Jose A. Bazan-Reyes, Wincenty Z. MacIasowicz and Arnoldo Gomez-Vela v. Immigration and Naturalization Service and John D. AshcroftJose A. Bazan-Reyes, Wincenty Z. MacIasowicz and Arnoldo Gomez-Vela v. Immigration and Naturalization Service and John D. Ashcroft
Petitioners Jose A. Bazan-Reyes, Win-centy Z. Maciasowicz, and Arnoldo Gomez-Vela seek review of decisions by the Immigration and Naturalization Service (“INS”) and the Board of Immigration Appeals (“BIA”) finding them removable as a result of state drunk driving offenses. These cases were consolidated for the purposes of appeal because they all raise the same issue: are petitioners’ state drunk driving convictions aggravated felonies as defined by the Immigration and Naturalization Act (“INA”)?
See
I. History
Bazan-Reyes, Maciasowicz, and Gomez-Vela appeal from decisions of either the INS (in the case of Bazan-Reyes) or the BIA (in the case of Maciasowicz and Gomez-Vela) finding them removable. We will briefly discuss the background of each petitioner’s appeal.
A. Bazan-Reyes
Bazan-Reyes, a citizen of Mexico, entered the United States without inspection in 1972. He applied for temporary resident alien status in Í988, but his application was denied because he did not submit information about his criminal record, which up to that point included four convictions for driving while intoxicated (“DWI”). Subsequently, on October 5, 1988, Bazan Reyes was paroled into the United States. Eleven years later, in April 1999, Bazan Reyes pleaded guilty to a Class' D felony, Operating a Vehicle While Intoxicated, in violation of section 9-30-5-3 of the Indiana Code.
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As a result,
B. Maciasowicz
Maciasowicz, a citizen of Poland, was admitted to the United States as a lawful permanent resident in December 1993. In February 1998, he pleaded guilty to two counts of homicide by intoxicated use of a vehicle under Wisconsin Statute Section 940.09.
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He was sentenced to consecutive terms of five years on the first count and ten years on the second count; however, the sentence on the second count was withheld and probation ordered. In February 1999, the INS issued Maciasowicz a Notice to Appear (“NTA”) charging him with re-movability pursuant to
C. Gomez-Vela
Gomez-Vela, a citizen of Mexico, was admitted to the United States as a lawful permanent resident in November 1971. In June 1997, Gomez-Vela was arrested for driving under the influence (“DUI”). Because he had two previous drunk driving convictions, he was charged with aggravated driving under the influence.
See
625 III. Comp. Stat. 5/11-501 (d)(1) (1997).
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Go
Petitioners Bazan-Reyes, Maciasowicz, and Gomez-Vela all filed timely petitions for review of the INS and BIA decisions finding them removable. On appeal, petitioners argue that the INS and the BIA erred in their determination that Bazan Reyes and Gomez-Vela’s prior convictions for DWI and Maciasowicz’s conviction for homicide by intoxicated use of a vehicle are aggravated felonies rendering them removable under
II. Analysis
A. Jurisdiction
The Illegal Immigration Reform and Immigrant Responsibility Act of 1996 (“IIRIRA”), Pub.L. No. 104-208, 110 Stat. 3009 (1996), limits our review of orders of removal. Under
B. Was Bazan-Reyes Properly Placed in Expedited Removal • Proceedings?
Before turning to the question of whether petitioners have committed aggravated felonies, we must first address Bazan Reyes’ claim that the INS lacked subject matter jurisdiction to issue a final order of removal against him because he was improperly placed into expedited removal proceedings under section 238 of the INA,
Bazan-Reyes’ argument that parolees may not be placed in expedited removal proceedings is based on the introductory paragraph to
C. Is Driving While Intoxicated an Aggravated Felony ?
1. Statutory Framework
Section 237(a)(2)(A)(iii) of the INA provides that “[a]ny alien who is convicted of an aggravated felony ... is deportable.”
The INA provides that the term “aggravated felony” includes,
inter alia,
“a crime of violence (as defined in section 16 of Title 18, but not including a purely political offense) for which the term of imprisonment [is] at least one year.”
2. Categorical Approach
In order to determine whether Congress intended the term “crime of violence” as defined in
3. Do Petitioners’ Convictions Qualify as Crimes of Violence Under
As is evident from the case at hand, the BIA has interpreted the definition of crime of violence set out in § 16 to include crimes of recklessness — such as drunk driving — that pose a substantial risk that one object will exert a force upon another.
See In re Puente-Solazar,
Interim Decision 3412,
We have never directly addressed the issue of whether drunk driving is a crime of violence for the purposes of § 16. In
United States v. Rutherford,
Although both parties agree that our decision in Rutherford is central to the issue at hand, they vigorously dispute its proper application. Because our analysis depends in part on a comparison of the language defining the term crime of violence in § 16(b) with the language of section 4B1.2(1) of the sentencing guidelines, we set out the language of both provisions here. Crime of violence is defined by section 16 of Title 18 of the United States Code to include the following:
(a) an offense that has as an element the use, attempted use, or threatened use of physical force against the person or property of another, or
(b) any other offense that is a felony and that, by its nature, involves a substantial risk that physical force against the person or property of another maybe used in the course of committing the offense.
(1) The term “crime of violence” means any offense under federal or state law, punishable by imprisonment for a term exceeding one year, that—
(i) has an element the use, attempted use, or threatened use of physical force against the person of another, or
(ii) is burglary of a dwelling, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another.
U.S.S.G. § 4B1.2(1). Initially, these two provisions were identical because the guidelines defined crime of violence by simply incorporating the definition found in § 16(b). See U.S. Sentenoing Guidelines Manual, app. C at 106-07 (1991). This changed in 1989, however, when the Sentencing Commission adopted the definition of crime of violence now found in section 4B1.2(1). See id. A side-by-side comparison of the current provisions reveals that the language of the first prongs of both definitions is nearly identical while the language of the second prong of the 4B1.2(1) is distinct from the second prong of § 16.
In
Rutherford,
we found that the term “use of physical force” in U.S.S.G. section 4B1.2(l)(i) implies “an intentional act rather than the mere application or exertion of force.”
Rutherford,
Force is exerted in many instances where it is not employed for any particular purpose. For example, earthquakes and avalanches involve the exertion of a tremendous amount of force.... Referring to a randomly occurring avalanche as a “use” of force would torture the English language.... A drunk driver who injures a pedestrian would not describe the incident by saying he “used” his car to hurt someone. In ordinary English, the word “use” implies intentional availment. No availment of force in order to achieve an end is present in a drunk driving accident.
Id. at 372-73.
We did, however, find that specific intent to use force was not required under the second prong of U.S.S.G. section 4B1.2(1).
See id.
at 376. Section 4B1.2(l)(ii), in addition to naming specific crimes such as burglary and arson, also provides that an offense that “otherwise involves conduct that presents a serious potential risk of physical injury to another” is considered a crime of violence. In rejecting defendant’s argument that the Sentencing Commission intended this section to include only intentional conduct, we found that section 4B1.2(l)(ii) does not contain any indication that specific intent is required.
Rutherford,
Turning to the issue at hand, we must now decide the impact of our holding in
Rutherford
on the question of whether drunk driving is a crime of violence under
Notwithstanding the proper application of § 16(a), the government maintains that all three petitioners are guilty of crimes of violence under § 16(b). The government asserts that our holding in Rutherford requires a finding that drunk driving is a crime of violence under § 16(b) because the language of § 16(b) is substantially similar to the language of U.S.S.G. section 4B1.2(l)(ii) and the second prong of § 16(b) is aimed at the same type of risky or reckless behavior that is targeted by section 4B1.2(l)(ii). In support of this argument, the government also points out that the Sentencing Commission, in amending the original section 4B1.2(1), noted that the amendment was not intended to change the substance of the guideline, but only to clarify the language.
We are not convinced by the government’s argument that the two provisions should be interpreted in the same way simply because the Sentencing Commission, in amending section 4B1.2(1), specifically noted that the amendment was not intended to change the substance of the guideline, but only to clarify its meaning.
See
U.S. SENTENCING Guidelines Manual app. C at 106-07 (1991). Our task at hand is to interpret § 16(b), not the guideline; therefore the evolution of the guideline does not control our discussion. Moreover, while it is true that, in amending U.S.S.G. section 4B1.2(1), the Commission stated its desire to clarify the definition of
The government urges us to follow the Tenth and Eleventh Circuits and find that drunk driving is a crime of violence. By arguing that
Contrary to the government’s assertion that the language of U.S.S.G. section 4B1.2(l)(ii) and § 16(b) are substantially similar, a side-by-side comparison reveals significant differences between the language of the two provisions. While this fact alone does not mandate that the two provisions be interpreted differently, it certainly requires us to carefully scrutinize the language of the two statutes before finding that the two provisions should be interpreted in the same manner. In
United States v. Chapa-Garza,
Guideline 4B1.2(a)(2)’s otherwise clause concerns only the risk of one particular effect (physical injury to another’s person or property) of the defendant’s conduct. Section 16(b) is focused on the defendant’s conduct itself, as there is no requirement that there be a substantial risk that another’s person or property will sustain injury, but only that there be a substantial risk that the defendant will use physical force against another’s person or property in the course of committing the offense.
Id. at 925. Therefore, the Fifth Circuit found that § 16(b) applies only “when the nature of the offense is such that there is a substantial likelihood that the perpetrator will intentionally employ physical force against another’s person or property in the commission thereof.” Id. at 924. Similarly, in considering the issue of whether § 16(b) requires intent, the Third Circuit contrasted the language of section 4B1.2(l)(ii) with § 16(b):
At first blush, the difference in phrasing appears trivial because most physical injury comes from the use of physical force. But the distinction is significant. Use of physical force is an intentional act, and therefore the first prong of both definitions require specific intent to use force. As to the second prong of [§ 16], a defendant’s commission of a crime that, by its nature, is likely to require force similarly suggests a willingness to risk having to commit a crime of specific intent. For example, a burglar of a dwelling risks having to use force if theoccupants are home and hear the burglar. In such a case, the burglar has a mens rea legally nearly as bad as a specific intent to use force, for he or she recklessly risks having to commit a specific intent crime.
In contrast, under the second prong of [section 4B1.2 (l)(ii)], criminals whose actions merely risk causing physical injury may have a lower mens rea of “pure” recklessness.
Parson,
We are in agreement with the Third and Fifth Circuits that the phrase “may be used in the course of committing the offense” counsels against interpreting § 16(b) to be equivalent to section 4B1.2(l)(ii). Our determination in
Rutherford
that the word “use” implies intentional availment requires that the words “may be used” in § 16(b) also contain an intent requirement. Thus, the physical force that “may be used in the course of committing the offense” must be accompanied by intent to use that force. Additionally, the fact that the petitioners did employ intentional force at some point, in opening the car door or pressing the accelerator for example, does not constitute the use of physical force as required by the statute. In
Solorzano-Patlan v. INS,
The combination of the phrases “physical force,” “may be used,” and “in the course of committing the offense” in
Having found that
III. Conclusion
Our decision today does not minimize the seriousness of crimes involving drunk driving. There is no question that drunk driving “exacts a high societal toll in the forms of death, injury and property damage.”
Magallanes,
Interim Decision 3341,
Notes
. The relevant provisions of section 9-30-5-3 provide:
A person commits a Class D felony if:
(1) the person has a previous conviction of operating while intoxicated; and
(2) the previous conviction of operating while intoxicated occurred within the five
(5) years immediately preceding the occurrence of the violation of section 1 or 2 of this chapter.
ind.Code § 9-30-5-3 (1998).
Section 1 provides:
(a) A person who operates a vehicle with at least ten-hundreths percent (0.10%) of alcohol by weight in grams in:
(1) one hundred (100) milliliters of the person's blood; or
(2) two hundred ten (210) liters of the person's breath; -commits a Class C felony
ind.Code § 9-30-5-1 (1998).
. Section 940.09 provides in part:
Homicide by intoxicated use of vehicle or firearm
(1) Any person who does any of the following is guilty of a Class C felony:
(a) Causes the death of another by the operation or handling of a vehicle while under the influence of an intoxicant
(b) Causes the death of another by the operation of a vehicle while the person has a prohibited alcohol concentration, as defined in sec. 340.01(46m).
wis.Stat. § 940.09 (1996).
. At the time of the offense, the statute provided:
(d)(1) Every person convicted of committing a violation of this Section shall be guilty of aggravated driving under the influence of alcohol or drugs or a combination of both if:
(A) the person committed a violation of this Section, or a similar provision of a law of another state or a local ordinance when the cause of action is the same as or substantially similar to this Section, for the third subsequent time....
. As explained above, Bazan Reyes and Gomez-Vela were convicted of DWI and aggravated DUI respectively, while Maciasowicz was convicted of homicide by intoxicated use of a vehicle. Unless otherwise indicated, the term “DWI” is intended to refer to all of the petitioners’ convictions.
.
The term "crime of violence" means
(a) an offense that has as an element the use, attempted use, or threatened use ofphysical force against the person or property of another, or
(b) any other offense that is a felony and that, by its nature, involves a substantial risk that physical force against the person or property of another may be used in the course of committing the offense.
. In Rutherford, the petitioner was convicted of assault in the first degree for violating section 13A-6-20(a)(5) of the Alabama Code which provides that a person is guilty of the crime of assault in the first degree if “[w]hile driving under the influence of alcohol ... he causes serious bodily injury to the person of another with a motor vehicle.”
. Guideline 4B1 has been renumbered so that section 4B 1.2(1) is now section 4B 1.2(a) and so forth. See U.S. Sentencing Guidelines Manual app. C at 416 (1997).