensing proceed- No. FERC treats the parties do not according Congress’ act facility original for a as an surrendered assumptions. simply The statute is silent on relieensing proceeding rather than a even subject orphaned projects of how should though previous FERC had license issued plain be handled. It us seems 31,450-51. for the site. Order No. decision how to FERC’s treat such cases FERC, According con- these licenses are permissible is a construction of the statute “original” agen- sidered because licenses regulations. Accordingly, and own its we cy projects can alter or even “moth-ball” deny petition for review. after licenses are surrendered. See 6.1-6.5, §§ C.F.R. 16.26. Petitioners re- that,

spond practice, projects surrendered operate practical no

continue to so that dif-

ference exists between surrendered and or- facilities, therefore,

phaned agency Joseph STEFFAN, Appellant, C. should treat them the same. While similarities exist between surren- facilities, orphaned

dered deci- FERC’s PERRY, Secretary J. William differently beyond sion them to treat is not al., Defense, Appellees. et particular, pale. significance it is of No. 91-5409. рrojects occur after surrendered Appeals, United States Court of licensee files a notice of intent not to seek District of Columbia Circuit. relieensing competitive applicants fail to apply Orphaned projects, by license. Argued May 11, En Banc 1994. contrast, do not result from the absence Decided Nov. 1994. applicants, fact viable but rather from the As Nov. Amended the licensee’s notice of intent seek relieensing competitors ap- dissuaded result,

plying for the license. As a or-

phaned project contemplate the *4 Wolinsky, argued

Marc the cause ap- briefs, pellant. himWith on the were Nor- Redlieh, Bhatia, man Yineet and Calvin Steinmetz. Levy, Gen., Deputy Atty.

Mark I. Asst. Justice, Dept, argued the cause for appellees. Holder, On the brief Eric H. were *5 Jr., Atty., Hunger, and Frank U.S. W. Asst. Gen., Justice, Atty. Dept, Anthony U.S. J. Steinmeyer, Hoyle, John C. Roy and E. Hawkens, Attorneys, Dept, of Justice. brief, On for amici curiae American Committee, al., Jewish et was David C. McBride. brief,

On for curiae amicus American Professors, University Ass’n of were Scott L. Nelson, Franke, H. Ann and Robert C. Post. brief, On the for amici curiae American Project, al., Civil Liberties Union et AIDS Rubenstein, were B. Steven William R. Sha- piro, Arthur Spitzer. and B. brief, for Legal

On the amici curiae NOW al., Fund, Educ. Defense and et was Deborah A. Ellis. brief,

On the for amici curiae National Ass’n, al., Gay Lesbian and Law et was Paul R.Q. David C. entered an Wolfson. Vladeck appearance. brief, Benjamin for

On the amici curiae W. al., Jordon, Schulez, A. et Arthur Sr. brief, for On the amici curiae Geneva Col- al., lege Policy, for Center Law and Public et was William A. Woodruff. brief, Judge

On the amicus curiae Ass’n, was Miller. Advocates Gerald brief, On for amici curiae Naval Avia- Foundation, Inc., al., tion et was Ronald D. Ray. WALD, MIKVA,* deficiencies are considered to be Judge, ber of such Chief

Before: SILBERMAN, BUCKLEY, EDWARDS,** “sufficient and themselves warrant GINSBURG, SENTELLE, Academy.” WILLIAMS, separation from the Naval Id. regulations pro- HENDERSON, RANDOLPH, Academy Ch-2.15.3. The and “listing” shortcomings, of those ex- vide a ROGERS, Judges. Circuit all-inclusive, “listing plaining that the by Circuit Opinion filed for the Court severely examples which but rather serves Judge SILBERMAN. aptitude potential midshipman’s limit a regard service.” Id. With commissioned by Circuit Concurring filed statement concern, “homosexuality,” one RANDOLPH, BUCKLEY, whom Judge regulations state: joins. Judge, Circuit separation may previ- The basis for include filed Circuit Concurring statement ous, prior or current service con- service Judge RANDOLPH. Homosexuality in- or statements. duct in, engaging attempt- cludes the member concurring part, dissenting Statement soliciting in or another judgment part, concurring in the filed engage in act or It a homosexual acts. Judge Circuit GINSBURG. by the member also includes statements bisexual, Judge Dissenting opinion filed Circuit he or is homosexual or she EDWARDS, WALD, Chief marrying attempting with whom the member or ROGERS, Judge, join. Judge, person Circuit marry a known to be of the same biological sex. SILBERMAN, Judge: Circuit *6 added). (emphasis Id. The at Ch-2.15.3.c Steffan, Navy midship- a former Joseph regulations Academy do not further define homosexual, being to a man admitted who the term “homosexual.” judgment of the district appeals from the Department ap- of Defense Directives sustaining constitutionality the the of court homosexuality plicable to are more detailed. regulations pursuant he dis- to which was begin describing They with a statement their Academy. charged from Naval We af- the provides: which “basis” firm. Homosexuality incompatible is with mili- presence tary service. The in the I. persons engage environment of who in ho- Midshipmen enrolled the Naval Acade- who, by conduct or their state- mosexual subject of my regula- at least two sets are to ments, propensity engage to demonstrate homosexuality: the tions Naval relevant to conduct, seriously impairs Di- Academy’s own and the accomplishment of the mis- the appli- Department of the of Defense rectives of ad- presence sion. The such members generally. forces cable to the 'armed Military versely ability the of the affects order, good Academy regulations provide discipline, of to maintain number Services morale; foster mutual and “separation applicable to the “small and to trust criteria” members; among to en- minority midshipmen” “either confidence service [do] of who integrity system of rank perform “possess or cer- sure the the of to standards” who command; assignment in commis- to facilitate and tain traits which are undesirable deployment of States Naval Acade- worldwide service members sioned officers.” United frequently must and work under my Regulation, Instruction who live COMDTMIDN 1987).1 (July affording privacy; A minimal num- close conditions 1610.6F Ch-2.15.1 * Judge Academy regulations at found in the record Mikva was member of court Chief Academy. postdate separation from the Steffan’s argued the case banc but did not time was en however, parties regula- agree, these participate disposition this case. identical, so far as to this tions relevant ** Judge prior Judge Edwards Chief to became appeal, existing to the version at time of opinion. of the issuance giving suit. events rise Steffan’s my regulation’s and retain of the wording. to recruit members Mili- The Commandant Services; tary public accepted maintain ac- this recommendation and forwarded service; ceptability military pre- Board, it to by Academic chaired security. Superintendent Academy. vent breaches of the That Board met on April 1 and voted to recommend 13S2.14.H.l.a, DOD Directive 32 C.F.R. Pt. discharge Academy (1991) 41, App. (superseded) (emphases A Secretary Navy, again of the based “insuf- added). The Directives mandate that a aptitude ficient for commissioned service.” separated “member ... if shall one or following approved findings more of the Steffan, Following meeting, who was made.” Id. 1332.14.H.1.C. One such find- counsel, agreement advised reached an ing that “[t]he member has stated that he Navy, with the the terms of which were or she ais homosexual ... unless there is a embodied in a “statement of understanding” finding further the member is not a signed by acknowledged Steffan. Steffan 1332.14.H.l.c.(2). Id. homosexual.” And the upon statement that based the recom- per- the term “homosexual” is as “a defined Board, mendation of the Academic the Su- son, sex, in, regardless engages who de- perintendent Academy recom- in, sires to or intends discharge. mend his given Steffan had been 1332.14.H.l.b.(l). homosexual acts.” Id. at a choice: submit a “qualified resigna- either tion” litigate and risk Joseph enrolled in Naval recommendation of Acad- a discharge. The official emy completed transcript of a successfully mid- three shipman years “qualified who training, resigna- submits consistently his four “Resigned” tion” reads than being top near rather “Dis- ranked class. Dur- charged” separation. as the cause of year, the fall of his But the senior Steffan confid- qualified resignation itself an midshipmen ed two fellow includes ac- he was a knowledgement midshiрman reported homosexual. One of the he two Stef- will be Academy recommended for fan’s conversation officials and Superintendent resign. if he does not report on the of this Had basis the Naval Investi- gative began appeal presumably chosen to investigation Service of Stef- — Secretary homosexuality. fan’s had Secre- informed —and *7 tary order, by decided that inquiry midshipman of that a was fellow transcript Steffan’s questioned by March 1987. When have revealed Naval in- “Discharged” the as reason for his termi- vestigators, right Steffan his “invoked to re- silent,” option nation. main but Steffan chose the first did his and confide homosexuali- resigned Academy. from ty chaplain the The statement Academy. to a Subse- provided of understanding choosing that quently, meeting in a with the Commandant resignation to submit Academy, his Steffan forfeited of the that stated he was a right higher authority “his to show cause to homosexual. why he should not be from disenrolled the 24,1987, Academy On March the convened Academy.” Secretary Naval The of the a meeting of its Board. Performance At that Navy accepted resignation May Steffan’s on hearing, asked, your Steffan was “I’d like 28,1987. Subsequently, Investiga- the Naval word, you a replied, are homosexual?” He uncompleted tive Service its in- terminated “Yes, sir.” Steffan was asked then whether vestigation possible into conduct-related “anything he point,” had else to at this add regulatory criminal and violations Steffan. and he answered “no.” on this Based hear- ing Roughly year the Performance Board recommended submitting to a and a half after Academy the Commandant of the resignation, Secretary that “Stef- his Steffan wrote the separated seeking fan be from Academy resigna- the Naval to his withdraw aptitude due to insufficient Academy. for commissioned tion and his at resume studies the Academy service.” The Board state explicitly Superintendent “strong- did not The relying Academy’s ly” Secretary whether it was the on recommended he Directives, regulations deny although request. Superintendent’s the its the The let- appears paraphrase conclusion to the ter Acade- noted that Steffan had made an informed in, who or demonstrate following individuals resign the conclusion to decision in, to homosexual conduct. propensity entitled hearings which he was all to the government for the mer- The also asserts that admission Academy regulations. As under military engage in Superintendent the into of those who request, the its of Steffan’s unit that he would undermine cohesion. admission conduct pointed out Steffan’s for And the defends constituted basis was a homosexual Academy regulations, attempt protect privacy of ser- as an separation under the provided Directives vice members. and the DOD incompatible “homosexuality” with mili- was is, least, confusing say the as The record disapproved Secretary tary service. regulation applied to Steffan. which resignation request withdraw his Steffan’s At different within the various times bodies “in recommendation accordance military hierarchy on the Acade- relied either Superintendent.” Directives, my or both. regulation or denial, light ambiguity, and brought of this because Steffan’s Following that suit clearly sought complaint invalidation Perhaps because uncer- court. district Academy regulation on which the Naval re- discharge was tainty to whether his based as lied, constitutionality "will regulations or the DOD we consider Academy on the Directives, Academy regulations and DOD complaint sought dec- both the Directives, provided alone had regulations pur- “the if each generally that laration discharge. Academy are basis for Steffan’s to which the Naval acted suant applied their and as face unconstitutional Academy Regulations sought also II. Naval Plaintiff herein.” Steffan prohib- “enjoining Defendants from an order parameters of rational familiar iting graduating receiving [him] recently review reiterated basis were Academy” deny- “from diploma from the —Doe, Supreme in Heller Court States his commission the United [him] (1993).3 2637,125 —, 113 S.Ct. L.Ed.2d 257 summary The district court entered Navy.” protection equal review “[R]ational-basis

judgment government, favor of analysis judge ‘is not license for courts to appealed.2 wisdom, fairness, legislative or logic —, Steffan, Id. choices.’” whose brief focuses almost entire- (citations omitted). Directives, government, “more argues ly on the DOD over, obligation produce no evidence to regulations lack a has rational basis be- rationality [regulatory] of a clas simply attempt to eater to sustain cause sification.” Id. Because “a classification prejudices of members of the rights involving pro fundamental nor they “punish” homosexuals sim- neither and because *8 along suspect a ceeding lines is accorded ply the basis of their “status” and on “ id., validity,” strong presumption ‘[t]he on of con- “thoughts” rather than the basis [govern attacking on one the this concession burden is the duct. Steffan concedes—and arrangement dispute military may negative every con mental] frames the the —that it,’ might support engage ceivable basis which wheth discharge those in homosexual who govern- the has a duty. off The er or not basis foundation conduct whether on or (cita at—, Id. 113 at 2643 that the are a record.” S.Ct. ment contends omitted). presumption of attempt military the tions This rational- rational to exclude from identifying test for such classes. See panel 2. of this reversed the district court Court's A court (D.C.Cir. (D.C.Cir. Webster, 97, Aspin, in v. 8 F.3d 57 decision v. 822 F.2d 103-04 Padula 1993). panel’s Padula, 1987). court then vacated the govern- The full explained the As we in if judgment and that the case be reheard conduct, ordered a can homosexual ment criminalize en banc. group that is reference to that conduct defined "suspect a class.” See id. In- cannot constitute deed, oblique suggestion, 3. We dismiss Steffan's made point by the Steffan as much concedes apparently sketchy aban- in a footnote and military agreeing that the can ban those who heightened during argument, that doned oral engage in homosexual conduct. scrutiny applied because homosexuals should be Supreme "suspect the a class” under constitute

685 congressional ity apply merely serving legitimate does not would be purpose or schemes, legislative excluding but extends to ad in state who homosexual those well, regulatory ministrative action as such conduct or who intend to do so.5 military regulations at as the issue here. See dispute parties between the is thus White, Basket States Box & Co. v. Pacific limited to question whether regula- 176, 186, 159, 163-64, 296 U.S. 80 S.Ct. (focusing tions Academy now on the regula- (1935). L.Ed. 138 The classification “is not tions), by requiring of those subject factfinding may to courtroom midshipmen who desсribe themselves as ho- speculation unsupported by on rational based Academy mosexual —whether or has empirical evidence data.” FCC Beach establishing information that an individual — Communications, Inc., U.S. —, —, engaged has in homosexual conduct or in- 2096, (1993). S.Ct. L.Ed.2d 211 tends to do so—are rational. Steffan first quite The dissent mistaken in asserting is argues necessary there is no factual govern under rational review basis connection self-description between such position if ment’s is weakened it does not such conduct. But primarily Steffan relies (“demonstrate”) produce support evidence to on a argument. more novel subtle and Even regulatory proposition. its See dissent at government if rationally, could as a factu- It imagine is hard to more deferential matter, al draw connection between the basis, judg than rational but standard when conduct, statement legal and the other con- rationality regulation prevent siderations from so context, military special we even owe more doing. not, military may according professional deference “considered Steffan, “punish” solely homosexuals on the judgment” “appropriate military officials.” may military basis of their Nor “status.” Weinberger, Goldman presume that self-declared homosexuals will (1986). S.Ct. 89 L.Ed.2d 478 actually conduct, engage in homosexual illegal conduct is under the Code precedent Under this line of we are Military (Sodomy prohibited Justice. is un- required questions to ask two regula (1988).) § der 10 pre- U.S.C. Such a First, tions. directed at sumption actually will someone break —that legitimate governmental achievement of a inconsistent, argues, the law—is he with our Second, purpose? they rationally do further legal traditions. purpose? questions The first these dispute even in case. Academy As we We consider whether have first noted, regulation concedes that has a rational factual basis. The constitutionally us, appropriate question, terminate service of all those seems to engage in banning being who homosexual whether who conduct —wherev those admit to rationally er it occurs and at time whatever the conduct furthers the end place.4 argument oral banning engaging takes Counsel at fur those who are homosex- admitted, likely ual ther connection a discussion conduct or are to do so. Directives, Academy focused the DOD can treat someone who intends pursue could ban even those who reveal homosexual conduct the same man- engages “intention” to in such conduct. ner It is as someone who *9 then, ground, regulations precursor common the is a because such intent to the Zech, 1388, added), Dronenburg (emphasis See 4. v. 741 F.2d 1398 commissioned service" which (D.C.Cir.1984) (Navy’s “policy requiring dis might suggest particularly would be that it trou- charge for homosexual conduct is a rational blesome to be a for an officer declared homosex- interests”); achieving legitimate of means ... argument ual. But the at oral ex- 788, (9th Middendorf, v. F.2d Belter 632 812 pressly regulations denied that the were crafted Cir.1980) (upholding Navy's “the blanket rule any specific light for of concern officers. In requiring discharge engaged who have of all special Goldman's that we owe admonition defer- denied, conduct”), homosexual cert. 452 U.S. professional judgment" ence to the "considered 905, (1981). 101 S.Ct. L.Ed.2d 405 69 officials, military open of the we do not think it аny to us to draw distinction between homosexuality officers 5. The state that "lim- midshipman’s aptitude potential a it[s] and enlisted members. 686 then-judge Kennedy point As subsequent that it does. makes

proscribed conduct and Middendorf, likely Beller v. 632 F.2d 788 more than not. ed out in homosexual conduct (9th Cir.1980), denied, 855, 102 reasonably military cert. may assume U.S. And the (1981): member he is that when a states S.Ct. L.Ed.2d homosexual, means that he ei- that member any people Nearly which classifies statute likely engage in homo- engages or is ther applied particular may be irrational as partic- The seems inference sexual conduct. Discharge particular plain- of the cases. ularly in this case because Steffan made valid rational, us under tiffs before would be clarify he meant the attempt to what no scrutiny, partic- because minimal not their (nor specify was asked He did he term. dangers justi- present the ular cases which Board) engaged in by the whether he had fy Navy policy, instead the but because past, the whether he homosexual conduct discharging all general policy of homosexu- engaged presently in homosexual con- rational. als is duct, engage he intended to in ho- whether (citation omitted). rule Id. n. 20 at 808 future, or mosexual conduct the whether categories. creation of presupposes of law the Indeed, noted, as we he all wei’e true. three right to previously invoked his remain had may military rely pre thus on subjects. questioned on these silent when administratively sumptions that avoid the did ever indicate that answer Nor proof of or costly need to adduce conduct the referred to homosexual orienta- Board intent, long so as there is a rational basis concept implicating only as wants or tion presumption believing that the furthers meaning thoughts unrelated conduct —a certainly military its end. And the furthers suggests possible interpre- that he now was a policy discharging those who of members the term and which the dissent' tation of in, in, likely either or are it He left to the Board to draw embraces. discharges it those homosexual conduct when thought apparently what were the ordi- he are homosexual. The who state nary sug- inferences term judg special military’s deference we owe ordinary gests. These inferences are re- necessarily scope ment affects Academy regulations flected in the and were inquiry rationality of the court’s into the apparent bases for the Board’s conclu- policy. military’s Compare dissent at sions.6 The dissent’s deconstruction of Stef- of ra Whether a certain course conduct is response fan’s overlooks obvious terse solely upon depend the de tional does point that assumed that Board gree of correlation that exists between fully understand what he meant. corresponding characteristic and a surface Admittedly, question For trait. whether is conceivable hidden justifies degree as correlation the action tak would describe himself of someone homo i.e., necessarily on his whether it is sexual based orientation tendencies en — rational — (and, conduct), depends magni perhaps, past notwithstanding on one’s assessment problem tude action to avoid. ongoing conduct or the seeks absence probability engaging in such is entitled to deference with conduct. respect exceptions assump That to its estimation the effect there regulation premised discipline on homosexual conduct on tion which however, irrelevant, long degree of correlation so as the classifica therefore (the Particularly light this regulation) in run of fur that is tolerable. tion cases deference, readily class we think the of self-de- purpose, thers its and we conclude discharged solely Baxter to Steffan’s conduct from refusal. 6. The Board Thus, homosexuality. 308, 318, basis his admission of Palmigiano, Investigative claim the dissent’s that a Naval 1557-58, (1976); 47 L.Ed.2d 810 Lefkowitz inquiry into Steffan’s conduct led to “no Service Cunningham, 808 n. S.Ct. *10 activity misleading. homosexual is evidence” of 5, 2132, (1977) (precedent 2137 n. 53 L.Ed.2d 1 actually n. See at 701 1. Steffan refused dissent ”permit[s] an inference to be drawn in a civil questions; pur- to poses conduct-related answer testify"). party's But that case from refusal discharge, Navy presumably ground relied on. was not drawing justified in adverse have been inferences sufficiently scribed homosexuals is close to of its rational relationship, as a factual mat- ter, the class of those who or intend to military’s objective. panel As the engage in homosexual initially conduct for the mili- put point, decided this case tary’s policy to survive rational basis review. “America’s judge hallmark has been to peo- ple do, by they what by not they who and removing military from the Because are.” Aspin, 8 F.3d being all those who admit (D.C.Cir.1993), vacated rehearing en military’s coneededly legitimate furthers the (D.C.Cir. 1994). granted banc Jan. In our purpose excluding from service those who view, however, attempt Steffan’s to invoke a conduct, engage in homosexual Steffan’s ar against “punishment” rule based on “status” gument at bottom must be based on the unavailing, is it because derives from a mis- notion that the classification drawn understanding of constitutional law. military impermissibly over-inclusive—that military may presume not that all admit It is true that4 the Constitution for ted homosexuals will in homosexual bids punishments criminal per based on a conduct because some homosexuals would qualities son’s assume that this is what —we However, not. is meant “status” —rather than on his or her conduct. California, See Robinson v. compelled courts are under rational-basis 370 U.S. 82 S.Ct. 8 L.Ed.2d 758 accept

review to legislature’s generaliza- (1962). Yet, proposition has never tions imperfect even when there is an fit employment meant that decisions—which between means and ends. A classification what this ease is about —cannot be does fail made on rational-basis review because such a basis. One put jail cannot be it “is not made with nicety mathematical having (although been born blind practice ‍​‌​‌​‌‌​​‌‌‌‌‌‌​‌‌​‌‌‌​‌‌‌‌​‌​​‌‌​‌​​‌​​​‌‌‌‌​‌‌‍blind because it results in in- some person who drives a truck and kills equality.” someone problems “The act). jailed could be for his obviously But it practical are may justify, ones and if would be constitutional for the require, do rough accommodations— prohibit people blind be, serving in illogical, may and unscientific.” forces, though armed congenital even blind — Heller, —, 113 S.Ct. at 2643 certainly ness is a sort of “status.” logic (iquoting Williams, Dandridge v. 397 U.S. argument and of original 471, 485, 1153, 1161, 90 S.Ct. 25 L.Ed.2d 491 panel’s decision—that “America’s hallmark” (1970) Metropolis Theatre Co. v. Chica (which prohibits “punishment” term is meant go, 69-70, 441, 443, decisions) encompass discharge based on a (1913)).7 L.Ed. 730 person’s “status” —would mean that the mili analysis seeks end-run this tary acts unconstitutionally if it refuses to arguing prohibition triggered simply enlist blind individuals. by an homosexuality admission of is one based on “status” rather than It is asserted that one does not legally impermissible therefore is regardless choose to be homosexual and that therefore Dept. Defense, In Meinhold v. United States appropriateness of the Meinhold court’s fac- (9th Cir.1994), finding), F.3d the court addressed tual the court determined that Mein- portion discharge the “desires” illegal Navy's of the DOD hold’s Directive in a under the case'involving regulations. a serviceman own who said on national television, "Yes, gay.” I am in fact A accepted The Ninth Circuit Meinhold’s charac- panel was convened to consider Meinhold’s persons terization that the class of at issue was statement and as far as we can determine Mein- say they gay those "who are but have not acted appear hold did not before the Board. propensity past.” in accordance with their Ninth Circuit language construed the "desires” view, however, proper In our characteriza- intent, something to mean akin to and therefore persons say they gay, tion of the class is who separation concluded that could be based on a but as to whom the has no additional identifying statement oneself as a homosexual evidence as to their conduct. The Meinhold accompanied by when it was evidence of rationality court also did not consider the Finding conduct or intent. that Meinhold’s tele treating persons identify all who themselves as vised provide any announcement failed to likely prohibition homosexuals as violators of the evidence, compare (discussing at 694 n. 18 on homosexual conduct. infra *11 case, Similarly, in the possible existence to make distinc- it is for the unfair or not But whether one’s homosexuals who do tions on that basis. of some self-identified predetermined, homosexuality genetically is not act on their in a and would not desires certainly height is. Steffan conceded one’s setting not military or civilian does render Navy’s the maximum argument that at oral regulation a that reaches the class irrational height are constitutional because restrictions age as as can be used as a a whole. Just they rationally legitimate a naval further rough proxy diminishing physical capaci- amounts to an ad- purpose. That concession ties, think that a one here we statement that employment decisions based on mission that rationally is a be used the homosexual can subject to the person’s a characteristics are proxy as a for homosexual conduct— per- on a analysis decisions based same as past, present, future. to see wheth- Both are tested son’s conduct. government’s right rely on a The classi- legitimate pur- a they rationally er further based identifiable characteristics fication on pose. a in proxy as for conduct was also sanctioned controversy quite before us Beazer, City Transit New York Auth. Bd. Retire analogous Massachusetts 1355, 568, 59 L.Ed.2d 587 S.Ct. 2562, Murgia, 427 U.S. 96 S.Ct. ment v. (1979), in which the Court found that the (1976) curiam), (per 49 L.Ed.2d 520 which barring Authority’s policy employ- Transit upheld mandatory re Supreme the Court a drug applied was rational as ment addicts police on age of 50 for officers the tirement in a treatment methadone users enrolled rationally fur grounds that the classification “legitimate program. inference Given government’s purpose of exclud therеd degree uncertainty [regarding ... a ing physical condition those who lacked drug program] still in the future use while 314-17, id. at to be officers. See S.Ct. persists,” id. at 99 S.Ct. at words, up at In the Court 2567-69. other government was entitled to assume that an on held a classification based “status”-—-after might unacceptable addict conduct all, age on turns on how classification based job. argues on the while dissent is, on what he can do—that old someone not presumption Beazer was based on prophylactically preventing at aimed conduct,” “past indications of since one would unsatisfactory risk of conduct. The connec program not in a be methadone unless one homosexuality tion and homosexual between drugs. had previously taken Dissent at 715. (indeed, strong conduct is at least as seems surely opinion But logic of indicates stronger) relationship upheld in much as the that the case would have been decided Murgia age paradigmatic between “sta —a Authority differently if Transit ex- had job unsatisfactory performance. tus” —and as well those who stated that cluded distinguish Murgia The dissent would Indeed, were heroin addicts. a statement examples grounds our on the other (or predictor can a more of future reliable can control self-declared homosexual his sex present) past behavior than evidence of con- drives, ual no one can hold back the whereas “I unqualified duct. The statement am process aging. people But can and do might well be more indicative of homosexual” keep superb physical manage to condition future homosexual conduct than determina- age. Murgia upheld even in advanced past engaged tion had in that someone mandatory age police retirement officers conduct, perhaps unusual under condi- every not because be reasonable officer experimentation. tions or in brief either infirm at it was comes but rather because case, a correlation future conduct is every permissible require retirement certainly expected; to be issue is the despite possible using case alternative said, degree As have of correlation. we we examinations to indicate which offi medical persuaded in this case correla- cers fit over were still to serve. over-inclusive, justify tion more than sufficient to it was state’s method was but government’s policy.8 irrational. Id. 2567. findings distinguish also of the district court's that some The dissent would the basis Beazer

689 sure, pass past likely even the again To be would not has and is to en- reject extent, for to gage basis the such conduct. rational review To this therefore, regulation classify members because of characteristics— the does service not religion plaintiff merely upon as race or the lack of inherit based or her status as a lesbian, bearing absolutely upon have no but ed wealth —that reasonable inferences Homosexuality, probable their service.9 her past on about conduct the and contrast, Army is not irrelevant to homosexual in the future. The need not its shut eyes practical that the to conduct. And once concedes realities of this situa- tion, military may constitutionally prevent nor compelled engage seek to be in the latter, analogy hypothetical sleuthing to a ex рersonal relationships his of soldiers’ particular or reli clusion those of race for evidence of or- homosexual conduct in acts, gion fails. to enforce on der its ban homosexual challenged Army a ban not here.... Nevertheless, Steffan, in order to try regulation need to fine tune a fit point, have us make would see homosexu subjective particular thoughts lesbian’s al status —which is all that he be should propensities. conceptu thought acknowledged to have —as Marsh, 881 Ben-Shalom F.2d ally Al unrelated to homosexual conduct. (7th Cir.1989), denied, cert. though there well be individuals who (1990) (em 108 L.Ed.2d 473 sense, could, in some be described as homo added). phasis strictly on an sexuals based inchoate orienta tion, certainly great majority in the cases dissent insists homosexual those terms are coterminous.10 Homosexual self identification and homosexual conduct orientation, ity, like all sexual is tied forms of coterminous, at are not or least have not closely to Seventh sexual conduct. As the proved “in or been this case other case” Circuit reasoned: to be coterminous. at we Dissent 709. As however, already noted,

It is true that actual lesbian conduct has have the dissent’s by plaintiff any par- reasoning government’s been admitted on failure —that (“demonstrate”) occasion, Army produce ticular and the offered evidence in has that its Judge reality” no conduct. is evidence of such Gor- ference “rooted in undermines its position predicated don found no reason to believe an incorrect view on —is law, plaintiff lesbian admission meant that of constitutional which the dissent Heller, likely id., to commit homosexual acts. We see see and relies on miscites recent it differently. challenging Plaintiffs lesbian acknowl- court mili district decisions edgement, prac- rep an tary’s simply if not admission of its which ban homosexuals tice, rationally reasonably undisciplined against an least can resent rebellion governing be viewed as reliable evidence of desire constitutional doctrine. Id. at propensity It government’s 711-12. is not the burden assumption degree conduct. Such cannot establish correlation be .exact exceptions, said to be without individual tween those who themselves as ho describe compelling plaintiff but it evidence that mosexual and those who homosex- participants religion, race treatment 9. Classifications based on or methadone course, trigger scrutiny. program physical symptoms strict that im- exhibited paired capacity employment. their Dissent at mistakenly dissent asserts that view our not, however, Supreme rely 715. The Court did on this issue is contradicted the DOD Di- indeed, upholding policy; on this basis in government's position and the rectives in Selland recognized participants Court that some (D.D.C.1993). F.Supp. Aspin, Dis- program, individually, if “examined satisfied the repeatedly emphasize 710. We sent at criteria,” employment Authority's Transit but military’s practice discharging service mem- (cid:127) nevertheless held that "it is of no constitutional homosexual, who state bers based significance rationality degree of is not that the permissible inference of on an future great respect with to certain ill-defined sub- rational in because inference is the run of parts respect assertions, as it is classification Contrary to the dissent's cases. Id., possible еxceptions classification as whole.” existence individual (citation omitted). protection analysis. equal S.Ct. at 1370 rule does not affect our proclivities inter- to show that con member’s sexual ual alone conduct —let Indeed, theory “the ests .... cepts are coterminous. *13 require ... does of rational basis review by group ... the is defined Whether place any in [government] to evidence the composition or its is status — at —, Heller, U.S. 113 the record.” essentially same. the added). (emphasis ap Neither S.Ct. at 2642 Id. n. 19.11 at 1360-61 & dissent, empha it the must be

pellant nor Judge Rein We need endorse sized, a actually denies that there is correla unequivocal position or his harsh crit (we hardt’s are, all, speaking those after of who tion reasoning upon that now icism of the is relied homosexuals, openly identify as themselves colleagues. dissenting It is sufficient our experience might simply who not of those recognize government’s presump that the fleeting a ho might interpreted what be tion, Academy regula as embodied does, impulse). how mosexual dissent tions, certainly given rational that the hu is ever, judge quote approvingly from a district enormously powerful man sexual drive is alia, asserted, that “there is al who inter open that is an declaration that one a homo most correlation between an individual’s no sexual is rather reliable indication as to and his her sexual sexual ‘orientation’ or of drive. direction one’s defining Dissent at 711-12. Even conduct.” terms, possible broadest “orientation” employ mili dissent would preposterous. is we think this assertion (which 1993, tary’s policy, adopted in new court) formally understanding of course is not before the as an government’s what implicitly con indication has is meant when individual identifies himself (and Academy regulations that the qualification as a ceded for or herself without homosex Directives) Judge mer irrational. That ual .is the view of Rein DOD were identical hardt, fight judiciary’s proposition sequitur. is a In most non perhaps the federal extremely protections deferential of rational basis proponent vocal of constitutional nature review, always range there or civilian life. be homosexuals See, Reinhardt, policy e.g., choices that would meet that standard. The Court and Clos A Judges shift from of those choices to another Why et: Federal Have to one Should Post, suggests Homosexuality?, Washington hardly that the Hide believes 1993, 31, any In his dissent former was unconstitutional. Oct. C3. Wat 1329, event, Army, policy, under kins v. 847 F.2d the new Steffan’s state United States (9th Cir.1988), sharply again emphasize 1353 he criti ment —which we is what which Hardwick, 186, taken cized 106 ease about —would be to mean Bowers (1986), 2841, just Academy apparently he S.Ct. 92 L.Ed.2d said: what Board thought pro it meant. The new Directives as those Even if we define the class who vide that a “statement a Service member orientation,’ have its a ‘homosexual mem- or she ... he is a homosexual creates active, prac- principally bers will consist presumption that rebuttable Service ticing homosexuals.... engages in acts member homosexual or has pretend homosexuality propensity or Di ... To intent do so.” DOD (Dec. 1332.14.H.l.b.(2) 1993). heterosexuality to sexual con- rective To is unrelated sure, policy, govern be under new duct on the absurd. What distin- borders guishes explicitly any from the ment disavows concern with a the class of homosexuals totally vague private clаss some of heterosexuals is not service member’s homosexual “orientation,” emotions,’ meaning ‘range but the nature of the his “sexual attrac- Lambda, rights organization repre- gay conduct.” See Brief "homosexual Amicus Curiae Steffan, senting appeared as amicus in Bowers. Legal Respondents by De- on Behalf Lambda Arguing against constitutionality of criminal- Fund, fense and Education Inc. at n. izing sodomy, it homosexual asserted that the Hardwick, Bowers v. “regulation of sex behavior constitutes the same (No. 85-149) (emphasis L.Ed.2d prohibition way total of an entire of life” because added). homosexuality inexorably intertwined with tions”; language might upon but however close examination it is more clever than cases, applied obviously in future all, would real. First of Academy regulations who, have no relevance to a service member reach all category homosexual conduct —a Steffan, like has disclosed he is a homo- actions that include conduct that is not sexual. Code, illegal proscribes under the which sod- omy. important, More we think that when a Certainly, individuals like Steffan who service openly member declares or admits identify themselves as a mili- that he is a homosexual explana- without tary setting a declaration of homo- —where *14 tion, Academy may rationally take that sexuality grounds discharge convey — statement, purposes at least for unrelated to impression in are not doubt as enforcement, criminal highly likely to be to the direction of their sexual drive. The an admission of homosexual conduct or in- government inference drawn in this tent. In a discharge proceeding, sort of case stronger is thus even than it need not inquisition conduct an life, to test might be in civilian where it is more particular midshipman possesses whether experi- conceivable that an individual would idiosyncratic an view of the term. When an ment with such an identification. The dis- reasonably individual’s statement can be tak- sent asserts that the fear of would en to propensity evidence a prevent engage in self-identified homosexual from ac- conduct, tually military may certain engaging certainly see 712, take that individual at reasoning dissent at but its his word. overlooks point fears, present, that such if authority presents support presumably discouraged also have the initial point does not bear on his case. Steffan statement, particularly person if a were un- principally relies on Jacobson v. United sure of his or her identification and its rela- — States, —, U.S. 112 S.Ct. tionship military’s definition. Given (1992), L.Ed.2d 174 Supreme in which the military’s response that the is the same petitioner’s Court overturned conviction on discharge—it why each is unclear case— charges receiving pornography through dissent thinks the deterrent would affect mail, holding government agents the later decision. “may originate design” criminal assumption

Even if the “implant person’s declared in an innocent mind the engage homosexuals will disposition homosexual con to commit a criminal act.” Id. at contexts, —, duct is reasonable in certain Steffán govern S.Ct. 1540. But the impermissi maintains that it is nevertheless obligation prove ment’s predisposition in military ble for assumption; to act on that entrapment an prosecution has no relevance implies engage service members will military may to whether the assume that a in criminal misconduct —viоlate the identifying Uniform serviceman himself as a homosex Military Code of argues Justice. Steffan likely ual is in homosexual cond an assumption case; flies the face of uct.12 This is not a criminal core jurisprudence. misconduct, traditions of American charged was not with and there Although argument has a protections certain fore the constitutional we accord superficial attractiveness, it seems to us that applicable.13 criminal defendants are 12. The dissent’s reliance on Robinson v. sufficiency necessary volved the of evidence Califor- nia, supra, misplaced. is also The Court’s hold- Party convict a Communist member under the ing in that case criminalizing that a state statute advocating Smith Act for the violent overthrow the "illness” of narcotics addiction was cruel and Robel, government. United States v. punishment legal unusual bears little or factual (1967), 88 S.Ct. 19 L.Ed.2d 508 similarity to this case. The Robinson Court had prohibiting employ- held that a criminal statute rationality no occasion to consider the of an Party ment of Communist members at certain employment decision based on statements from guarantee defense facilities violated the of free- probability which the of future conduct can easi- dom of association. Both these First Amend- ly be inferred. require allege par- ment cases guilt against ticular evidence of individual mem- 13. The other cases relied on Steffan are simi- States, larly 290, political inapposite. organizations prose- Noto v. bers of United criminal (1961), cutions; they 6 L.Ed.2d analysis in- do not affect our of wheth- that, quartering homosexu- to its as- nate the difficulties contrast claims behavior, totally persons als with same sex homosexuals’

sumption about trou- assumption segregating Besides the a similar homosexuals. make does not put- bling implications separation, of such a that there- respect to heterosexuals together di- ting all would not homosex- homosexuals against fore the inference directed minish their mutual sexual attractions. of sod- bias. Acts impermissible uals reflects then, concerns, military’s do not stem from are omy by also misconduct heterosexuals or, suggests, irrational as the dissent Justice, bias Military yet under the Code of 712; stereotypes,” dissent at “naked presume that hetero- does not rather, and homosexuals heterosexuals in that It is practice.14 will sexuals differently at the because the means treated just military procedure Stef- not clear what dealing natu- military’s disposal for with the allegedly con- based on this fan asserts is phenomenon of sexual attraction differ ral trary assumption about heterosexuals. two. event, government responds, to as the be- criminalize one form of sexual conduct *15 criminal have said that this not a We pro- heterosexuals is the same tween It is a First case. case. also not Amendment hibiting all conduct homosex- sexual between discharged was not from the uals; puts greater the a much restraint latter expressed sympathy he for homosex because that rea- on sexual drives —one openly opposed the uals or because he difficult, impossible, sonably if not believes homosexuals, Navy’s policy banning nor military presumes, par- to maintain. The violation. has he claimed a First Amendment likely fashion, allel that homosexuals are as (To sure, First must be even the Amendment hetеro- engage in homosexual conduct as exigencies military yield at times to likely are in heterosexual sexuals 503, Weinberger, v. 475 life. Goldman U.S. conduct. Homosexuals and heterosexuals 507-09, 1310, 1313-14, 106 89 L.Ed.2d S.Ct. are, however, differently in that het- situated Glines, 348, (1986); 478 Brown v. permissible for then- erosexuals have outlet (1980) 599, 354, 100 62 540 S.Ct. L.Ed.2d particular sexual desires whereas homosexu- 733, 759, Levy, 417 (iquoting Parker v. U.S. temptations do not. The als (1974))). 2547, 2563, 41 94 S.Ct. L.Ed.2d 439 heterosexuals, moreover, facing com- are less by “thoughts” put were in issue than that pelling those homosexuals Academy. discharged the Naval He was not encounter, men women are because and imagining the demise the President They separated quartered separately. are Academy. Superintendent even military rationally because assumes Thus, dissent at 713-15. most of the See heterosexuals, homosexuals, likely are like dissent, cases relied both the Su act in with their drives accordance sexual opinions, utterly preme Court and circuit whether or not such actions would be miscon- inapposite.16 (Under it is logic duct. the dissent’s —that irrational to from indicia infer sexual conduct recognize government’s poli- men separating

of sexual We tendencies —even (using ordinary thought cy and women could be unconstitution- homosexuals —that al.15) military obviously meaning) may elimi- not serve in the armed could not classification, quarter- military's employment separate in this 15. As a sex-based er restrictions ing for men women would reviewed un- be Equal case are rational under the Protection stringent equal the more der intermediate-level Clause. protection standard. said, however, Navy’s pre- 14.As we have supplement While the Circuit its 16. Fourth did sumption does not neces- of homosexual conduct analysis Gay First Amendment Alliance of acts, i.e., Although sarily imply illegal sodomy. Matthews, (4th 544 Students F.2d may significant implies the dissent distinctions, that there be Cir.1976), that withhold- brief statement Steffan, see dissent 705-06 n. recognition gay group also from a students’ part, distinguished equal for his never in his conces- protection, it did a "tai- denied so under sodomy government sion con- interest between other homosexual lored serve a substantial standard,” basis duct. not rational review. quite noted, however, forces —is controversial. The issue is As we have Stef think, however, politically agreed devisive. We fan’s argument counsel at oral constitutionally Steffan’s claim cannot Directives ap could be rationally plied to infer that one who states he or a service member she who stated that he homosexual, practicing is a homosexual is a homosexual and who meant likely actually or is at least statement that he engaged in homo acts, concession, argument is so strained a sexual conduct. constitutional This that some as to amount to a attack policy basic on the situations exist to which the Directives constitutionally language applied, itself.17 And we think that renders Steffan’s “[Ujnder challenge used the dissent —its invocation of facial “dis- defective. our con crimination,” system dissent at 715 n. stitutional roving “fundamen- courts are not com id., process,” assigned .pass tal due missions judgment “fundamental im- on the pediments deeply validity rooted in our constitutional the Nation’s laws.” Broadrick v. Oklahoma, jurisprudence,” 601, 610-11, —represents id. at 709 rhe- U.S. 93 S.Ct. 2908, 2915, (1973). torical effort to bréale out of the narrow 37 L.Ed.2d 830 For this reason, judgments “[constitutional constraints of the court’s role on rational ... are justified only basis necessity review. out of the adjudi

cating rights particular cases.” Id. at Accordingly, S.Ct. outside the III. DOD Directives see, context, First Amendment e.g., Gooding Wilson, 518, 520-22, A. *16 1103, 1105-06, (1972), 31 L.Ed.2d 408 a “fa The DOD Directives use somewhat differ- challenge cial legislative to a Act ... must wording ent to define a homosexual than establish that no set circumstances exists Academy regulation: does the under which the Act would be valid.” United Salerno, person, regardless 739, 745, 107 Homosexual means a States v. S.Ct. sex, in, 2095, 2100, (1987) engages who engage desires to (emphasis 95 L.Ed.2d 697 in, added). engage or intends to By admission, his own Steffan can acts.... requirement. not meet this 1332.14.H.l.b.(l), DOD Where, here, Directive 32 C.F.R. regula a statute or (1991) Pt. AApp. (superseded). Steffan’s tion concededly has some appli constitutional cations, lawsuit aim primarily takes at the Directives a challenger successful must demon phrase because the “desires to in” is strate that the statute is unconstitutional as claimed to “applied extend the definition of particular homosexu- to the facts of case.” [his] al 3,107 into the realm of a pri- service member’s Id. at 745 n. at 2100 n. S.Ct. 3. To this thoughts. end, told, vate The DOD are Appellant’s Reply we are see Br. at unconstitutional, argues, because that when affirmatively Steffan answered they expulsion allow for the question of service mem- to the whether he was a homosexual reveal, bers on the basis of feelings obliged their inner he was to and therefore must They irrationally alone. are revealed, overbroad —and be.deemed to have his innermost thus fail Steffan, however, rational basis review —because desires. has not at persons define the class of stage litigation excludable to sought why this to show merely reach those who harbor homosexual and how the actually DOD Directives were impulses, requiring any without applied indications to him in an unconstitutional manner. impulses likely that such homosexual; to be disputed reflected He never that he was a in admittedly impermissible indeed, homosexual con- forthrightly he it admitted at his complaint duct. purports hearing to anything chal- declined add to his lenge (It applied response. Directives as and on then- will be recalled that he had (although ambiguous face his actually right brief is on the invoked his to refuse to discuss point). investigators.) the matter with Naval He did Academy regulations possible 17. Because we find the present- ra- need to discuss other rationales tionally justified grounds, might on these we see no ed or that we conceive. were even alerted issue —we part of DOD Directives’ never point includes those of homosexual cannot know. definition ... ho- persons “desire[ ] to who (almost years Only appeal seven after for an- as the reason his mosexual conduct” upon fix resignation) his did the “de gave any explanation as to He swer. never language in root sires” the definition as the mean, meant, he he or did not when what legal difficulty. Navy’s proce If the of his a And he that he was homosexual. stated (which brought dures have not been before (even he wrote to the never claimed when us) require appeal resorting internal before Navy Secretary year a and a half after Cisneros, Darby challenge, to collateral see only resignation) that it was the “desires” U.S. —, —, 2539, 2548, 125 —: alleged component un- of the Directives —thе (1993), might well L.Ed.2d 113 have been aspect constitutionally en- overbroad —that thought that had failed to exhaust his definition. meshed him in the by agreeing to the administrative remedies Normally, a case such as this disposition Academy. of his case at the appeal from a would arise as Navy argument precise did raise a adjudication Proce under Administrative case, recent Ninth Circuit Meinhold v. Unit right provides Act. APA dure (9th Dept. Defense, ed States F.3d “adversely those agency review action Cir.1994), in which a naval officer was dis action, aggrieved” by such see 5 affected or ruling Discharge missed under a of a Board (1988), § in order establish U.S.C. 702 (the pro lowest level in the administrative resulting application grievance from the having ceedings) for stated on national televi term, first regulatory party have to sion, “Yes, gay.” I am in fact applied and how that term was show whether pointed pro out further administrative to him. is all the more so when the This ceedings appealing the decision the Board petition is based on a claim of for review pro Correction Naval Records would Lines, unconstitutionality. Air Continental judicial vide review a record and would Transp., 848 F.2d Department Inc. v. clarify regulatory confusion as to the defini (constitutional (D.C.Cir.1988) 1444, 1455-56 *17 “homosexual,” parties tion of which the dis challenges congressional statute must be to Circuit, puted. Ninth rather astound preserved agency proceedings raised in to be view, ingly rejected in our the exhaustion court); appellate by for Meredith review argument grounds Discharge on the that the (D.C.Cir. FCC, Corp. v. F.2d 872-74 had been that a Board advised service mem 1987) initially (remanding agency to ad conclusively ber a is deemed to be homosexu challenges to its pol dress constitutional own ifal makes a to he statement that effect icy). Although this comes to as a case us course, (which, of what Di is not the DOD challenge on the Constitution collateral based said, rectives themselves see DOD Directive APA, rather than the that route does not 1332.20.H.l.c.(2), (providing separation on desirability agency of an elucidation alter “unless is a basis statement there meaning part as to the of that Di finding further the member not a that rective crucial that Steffan claims was to his homosexual”)), Navy and that had not discharge. spectrum on the between Where case, the disposition indicated that of the mere “fantasies” “intentions” and does the Meinhold, military’s appeal. interpretation would be different on of the word “de only 34 F.3d at 1477. It should be that sires” fall? Because the administrative obvious this question reasoning destroy bodies decide that sort of would the ex that can were pressed by never Steffan to do so—indeed haustion-of-remedies doctrine.18 Then, Paradoxically, proceeded 18. to advance commit homosexual acts." extraor- court in an court, interpretation language dinary appellate its own of the "desires” of an reversal the role Directives, determined, concluding DOD that —in order Ninth Circuit without remand to court, clearly supposed Department to avoid but not identified or the district as a that that constitutional issue—it must mean a state- matter of Meinhold's statement manifested fact homosexuality separation ment of “mandates no "concrete" under desire the circum- only interpreted (presumably when that statement should be stancеs because made national on concrete, television). portraying expressed Id. at desire case, event, although government obliged, did that In this either rest on his (more naturally, explanation of some fact assert an exhaustion defense he would have sort, by rejected court and least he by it was the district been at asked what meant “de- sires”) It appeal. pursue raised on will be or to issue was not further evidence of intent manner, recalled the documents Steffan or conduct. In that also that one could sub- counsel, signed, sequently advice of to facili with the determine whether the had resignation specifically acknowledged only portion on tate his relied the desires pressed that if his he would risk he definition therefore whether it had actu- appeal explicitly ally applied waived and for that reason been to Steffan. right government his review. to seek Indeed, in its brief before initially apparently of a asserted variation court, conceding while that the word well, reject

waiver which defense as was also isolation,” “in ambiguous “desires” appealed. ed and not As neither the waiver that Department tells us in- Defense us, arguments it nor exhaustion are before ie., terprets related,” the term as “conduct appropriate would not be for us to consider bordering intent, referring sponte. them sua National Cf. Wildlife “prospect actual acts.” If future the Di- Burford, Fed’n v. 835 F.2d 316-18 interpreted way rectives were in this —not- (D.C.Cir.1987) (discussing district dis court’s withstanding language their different —to cretion to exhaustion claims raised enforce essentially mean Academy the same as the against plaintiffs nongovernmental third then, held, regulations, already as we have parties). pass If, would constitutional muster. in- stead, interpreted the word “desires” were

Still, making as-applied chal per- extend the definition lenge, govern it is Steffan’s burden —and the likely sons not in homosexual con- point exactly ment does make this show—to duct, question different present- would be applied him against how the Directives were ed; indicated, but Steffan has not in his illegally. this obli Steffan seeks to meet case, framing of the he is affected gation admitting homo he entertains (if far-fetched) possible definition. arguing sexual desires and that such admis sion alone would be under sufficient argues The dissent nevertheless DOD to cause Directives his termination. “nothing Steffan could have said before the difficulty posi with Steffan’s inventive Performance Board have been would remote- tion, however, theory even under his ly predicament.” relevant Dissent at of the case he have a constitution simply 716-17. We do not understand how al claim if his had that he statement meant *18 colleagues our can so conclude. Had Steffan yet harbored desires had homosexual “yes” responded question to the whether he in engaged engage neither or in intended to also was a homosexual but said that he Otherwise, homosexual conduct. the desires only that meant he entertained homosexual portion of the definition would not have been thoughts, it is not at to us what all clear the discharge. crucial to his might Board would have The Board done. Navy alleged Steffan that insists the never well have determined that under those cir- that in in- engaged finding he homosexual acts or cumstances it should “further enter but, homosexual,” tended to That is seems to member do so. true it that the is not a as the us, all, Or, quite point. contemplate. the the the Board beside After Directives Navy alleged might sought never that Steffan had homo- then have to determine the openly parameters sexual Steffan admitted Does “desires.” term “desires.” the homosexuality, something his circum- to an actual in- and under the term mean close or, stances no reason for to conduct as there was the tent to homosexual concluded, proceed original panel If further. Steffan had to the in this case wished explain that his admission was based on mere “inclinations” and “fantasies.” Steffan (D.C.Cir.1993), Aspin, his not or 8 F.3d desires —and his conduct inten- vacat- (D.C.Cir. granted joined rehearing tions —he have done the could so and ed and en banc 1994). government issue. The would have been must bear mind that Jan. We obliged implicitly that that the was to although has conceded held Steffan desires, never the he has the based on adminis- he harbors homosexual defend explained he term. at the time of how defines trative record before the Board disagreed action the district its was, moreover, amply represented Steffan Id. at 76. court as its remedial rationale. 717). If he (compare dissent counsel obliged to the he answer believed that was decidedly say that did not Steffan’s We solely question affirmatively because prior categori- conduct to his dismissal was Directives, it DOD portion the “desires” case; cally expressly we irrelevant surely counsel have his occurred possibility that conduct-relat- envisioned the predicate for a constitu- appropriate that the might issues be “relevant” on some “other ed challenge explanation tional would include the ground.” Id. Neither we nor district did not mean— of what Steffan meant —and point court even considered whether by his answer. obligation making had an an as- Steffan stands, no has made As the record challenge to that his applied indicate state- Academy proceeding, effort in the either embracing homosexual status not ment was Secretary the subsequent his letter to the or the intent linked Navy, in federal court to or even his suit in that conduct. allegedly how Directives’ demonstrate the spe- The dissent’s assertion that “We also ap- definition of homosexual was overbroad rejected cifically government’s argument proceedings plied Putting to him. before presumption’ that because of a ‘rebuttable aside, to us that Steffan Board seems in the exception’ regula- ‘celibate homosexual basis, no once came to has conceivable he tions, presumptively caught Steffan was challenge, with a federal court collateral prongs regula- the conduct or intent allegations exactly stating how otherwise,” tion until he demonstrated dis- injured portion of the “desires” Directives accurate, simply sent at and there- him. seeks to blur distinction fore dissent’s contention we have as-applied challenge; between an and a facial panel prior reversed decision is incorrect. he to attack the Directives at the wishes question entire Our treatment legally point they are weakest he believes following in the footnote: contained shouldering requisite burden without argues now Government such an attack —a demonstration homosеxuality admission of raised a “re- supposedly irrationally overbroad definition regulatory presumption that he buttable impact had a real on him. This cannot do. he commit, prediliction had a [sic] to and had sure, emphasizes, To the dissent committed, argu- homosexual acts.” This 717-18, has dissent at this case been before ment, court, not raised in district finds Cheney, this court before. support no in the record. (D.C.Cir.1990) curiam), (per F.2d 74 we re- * added). (emphasis versed the district court’s dismissal of Id. at n. As we remand, contemplated, government, case as a sanction for Steffan’s refusal deposition present argument answer questions about whether did district *19 court, why engaged he had dur- which time case homosexual conduct next court, ing a midshipman. appeared or his tenure as see v. before after 57, (D.C.Cir.1993), privi- 64-65 Aspin, Steffan asserted his Fifth Amendment 8 F.3d va- (D.C.Cir. objected lege questions reh’g granted en and also that cated banc 7, 1994), panel were not relevant. The court disa- treated the issue on Jan district conduct, greed theory that merits and did not it was on the Steffan’s assert dismissal, foreclosed, ger- subsequent argue, even be as the dissenters now would is, question remedy mane law of Dissent the case doctrine. at 718 —that dismissed, whether, illegally (citing Aspin, if had n. 25 v. 8 F.3d at 64- he been & 65).19 he We could still ordered commissioned. record, depend 19. Our not the exis- tion." On this we cannot determine conclusion does on excep- tence have of a so-called “celibate homosexual whether formulated

697 —Hahn, U.S. —,—, 2326, 112 B. ‍​‌​‌​‌‌​​‌‌‌‌‌‌​‌‌​‌‌‌​‌‌‌‌​‌​​‌‌​‌​​‌​​​‌‌‌‌​‌‌‍v. S.Ct. (1992). 2332, require 120 L.Ed.2d 1 This Alternatively, we think Steffan ment means there must be a connection bring particular chal standing to his lacks injury legal between the suffered and the lenge to the DOD Directives. Steffan right theory or asserted. Prudential stand standing, III which re well have Article then, ing, again standing, like Article III (his only injury in termination quires fact part focuses on causation. But unlike Academy) fairly traceable to from the that is III, requires plaintiff merely Article which a (assuming, purpose of this the Directives injury to show a connection between his opinion, that the Directives section of our governmental challenges, “action” he see Academy regulations than the were rather Valley Forge College v. termination). Christian Americans litigant But a the basis for his State, Separation United For Church and pass through prudential stand must still Inc., 464, 472, 102 752, 758-59, 454 U.S. S.Ct. barrier, does not. Prudential and Steffan (1982), prudential standing 70 L.Ed.2d 700 course, III stand standing is of like Article requires link the existence of a further be Normally ing, jurisdictional concept. we injury legal right tween the and the asserted on that issue first before consid would focus plaintiff. alleged wrongful For if the brought claim. ering whether Steffan a viable injurious quite challenged, ness of the action two issues are But this case the is, intertwined; right, only legal the asserted violation of a was it is after a careful dissec causally injury related to the suffered— tion of claim that also becomes Steffan’s if, words, standing litigate apparent illegal aspect that he lacks in other it was not the challenged the issue he wishes us decide.20 of the action that harmed the plaintiff question the suit would not —then excep Absent certain limited plaintiffs rights. be one to vindicate that own con tions—such as the First Amendment One cannot vindicate what has never been Wilson, text, see, e.g., Gooding v. 405 U.S. threatened. 1103, 1105-06, 518, 520-22, 31 92 S.Ct. (1972), impediment L.Ed.2d 408 where some legal right or on which interest Stef- by rightholder of his or her to the assertion right аgainst fan claim for relief is a rests his Ohio, exists, rights own see Powers (which discharge “punishment”) he terms 410-11, 1364, 1370-71, 113 U.S. S.Ct. thoughts the basis of his or “desires” —what (1991), litigants L.Ed.2d 411 or where have he sometimes calls his “status.” That claim rights of third been allowed to assert rights vindicates his own or interests if parties protect in order to a threatened rela was, noted, as we have Singleton, tionship, see 428 U.S. Wulff v. If, solely to his desires. on the other due 2868, 2873-75, 112-16, 49 L.Ed.2d 96 S.Ct. hand, had his statement meant Boren, (1976); 190, 195, Craig actually engaged had or intended to he (1976); 451, 455-56, 97 S.Ct. 50 L.Ed.2d engage in homosexual so as to have Employment see also Fair Council v. BMC the Di- qualified as a homosexual under Marketing Corp., 28 F.3d 1277-78 clause, irrespective of the “desires” rectives standing (1994) prudential notions mandate — challenge to that clause would vindi- then plaintiffs suit to vindicate his seek cognizable of his. no interest cate interests, legal rights own or those claim for relief to be order for Steffan’s party. third Warth v. Sel some absent See din, 499-500, right of his own based on the assertion interest, then, 2205-06, (1975); wrong ultimately Nordlinger legal he 45 L.Ed.2d 343 Directives, homosexual, surely open anyone concept applying the DOD and it *20 Although govern- upon what it would mean. or to elaborate force the briefs, opinion the term in its our ment has used meaning of “desires.” it, rely upon does not and we therefore need not process” argument reach Steffan's "due that he any point Standing in a case 20. can be raised "exception.” could not have known about that matter, and, proceeding jurisdictional as a indisputable provide It that the Directives that is raised, sponte, by the court. sua was the Board could determine that a member a not a homosexual even if he stated that he was question affirmatively— the fateful of the term “desires” answered alleges inclusion —the allegations led to his dis- gap have the crucial in his is the ab- in the Directives —must turn, discharge to any In Steffan’s he charge. sence of claim that as the time the inclusion engaged have been caused answered he had not or intended Directives, each of the had, clause in the engage “desires” If he homosexual conduct. have to be true: following five facts would military would have been entitled even engage in engage intend to did not or Steffan theory under his constitutional to terminate conduct; Di- read the homosexual Steffan Academy. him For from the under them) (or and deter- rectives learned about circumstances, be inde- his desires would not the term “homosexu- mined that defined pendent par- and therefore of no of conduct to include one who “desires al” military ticular to the to him— relevance —or conduct”; understood homosexual question. when he answered sufficiently a mental state “desires” to mean he, argument implicitly that causal is approach simple from “intent” as to removed Board, oblige interpreted the Directives to thereby a constitution- “thoughts” and create question you him to answer the “Are a homo- (Steffan, all, if problem after conceded that al affirmatively, but that claim is not sexual?” virtually synonymous the verb “desires” was plausible logical unless at the time Stef- would be consti- with “intent” the Directives only answering yes fan’s reason was his tutional21); “yes” to when Steffan answered Understandably, has desires. never homosexual,” you he question “are a only suggested that he meant that he har- that answer that he had such meant bоred homosexual desires and that de- conduct; engage in a “desire” to homosexual something sires he referred to so removed and, finally, “desires” to defined pure from an intention as to constitute a something mean similar to that understand- matter, thought. For that he does not claim It that has failed ing. is evident that he had heard of definition of even allege adequately to the existence sum, homosexual the DOD Directives. them. attempted Steffan has not even to trace his first, Steffan, Taking point as we the last infirmity injury legal regulations obliged already explained, never have he would have us address. meaning by applying give the term have us rule a Steffan would delicate Instead, adjudication. in an he asks us to is, truth, question hypo- of law in what sufficiently meaning, assume a one shows, thetical case. For all the record issue. expansive to raise a constitutional reveal, pleadings for all the Steffan declared Perhaps, if the word “desires” had obvi- himself to be a “homosexual” because he in interpretation in this context Steffan’s ous engaged ap- fact in homosexual conduct. As defensible, argu- might be but as oral claim facts, be, plied regulations to such would clear, hardly ment so. The made admission, by Steffan’s own constitutional. meanings publicly possible stretch from Were the someone on (which expressed passion seem to be the basis of a statement the member intent) practically indistinguishable to a “homosexual,” and was were member fleeting private imagining. Steffan does engaged indicate that he had neither nor Navy’s simply speculate us to as to the ask engage in intended to understanding, inappro- itself be which would person appropriate plaintiff would be an priate provoke, rather would have us —he bring focusing a case on the constitutional- avoid, possibly constitutional than difficult ity of the “desires to in” clause in the issue. Directives. is not such a case.22 This Turning experiences, his to Steffan —his knowledge, when he and his state of mind Steffan, vigorously disagree 22. with our In fairness to his counsel The dissenters conclusions constitutionality disputed on the that the term “desires” could have such Meinhold, meaning. wrongly discharged. They But see 34 F.3d at 1479 insist that Steffan presumably implicit (interpreting from the denial "desires” as used in the Directives also dissent intent). yet they question essentially meaning And do not decide the to have the same of relief. *21 reasons, standing challenge constitutionality judgment of to foregoing

For the Department regulations. of Defense is affirmed. the district court pinpointed Steffan has never where on the ordered. So continuum between homosexual conduct and placed thoughts he himself mere BUCKLEY, Judge, whom Circuit discharge. time of his “constructive” at the joins, concurring Judge RANDOLPH Circuit as He treats the matter irrelevant. Our part: in opinion Cheney, 920 F.2d Steffan analysis every (D.C.Cir.1990) court’s agree curiam), I with the (per basically agreed. I concur in its hold- respect case, but one. cannot legal posed issue both then III.B., lacked stand- ing, part now, that Steffan military is whether the relied on challenge bring particular ing “to his grounds threatening unconstitutional to Directives.” Academy. DOD force Steffan out of the Naval Obviously, begin F.2d at 76. one cannot to acknowledges complaint, In his Steffan that decide issue unless one first identifies orien- what he describes as his “homosexual military’s grounds. is Here where Stef- tation,” allegation “no notes that there was difficulty. problem fan’s into case runs Brigade Per- proceedings before [in standing. lack It is that for Steffan is not that had committed Board] [he] formance portion he failed to substantiate essential conduct,” alleges any homosexual acts or namely, the truth of his claim of his case— separation from the Naval that his forced constructively discharged that solely Academy “predicated on sex- [his] solely him orien- because his “homosexual and on laws and ual orientation” points important Two strike me as tation.” because, that he considers unconstitutional regard. in this among things, “punish[ his ] other First, allegation at what is aimed status, opposed thoughts, speech and had in their collective officials ¶¶ 17, 22, 30, Complaint, & 34. his conduct.” minds, not what had in his. Given Steffan construed, allegations Fairly these amount ease, majority opin- posture injury a claim that suffered an direct- have to be true” ion’s list of “facts regu- ly by allegedly unconstitutional caused standing for Steffan to have Stef- lations. —whether regulations, he had fan read the whether this is sufficient to It seems to me particular definition in mind when he some in- open the door to the courthouse. Once (unknown homosexual, he was a whether said side, course, it was incumbent Academy) engaged at the he had officials support contention to offer evidence to to me beside homosexual conduct —seem required resign on his that he was based military’s grounds for point. It is the (or “desires”) thoughts rather than on the grounds that are “The decision decisive. intentions inferences as to his conduct and must be upon which an administrative order entitled to draw from the that the Board was dis- judged upon are those which the record statement, say “I am a homosexual.” To SEC v. closes that its action was based.” prove his contention is sure- he failed 80, 87, Chenery Corp., S.Ct. standing make ly say not to that he lacked (1943); Secretary 87 L.Ed. 626 White attempt. (D.C.Cir. Army, 878 F.2d 1989). RANDOLPH, Judge, concurring in Circuit point significant. more Stef- The second part: established, my view can- fan has not establish, military constructively join opinion, except part I all of the court’s IIIB, what he calls discharged him because of did not have which holds i.e., hardly “hypothetical” government sought rehearing, if one concludes that Stef- on which the principles permit separation-of-powers unconstitutionally

whether dismissed. See dis- fan was ques- relief in such a case—a the court to order tion sent at 720 n. 27. characterization, which, despite their *22 700 military against that Of course one Steffan claims acted

“homosexual orientation.” pursuant policy discharging who him may safely assume that individuals en- to a those having only conduct have such an gage in homosexual he defines as “homosexual attributing orientation,” But in reasons to has not orientation. he loses because he military, those individu- Steffan excludes made out an essential element of his claim. men, envisages only and those standing try. als. He those simply had He Steffan men, sexually attracted to other who are attempt. majority in failed Since the men, engaged in who have not homosexual opinion standing with in re- credits Steffan predict they and who will never act Academy regulations, gard to the Naval years urges during their on their sexual my I since what have written conforms duty military, problem or off. The оn reading majority’s of the resolution of the is that the record fails to disclose part regulations, DOD I concur with all but military pro- acted on the basis he that the majority’s opinion. IIIB of the poses. Department of The relevant Defense Academy GINSBURG, regulations Judge, concurring and Naval do not even Circuit dissenting concurring “homosexual orientation.” To be part, part mention sure, psychological report to judgment: submitted Brigade Performance Board said that Supreme Court has held time and homosexuality” and that Steffan “admitted judicial again power that of the “[t]he United pre-dates this “orientation his tenure at the States defined Art. Ill is not an uncondi- Academy.” thereupon Naval The Board authority tional to determine the constitu- profess being heard Steffan a homosexual tionality legislative or executive acts.” and, deliberating privately, after rendered its Valley Forge College Christian v. Americans discharged that should be decision State, Separation For United Church and “by homosexuality.” reason of There is but 752, 758, 454 102 U.S. S.Ct. 70 gleaned to be this: one conclusion (1982). Hence, L.Ed.2d 700 a federal court Board found that Steffan had violated the controversy presented must decide the to it Academy regulation, Naval which states controversy. Broadrick v. Cf. “homosexuality” includes “statements the Oklahoma, 601, 610-11, ” that he or she is a member homosexual.... (“[Ujnder 2908, 2915, 37 L.Ed.2d 830 our Academy Regulation, Naval United States system roving constitutional courts are not COMDTMIDN Instruction 1610.6F Ch- assigned pass judgment commissions 1987). (July Steffan’s claim that 2.15.3.C laws”). validity of the Nation’s supposes meant what he appeal, Joseph As this case comes to us on proven, claim he has and it is one he challenges only constitutionality stage cannot at this establish. He must take Department pro- of the of Defense Directives the record as was made at the time. So mulgated clearly 1991. Steffan states Academy proceedings must we. When the complaint his brief is that he “was terminated with the Board’s recommended discharged Academy pursu- from the [Naval] resignation, decision and Steffan’s the record regulations promulgated ant to servicewide Thereafter, processes closed. the mental part Department in 1981 as of Defense probed. the decisionmakers could not be Directives 1332.14 and 1332.20.” Because Morgan, 421- United States v. 313 challenge Academy’s Steffan does not 999, 1004-06, L.Ed. 1429 S.Ct. separate regulation concerning own homosex- (1941); National Nutritional Foods Ass’n v. uality, I do not believe that the court should (2d Cir.1974) (Friendly, F.2d

FDA regulation, much address less render J.). result, only question As a before us concerning constitutional decision it. respect both sets of constitutionality Academy’s reg- whether a member’s statement that he is a supplies important question ought with a ra- ulation is an litigant actually discharging tional basis for him. On that not be addressed until a who score, fully agree reasoning injured by application I with claims to have been its majority opinion that it does. Insofar as comes before the court. As he has framed court, sanctions, inherently *23 is of criminal it is arguments this Steffan unrea- his before equate to Because the none- sonable an admission homosexu- litigant. not such a court identity al of or question, to decide that with commission intent to theless reaches out essence, is, advisory opin- engage in conduct. The in in an homosexuаl banc what renders the case to attempt I from Part II of the court’s to recast avoid ion. therefore dissent court, parties, the issue that the trial and opinion. court’s original panel opinion have identified as brought has Insofar as before litigation core must ultimately at the of this constitutionality of upon court attack his posed The in the fail. critical issue starkest directives, agree Judge I with the DOD Sil- by fashion Steffan’s case is whether mem- standing berman does have that Steffan may discharged ber of the armed forces be may bring facial to sue that he and on the sole of an admission of his basis regulations. I therefore challenge to those We believe that orientation. he Judge opin- join in III.B of Silberman’s Part may not and therefore dissent. we judgment ion of the court. and concur I. BACKGROUND Judge Dissenting opinion filed Circuit WALD, Judge whom Chief EDWARDS long complicated This case has a and histo- join. Judge and ROGERS Circuit ry. majority’s summary of that history The incomplete important respects mis- WALD, Judge, dissenting: Circuit leading. appraisal competing A fair beginning, pre- the central issue From the positions constitutional a more demands thor- always sented case has been exposition underlying ough events may constitutionally military ex- whether the stages litigation. earlier of this membership clude the services indi- 1983, Joseph In enrolled in orientation, viduals to homosexual who admit Academy. During United Naval his States of homosexual conduct without evidence there, years superiors variously four Today’s or intent such conduct. “gifted,” “professional,” him praised appeal majority reformulates Steffan’s “outstanding performer” who “exhibited ex- Through ingenious avoid critical issue. leadership,” cellent and an “asset totally unjustified presumptions but uses of Academy.” questioned that he None would inferences, the court seeks transform “undoubtedly outstanding naval make an offi- concerning one homosexu- Steffan’s case into cer.” Navy in fact the al conduct—when has never than three engaged February intend- In less months alleged even that Steffan or graduate Majority conduct. before Steffan was scheduled ed in such See Intelligence Academy, opinion (“Maj. op.”) 695. from the the Naval (“NIS”) report alleging Service received linchpin court’s transformation told two fellow students that Steffan had that “a strategy assertion statement is its began an in- he was homosexual. NIS that one is a homosexual” be “used quiry that until June continued proxy for homosexual con- as a investigation report final from the NIS Maj. op. future.” past, present, or duct — no homosexual conduct on found evidence of disagree in the most 688. We fundamental part of Steffan.1 claim, way and believe that in the with that mid-March, context, Steffan learned NIS military where homosexual conduct midshipman. investigation He imposition from another results in automatic investigation, additional evidence as light we curious whom has no 1. In of this find it per- majority define the Maj. op. that sons they class of at 687 n. 7. To to their conduct.” say this case not as those "who at issue in are suggest "no [] that the had evidence” gay not acted but have in accordance following regarding conduct four- Mr. Steffan’s past,” propensity with their as the Ninth surely plain investigation incorrect—the month recently United States Circuit did Meinhold they is that did find showed no truth the evidence (9th Cir.1994), Dep't Defense, 34 F.3d 1469 but homоsexual conduct. “persons say gay who but as to rather as Chaplains ing. at the The Board voted to forward Steffan’s Acade- asked the Chief Holderby, to my, Captain Byron intercede on ease to the with the recommen- Commandant Midship- separated his behalf with the Commandant from the dation men,2 Habermeyer, Captain H.W. the Academy. aid could “assure his hope Chaplain’s that the On March the Commandant referred Holderby’s graduation.” Captain efforts Board, "with Steffan’s case Academic unavailing; accordingly, Captain Ha- proved “Midshipman the recommendation Stef- *24 Midship- bermeyer to advise [him] “advised separated Academy from fan be the Naval legal regarding counsel man Steffan to seek aptitude due to insufficient for commissioned this matter.” April service.” On the Board convened. later, days ap- himself Several Steffan urged “accept qualified resig- It to Steffan a Habermeyer proached Captain special with a discharge.” gave nation in lieu of Steffan a Superintendent. request to see the Steffan prepared brief statement which he asked Superin- to explained that he wished tell the graduate. that he be allowed to The Board graduate personally of his desire to tendent unanimously then voted to recommend dis- Captain Habermeyer

with his class June. charge Superintendent. to the Steffan, you willing asked “Are to state at day, Superintendent That same ad- you this time that are a homosexual?” Stef- vised that he to Steffan intended recommend “Yes, Captain responded, fan sir.” Haber- discharge Secretary Steffan’s to the of the meyer informed Steffan that he would not however, Navy. Superintendent, The exer- approval request, of his and that recommend authority permit op- cised his to Steffan the “seriously Superin- whether [the he doubted submitting qualified resignation; a tion of he permit completion [Steffan’s] would tendent] so, forego that if stated Steffan did he would study diploma.” to receive of his course of his submitting a discharge. recommendation of day, following Captain The March Ha- Brigade Military bermeyer April convened a Per- Also on with Steffan met the Acad- Officer, Funk, emy Major formance Board to review Steffan’s situa- Performance hearing began introductory duty midshipmen tion.3 whose it was to The counsel Konetzi, by Captain presiding qualified resig- remarks faced with the choice between officer, including description discharge. Major of Steffan’s nation and Funk stated Academy discharge require performance noting at the as “outstand- would Steffan’s Steffan, your homosexuality ing.” He then asked “I’d like admission of on his record. word, you Major expressed opinion a homosexual?” Funk Steffan re- his that Stef- “Yes, Captain job sponded prospects sir.” Konetzi contin- fan’s suffer ued, you anything repeated “Do have else to add at notation. He the Academic Board’s “No, point?” replied, urging Cap- resign this sir.” that Steffan than wait rather thereupon discharged. tain Konetzi concluded the hear- to be Midshipmen separation necessary, 2. The Commandant of is the officer if it also believes refers the Academy, responsible Superintendent second-in-command at the only Academy. case to the of the Superintendent. Superintendent, to the Upon receiving separa- a recommendation оf turn, Opera- answers to the Chief of Naval tion, Superintendent must forward it tions, subject policies and is to the of the Secre- Secretary Navy. Superintendent may of the tary Navy. of the however, also, give midshipman elect to option qualified resignation rather than out- Academy’s Military 3. The Naval Performance right discharge. midshipman If the receives and System provides for several levels review be- option, by doing elects exercise this so he midshipman separated fore a from the right Secretary forfeits the to show cause to the Academy. began Brigade case at the Steffan’s why Superintendent's recommendation for When, Performance Board level. as in Steffan’s separation approved. should not be The Secre- case, Brigade Performance Board finds in tary Navy makes the final decision wheth- separation, authority favor of the Board’s is lim- approve separation er to recommending midshipman's separa- ited —whether resignation. Secretary Once the has reached Midshipmen. tion to the Commandant of decision, Academy regulations the Naval do not separa- If the Commandant finds in favor of provide tion, for further review. he makes that recommendation to the Naval Board, Academy Academic Review Board. That Navy’s “processing” approximately six weeks tions authorized the April Still on years nearly correctly four majority notes that graduation after Steffan. before agreed outstanding performance, Steffan within “at various times different bodies He qualified resignation. hierarchy his submit on either Naval [the relied understanding reiterat- signed a statement Academy’s regulations] [a own or Directive discharged if he refused he would be Defense], by the promulgated Department of warning submitting a resign, Maj. op. or both.” at 684. “forfeit qualified resignation, Steffan would legal precipitated flurry Steffan’s attack authority higher cause right to show and in opinions district court why from the not be disenrolled he should round, Cheney, court. In the first 28, 1987, Academy.” May On Naval (D.D.C.1989), F.Supp. Secretary res- Secretary accepted proce- argued for dismissal on two threshold ignation. First, grounds. dural 9,1988, wrote On December *25 standing that claimed Steffan lacked due to Navy, permission Secretary requesting of the “voluntary” resignation. his the nature of resignation graduate his and to withdraw disagreed, holding court The district that the Academy. Secretary referred from the The jur- no bar to purported “voluntariness” was of the Superintendent the matter to the allegations Steffan’s factual estab- isdiction. “strongly” de- Academy, who recommended injury-in-fact (separation lished the request. that be- He stated nying Steffan’s Academy) fairly traceable to defendants’ ac- being a homo- “Mr. admitted to cause Steffan regulations (adoption tion and of enforcement aptitude “had to be sexual” he insufficient barring self-declared homosexuals from the commissioned officer.” In accordance Academy) by and redressable court recommendation, Secretary disap- declaratory (through reinstatement request. proved Steffan’s conferring judgment), clearly thus Article III filed this action on December Steffan standing. Id. 118-19. requested regu- “the ruling He that 1988. argued that government The also Academy pursuant to which lations the Naval had failed to exhaust his administrative rem- ...” on the are unconstitutional acted resignation It claimed if edies. that Steffan’s alia, government had ground, inter truly involuntary, Board for were Correc- equal protection the Due him under denied (“BCNR”) could tion of Naval Records afford by Clause of Fifth Amendment Process reinstating him “complete him back relief resign forcing him to after a determination Academy.”4 Id. at 119. The court into the solely on aptitude’ predicated “‘insufficient argument grounds. rejected this on two complaint did orientation.” The sexual [his] First, empowered to the BCNR rein- was regulations specify which were at issue. Steffan, but to forward matter Indeed, state colloquies this court several between Secretary Navy; yet the Secre- to the for both and the Secre- and counsel Navy already tary once considered argument had during oral in banc demon- tary rejected request Steffan’s withdraw govern- that neither Steffan nor the strate regula- resignation. the BCNR thus precisely Appeal ment were certain which (D.D.C.1989) (citing major- F.Supp. government put Defen- 4. at no time forth the The 8). argument ity's Reply had failed to novel that Steffan dants' Brief at 21 n. because the exhaust his administrative remedies Circuit, Dep’t v. U.S. The Ninth in Meinhold agency granted have BCNR or some other could Cir.1994), (9th recently Defense, 34 F.3d 1469 finding who state relief some individuals argument rejected the that "further review could Navy’s defini- a homosexual" do not fit the “I am parties differed have made difference as Maj. op. To the "homosexual.” at 695. tion of " regulatory of 'homosexual.' over the definition contrary, that if Stef- made clear review court held that further administrative Academy, would were reinstated he fan been because there "noth- would have futile They “undoubtedly” discharged. wrote: be then disposition suggest[ that a [to] ] in the record who admit fit within "Officers [from differed the dis- homosexuality the BCNR could have Navy's regulatory are definition of position Id. discharged_ regulation board].” inevitably re- is, course, Steffan, this case. quires discharge same true in in all cases.” “meaningful granted could not have afforded Steffan government’s upheld motion and addition, if relief.” In even Steffan were regulations question,” “the but did not permitted resignation, to withdraw his he specify regulations which “in question.” were “inevitably discharged” thereupon Today’s majority correctly notes that “Mid- fit “admitted] [he] because he had with- shipmen Academy enrolled the Naval Navy’s homosexuality.” in the definition subject to at least two regulations sets of Id. at 120. homosexuality: relevant to the Naval Acade- my’s regulations [“Navy A own Opinion, regulations”] second district court (D.D.C.1989), Cheney, F.Supp. Department ad- and the Directives of De- government’s dressed the Motion for Rule 37 fense applicable [“DOD Directive”] Sanctions, refusal, upon based Maj. op. armed forces.” at 682. And the grounds Fifth irrelevance and Amend- district plaintiff court wrote “[t]he privilege, respond deposition ment suing for ... a Depart- declaration that the questions concerning whether he had en- ment of Defense Directives 1332.14 and gaged in homosexual acts. The district court 1332.30, all applied other acknowledged separated that Steffan was plaintiff prohibiting those with a homo- Academy from the based on his admissions sexual serving orientation from misconduct, rather than on evidence of attending Academy, the Naval are viola- inquiry possible but found intо equal protection tions of the component of “highly conduct qualifi- relevant” to Steffan’s the fifth amendment to the Constitution.” *26 cation for reinstatement. Id. at 124-27. Steffan, Therefore, F.Supp. 780 at 2. by (JJ. per opinion, In a curiam this court granting Secretary’s the motion for summary Wald, Ginsburg Randolph) and reversed and judgment, the appears district court to have Cheney, remanded. v. 920 F.2d 74 regulations ruled that both sets of Steffan were con- (D.C.Cir.1990). “judi- We held that because stitutionally valid. cial review of an administrative record is The district court precise, was more how- grounds confined to ... upon ‘[t]he which the ever, concerning the focus of the case. Al- record discloses that action was [the] luding to holding our earlier that Steffan’s based,’” 76, citing Chenery id. v. SEC case, conduct was Steffan, irrelevant to this 87, Corp., 80, 454, 459, 87 (D.C.Cir.1990), 920 F.2d at 76 the court stat- (1943), L.Ed. 626 and in the record ed at the primarily outset that “this is a case case reflected “administrative determina- plaintiffs about the status as a homosexual.” tion that he unfit [was] for continued service Steffan, F.Supp. Nevertheless, 780 homosexual,” because he at 5. stated that he is a it held, “regulations the question the district court in requiring had erred are not Stef- (1) fan questions. equal protection” answer violative of [ ] to conduct-related We because rejected government’s also argument class, the homosexuals suspect are not a regu- so essentially that homosexual conduct had discriminating to lations on the basis of sexual have been involved the subject administrative de- orientation are to rational basis termination because review, (2) “Steffan’s admission of 5-10, id. at regulations and the homosexuality regulatory raised a ‘rebuttable bear a rational legitimate relation to gov- presumption predilietion that he had a [sic] goals ernment of discipline, “maintenance of commit, committed, to and had homosexual morale, order, good respected system ” claim, acts.’ Id. at 76 n. *. This the court command, rank morality ... respect wrote, was “not raised in the district court interests,” privacy [ ] id. at and to the support [and] finds no in the record.” Id. (not goal government) raised pre- venting spread court, of AIDS in

On remand to the the armed gov- district Essentially, ernment forces. Id. at 13-16. summary and Steffan cross-filed for court judgment. court, reasoned that The district v. because Steffan’s statement of Steffan Cheney, F.Supp. (D.D.C.1991), rev’d, might orientation day” indicated he “one en- (D.C.Cir.1993), misconduct, 8 F.3d 57 gage in justifications vacated and rehear- all of the (D.C.Cir. granted, 1994), in banc Navy Jan. that the could offer in a involving case orientation, ... uals] this non- defined equal application to conduct “have panel not conduct.” Id. at 63. The declined Id. at 12. conduct case.” consider whether homosexual orientation panel brief appealed. His Steffan suspect pur- constitutes a classification for issue to be principal “[w]hether stated the equal protection analysis; it poses of instead persons regulations that exclude rejected reasoning the district court’s solely on the basis armed services may rationally government infer from a ... violate the their as homosexuals status “homosexuality”— admission of serviceman’s guarantee equal protection constitutional by the mere defined Directives include Appellant’s Brief at of the laws.” “propensity” to in re- “desires” —a (D.C.Cir.1993). in- Aspin, He 8 F.3d justify peated homosexual conduct so as to and DOD cluded both the separation. challenged regulations in his addendum forego ap- gov- determined brief.5 The and discussed both in his peal panel’s on the decision merits. presented question ernment’s brief Instead, “[wjhether government asked this Court to military’s policy’ ‘old on ser- portion whether pro- consider banc equal ... violates vice homosexuals panel’s required order govern- remedial Appellees’ Brief at tection.” officer, Steffan, as an see only the commissioned expressly discusses ment’s brief separation powers F.3d at violated Directive; DOD nowhere mentions sponte court sua principles. This voted Navy regulations. case, including entire rehear Steffan’s unanimously the dis- panel reversed merits, extraordinary This banc. measure judgment, and ordered Steffan trict court’s brought back us for a this case before fourth service, graduated reinstated time.6 Academy, and commissioned from the 57, 70 Navy. Aspin, 8 F.3d Analysis II. (D.C.Cir.1993), rehearing in vacated *27 (D.C.Cir. 1994). granted Jan. Fol- Importance banc A. The Concession of Steffan’s lowing of district court and the the lead the majority con- declares that Steffan’s Navy parties, panel not consider the did military may discharge cession that “the pose sepa- regulations and DOD directive to in engage who conduct those homosexual specifically questions, rate constitutional duty”7 off “frames the dis- whether on or only the DOD itself Directive. addressed added). Maj. op. (emphasis at 684 pute.” emphasized agree, that concessions should panel because but Steffan’s We acknowledged for what are —conces- that Stef- be understood [had] “district court properly presented discharged solely fan of his sta- sions on issues was because case, homosexual,” certainly do not warrant as the critical issue in the this tus a obliged constitutionality majority’s intimation that he was case of ex- concerned cluding make from the services a “class individ- them.8 [of majority example, writes: 5. For Statement of the Case 8.The Steffan's regula- specifically tions,” only “Navy’s mentioned military may Steffan that the consti concedes Argument frequently more re- while tutionally all who terminate those service regulations promulgat- "the servicewide ferred to it in homosexual conduct —wherever part Department in Defense ed 1981 as whatever the conduct takes occurs and at time 1332.30_" Directives 1332.14 and Zech, place. Dronenburg 741 F.2d See v. (D.C.Cir.1984) ...; Middendorf, Beller three; only 6. We have discussed on the remain- (9th Cir.1980).... 632 F.2d occasion, ing appeal, we not relevant to this case, however, op. Maj. & n. 4. at 685 Neither unpublished opinion upheld district in may constitutionally suggests judge’s himself. refusal to recuse any discharge who "homo- members time, regulations sexual conduct” purport "for See Mr. also conceded in this do. 7. Counsel for under review case constitutionally Dronenburg was today" The issue in could infra constitutionally Navy yet engaged was entitled to discharge “haven't whether the individuals who “27-year-old petty [who] officer had [] conduct but intend to.” homosexual panels Like the district court and earlier profess of viees all who homosexual orientation court, question according this Steffan believed that is just thus — — way may regulating whether pro- homosexual conduct be conduct. scribed in the armed had bearing services no Today’s majority, in contrast to the Ninth Indeed, appeal. on his from the time of this Circuit’s recent decision Meinhold v. U.S. Cheney, court’s decision in (9th Dep’t Defense, 34 F.3d 1469 Cir. (D.C.Cir.1990), today, everyone F.2d until 1994),9 government’s embraces the position. litigation reasonably believed that it only one; change linguistic Its gov- only constitutionality concerned of ex- “presumption” ‍​‌​‌​‌‌​​‌‌‌‌‌‌​‌‌​‌‌‌​‌‌‌‌​‌​​‌‌​‌​​‌​​​‌‌‌‌​‌‌‍ernment’s past conduct now cluding from the services a “class [of individ- becomes a “rational past inference” of con- orientation, ... uals] defined homosexual duct. But whether predicts future Steffan, not conduct.” 8 F.3d at 10. In that homosexual conduct from an admission of context, argument Steffan’s concession at “homosexuality,” past or “infers” (of that “homosexual conduct” all statement, varieties conduct from the same its action circumstances) and in all proscribed impermissible still absent evidence corrob- orating simply services must be viewed such conduct as an or intent. Because the attempt Navy may argument rationally to avoid about issues draw irrel- either infer- ence, we appeal, evant to the conclude that as he and all Steffan was unconsti- other tutionally discharged solely participants pursued up for his point, had homosex- ual orientation. and not an authoritative statement of consti- tutional light majori- law. It is C. Both Regulations Sets Present ty’s transformation of Steffan’s case to one Same Issue involving homosexual conduct that Steffan’s begin analysis by We our emphasizing concession assumes the importance critical although “processed” today. that it has under two regulations sets of Department of De- —the B. The Issue Presented this Case: Dis- fense Directives and Academy’s the Naval charge Orientation own present the same con- —both Indeed, stitutional issue. although the majority disposes appeal of Steffan’s emphasis court’s new Navy regula- on the by transforming his unadorned admission of tions and the opin- bifurcated structure of its “homosexuality” from a statement of homo- might suggest otherwise, ion the crux of its sexual orientation into a past declaration of argument is the same as to both sets of or intended homosexual thus avoid- regulations. “Heads, win, It is Tails, we question the difficult actually this case *28 you proposition Steffan, lose” for but ulti- presents: whether an may individual be con- mately a frolic and detour in terms of consti- stitutionally discharged from military analysis. tutional the sole basis of an admission of homosexual portions The relevant Department of the not, of alchemy course, orientation. This is of Defense Directive in effect at the original an time of government idea —the argued has Steffan’s read: from the outset that an admission of homo- H. sexuality Homosexuality both “presumption” raises a past of homosexual conduct and 1. “propen- indicates a Basis sity” engage to homosexual con- a. Homosexuality incompatible with future policy duct. The of excluding from military the ser- presence service. The in the mili- repeated [had] 19-year- sexual relations a charge with a acknowledging member for his homo- old seaman Navy recruit” “in a barracks on the sexuality. opinion by Judge Rymer, In an base.” 741 F.2d at 1398. Belter involved court construed the DOD Directive so as not to discharges of two servicemembеrs who ad- require discharge for mere admission of homo- repeatedly engaging mitted in homosexual con- sexuality, avoiding thus the "serious constitution- service, duct while in and one who refused to problem! al ]” that would otherwise arise. Id. at terminate an active relationship homosexual with 1476. sought The has not in banc a fellow servicemember. 632 F.2d at 792-95. review in the Meinhold case. Meinhold, case, presented question like this whether the constitutionally services could dis- Navy regulations provide that mid- engage The persons of who

tary environment who, shipmen “possess who certain traits which by their state- or homosexual conduct ments, engage are undesirable commissioned officers” propensity demonstrate processed separation in accor- impairs “may be seriously in homosexual instruction.” United States mis- dance accomplishment of Academy Regulation, Naval COMDTMIDN ad- presence The of members sion. 1987). (July 1610.6Í Military Instruction Ch-2.15.1 ability versely of the affects “problems ... order, They go on to a number of list discipline, good to maintain Services of themselves to warrant morale; sufficient among mutual trust to foster Academy.” from Id. at separation the Naval servicemembers; integrity of ensure the Among “problems” is: these command; Ch-2.15.3. system to facili- rank and of assignment deployment and worldwide tate Homosexuality. sepa- The e. basis for frequently who must of servicemembers previous, prior service ration include af- close conditions and work under live current service conduct or statements. or privacy; fording minimal to recruit en- Homosexuality includes member Military Ser- maintain members in, attempting engage soli- gaging or vices; public acceptability to maintain engage in a citing another to homosexual service; prevent and to breach- act or acts. It also includes statements security. es the member that he or she homosexual bisexual, marrying or or the member or in this section: b. As used attempting marry person to be known (1) person, regard- means Homosexual biological the same sex. in, sex, engages desires to who less Navy regulations Id. at Ch-2.15.3.c. in, engage in homo- intends or no contain further definition “homosexual.” acts; sexual opinion The court devotes the bulk its regulations. majority Navy offers equate which to (3) two different theories bodily con- A act means “homosex- bare-boned statement of tact, per- Steffan’s passively or actively undertaken past uality” with or intended homosexual mitted, sex of the same between members First, prop- says Navy could conduct. de- satisfying sexual purpose for the erly statement have concluded sires. “likely” to in homosexual that he was separation may include c. basis Maj. op. at 685-86.10 conduct future. service, or service preservice, prior current Second, have taken his state- could A shall member conduct statements. al- that Steffan had ment as admission if one or separated under this section engaged homosexual conduct. ready past approved findings is following more of the majority’s argument appears The nub made: “homo- when admitted his to be that

sexuality,” actually “saying” one he was *29 (1) engaged things: already “I have three of (2) stated or she The member has that he (2) conduct”; to “I intend in homosexual there is a homosexual or bisexual unless (3) conduct”; “I or engage homosexual is not a finding further that the member а conduct, but engage in homosexual desire bisexual. homosexual or engage intend to I do not or 1332.30, by orien- simply am homosexual 32 conduct —I 1332.14 and DOD Directives 11 trinity (1991). possible 41, this A tation.” Given App. Part C.F.R. Maj. op. This, course, the two. See Navy’s "propensity" no distinction between is the 10. stages 689-90. argument, the earlier familiar from however, court, step goes litigation. a now ap- meanings of These three "homosexual” further, suggests be- the connection Directive, explicitly pear which states in the DOD is far tween orientation and conduct regard- person, part: a means "Homosexual actually “propensity”; closer than mere there in, in, sex, engages desires less who 708 ”)

meanings declaration of homo- [must] to Steffan’s circumstanced be treated alike.’ continues, (citation omitted). sexuality, mili- argument Rationality also review tary compels challenged legislation entitled to infer that meant that the “find second, footing subject or third. the first but not the See id. some the realities of the Doe, legislation.” addressed v. Heller disposition chal- The court’s of Steffan’s -U.S.-,-, 2643, 2637, 113 S.Ct. 125 basically lenge to the DOD Directive is (1993). L.Ed.2d 257 First, the court contends that Stef- same. justifi- Thus certain kinds of motivations or “as-applied” challenge regula- fan’s discriminatory government cations for behav- Navy tions fails because the was entitled to categorically ior have found been “irrational.” his infer “conduct” or “intent” from admis- government example, For depriving actions “homosexuality”; he has not sion of therefore equal protection individuals of of the laws affirmatively prong shown that the “desires” prejudice on the basis of sole invidious or regulation prong of the Steffan claims —the antipathy unreasoned can never be deemed applied” ever is unconstitutional “as ac- —was City “rational.” See Cleburne v. Cleburne tually “applied” Maj. op. at to him. 693-96. Center, Inc., 446-48,105 Living 432, 473 U.S. Second, “prudential standing” Steffan lacks 3249, 3257-59, (1985), S.Ct. 87 L.Ed.2d 313 Navy if him discharged because on the citing Dep’t Agriculture United States “intent,” basis of “conduct” or inferred from Moreno, 528, 533-35, 2821, 413 U.S. 93 S.Ct. statement, then he was not harmed 2826, (1973) 37 L.Ed.2d 782 (holding “bare (or “orientation”) portion “desires” ... politically desire harm a unpopular Maj. regulation.12 op. See at 698-99. There- group” justify statutory insufficient fore, although the court addresses the two scheme). Similarly, government actions re- analyses separately, sets of both flecting stereotypes adherence naked can- present the same issue: whether Stanton, not be “rational.” See Stanton v. constitutionally could 7, 13-15, 1373, 1377-78, 421 U.S. 95 S.Ct. 43 solely on an based of homosexual inference (1975) L.Ed.2d (“role-typing” and “old past or future —from his admission conduct — provide notions” could not rational basis for a orientation, of homosexual without corrobo- specifying state greater statute for males a rating evidence of conduct or intent. age majority females); than for Reed v. Reed, 71, 75-76, 251, 404 U.S. 92 S.Ct. 253- Rationality D. Review (1971) 254, 30 L.Ed.2d 225 (mandatory statu- tory preference for men over women government A action that burdens individ- appointment of estate administrators failed unequally implicate uals but does not fun- test). rational-basis right “suspect” or damental burden a “quasi-suspect” subject class is to “rational- The limited role that the courts continue to or “rationality” Rationality basis” rationality review. exercise under review thus re minimum,” requires, leg- review “at the significant mains a against bulwark unrea “rationally islative classifications must be re- illegitimate sonable classifications. legitimate governmental objectives.” lated to deprives When action individuals See, Wilson, e.g., protection Schweitzer v. equal of the laws for arbi 1074, 1081, reasons, trary 67 L.Ed.2d solely or for reasons founded (1981); Doe, Plyler upon prejudices, irrational and invidious (1982) (Un- 2394, 72 S.Ct. L.Ed.2d 786 court must declare action unconstitution review, rationality Equal Cleburne, der “[t]he Protec- al under rational-basis review. persons similarly 450, 105 tion Clause directs that ‘all Otherwise, U.S. at S.Ct. at 3259-60. *30 Randolph or intends to suggest, in homosexual acts.” DOD purported the court’s C.F,R. 1332.30, Directives 1332.14 and Part 32 argument "standing" simply a restatement of 41, Appendix A. argument the substantive that the enti- tled to Mr. Steffan on the basis of "prudential argument standing” 12. This curious "intent” "conduct” or inferred bare from his majority does not even convince a the in banc homosexuality. admission of Judges Buckley As the court. concurrences of

709 “homosexuality.” military special has no tantamount to no rationality review would be manifestly competence question. inconsis to decide this To the review at all —a result See, precedent. contrary, “rationality” Supreme reviewing Court of such tent with Williams, 55, 61-64, legal 457 U.S. e.g., Zobel v. inferences —with attendant conse- 2309, 2313-15, 72 L.Ed.2d 672 quences 102 S.Ct. from status to conduct falls —drawn Moreno, 533-38, (1982); properly expertise 413 U.S. at 93 S.Ct. more within the (1973). analyses important part at 2825-27 courts. Such are an See, e.g.,Aptheker Secretary of our work. v. time, however, rationality re At same State, 500, 509-11, 378 84 S.Ct. U.S. government imposes no burden on the view (1964) 1665-66, (government 12 L.Ed.2d 992 justification of its any particularized make punish on the cannot status Communist in long as the action taken is behavior. So follow); theory that subversive conduct would reasonable, government need not fact 660, 667, California, Robinson v. 370 U.S. sup findings produce evidence to make or (1962) 1417, 1420-21, S.Ct. 8 L.Ed.2d 758 —Doe, port its decision. Heller v. U.S. addicts, (disallowing punishment drug ab- —, striking at 2643. Before S.Ct. use). drug sent evidence of We therefore rationality regulation a statute or on down government’s decline the invitation estab- review, wanting any jus court must find military lish the branches as ultimate arbi- actually proffered by govern tification “rationality” ters of the of their inferences ment, legitimate potentially as other as well Equal under the Protection Clause. With at —, grounds for the action. Id. military in respect expertise appro- due at 2642-43. areas, employ ra- priate we the traditional presence military as de- branch in tional basis tools this situation. equal protection litigation in does not fendant certainly courts’ role. It is eviscerate the must, however, with the We take issue great accord deference to the true that we majority’s the mistak assertion that we hold military judgment of decisionmakers within government’s position that “the en view example, in expertise. For their areas produce if it evidence to weakened does 503, 508, Weinberger, Goldman (‘demonstrate’) regulatory propo support its 1310, 1313-14, L.Ed.2d 478 S.Ct. Maj. op. at 689-90. No sition.” See (1986), Supreme upheld this Court position infer thing. such Our is that the military prohibition on ruling court’s that a drawn in the in ences fact wearing yarmulkes survived servieemembers rely any argu do not on rational ones —we scrutiny, although regulation strict sup government has failed to ment likely have been struck down as violative of particular, In as port them with evidence. in the First Amеndment other contexts. later, greater there are explain in detail we effect, military’s deferred to the the Court deeply impediments rooted fundamental uniformity judgment its interest jurisprudence that will not our constitutional even an dress —which not have been to treat a service- permit “important” governmental in another interest identity of homosexual member’s statement “compelling” to a level context —rose con proxy proscribed homosexual military. Surely military itself is most predicated actions duct. Governmental uniformity competent to determine whether fail ra presumption must therefore merely “important” positively or of dress is review, apart from eviden- quite tional-basis “compelling” context. government has tiary disputes. That in this quite never tried to demonstrate —either presents case a different conceded, upon ease which the “for case or other picture, however. Steffan has majority of homo relies —that its inference today,” keeping individuals who following from an admission engage in conduct sexual conduct or intend to “realit[y],” see is rooted “legitimate” is a interest. of orientation out of.the —Doe, at —, S.Ct. limited to whether the Heller The issue here is thus reinforce our view of its “rationally” past serves government may infer irrationality. admission of basic future conduct from Steffan’s *31 1332.14(H)(l)(b)(l). Inferring E. Future Homosexual Conduct DOD Directive Because the Directives’ inclusion individuals with “Homosexuality" From homosexual “desires” —as distinct from those Although questions of whether the the engage engage intend to who or homosex- or future homosexual Navy may past infer wholly ual otherwise be re- conduct—would homosexuality an conduct from admission dundant, clearly the Directives embrace an related, history closely of this case the Indeed, distinction.13 the orientation/conduct separately. requires that we address them military against has taken action service- from an Inferring future homosexual conduct on of orientation members the basis alone. homosexuality presents the admission of See, 12,13 e.g., Aspin, F.Supp. Selland “propensity” now-familiar issue—whether (D.D.C.1993) (quoting the General Counsel of an itself indicates that individ- the admission Department advising the Defense as the At- actually day” engage pro- ual will “one torney separations of two General “based scribed homosexual conduct. ‘status,’ acknowledged homosexual as conduct”). opposed to homosexual question parts. three We address Second, majority’s analysis Initially, distinction because orientation/conduct entirely Secretary’s interpretation on its untenable confla- found rests almost very tion of status and homosexual DOD Directives under which Stef- homosexual 689-90, conduct, Maj. separated. fan op. empha- we his brief to the in see court, rejected Secretary acknowledges has both banc size that this view been regulations ought military expert authority. under these status not be itself that, particularly then demonstrate conflated with conduct. He counsels the We military, regulations require court not to read there is no “rational connection” every and conduct case when a servicemem- between as orientation/status Instead, Finally, experiential factual matter. we ber states that he is a homosexual. or point Secretary regula- out that even if rational connection asks us to read into the shown, concepts presumption” could be tions a “rebuttable between these celibate Secretary obviously prohibits presuming, ap- on the sole homosexuals.14 The Constitution status, preciates irrationality- basis of an admission of homosexual under the —even day” regulations that a will “one violate “old” at issue in this servieemember case —of a military rigid regulations governing equating con- rule homosexual orientation sexual and conduct. duct.

Third, military’s recognition of the dis- tinction between homosexual orientation and Military Expert Recognition 1. conduct rises to a full-blown status in the Distinction Orientation/Conduct Secretary’s policy newest on homosexuals in recognizes itself a fundamen- 19, 1993, military. July On after Stef- tal distinction between homosexual orienta- separation, Secretary fan’s issued a mem- tion and conduct. Di- The DOD Department orandum to the Defense com- separated rectives under which Steffan was structure, stating: mand expressly distinguish between them: policy Department [I]t is the person, regardless judge suitability persons Homosexual means Defense to sex, in, in, engages who desires serve the armed forces on the basis of intends in homosexual their conduct. Homosexual conduct will be grounds separation acts.... from the statutory regulatory 13. It is settled rule of tion” because even an individual who claims that that, possible, construction where each term he or she is a "homosexual” remain in the given independent meaning. should be Weinberger Hynson, See finding” service if there is a "further that he or Dunning, Westcott and Appellees’ she is not a "homosexual.” See Brief Inc., 2469, 2485, explain We 688-90. later our view that the (1973). L.Ed.2d 207 language applied to Steffan simply Secretary's will not bear the construction. Essentially, Secretary that the claims DOD See at 696-98. regulations give presump- infra rise to a "rebuttable

711 ground they convincing that no is considered offer services. Sexual orientation jurist, matter, rationale. In the words of one Ben- and homo- personal private and explicitly Shalom “abandoned the distinction not a bar to service orientation is sexual between orientation and conduct which has manifest- entry or continued service unless any in other been stressed eases.... without by ed conduct. evidence in the ease before it and without Defense, “Policy on Homosex- Department of authority any citation to kind.” Jantz v. Forces,” in Armed cited ual Conduct (D.Kan. Muci, 1543, F.Supp. 759 1547 n. 2 1, Stejfan v. Appellee, Addendum at Brief for 1991) added), (emphasis rev’d on other (D.C.Cir.1993). Aspin, F.3d 57 The most 8 (10th Cir.1992), grounds, 976 F.2d 623 cert. only acknowledges policy explicitly recent — denied, —, 2445, 113 124 S.Ct. homosexual status the distinction between (1993).17 view, contrary L.Ed.2d 662 conduct, but, sig- even more and homosexual contrast, support. has documented Cam nificantly, that orienta- admits 910, mermeyer Aspin, F.Supp. 919 850 military by incompatible tion itself (W.D.Wash.1994), judge pointed the district (Dec. 1332.14(H)(1)(a) 21, service. See DOD to “substantial evidence” in uncontroverted 1993) (“[S]exual orientation is considered support of his conclusion that “a distinction matter, personal private and homosexual between homosexual orientation and homo is not a bar to continued service orientation grounded sexual conduct is well in fact.” by ... homosexual con- unless manifested judge testimony reproduced much of this duct_”). Directives no The new DOD opinion, including clini statements “desires”; longer any include reference indicating psychologists cal and research exclusively on homosexual focus instead person’s public “a of his or identification her and the conduct intent necessarily imply sexual orientation does not conduct. Id. conduct, past present, sexual or a future Particularly light change of this desire for sexual behavior.” Id. military’s homosexuality per stance toward Similarly, Equality the court Founda- represents the se—which we must assume Cincinnati, tion Cincinnati v. 860 Greater military’s reasoning of the result best (S.D. 1994), F.Supp. 437 concluded Ohio experience15 can be stunned —we amply ... “evidence established attempt justify a confla- court’s as rational there is a broad distinction between sexual that it attrib- tion of conduct and orientation orientation, conduct,” citing and sexual ex- military, utes to the but that “[sjexual testimony that pert witness orienta- may never and has now ex- have endorsed predisposition tion ... ‘is a towards one’s plicitly forsworn.16 This flaw infects all the gender’ [] own the other and is not and/or “rationality” analysis. stages majority’s Indeed, by any evi- defined conduct.” Id. Indeed, in Equality recent court decisions have dence Foundation demonstrated several majority activity necessarily a position criticized this and the that “sexual is not even relies, see, good predictor e.g., cases on which it of one’s sexual orientation.” Ben-Sha- (7th record, Marsh, Cir.1989), testimony in lom v. 881 F.2d 454 on Id. Based on this (7th Cir.1989). Judge majority’s position 15. The is in considerable ten- 881 F.2d 464 Rein- special position roundly rejected by the Wat- sion with its own assertion of "the defer- hardt’s itself, 1346-47, military’s judgment....” Maj. majority ence we owe the kins see 847 F.2d at Here, unsupported. op. at 686. has determined distinct con- that conduct and orientation are cepts; purposes analysis, the court of its own 17.Judge Kelly also noted that the Ninth and collapses them nonetheless. Federal Circuits have made similar statements. Both, citation to evidence in "without authority” Judge single have majority's lengthy record or to a medical 16. The citation from “[h]omosexuality dissenting opinion ... is behavior- Reinhardt’s in Watkins v. announced Jantz, (1990), F.Supp. Army hardly al.” at 1547 n. 3 advances its cause at all. 847 F.2d (9th Cir.1988) (suggesting quoting High Gays v. Indus. Sec. 1361 n. 19 Tech Defense (9th Office, Cir. have a Clearance 895 F.2d class of individuals who "homosexual States, "define[dj” 1990); F.2d Woodward v. United orientation” is somehow "homo- Marsh, conduct”); (Fed.Cir.1989). sexual accord Ben-Shalom *33 conformity with the law.18 al “desires” in rejected the “fundamental explicitly the court [Ben-Shalom, Woodward, government obliged to offer the While underpinning of rationality support of an in- homosexuality is the Gays evidence High ] Tech —that ference, obliged accept are courts Id. neither conduct.” a status defined position. of an untenable the naked assertion Any “Rational” Factual 2. The Lack of irrationality government’s infer- The Between Orientation Connection military, patent in particularly the ence Conduct grounds conduct is where homosexual Given, then, homosexual orientation that and, in case of homo- automatic the analytically distinct con- and conduct are sodomy, punishable incarceration. sexual question reduces to cepts, “propensity” the Indeed, reasonable to infer it is much more homоsexuality of whether an admission who admits to “homo- that a servicemember kind, alone, any without elaboration of assiduously forego sexuality” will thereafter rationally give rise to an inference that a all, conduct. After servicemem- homosexual day” engage in will “one particular individual surely aware that statements of bers are conduct, regardless of the inhibi- homosexual trigger or desire will homosexual orientation of his or her environment. Neither tions scrutiny subsequent of their behavior close majority government offers indi- nor “in- of “conduct” or for evidence homosexual presumption that such a is rooted in cation tent,” as indeed occurred Steffan’s case.19 baldly reality. government’s brief foolhardy for It would be servicemembers claims that there is a “sound factual connec- “homosexuality,” they freely unless admit facts,” proved tion between the and inferred quite were confident that no additional evi- at offers no further Appellees’ Brief but ’ dence of conduct or intent existed. argu- support proposition. for this At oral ment, government repeatedly relied on agreement The Ninth Circuit is “nature of human the incantation view, regulation interpreted and has supported sexuality” the inference. In Banc reaching simple, una- at issue here as not 49, 55, 62, Transcript majority, at 68. The homosexuality. of In so dorned admissions per- part, simply declares: are “[W]e for its doing, it cited numerous inconsistencies in this case the correlation is suaded raised, military’s position justify govern- than sufficient to more there, about the court’s view serious doubts Maj. policy.” op. at 688. ment’s “rationality” urged of same inference Meinhold, at “persuaded.” govern- upon us here. 34 F.3d

We are not Rymer pre- Judge n. noted that when an ment’s contention in this case smacks cisely stereotypical assessment individual admits or has been found to en- the sort acts, Reed, swpra gage past at homosexual forbidden Stanton and see 688; bottom, necessarily and the ma- does not infer future homosexual Rather, saying gay long “ap- jority to be service- conduct. so certain seem findings” including that proved heterosexuals —must be are members —unlike made— incapable controlling longer individual no “desires” to presumed their sexu- majority's attempt explain Five West this irration- to translate into forbidden conduct. 18. n currently facing players ground Point football al difference in treatment on the charges "groping” during pep female cadets permissible "heterosexuals have a outlet for their rally; seventy-six percent 1993 class of particular homosexuals in sexual desires whereas not," report experiencing cadets there some Maj. op. women is undercut do "homosexual," Randolph, Army Eleanor form of harassment. by military's own definition of 'Groping,' Washington Players are Accused being which includes individuals who admit to Post, 2, 1994, 1332.14(H)(l)(b)(2). Nov. at Al & A16. Under Acade- “bisexual.” DOD Directive rules, punish- my disciplinary the most severe obviously “permissible Bisexuals have a outlet alleged the accused athletes face for their ment for their sexual desires.” suspension ninety days. Id. misconduct is Moreover, the notion that recent events belie admission, “permissible outlet three months after the initial because heterosexuals have For desires,” sought particular unsuccessfully their "de- the NIS evidence of homo- for their sexual part likely conduct on the of Mr. Steffan. sires” are less than those of homosexuals sexual it.”). per- disapprove prior acts —the DOD Directive when if And permit regard- mits such servicemembers remain conduct does not an inference military. Directives 1332.14 and future DOD a conclusion is still justifiable Judge Rymer correctly concludes 1332.30. less when based on mere orienta- “wholly person’s that it is not rational” to infer future tion or “desire.” “[A] inclinations homosexual conduct from a mere statement ... beyond and ‘fantasies are his own and *34 “homosexuality” of at the same time a similar government....” the reach of (quoting Id. necessarily past Slaton, inference is not made from 49, Paris Adult Theatre I v. 413 U.S. by professed homosexual conduct heterosex- 67, 2628, 2641, 93 S.Ct. 37 L.Ed.2d 446 (1973)). uals. Indeed, as Justice Marshall wrote 557, 565, Stanley Georgia, v. 394 U.S. 89 The Meinhold court also observed that the 1243, 1248, (1969), S.Ct. 22 L.Ed.2d 542 “Our military’s “propensity” ho- inference treated heritage whole constitutional rebels at the differently mosexuals and for heterosexuals thought giving government power Judge Rymer no reason. wrote: Clearly control Navy may men’s minds.” Although military’s courts defer to the power not exercise this over the minds of judgment about homosexual and by discharging servicemembers them on the having classifications to with do homosexu- inquiries “homosexuality.” basis of about ality may challenge survive if there is omitted], rational [citations basis them heritage” The “constitutional to which Jus- question at least a serious is raised wheth- Stanley tice Marshall referred is evident presume er it can ever be rational to in the evolution of the law of treason. Under (identified persons one class of their III, a statute of Edward it awas crime to alone) preference regu- sexual will violate “compass imagine or the Death of ... (identified by lations whereas another class King.” Statute of Treasons Edw. 25 III. preference) their will not. This became the crime of “constructive trea- telling majority Id. at It is son,” against supposed which was enforced seriously attempt distinguish does not “compassers” “imaginers” even when no Meinhold, but rather limits its criticism of (other words) agree- overt act than mere holding points secondary impor- to two carry ment corroborated an intent out the (definition Maj. op. tance. See at 687 n. 7 See, Burdet, regicide. e.g. Case Thomas issue) (exhaus- persons the class of 694& (1477); Eng.Rep. 79 706 Trial Sir John remedies). tion of Perrot, (1592); 1 How.St.Tr. 1318 Trial Hardy, 24 Thomas 894 How.St.Tr. Inferring 3. The Constitution Prohibits (1794) (all States, cited in Watts United Proscribed Conduct (1969) (Douglas, 709-10 & n. 1 Finally, fundamentally, presum- and most concurring)). J. ing that servicemembers who admit to homo- inevitably sexual orientation will mili- violate expressly repudiates Our con- Constitution tary regulations princi- conflicts with bedrock III, structive treason. Article section 3 de- ples legal of our and constitutional order. against clares: “treason the United States reason, inherently For that it is irrational. levying against Shall consist War them, Enemies, Supreme repeatedly adhering giving or in empha Court has to their prior sized that even person conduct does not dem them Aid and Comfort. No shall be “propensity” Testimony onstrate a convicted of Treason unless on the Act, illegal. same actions after ‍​‌​‌​‌‌​​‌‌‌‌‌‌​‌‌​‌‌‌​‌‌‌‌​‌​​‌‌​‌​​‌​​​‌‌‌‌​‌‌‍later become of two Witnesses to the same overt or on — Const, See, States, e.g., open Jacobson v. United Confession in art. Court.” U.S. U.S. added). —,—, 1535, 1542, Ill, § (emphasis 112 S.Ct. 118 L.Ed.2d 3 The restrictions (1992) (“Evidence Constitution, predisposition imposed by limiting to do our not, itself, particular what was lawful is suffi definition of treason to conduct once conviction, predisposition requiring cient to show to do what an “overt act” for illegal, express prin- now for there is a common under the fundamental constitutional standing people obey ciple person’s thoughts that most the law even that a are his own— (1968) public intoxi- (upholding conviction they may the state be to

however distasteful conduct, not based on populace. cation because was or to the alcoholic). status as chronic accepted even principle was This same Act’s broad upheld the Smith cases that Thus, fears of internal sub- even Cold War activities. De- subversive proscriptions of Supreme not induce the Court version could of Com- widespread fears spite the nation’s presumption that the kind of to countenance state, to overthrow the munist threats majority argues prosecutions never allowed Supreme Court adopts inference of future miscon- here —an sympathies. private merely for Communist of inchoate basis of an admission duct on the States, example, in For Scales United “desire,” any specific in- unaccompanied by 1482-84, 221-24, infer- engage in misconduct. Such an tent (1961), Supreme con- Court L.Ed.2d legal prin- repugnant to time-honored ence is “membership clause” Act’s strued Smith *35 sanctity person’s of a ciples guard only upon proof of both conviction to allow against governmental “thoughts and desires” membership” in a communist-affiliat- “active “specific and a intent” to organization ed control. the Government of the United overthrow Indeed, already ap- numerous circuits have accompanied Only if intent member- States. plied this axiom to homosexual status held, the statute be ship, the Court would groups gay of and lesbian student context established, and therefore

brought “within recognition state universities. The denied crimi- presumably constitutional standards of 228, argued organi- Scales, universities that because such imputability.” 367 U.S. at 81 nal Any encourage broader construction homosexuals S.Ct. at zations would constitutionally the statute fraternize, would render they would facili- congregate and 1482, 222, 224, at Id. at 81 S.Ct. doubtful. of criminal acts—homo- tate the commission 1483-84. sodomy or sex acts. See sexual “deviate” Hamp- Gay Org. New Students Univ. States, Similarly, 341 in Dennis v. United of of (1st Bonner, 652, F.2d 662 shire v. 509 Cir. 499-502, 857, 862-63, 494, 71 95 S.Ct. U.S. 1974); (1951), Gay v. Mat- Alliance Students Supreme Court con- L.Ed. 1137 of (4th advocacy provisions Cir.1976); thews, 162, Gay of strued the subversive 544 F.2d 166 require specific conspiratorial Missouri, 848, Act to both University 558 F.2d Lib v. of government at some intent to overthrow (8th Cir.1977). Therefore, the universi- 853 (as date, advocacy op- of future and active like the ties contended —much for) support posed to a mere statement they deny university recognition could here — Later, as nation’s fear of position. anticipated to inhibit offensive behavior. waned, Supreme domestic communism argu- roundly rejected this line of The courts State, Secretary Aptheker v. 378 Court Circuit, example, for ment. The Fourth 500, 1659, 12 84 L.Ed.2d 992 U.S. S.Ct. University could wrote that while “the consti- (1964), its view that mere reasserted conduct,” tutionally regulate argument its [ ] “thoughts and desires” —as evidenced recognition to denying official organization”— membership in a “subversive squared campus could not be with groups on grounds depriva- never be sufficient could holding in Supreme Robinson Court’s rights. Aptheker, In the Court tion of civil Gay prohibiting punishment for status. See a law that indiscrimi- held unconstitutional Alliance, (citing v. 544 F.2d at 166 Robinson nately Party members deprived Communist 660, 1417, California, 82 S.Ct. 8 370 U.S. 509-11, passports. Id. at 84 S.Ct. at of their Lib, (1962)); Gay 558 L.Ed.2d 758 see also California, 1665-67. Robinson Cf. (university singu- cannot “ascribe F.2d at 856 1419-21, 660, 665-67, 1417, 82 S.Ct. U.S. group simply larly evil connotations (unconstitutional (1962) to crimi- L.Ed.2d 758 homosexuals”); Gay Stu- because proof nalize narcotics addiction absence dents, (“speculation that 509 F.2d at 662 Texas, 514, use); 532- Powell v. 2145, 2154-56, might at time 36, some 20 L.Ed.2d 1254 individuals 88 S.Ct. activity justify regula- illegal is insufficient to individual servicemember —unlike the “deci- state”).20 tion age sion” whether to or be blind —it is not rational to assume that he will choose to majority’s attempt analogize engage in subject conduct that ease to Bd. Retirement v. him to Massachusetts Murgia, 427 U.S. 96 S.Ct. 49 discharge or even incarceration.22 (1976), upholding mandatory L.Ed.2d 520 majority’s citation to New York Tran- age police retirement of 50 for officers Beazer, Authority sit U.S. ground rationally legiti- that it furthered a (1979), S.Ct. 59 L.Ed.2d 587 is no more purpose excluding lacking mate officers fitness, mark, Beazer, necessary convincing. physical Supreme misses the Court examples height as do its other and blind- upheld regulation disqualifying methadone disqualifications ness from ser- formerly users who had been heroin addicts vice. Of course the can exclude indi- employment NYTA. But two disqualifying physical viduals based on crucial elements of Beazer are absent from beyond mental characteristics their control. First, Steffan’s case. the district court there is, however, altogether propo- It different had found that methadone use itself can predicate assump- sition to exclusion on the “drowsiness, insomnia, cause excess sweat- tion that certain will individuals not exert ing, constipation, perhaps some other prevent their will to mere “desires” from symptoms.” 440 588 n. translating illegal into actions. policy 1367 n. 32. The exclusion for me- *36 put argument plainly, To there is noth- based, was part, thus at least in on a thadone ing person negate a blind or tall can do to capacity lack of perform current at an disqualify those characteristics that him from level, appropriate solely prediction not on a power service. There is no will that addition, of future misconduct. even had spare aging person will an the eventual loss prediction, Beazer involved such a evidence physical ability. certainly And there is no (heroin use) past might misconduct have way merely by people conforming that these support lent some to the inference. A ser- qualify to the can law service. vieemember’s mere admission of “homosexu- But a servicemember who has homosexual hand, ality,” on the other carries with it no can; only desires he need refrain from en- conduct; indeed, past inference of such state- gaging prohibited likely only ments will be made when no by Navy’s own admission he will be past evidence of or intended person.21 as “fit” as misconduct ex- the next Since a deci- sion not to act is within the control of the ists. majority’s protest problems presented by military's

20.The that the cited cases ment homo- 692, Amendment, ban). Maj. op. involve the First sexual point. process misses our The fundamental due prevents govern- notion that the Constitution Throughout proceedings, Navy these has inferring day ment from thаt individuals will one strenuously urged that “celibate homosexuals” proscribed conduct on the sole basis of subject discharge. supposed are not This ex- by their homosexual orientation is unaffected ception rationality alone casts doubt on the scrutiny applied given level of in a case. that those who are homosexual inference or- ientation fail will to exercise their self-control. Moreover, Gay as the Alliance court's reliance equal protection on both First Amendment and suggests, single piece rationales see 544 F.2d at a line 22. The of evidence in this record equal protec- regarding between the First Amendment and what homosexual ac- servicemembers government’s tually prospect tion harms wreaked dis- do faced when of harsh criminatory admitting penalties of individuals treatment for homosexual conduct can be found may facilely homosexual orientation not so in Dr. Green’s Declaration to the Richard Dis- Green, Although Psychiatry drawn. Mr. Steffan has chosen to trict Court. Dr. a Professor of terms, UCLA, equal protection frame his case in he asserted that anecdotal "substantial II, might challenged government's [suggests] during well have at- evidence World War tempt speech identity gays militaiy engag- simply to control his on sexual on in the refrained from grounds. First Amendment See David Cole & in homosexual conduct in to avoid the order Jr., (J.A. Eskridge, Hand-Holding imposed” penalties William From harsh that could be Sodomy: History citing First Amendment Protection Homo- Out Coming Under Fire: The Conduct, (Free Press, (Expressive) Gay sexual 29 Harv.C.R.- Women World War Men and Two (1994) 1990)). (detailing C.L.L.Rev. the First Amend- an admis- A rational connection between majority suggests that Finally, “homosexuality” con- and homosexual against inferring il sion of prohibition constitutional lacking the conduct equally whether thoughts or desires duct is legal conduct from mere future; past and our Constitu- involving “crimi inferred is apply in a case does not drawing government prohibits the “employment tion punishment,” nal but Supreme case. The majority that inference either Maj. op. at 682. deeision[ ].” ruling in Robinson v. just and Court’s It as irrational is mistaken. California— attempt to holding a state’s government to unconstitutional fundamentally unfair for the addiction absence “employment” criminalize narcotics draw such an inference Indeed, hinge on whether Cali- proof of use —did the Su other. context suspected anticipated future use or fornia indicate preme Court’s decisions past may punish nor make use. neither solely on the basis “employment decisions” Navy majority’s assertion membership political affiliations or citizens’ past “admitted” con- infer that Steffan organizations.” See Elrod in “subversive acknowledged his “homosexual- duct when he 347, 372-73, Burns, 96 S.Ct. just on the same old ity” another variation (1976) (prohibiting dis 49 L.Ed.2d 547 rejected by this court at earli- theme —twice county employees non-policymaking missal of stages can er of this case—that affiliation); political based on Elfbrandt statement, “presume” past conduct from his Russel, 11, 17-19, away. required explain which he is then (1966) 1241-12, (invalidating 16 L.Ed.2d 321 majority place the “burden” on denying employment grounds of mem law explained what he meant Steffan to have organization). bership in subversive Cf. “yes” when he first answered “homosexual” Meinhold, (pointing out “the 34 F.3d at 1478 inquiry government’s as to whether he constitutionally significant danger making one, he failеd and conclude because conduct”). surrogate prohibited status burden, “really” carry meant that he *37 down, majority’s distinction is Stripped engaged in homosexual conduct. he had Any constitutionally unpalatable. govern- constitutionally, theory unacceptable This is rationally, sophistry. serious civil or economic ment action with and indeed borders admitting consequences for an individual ho- moreover, is, regu- inconsistent with the It heterosexual) (as “de- opposed to mosexual “processed.” lations under which Steffan was sire,” assumption that predicated on the grasp that there The court seems unable govern- will violate the homosexual individual was, reading any reasonable under regulations prohibiting certain behav- ment regulations, that Steffan could no “burden” ior, equally defective. discharge— possibly have carried to forestall “presumption” or “infer- and therefore no Inferring From an Ad- F. Past Conduct past conduct that could have arisen ence” of “Homosexuality” mission of Indeed, nothing Steffan from his silence. po- said before the Performance majority the alternative could have advances remotely Navy of Board would have been relevant could—on the basis sition “homosexuality” predicament.23 The DOD directive ex- admission of Steffan’s —dis- prose, apart plains, plainest “[a] mem- charge past quite him for separated finding ... if any engage [a] in future ber shall be “propensity” view, that he any assumption member has stated [that] [t]he of made conduct. our ... a is a homosexual unless there is from such an admission is sub- or she past conduct finding is not a objections against further the member ject to all the same made homosexual_” Directive 1332.14.- inferring “propensity” to future conduct. DOD is defined H.l.e.2. The term “homosexual” And more. "Yes,- responded sir." Brigade Military Mr. Steffan Performance Board homosexual?” 23. At asked, you any- Captain then "Do have hearing tion, Mr. situa- Konetzi convened to review Steffan’s point?,” thing and Mr. Steffan Captain presiding else to add at this Konetzi—the officer— “No, Steffan, word, you replied, your are sir.” asked Mr. "I’d like sex, service, engages say person, regardless keep “a who him in unless it led in, in, ultimately desires to or intends to the determination that he was By plain language in homosexual acts.” Id. 1332.14.H.l.b.l. not a homosexual. Directive, emphasis does not now nor has he ever denied the DOD no amount of homosexual,” ... that he “stated that he is a on the word “desire” would do that. He therefore, quite understandably, under 1332.14.H.1.C.2. And he has from the nothing said straightforwardly outset admitted he is further. The cannot later— person later, court, aptly years described the definition of whether two in district years today’s majority “homosexual” contained in 1332.14.H.l.b.l. seven later in opin- Therefore, given even had Steffan all of the ion—inform Steffan that because he re- explanations explanations and earned all of the “burdens” mained silent when further majority conjure up, avail, that the can he would would have been of no his admission of gained became, advantage homosexuality presumptively, have no whatever. He an ad- would still have been a “homosexual” under mission of conduct. It would be the worst process deprivation and he would still have been kind of due to retroac- Navy. tively apply “presumption” turned out of the Steffan did not or “inferencе” issue,” “join[ Maj. op. simply plausibly suggested by regula- ] the not even join. because there was no “issue” to As the tions at the time.24 court, argued itself to the district “Offi- already recognized This court has fact they fit cers who admit within the by rejecting government’s argu- earlier Navy’s regulatory definition of homosexual ments that Steffan’s involved ho- inevitably discharged.” Steffan, Cheney, mosexual conduct. In F.Supp. at 120. (D.C.Cir.1990), F.2d we reversed the dis- majority does not offer even a color- trict court’s dismissal of the case as sanc- why explanation predica- able this catch-22 questions tion for refusal to Steffan’s answer controlling ment was not case. engaged about whether he had in homosexual argues only It that if an individual who ad- conduct. The district court had found that being goes mits to a “homosexual” on to sepa- “[t]he record is clear that [Steffan] was explain in detail what he means “homo- Academy rated from the Naval based on his sexual” his own case then the admissions that he is a homosexual rather might find that he is not a “homosexual” misconduct,” than on evidence of but Maj. op. after all. See at 695. It never nonetheless held that Steffan’s conduct was points any authority regula- under the old *38 eligibility relevant to his for reinstatement. might given tion that have rise to such a disagreed, stating at Id. 76. We that be- “rational,” “hope.” being argu- Far from cause the courts review administrative decidedly ment is circular. only action on the bases contained in the record, majority’s The error is thus one of administrative Steffan could not be 20/20 hindsight. deciding thorny ap- questions As a court held to answer conduct-related peal, might separa- we well wish that Steffan had [ ] “unless conduct was a basis for his himself articulated the constitutional issue at tion.” Id. at 76. With both the administra- original hearing. finding But Steffan was not a tive record and the district court’s court, us, attorney planning nor even an a consti- before we determined that conduct had appeal. midshipman, tutional He was a not been the reason for Steffan’s years man who had dedicated four to a ca- and therefore reversed the district court. Navy, rejected specifically govern- reer and he wished to remain in Id. We also Navy. having argument Yet he knew that once ment’s that because of a “rebutta- homosexuality, nothing admitted his presumption” he could ble or “celibate homosexual ex- Co., FCC, rule.”). Broadcasting Satellite Inc. v. 824 stance of the There is no indication in Cf. (D.C.Cir.1987) (Silberman, J.) (“Tradi- F.2d the record that Steffan ever received notice of concepts process incorporated tional of due into hence, any presumption”; the dis- "rebuttable preclude agency pe- administrative law summary grant judgment trict court's of was nalizing private party violating a rule with- inappropriate under the circumstances. providing adequate out first notice of the sub- past or con regulations, was of future homosexual inference ception”25 or in- caught by conduct presumptively entirely admission of drawn from his duct regulation until he demon- prongs tent of legiti homosexuality, it does not address ruling majority’s to- strated otherwise. The justifications macy of other —unrelated the basis discharged was on day, that Steffan government. Under conduct —offered conduct, effectively re- thus of homosexual rationality pass consti review the ago— years pаnel decision of four verses the justi if can muster rational basis tutional part litigation in the crucial —Doe, discharge. fy his See Heller v. appeal— now the issue before us on framed —, Thus we 113 S.Ct. at 2642-43. discharged for homosex- proffered. the nonconduct rationales consider conduct, ual but status. justification by the DOD first offered The normally principles case re- Law of the presence itself is that the mere Directive disavowing an quire a court avoid thus homosexuals, in a ho- “legal unchallenged even who admit decision ... those earlier appeal opportunity to subsequent “desire,” when will have a orientation or mosexual Museum, Williamsburg Wax do so existed.” morale, impact discipline and the negative Inc., Figures, 810 F.2d Inc. v. Historic of new recruitment servieemembers. (D.C.Cir.1987). course, recognize, We state, part: Directives always banc court is not “bound that an in Homosexuality mili- incompatible by panel of the case the law established military presence tary service. appeal, ruling was on an earlier when that [homosexuals, later defined environment See, e.g., in banc.” Van Ge- not reviewed adversely include mere ... “desirers”] Co., Boeing n. 9 437-38 mert v. F.2d ability Military Cir.1978). Services (2d affects Nevertheless, of the case law order, discipline, good maintain and mo- in in banc doctrine binds court even party “a be rale; when would [otherwise] review ... and retain mem- [and] recruit ” Id.; seriously prejudiced.... see also Military bers Services.... Hollywood Bank v. American First Nat. § Directive H.l.a. DOD Corp., Rubber F.2d 453 n. 3 Foam (1976) (law need not case doctrine appears if argument to be that even prejudice apply “no from its omis- results if irra- policymakers not make the did sion”). find it how We difficult to conceive inference that who ad- tional servieemembers greater that which prejudice could than engage in homo- mit homosexual orientation today’s suffers from reversal of this nonethe- sexual could was, all, ruling. It after court’s first Steffan those on the less exclude servieemembers that the as a direct result that decision ground that heterosexual servieemembers actually question Steffan had en- whether appalled requirement would be gaged or intended to conduct was alongside gay openly serve soldiers— joined in the The combi- district court. those who neither in homosexu- even today’s panel opinion first nation of the *39 not conduct nor intend do so. We are al majority opinion any opportunity forecloses service- told the source heterosexual challenge any on presumed Perhaps the members’ distaste. ground. assumption is that would servieemembers Morale, Re- Discipline, and G. of con- the same irrational inference make Effect cruitment military policymakers; perhaps it is duct anyone a homo- that members dislike majority the that Stef- Because concludes orientation, properly discharged on an no matter how he be- fan based sexual was Cheney, government v. used the 25. These are two the same idea. As In the names for government's explained argu- presumption.” attorney at oral "rebuttable In the label 57, (D.C.Cir.1993), perhaps loosely Aspin, F.3d 64 vacated and "[W]hat ment in banc: and 8 7, 1994), (D.C.Cir. excep- granted inartfully rehearing called the in banc Jan. celibate homosexual exactly making gave argument try point they the the as a "celibate [] tion is same I am another exception," again rejected today rebutting it. presumption." and we about the homosexual

719 ease, justification prejudice they In assume to be both haves. either widespread deeply and held.’ without rational basis. 433, Id. at 104 at 1882. S.Ct. review, rationality we must assume

Under reasoning The Court extended this to ra premise would not that heterosexuals City tional-basis review in Cleburne v. wish to with individuals of homosexual serve of Inc., Center, Living 432, Cleburne 473 U.S. well-founded, though orientation to be even (1985). 313 87 L.Ed.2d may personally higher opinion we hold Cleburne, city zoning per had denied maturity our servicemembers’ than do their mentally mit to construct a home policymakers. accept We must too the un neighborhood, argu disabled a residential likely forcing assumption that heterosexuals residents, neighborhood angered by will, fact, to serve with homosexuals lower home, presence pose would a dan morale, impair discourage discipline, and en ger mentally disabled residents. The despite experience our with the ut listment — Palmare) rejected (citing Court argu falsity predictions ter of similar voiced giving private ment as effect to irrational opponents Truman’s of President 1948 execu biases, provide could not held that it requiring integration tive order racial denying permit. rational basis for Cle Secretary armed forces. See Dahl burne, 473 U.S. at 105 S.Ct. at 3258. F.Supp. Navy, United States (E.D.Cal.1993) (quoting Defense Personnel Palmore, Cleburne and the fundamental Center, Security Research and Education principle embody constitutional Nonconforming Sexual Orientations compel reject government’s us to argu- (1988)). Still, Military Suitability 8-10 ment that individuals of homosexual orienta- that, given principle all cardinal it is a may tion be excluded from the be- equal protection government law that may angered by cause others be offended against cannot discriminate class of its presence. their mere The Constitution does solely give citizens effect to the likes or allow to subordinate a class plays dislikes of others. Such discrimination persons simply because others directly bigots; into the hands ratifies like them. encourages prejudice. their Privacy H. Rationale Sidoti,

In Palmore v. (1984), S.Ct. L.Ed.2d Su justification The Directives also offer the preme Court a state overturned court’s order presence that the mere of individuals of ho- away that took a child from her mother and mosexual orientation in will in- custody solely delivered to her father be privacy vade of heterosexual servicemem- cause the mother married an African- had argu- § DOD Directive H.l.a. This bers. American. The state court reasoned that the things. ment two could mean one of subject child would be discrimination in concern is homosexual either that service- community par her if she were live with ogle members will heterosexual col- their opinion, ents of mixed In a unanimous races. leagues regardless quarters, in close or that — Supreme if Court held even place ogling of whether such takes —hetero- impaired, child’s welfare would the court experience person- will sexuals an invasion custody could not on that determine basis privacy merely al their own fears. give because the decision effect to argument long. Neither detains us prejudice of others. This the Constitution argument “desirers” will would not allow: *40 rеproduces presumption stare the flawed may thoughts Private biases outside the reach of that mere and desires will translate law, cannot, directly the into offensive conduct. The contention that but the law or indirectly, give protected effect. heterosexuals must be from their them ‘Public offi- turn, replicates argu- uphold may ogling, cials sworn the Constitution fears of the duty by governmental action should be bowing not avoid a constitutional ment by stereotypes hypothetical private prejudices of controlled the and effects racial 720 Judge § justifica- H.l.a. As purported mail. Directive parties. Both DOD third

of aptly pointed Norris Ninth Circuit has review. fail rational-basis tions military’s policy increases out, however, the by Secretary the I. Rationales Not by making gays and the risk of blackmail Offered of for in the closet for fear lesbians remain recent decision Supreme Court’s The careers.26 Watkins United feiting their rationality review v. Doe Heller suggests (9th Army, 875 F.2d Cir. States 730-31 arguments prof not consider whether must denied, 1989) (Norris, J., concurring), cert. provide government might by the fered 384, 112 L.Ed.2d 395 — regulations. for U.S. rational basis the (1990). at —, S.Ct. at 2642-43. justifica one such court relied on district discharge military’s that the We conclude preventing spread the of AIDS the tion — on basis of his Joseph the sole government appeal forces. The on armed homosexuality not rational- admission mili this rationale for the not endorsed has ly legitimate government goal. to a related tary’s and neither do we. Homosexu policy, majority the that this disagree We case the spread cannot AIDS virus. al orientation only past whose or future concerns Homosexual, heterosexual, conduct can.— solely from existence be inferred the participant carries the This if one virus. “homosexuality.” acknowledgement mere illegitimate assump justification relies on the permit discharge on of such an To the basis will that homosexual servieemembers tion principles both inference would contravene prohibited rules and break the guaran- rationality and constitutional review may spread conduct that the dis Additionally, non- tees. we find no rational ease, but heterosexuals —to whom sexual justification regulations, for inso- conduct the pose any is not conduct forbidden —will simple penalize far as admission of danger. homosexuality. We therefore believe that Secretary military into on which the Steffan should be reinstated A final rationale service, graduate rely, permitted from the but to which Directives does allude, “security” posed by Academy, commissioned as a is the threat ho- and alleged susceptibility officer.27 mosexuals’ to black- Indeed, nominate, although and and no with the Advice Con-

26. offers Senate, military’s policy appoint evidence that decreases sent shall ... Officers of sources, States....’’). risk of blackmail from external amici the United indicating policy that the cite research increases ”[e]very physically qualified We are told that opportunities sexual within for harassment graduate Academy] the Naval is commis- [of particularly example A notorious the services. Navy or sioned in the unrestricted line of the group at Kais- involved stationed servicemen Academy Catalog Corps.’’ Marine Naval for Pro- erslautern, Germany, called who themselves Indeed, (1982-83). spеctive Midshipmen even reputedly "dykebusters.” sys- These men made graduation, before Mr. Steffan himself was as a women, tematic sexual advances course nominated a commission matter of for reported those who refused lesbians. See Reagan May President on 1987. The nomi- Shilts, Conduct Unbecomtng: Gays Randy and Lesbi- referred nation was then to the Senate Armed also, (1993). Military U.S. 496-97 See ans in the Committee, reported favorably Services which Dodge, Military Michell M. Benecke & Kirstin S. May thereafter con- Senate Fields: 'Women Nontraditional Job Casualties nomination unanimous con- firmed Steffan's Homosexuals, the Armed Forces' War on 12,046, 11,997, 12,033, 12,- sent. 133 486, 12,636 (1987). Cong.Rec. (1990). LJ. 215 Women's Harv. reflects, then, Secretary’s request rehearing So record for in banc far as the 27. The impediment receiving single to Steffan's commis- raised the issue whether court has authority Spe- order sion was his constructive Steffan commissioned. Appellees’ cifically, Secretary question Academy. May did not Naval 20, See Letter of while our (any prepared authority at 1 commission to order Steffan's reinstatement into Navy graduation Academy, have been ineffective because and his from the Steffan "would complet- Academy prior to requiring [he] ... left the Naval he claimed commis- military requirements upon nec- intrudes the authori- the academic sion Steffan somehow essary commissioning”). Secretary ty granted con- President and the Senate under authority appointments cedes court has the to remove clause of the that this Constitution. II, (“The by ordering impediment reinstated § art. President ... shall Const, *41 Ohio, Commission of Nebraska Public ConClusion Commission, Service American Bus As penalize person For the sociation, Railroad Commission of Tex acknowledging his sexual orientation runs as, Public Utilities Commission of the deeply against grain. our constitutional It California, State of American Insurance has, believe, precedent place we no in our Association, National Association of In traditions, national spring pro- which from a dependent Insurers, Colorado Public respect found for the freedom to think and to Commission, Utilities and Tennessee be what one chooses and to announce Commission, Public Service Intervenors. majority’s the world. ingenious plays presumptions disguise and inferences cannot AMERICAN INSURANCE ASSOCIA injustice lies the heart of this TION, and National Association of Inde come, years case. we will look back pendent Insurers, Petitioners, dismay these unconstitutional at- tempts to upon enforce silence individuals of orientation, INTERSTATE COMMERCE COMMIS Pragmatism out. should not be allowed to SION, and United States of Amer- trump principle or the soul of a nation will ica, Respondents, respectfully

wither. We dissent. Regulatory

National Utility Association of Commissioners, Trucking American As sociation, Conference, American Movers ‍​‌​‌​‌‌​​‌‌‌‌‌‌​‌‌​‌‌‌​‌‌‌‌​‌​​‌‌​‌​​‌​​​‌‌‌‌​‌‌‍Interstate Truckload Carriers Confer ence, Oregon Utility Public Com mission, Intervenors. 93-1362,

Nos. 93-1450. NATIONAL ASSOCIATION OF REGULA United Appeals, States Court of COMMISSIONERS, TORY UTILITY Il District of Columbia Circuit. Commission, linois Commerce Kansas Corporation Commission, Oklahoma Argued Sept. 1994. Corporation Commission, State Decided Dec.

Rhode Island & Providence Plantations Carriers, Division of Public Utilities &

Public Service Commission of South

Carolina, Montana Public Service Com

mission, Highway and Arkansas State

Commission, Petitioners,

INTERSTATE COMMERCE COM

MISSION and United States of

America, Respondents, Trucking Association,

American American Conference,

Movers Interstate Truck Conference,

load Carriers Alabama Pub Commission, Oregon

lic Service Public

Utility Commission, Louisiana Public Commission, Mississippi

Service Public Commission,

Service Public Utilities graduated. commission, specter raised appears Secre- over Steffan’s to be at tary, might juncture hypothetical President then refuse to case that is unneces- perform essentially duty sary ministerial of hand- to resolve.

Case Details

Case Name: Joseph C. Steffan v. William J. Perry, Secretary of Defense
Court Name: Court of Appeals for the D.C. Circuit
Date Published: Nov 22, 1994
Citation: 41 F.3d 677
Docket Number: 91-5409
Court Abbreviation: D.C. Cir.
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