*1 beginning that it “more This is of it. The establishing is and end any evidence the error not than not that did probable obligation give district had no to court sen- materially affect [Salazar-Gonzalez’s] instruction, proposed Salazar-Gonzalez’s tence,” id. at we VACATE his sen- doing and committed no error in not so. un- resentencing and REMAND for tence correct, nothing As to there is there is now-advisory Guidelines. der the “clarify.” simply We should nothing AFFIRMED, sentence VA- Conviction affirm. and REMANDED. CATED RYMER, Judge, concurring Circuit judgment: and in the
part I, II, III.C,
I concur in and and in Parts part III.A and B. I judgment on Parts the need
company respect with to “clari Enrique ALBERNI, Jose Petitioner- be given instructions should fy” what for, Appellant, in” as district court “found cases held, correctly there was no evidence to support instruction Salazar-Gonza McDANIEL; E.K. Frankie Sue knowingly voluntarily not and lez was Nevada, Papa; del State of in the He found found United States. others, per eleven who also had no Respondents-Appellees. with here, in a hiding mission be bush 100 No. 05-15570. away yards having from the border ranged a from climbed fence four Appeals, United States Court of point, feet lowest offered eleven its and Ninth Circuit. no evidence that he didn’t know he was Argued and 2006. Submitted Feb. country.1 court A district “determina that a tion factual foundation does not Aug. 2006. support jury pro exist to instruction by the under posed defense” reviewed
the deferential abuse of discretion stan United
dard. States Castellanos-Gar (9th Cir.2001).
da, acted its well within discretion in no
ruling “[t]here was evidence what bring that [Salazar-Gon
soever would proposed
zalez’s play.” instruction] into zan-Becerra, (9th contrary”); 456 F.3d 954-55 Cir. dence to States v. United 2006). Quintana-Torres, (9th 235 F.3d otherwise, Cir.2000) (stating proof that absent circumstances, In these there was no basis juror may to be infer the defendant intended upon jury which reasonable could find that in the States if the United defendant found Salazar-Gonzalez did not enter the United country); v. Cas- within this United States cf. voluntarily. knowingly States See United tellanos-Garcia, (9th 270 F.3d 775-77 Rivera-Sillas, States v. Cir.2001) (holding government that the need Cir.2005) amended) (as (observing that prove prosecut- lack of official restraint in possibilities unknowing multiple there are §a 1326 offense unless the defendant involuntary entry, but invol- "because and/or with comes forward evidence that he was not untary presence exception is the rare and not rule, during free from official restraint the border allow an inference of voluntari- crossing).- ness has evi- where defendant raised no
Before L. ALARCÓN and M. ARTHUR McKEOWN, Judges, MARGARET Circuit HOLLAND,* and H. Senior RUSSEL *3 Judge. District ALARCÓN, Judge. Circuit Enrique appeals Alberni Petitioner José denying petition his for a from order pursuant filed to 28 corpus writ habeas § Mr. Alberni was convicted U.S.C. Murder With Use of a Degree of Second Deadly Weapon in Nevada court. argues He that his Fourteenth Amend- rights ment due were violated process the introduction of character evidence at trial his his and that Sixth Amendment counsel was violated right conflict-free by his trial cross-examination of counsel’s had prosecution witness who been his attorney’s client. The Nevada right Court’s conclusion that Mr. Alberni’s process violated to due was not was not an contrary to not involve unrea- and did application sonable of federal law. We evidentiary vacate and remand for hearing to Mr. determine whether Alber- right ni’s conflict-free counsel was vio- lated.
I first whether Mr. We consider Alberni’s were violated rights due Turner, Paul Assistant Federal Pub- G. introduction of evidence at his NV, Defender, Vegas, peti- lic Las for the trial. tioner-appellant. Warwick, Attorney John Office of M. A Division, General, Justice Carson Criminal City, NV, respondents-appellees. for the Day, On Mr. Alberni Christmas McElroy. Dennis
shot
killed his friend
trial,
At
claimed that
Mr. Alberni
shooting
jury
The
was accidental.
persuaded
deliberate and con-
that was
*
Alaska,
Holland,
designation.
sitting by
H. Russel
Senior
Honorable
Judge for
United States District
the District of
degree
Taylor,
second
mur- States. Williams
vieted Mr. Alberni of
402-04,
der.
at 1380
propensity
violate
evidence to show
Supreme Court concluded
Had the Nevada
Reynolds,
process); Duvall
due
propensity
evi-
the introduction
Cir.1998)
(stating that
F.3d
process,
never violate due
this
dence could
of evidence that
the erroneous admission
holding
step
would have been out of
with
vio
fundamentally
trial
unfair
renders a
application
Supreme
each Circuit’s
Kemp,
Dobbs v.
process);
lates due
precedent.
Court
(11th Cir.1986)
(stating
evidentiary
grounds
are
errors
Nevertheless,
this case is distin
corpus
of habeas
when
granting writ
case,
In
guishable from Robinson.
unfair).
fundamentally
trial
rendered
Supreme
expressly
Court
reserved
Ap
unanimity of the Courts of
Given the
at hand in Es
consideration of the issue
whether the
regarding
question
peals
Robinson,
Supreme
telle.
Court
evidence could
propensity
introduction of
such a
had
made
reservation.
process, and the corre
ever violate due
Robinson,
1056-57,
n. 6.
360 F.3d at
Supreme
sponding unlikelihood the
Court
of this case are more
The circumstances
will ever resolve the
reserved
Estelle,1
that this
argument
Mr. Alberni’s
in which we
present
Earp,
like those
general principles of
apply
Court should
princi
declined to declare a constitutional
process
due
articulated
ple clearly
established after the
The Su
Court
is somewhat attractive.
expressly
had
the issue
concluded
general
has articulated the
preme Court
question.” Earp,
“open
that a denial of due
principle
in Earp
at 1185.
held
that “the advent
We
complained
demonstrated
“the action
AEDPA
of revers
option
forecloses
concep
... violates those ‘fundamental
ing a state court determination because it
justice
lie at
of our
tions of
which
the base
conflicts with circuit law.” Id. We cannot
”
institutions.’
political
civil
United
conclude
the Nevada
Lovasco,
431 U.S.
States
objectively
man
acted in an
unreasonable
(1977)
(quoting
1. The
has denied certiorari at
due
2000 WL
Olivarez
presented
622,
the issue
in this
McKinney,
least four times on
510 U.S.
114 S.Ct.
126
See, e.g., Haw
case and reserved in Estelle.
(1993) (petition
writ of certio
L.Ed.2d
for
California,
kins v.
537 U.S.
Appeals,
of
rari to the Ninth Circuit Court
(2003) (petition
A later, in, insisted he be let and asked Flamm was a former client of Sean money for gas. girl- Mr. Alberni’s Buchanan, James Mr. Alberni’s trial coun- him a gave friend few dollars. objected Mr. Buchanan to cross-ex- sel. left, Immediately after Flamm Mr. amining a former client. police arrived Mr. Alberni’s door. Mr. up during Mr. Flamm’s name first came police Alberni consented for the to search of Mr. the State’s cross-examination Alber- room, the hotel and police drugs. found ni. The asked: State Mr. Alberni was arrested. He testified Q you person Do know a the name him police told that Mr. Flamm Flamm? Sean had him agreed turned in. Mr. Alberni Yes,A sir. police assist the with a buy. controlled He Q you ever involved in an acci- Were actually help testified that he did not dent with Mr. Flamm? police promised. as he Yes, fact, they A sir. a matter of As began Mr. Alberni to tell his and Mr. McElroy came to and shoot me Dennis acquaintances Flamm’s mutual that Mr. my day. saved life that Flamm was a “rat” and that Flamm Mr. Q you Did ever strike Mr. Flamm? Flamm, had “snitched” on him. Mr. hear- Yes, sir, A I did. making that Mr. Alberni was these Q you did strike him with? What statements, fight threatened to with Mr. MyA hand. responded, “Bring Alberni. Mr. Alberni Q in that gun There wasn’t involved Eventually on.” Mr. Flamm and Mr. Al- incident? spoke phone exchanged berni on the They A had it and we took it from him. Mr. hostile words. Alberni testified: him Dennis took it from when the dude me, shit, telling piece ‘You “He was cocked it to shoot me. Dennis rushed know, you you. you say- fuck are What *8 him, gun, took took it. and I’m got paperwork a rat. You some Q money? Was that an incident over talk, you got on me?’ That’s street A No. something prove, something paper. on Q you Are sure? any paperwork. I don’t have I’m not Yes,A sir. going cops. to the You ratted on some- why redirect, body. you That’s are violent. He Mr. Alberni testified in detail On got out concerning up got parole the events that led a violator. He prosecutor’s 2. Mr. also claims his due comments on the evidence did Alberni rights theory were violated on the that the Supreme Court not violate prosecution engaged by in misconduct com- precedent. menting on the evidence. The know, any offensive making Mr. Flamm denied lawyer and I don’t through some gestures to Mr. Alberni. He denied thing led to another.” one him in Mr. Alberni had ever threatened Alberni, Mr. goading from Mr. With connection with the debt. apartment where Mr. Flamm came to the previously represent- Buchanan had Mr. ac- staying. Mr. Flamm was Alberni was charges Flamm for which drug ed Mr. on Lum by David Lum. Mr. had companied pled guilty placed Flamm and was on Mr. Alberni, Mr. According to Mr. gun. Flamm a represented He Mr. probation. through the door when Mr. Flamm rushed with his arrest second time connection it. Mr. Flamm made McElroy opened him gave at the motel after Mr. Alberni gestures and remarks. Mr. threatening Mr. Alberni drugs arrest about which —the McElroy hit Mr. Flamm. Mr. Alberni As a result of the arrest testified. gun from Mr. Lum. Mr. grabbed motel, probation was modi- Mr. Flamm’s McElroy hit kicked Mr. Lum. Mr. camp. boot Mr. fied to include When testi- hit him as well. Mr. Alberni Alberni complete camp, Flamm failed to boot McElroy saved his life. fied Mr. imprisonment deferred sentence of was prosecu- recross examination On testi- imposed. By the time Mr. Flamm tor, following exchange occurred: fied, parole. he was on Q backup your here to Dennis isn’t Mr. Buchanan refused cross-examine story, is he? Flamm, any “I him stating, Mr. won’t ask No,A he ain’t. explained: questions. questions.” No He Q happened to Dennis? What just “I don’t wish to cross examine one of A He’s dead. my I questions.” clients. will ask no Q him? Who shot began The trial court Mr. Accidentally, A me. representa- Flamm Mr. about Buchanan’s Q Who shot him? him. tion of The court established although Mr. Buchanan’s A Me. Mr. Flamm was not connected with rested, After the defense the State called shooting McElroy, of Mr. it was connected Mr. Mr. Flamm as rebuttal witness. with the altercation between Mr. Flamm Flamm that he went to see Mr. testified and Mr. Alberni. The court did not ask ap- owed Mr.
Alberni because he Alberni regarding Mr. Flamm for details how the Mr. Flamm had owed proximately $300. matters were two related. money for time and Mr. Alberni the some sought trial court then waiver pay. was not able to He did remem- Flamm, the conflict from Mr. not Mr. but anyone ber besides Mr. Alberni was Flamm: Alberni. The court asked Mr. Flamm apartment. explained: Mr. you any “So waive conflict of interest apartment] I walked to confront [the you might represent- have virtue of him telling girl him because he was some Mr. case and ing both Alberni on this up to talk to me. I went he wanted yourself you in the matter for which stand go talk to him and to see what there To Mr. Flamm re- probation?” going on. He was turned around *9 sponded: “None.” him, go approach and when I went to he gun of his Although turned around with butt the court insisted that Mr. upside my eye right hit me right right and Flamm had “waived his have [Mr. confidence,” At that time I fell down and I maintain here. his Buchanan] happened explicitly don’t remember what then. court never asked Mr. Flamm attorney-client a confidential- that. He did not question for waiver Mr. Flamm ity explained or to him the nature of the regarding who started the altercation. He Instead, right supposedly waiving. he was did not press Mr. Flamm when he con- you any the court asked him: “Do have tended he did not McElroy remember Mr. objection to Mr. Buchanan cross examin- being present. He did not Mr. ask Flamm you point?” about this incident about Mr. Alberni’s claim that he hit him “you don’t care whether [defense hand, gun. with his not with a Regarding question; asks the is that cor- counsel] Mr. Flamm’s claim that he went to see Mr. rect?” After Mr. Buchanan insisted that a Alberni because money, he owed him conflict of interest had arisen because Mr. following exchange occurred: Alberni had referred to Mr. Buchanan in Q You went express there with the testimony spoke lawyer his when he of a intent of confronting Mr. Alberni re- getting jail, Mr. Flamm out of the court gard things saying he was you? about stated, privilege. “He holds the He waives No,A I money. because owed him it; is that correct?” To which Mr. Flamm Q Okay. Well— volunteered, needs “Whatever. Whatever A went money. We there to talk about to be asked. I mean let it be asked.” Well, Q if you somebody owe money, Mr. Buchanan “I protested: don’t know you go somebody up, you? don’t look do can whether client waive an ethical him, yeah. A breach of a confidential When comes to relationship.” The trial court responded there was “no Nothing Mr. Buchanan: further. ethics involved once he waived the conflict only The cross-examination up took three right you and his to have retain his confi- pages transcript. stated, dence.” The court “as a matter of Mr. Alberni contended on direct appeal law, my opinion, hereby and I absolve in state court that the cross-examination you any possible conflict of interest and right violated his Sixth Amendment to con- Court, the issue that is before the flict-free counsel. The Nevada Court, law, you as a matter of rules that existed, Court concluded that no conflict examining have no ethical issue with cross exist, and to the extent one did the trial because he has witness waived his questioning court’s alleviated it. The dis- right you to have maintain his confidence.” § pro- trict court concluded in the responded, right. Mr. Buchanan “All I’ll jury already that “the ceedings had been accept that.” that Flamm involved in informed had been proceeded Mr. Buchanan to cross-exam- Alberni; thus, selling drugs with the de- Mr. Flamm. impeach ine He did not Mr. gain by asking fense stood to little Flamm felony Flamm with prior his conviction. felony drug about his conviction.” Accord- impeach He did not Mr. Flamm based on ingly, the district court held that Mr. Bu- probation the fact that he violated his performance adversely chanan’s was not accepted drugs when he from Mr. Alberni. by the conflict. affected impeach He did not Mr. Flamm with the testimony. inconsistencies He did B Flamm impeach pointing Mr. out right to “The Sixth Amendment the inconsistencies between his and Mr. right rep counsel includes correlative testimony. Although Alberni’s he did ask free from conflicts of interest.” him resentation whether he had heard Mr. Alberni had rat, Mayle, him Lewis v. press called he did not Mr. Cir.2004). angered by
Flamm on whether he was To establish a violation *10 870 counsel, 171, loyalties.” retical of Id. at
right petitioner conflict-free the division (1) in an spite must of 1237; 5,122 show either at 172 n. 122 S.Ct. see also id. him objection, court failed to allow the trial 1237 S.Ct. potential to show that
the “opportunity
(“[W]e
have used ‘conflict
interest’ to
imperil
right
impermissibly
conflicts
loyalties
a
mean
division of
affected
(2)
an
trial;”
a fair
actual conflict of
or
performance.”).
counsel’s
Sullivan,
446
Cuyler
interest existed.
1708,
335, 348,
U.S.
100 S.Ct.
64 L.Ed.2d
objects to potentially
When counsel
(1980).
333
conflicted
the trial
representation,
In
in which
several
the
cases
opportunity
has an
to eliminate the possi
right
defined
conflict-free
has
bility impact
perform
an
on counsel’s
counsel,
attorney actively
defense
seeking
ance
a waiver from
through
concurrently
conflicting inter-
represented
defendant,
counsel,
separate
appointing
or
162,
Taylor,
ests.
535
Mickens v.
U.S.
taking
ascertain
adequate “steps to
wheth
166-167,
152
122
L.Ed.2d 291
S.Ct.
er
risk
too remote
warrant
[is]
(2002)
authority);
(discussing earlier
see
separate
Holloway,
counsel.”
435
at
U.S.
Arkansas,
Holloway
also
435 U.S.
Mickens,
1173;
535
S.Ct.
at
U.S.
(1978) (attor-
1173, L.Ed.2d 426
S.Ct.
173, 122
If the trial
S.Ct. 1237.
court fails
ney
co-defendants); Cuyler,
representing
(same).
inquiry
potential
to make such an
into the
337-38,
at
However,
authority
this
does not
Partin,
implication
dice. Id.
part
dissenting
part:
Lewis, a
after AED-
case we decided
*14
enacted,
an
PA was
we concluded that
in
I
I
opinion.
I concur
Part
of the
attorney’s
representation
pros-
former
of a
write
because it
separately
important
in an
con-
ecution witness resulted
actual
Supreme
underscore that the
Court’s deci-
impacted
represen-
flict of interest that
pass
question,
expressly,
sion to
on a
even
Lewis,
tation.
our we hold that the Nevada Su- preme that prejudice Court’s conclusion I. AEDPA RELIEF MAY BE AVAIL- presumed contrary could be was not ABLE FOR RESERVED ISSUES clearly established federal law as deter- I in concur Part I of the opinion, with Supreme mined Court. understanding Supreme specific question, Court’s reservation of a
CONCLUSION
otherwise,
not,
itself,
expressly or
does
We vacate the decision of the district
preclude habeas review under the Antiter-
regarding
the conflict of interest
Penalty
rorism and
Act
Effective Death
evidentiary
claim with instructions that an
(“AEDPA”),
§
28 U.S.C.
hearing
question
be conducted on the
situations,
may
these
federal courts
still
handling
whether “some effect on counsel’s
against clearly
test the state court decision
particular aspects
likely”
of the trial was
underlying
prin-
established
constitutional
potential
due to the
conflict.
Lock-
ciples,
Supreme
as laid out
hari,
Court.
(articulating
stan-
(9th
effect).
Giurbino,
Ferrizz v.
432 F.3d
dard for adverse
the dis-
Should
Cir.2005).
trict court conclude that an actual conflict
posture
Given the current
in Estelle
footnote
found
The
I concur that the
precedent,
Court
Nevada
propensi-
as to reservation
McGuire
did not violate AEDPA in
Supreme Court
preclude
question does
ty evidence
deciding
Although
this claim.
the most
instead,
review;
simply points
it
AEDPA
of due
is not
general standard
in Estelle is intended
nothing
out
clearly
to meet the
established
sufficient
“express
opinion
no
that issue: We
resolve
requirement
federal law
for
evi-
violate the
a state law would
on whether
dence,
be mindful
that when
we must
if
the use
permitted
it
Due Process Clause
applicable
there is
propen-
evidence to show
‘prior
crimes’
precedent,
federal law
charged crime” because
sity to commit a
review,
applied on
should be
habeas
even
to decide the
“need not reach the issue”
expressly
declined to
75 n.
case. 502 U.S.
Ig-
Robinson
specific
decide the
issue.
Ferrizz,
(1991); see also
From the record
readily apparent
point
Apparently
of a remand?
the
opinion, it is
past
majority mistakenly
preju-
counsel’s
or
believes that
this case involves defense
so,
may
presumed.
doing
a
The
dice
be
representation
former
of witness.
majority improperly
of Alberni at
relies on the
representation
same counsel’s
repre-
precedent.
a
court decision and circuit
a later date
deemed
successive
questions
pre-
are thus
sentation. Two
The
Al
Nevada
Court denied
there was an actual con-
sented: whether
representation
berni’s successive
claim un
prejudiced
flict and whether Alberni was
ground
der the
Amendment on the
Sixth
But
if there were
from the conflict.
even
that Alberni did not
an actual
establish
conflict,
prejudice, Alber-
an actual
absent
so,
conflict.
In doing
the Nevada court
Strickland,
ni’s claim fails. See
466 U.S. presumed prejudice from
alleged
con
2052(“When
695, 104 S.Ct.
a defendant
law,
Relying
flict.
on state
the Nevada
n
conviction,
challenges
question
is Supreme
quoted
its case Clark v.
probability
whether there is a reasonable
State,
108 Nev.
831 P.2d
that,
errors,
absent
the factfinder
(1992),
proposition
for the
actual
“[a]n
would have had a reasonable doubt re-
adversely
conflict of interest which
affects
Woodford,
specting guilt.”); Allen v.
lawyer’s
performance will result
(“[E]ven
(9th Cir.2005)
F.3d
presumption of
prejudice
the defen
deficient,
arguably
counsel’s conduct was .
However,
dant.”
a review of
reveals
Clark
light
overwhelming
evidence of
that the circumstances involved a conflict
guilt, [petitioner]
preju-
cannot establish
arising
repre
of interest
out of concurrent
dice.”).
sentation;
representation.
not successive
prejudice may
easily
be
though
is at
presumption
Even
this
odds
Significantly,
resolved on this record.
Strickland,
with
affirm a habeas
Nevada
Court held that
there
any ground supported by
denial on
overwhelming
evidence of Alberni’s
record,
reasoning
even if the
differs from
overwhelming
evidence
guilt, and
court.
v. Bun-
of the lower
Garcia
rendered harmless
evidence of
Cir.1994)
nell,
against
violence admitted
Alberni. The
(§
AEDPA
the appellate
case where
finding is not unreasonable and a
court’s
court affirmed the denial of a Sixth
supports
review of the record
same
Amendment
conflict-free
*17
alleged
conclusion for the
conflict. Conse-
than that of-
grounds
claim on
different
per-
quently, even
there were deficient
court);
also Coo-
fered
the district
see
counsel,
it was
formance
Alberni’s
Cambra,
perwood v.
245 F.3d
because,
in light
harmless error
of the
Cir.2001)
(holding that
a state
“when
guilt,
overwhelming evidence of
there was
standard,
wrong legal
court
employs
that,
probability
but
for
no reasonable
the AEDPA rule of deference does
errors,
unprofessional
counsel’s
the result
McCarthy,
apply”); Hinman
would
been differ-
proceeding
of the
have
(“It
(9th Cir.1982)
[state
is not the
ent.
in
measuring
is our
rod
habeas
law] which
proceedings,
the federal Consti-
acknowledging
corpus
the lack of
but
Instead
is to determine whether
majority proposes to re-
tution. Our task
prejudice,
constitutional
petitioner’s]
conflict. To
federal
hearing
[the
mand for
on the
violated.”)
conflict,
(citing
rights
have been
what avail? If there is a
then
2254(a)).
affirming the
ground
§
The
for
required
Alberni will still be
to demon-
court’s denial here is that Alberni
prejudice;
presumed.
it cannot be
state
strate
attempt
preju-
grant
only
to show Strickland
and then
relief
if the decision is
does not
dice;
support
contrary
does the record
such
to or an
application
neither
unreasonable
Williams,
a finding.
precedent.1
of that
at
U.S.
412,120
always
“We have
held
majority
upon the
The
seizes
courts,
habeas,
that federal
even on
have
presumption, reasoning
court’s ill-advised
independent obligation
say
what the
whether
prejudice
that “[t]he
(internal
is,”
law
at
id.
S.Ct. 1495
in
rep-
must be shown
cases
successive
omitted),
quotations marks
and the law is
that the
resentation is one
Court
according
Strickland
specifically
open
Majori-
left
Mickens.”
Court.
Contrary
ty Op.
majority’s
at 9191.
purposes,
AEDPA
reasoning, Strick-
Contrary
controlling Supreme
Court
prejudice
“open question”
land
is not an
in precedent,
majority incorrectly adopts
representation
successive
cases. The Su-
presumption
prejudice
a successive
preme
unambiguously advised that
case,
representation
citing the Nevada Su-
precedent
support
its
does not
such an preme
and circuit precedent.
Mickens,
174-75,
application.
2254(a)
(d)(1).
§
I
&
would not order an
not show to the outcome of the (9th Cir.2004)
trial.” 391 F.3d Sullivan,
(quoting
preme
reasoning
Court’s decision under
Argued
May
and Submitted
2006.
violates the
Court’s dictate.
Filed Aug.
2006.
Cooperwood,
United States is, course, ("Circuit precedent helpful Circuit precedent at 1182 is relevant AEDPA, only our determinations under but it is to the extent that it clarifies what consti- binding law.”). on the states. tutes SeeEarp,
