Joseph C. SPAGNOLA, Jr.
v.
William MATHIS, Office of Management and Budget, et al., Appellants.
Joseph C. SPAGNOLA
v.
William MATHIS, et al., Appellants.
Joseph C. SPAGNOLA, Jr., Appellant,
v.
William MATHIS, Office of Management & Budget, et al.
Michael E. HUBBARD, Appellant,
v.
U.S. ENVIRONMENTAL PROTECTION AGENCY, Administrator, et al.
Nos. 84-5530, 84-5659, 84-5822 and 85-5145.
United States Court of Appeals,
District of Columbia Circuit.
Argued April 29, 1987.
Decided Sept. 30, 1988.
George M. Chuzi, Washington, D.C., for appellant in No. 84-5822.
Peter B. Broida, Washington, D.C., for appellant in No. 85-5145.
Joseph B. Kennedy with whom Thomas M. Devine, Arthur B. Spitzer and Elizabeth Symonds, Washington, D.C., were on the brief, for amici curiae, The Government Accountability Project and the American Civil Liberties Union of the National Capital Area urging affirmance of the panel decision in No. 84-5822.
Stuart H. Newberger, Asst. U.S. Atty., for appellees in both cases, with whom Joseph E. diGenova, U.S. Atty.,* Royce C. Lamberth, Asst. U.S. Atty.,* R. Craig Lawrence, Michael L. Martinez and Scott T. Kragie, Asst. U.S. Attys., were on the brief for appellees in No. 85-5145, and with whom Joseph E. diGenova, U.S. Atty.,* Royce C. Lamberth * and R. Craig Lawrence, Asst. U.S. Attys., Washington, D.C., were on the brief for appellees in No. 84-5822.
Michael J. Ryan, Asst. U.S. Atty., Washington, D.C., also entered an appearance for appellees in No. 84-5822.
Edith S. Marshall, Asst. U.S. Atty., Washington, D.C., also entered an appearance for appellees in No. 85-5145.
Before WALD, Chief Judge, ROBINSON, MIKVA, EDWARDS, RUTH B. GINSBURG, BORK,** STARR, SILBERMAN, BUCKLEY, WILLIAMS and D.H. GINSBURG, Circuit Judges.
Opinion PER CURIAM.
PER CURIAM:
On December 5, 1986, two panels of this circuit issued separate, conflicting opinions regarding the availability of Bivens1 remedies to litigants challenging federal personnel actions for whom Congress has declined to provide full administrative remedies subject to judicial review under the Civil Service Reform Act (CSRA).2 See Hubbard v. EPA,
I.
The facts underlying the constitutional claims of Michael Hubbard and Joseph Spagnola are fully set forth in the respective panel opinions and need only briefly be recounted here. Appellant Hubbard, presently a detective with the District of Columbia Metropolitan Police Department, alleges that he was denied employment as a criminal investigator with the Environmental Protection Agency (EPA) because of his exercise of first amendment rights. In particular, Hubbard contends that the EPA and defendant Peter Beeson, an agency hiring official, rejected his job application due to reports that Hubbard had communicated with the press during an investigation of narcotics use by employees and members of Congress in 1981. Hubbard maintains that his communications with the press were "protected speech," and that Beeson's rejection of his application on the basis of such speech was in violation of the first amendment. In addition to seeking equitable relief against the EPA, Hubbard sought damages from Beeson personally under the Bivens doctrine. The district court held that Bush v. Lucas,
Joseph C. Spagnola, Jr., an employee of the federal government at all times relevant to this action, sought damages and injunctive relief under the first amendment and 42 U.S.C. Sec. 1985(1) (1982) against two officials for whom he worked in the Office of Federal Procurement Policy of the Office of Management and Budget (OMB). According to Spagnola, the defendants thwarted his efforts to gain promotion beyond the GS-14 level and conspired to prevent him from pursuing professional development in the area of government contracts in retaliation for his "whistleblowing" activities. Spagnola appealed from the district court's dismissal of his Bivens claims for damages against the OMB officials.
While the circumstances surrounding the first amendment claims of Hubbard and Spagnola differ markedly, the CSRA accords claimants in their respective positions substantially the same relief. Under 5 U.S.C. Sec. 1206, each could petition the Office of Special Counsel (OSC) of the Merit Systems Protection Board (MSPB) alleging a "prohibited personnel practice."3 See 5 U.S.C. Sec. 1206(a)(1) (1982); see also 5 C.F.R. Secs. 1250-61 (1988) (OSC regulations).4 If OSC, in its discretion, believed the allegations meritorious, it was required to report that along with any findings or recommendation of corrective action to the agency involved. If the agency failed to take action, the OSC could have requested the MSPB to order appropriate corrective action. See 5 U.S.C. Sec. 1206(c)(1)(A) & (B) (1982). Irrespective of the course of action chosen by OSC, judicial review for Hubbard and Spagnola, if available at all, was limited to ensuring that OSC conducted the requisite "adequate inquiry" into the allegations. See Cutts v. Fowler,
Prior to initiating their federal actions, both Hubbard and Spagnola petitioned OSC for an investigation into alleged "prohibited personnel practices." In each case, the claimants filed suit in district court before completion of the OSC investigation. OSC's ultimate disposition of their petitions was, in any event, the same: it found insufficient evidence to suggest a "prohibited personnel practice" in either case.
II.
In the Bivens case itself, the Supreme Court acknowledged that the power to make policy concerning constitutional remedies was not the exclusive province of the judiciary. The court observed that where there is an "explicit congressional declaration" that injured parties should be "remitted to another remedy, equally effective in the view of Congress," Bivens,
Indicative of this caution is Bush v. Lucas,
Because he was challenging a "major personnel action," the plaintiff-employee in Bush, unlike Hubbard and Spagnola, was able to invoke certain of the CSRA's elaborate remedial processes which, by statute, culminate in judicial review. See 5 U.S.C. Sec. 7703 (1982); Bush,
The Supreme Court's latest pronouncement on the special factors doctrine in Schweiker v. Chilicky, --- U.S. ----,
Chilicky is significant not only for its holding,7 but also for its analysis of Bush. In applying the Bush "special factors" doctrine to the Disability Act claims before it, the Chilicky Court made clear that it is the comprehensiveness of the statutory scheme involved, not the "adequacy" of specific remedies extended thereunder, that counsels judicial abstention. Id. at 2467 (citing Bush for "[c]onclu[sion] that the administrative system created by Congress 'provides meaningful remedies....' " (quoting Bush,
As we read Chilicky and Bush together, then, courts must withhold their power to fashion damages remedies when Congress has put in place a comprehensive system to administer public rights, has "not inadvertently" omitted damages remedies for certain claimants, and has not plainly expressed an intention that the courts preserve Bivens remedies. In these circumstances, it is not for the judiciary to question whether Congress' "response [was] the best response, [for] Congress is the body charged with making the inevitable compromises required in the design of a massive and complex ... program." Id. at 2470-71.
III.
These general principles alone weigh heavily in favor of declining to create Bivens remedies for claimants situated as Hubbard and Spagnola were. We are further aided, however, by suggestions the Court provided in Chilicky as to how Bush applies to our cases. For in recounting the principal lesson of Bush--that the CSRA's administrative system provides meaningful remedies and thus precludes Bivens actions against officials in their individual capacities--the Court included a citation implicitly suggesting that the preclusive effect of Bush extends even to those claimants within the system for whom the CSRA provides "no remedy whatsoever." Id. at 2467.8 This passage not only squarely implicates the material facts of at least one of the cases before us today,9 it also further indicates that the Court regards a case-by-case examination of the particular administrative remedies available to a given plaintiff as unnecessary.
Accordingly, the Court vacated two courts of appeals cases presenting issues nearly identical to those we confront today and remanded them "for further consideration in light of [Chilicky ]." See Cooper v. Kotarski, --- U.S. ----,
Furthermore, we do not believe the legislative history of the CSRA supports the application of Bivens remedies in the cases before us. After Chilicky, it is quite clear that if Congress has "not inadvertently" omitted damages against officials in the statute at issue, then courts must abstain from supplementing Congress' otherwise comprehensive statutory relief scheme with Bivens remedies--unless, of course, Congress has clearly expressed a preference that the judiciary preserve Bivens remedies. See Chilicky,
Concededly, the Court has provided few, if any, principles governing whether a particular claimant--and his underlying claim--should be included in a given congressional "comprehensive system" for purposes of applying "special factors" analysis. After Chilicky, of course, this issue has become critical. Nevertheless, while in some cases the outer boundaries for inclusion in "comprehensive systems" may be less than clear, there can be little doubt as to whether Congress has brought claims like those advanced by Hubbard and Spagnola within CSRA's ambit. This is because the CSRA itself, in one fashion or another, affirmatively speaks to claims such as Hubbard's and Spagnola's by condemning the underlying actions as "prohibited personnel practices."11 Thus, we are dealing with a statutory scheme that at least technically accommodates appellants' constitutional challenges. See Carducci v. Regan,
IV.
While we decline to extend Bivens remedies to Hubbard and Spagnola, we do not suggest that the CSRA precludes the exercise of federal jurisdiction over the constitutional claims of federal employees and job applicants altogether. But see Pinar v. Dole,
* * *
* * *
In light of the Supreme Court's holding in Schweiker v. Chilicky, we conclude that "special factors" preclude the creation of a Bivens remedy for civil service employees and applicants who advance constitutional challenges to federal personnel actions. Accordingly, we affirm the district courts' dismissal of Hubbard's and Spagnola's Bivens claims.
Notes
At the time the brief was filed
Judge Bork participated in the argument but not the decision in these cases
Bivens v. Six Unknown Fed'l Narcotics Agents,
Pub.L. No. 95-454, 92 Stat. 111 (codified as amended in scattered sections of 5 U.S.C.)
The "prohibited personnel practices" Congress included in the CSRA remedial scheme are set forth at 5 U.S.C. Sec. 2302. The definition sweeps broadly to accommodate the "tak[ing] or fail[ure] to take any ... personnel action if the taking or failure to take such action violates any law, rule, or regulation implementing, or directly concerning, the merit system principles contained in section 2301 of this title." 5 U.S.C. Sec. 2302(b)(11) (1982). One such merit principle provides:
All employees and applicants for employment should receive fair and equitable treatment in all aspects of personnel management ... with proper regard for their ... constitutional rights.
5 U.S.C. Sec. 2301(b)(2) (1982). Both Hubbard's and Spagnola's allegations implicate this principle squarely and we are therefore convinced that their constitutional claims are cognizable as "prohibited personnel practices" within the CSRA system. See Pinar v. Dole,
Hubbard, as a veteran, had the additional right to Office of Personnel Management (OPM) review of the "passover document" required to be prepared in the event a veteran is rejected for a federal job. See 5 U.S.C. Sec. 3318(b)(1) (1982). At Hubbard's request, OPM performed the required review and ultimately found no evidence that Hubbard was improperly passed over
For instance, in Chappell v. Wallace,
In his opinion for the majority in Bush, Justice Stevens at two points appeared to suggest that the specific remedies extended under the CSRA to the petitioner were "meaningful." See
The Chilicky plaintiffs, like those in Bush and unlike Hubbard and Spagnola, had available an obligatory, elaborate administrative process, with judicial review, through which they could secure retroactive restoration of the withdrawn benefits. See 42 U.S.C. Sec. 423(f) & (g) (1982 & Supp.III);
The passage reads as follows:
Concluding that the administrative system created by Congress "provides meaningful remedies for employees who may have been unfairly disciplined for making critical comments about their agencies," ... the Court refused to create a Bivens action even though it assumed a First Amendment violation and acknowledged that "existing remedies do not provide complete relief for the plaintiff[.]" ... See also [Bush, 462 U.S.] at 385, n. 28,
S.Ct. at 2467 (citation and internal footnote omitted)
More precisely, it is one of the fact situations mentioned in the passage that we find comparable to one of our cases--Spagnola. Spagnola challenges a series of minor personnel actions, the class of which includes the "short suspensions" cited in the passage as entitling the recipients to "no remedy whatsoever."
The Court appears to say in Chilicky that the CSRA extends those aggrieved by minor personnel actions "no remedy whatsoever." We have noted above, supra at pp. 225-26, as the original panels in these cases agreed, see Hubbard,
The most that can be said for the legislative history of the CSRA is that Congress did not expressly intend to eliminate damages remedies. See generally H.REP. NO. 1717, 95th Cong., 2d Sess. 127-43 (1978); S.REP. NO. 969, 95th Cong., 2d Sess. 2-10 (1978). Nevertheless, while this may be relevant under the "explicit congressional declaration" exception to allowing damages remedies, see Bivens,
As we have demonstrated above, supra n. 3, the actions challenged by Hubbard and Spagnola are plainly cognizable under the CSRA as "personnel actions" and, in turn, as "prohibited personnel practices."
The legislative history confirms that Congress' inclusion of constitutional violations within the CSRA scheme was, at minimum, conscious. In describing the breadth of "prohibited personnel practices" under the Act, the House and Senate Conferees observed that
should a supervisor take action against an employee or applicant without regard for the individual's privacy or constitutional rights, such an action could result in dismissal, fine, reprimand, or other discipline for the supervisor.
H.REP. NO. 1717, 95th Cong., 2d Sess. 131 (1978).
Judicial review, we caution, is limited to constitutional claims; as we have previously held, the CSRA precludes review of the nonconstitutional claims of civil service employees and applicants. See Carducci v. Regan,
