*1 Instead, and that error was harmless. along
we will now move to a third decade judicial assessing effort aimed not at guilty Azania but rather appropriate penalty. on an
settling
DICKSON, J., concurs. D.
Shelamiah JORDAN next friend Lynn Jordan,
Geneva JORDAN and
Appellants (Plaintiffs), DEERY, M.D., Reiss,
Michael Warren
M.D., Clinic, Lake Shore Keim Hous M.D.,
er, Holy Hospital, Appel Cross (Plaintiffs).
lees
No. 75S05-0106-CV-310.
Supreme Court of Indiana.
Nov. *2 date, her
one week before Mother began experiencing uterine contractions. early morning hours of December Holy Hospital in went to Cross she Indiana, where was Plymouth, she exam- room and by emergency ined staff advised go hos- home. Mother returned Green, Taylor and Taylor, Bessie M. day was pital at 7:00 a.m. same and Grimes, IN, Attorneys for Gary, Douglas again go examined and advised to home. Appellants. time, however, This she decided wait Lewis, Newby, Ka- Lienhoop, Mark A. hospital examined twice more and was LaPorte, Jones, IN, Edward A. minski & day. Finally, throughout course Kuehl, Spald- Chapleau, Chapleau & David p.m., at 6:10 was admitted into the Mother Bennett, Palmer, May, ing, Robert Jane hospital patient Ap- active labor. Lorber, Bend, IN, Karl & South Oberfell after proximately twenty minutes attach- Bingham Quay-Smith, Nana Mulvaney, monitors, the ing electronic fetal nurses LLP, Spilman India- Welsh & Summers Dr. signs noted of fetal distress. Reiss IN, Attorneys Appellees. napolis, Bend then transferred Mother to South Hospital in case a Caesarian de- Memorial CIVIL TRANSFER Houser, M.D., livery necessary. was Keim Me- call Bend obstetrician on South RUCKER, Justice. morial, Mother and determined examined action involv- malpractice This medical delivery unnecessary. that a Caesarian generated has three ing a disabled child Following delivery complicated shoul- emergency an appellate opinions, the umbilical cord dystocia1 der and Appeals, stay hearing and in the Court of neck.2 around the infant’s Shela- wrapped original an action this Court. and miah born at 2:17 a.m. on Jordan was litigation today we ongoing hold thereafter, Shortly December 1986. I, Consti- Article 20 of distress, as- diagnosed with fetal she was tution, all provides that “[i]n palsy of phyxia, palsy, cerebral and Erb’s cases, by jury shall re- the left arm. inviolate,” main Ind. ancillary includes the 3, 1988, December Geneva Jordan On courtroom both the Jordan, parents of Lynn Shelami- damage of trial. ah, malpractice proposed filed a medical Department of with the Indiana complaint History
I. and Procedural Facts alleged Insurance. The Jordans (“Mother”) Reiss, Deery, Lake prenat- of Dr. Dr. negligence was a Geneva Jordan Clinic, Dr. M.D., Hospital, and Holy Cross patient Deery, Michael and Shore al (referred collectively Reiss, M.D., prac- both of whom Houser Warren Providers”) occurring during “Healthcare medicine at Clinic family ticed Lakeshore 8, 1986, personal in- Culver, delivery resulted in labor and Indiana. On December R. at dystocia See 1. Shoulder occurs when infant's lodged the mother's shoulder becomes behind through impedes progress pubic bone Merck Manual 1906 the birth canal. The Berkow, M.D., ed., (Robert ed. 16th juries Cir.1985), to both Mother and Shelamiah. On the Court 4,May Review Medical Panel adopted of Appeals two-pronged test opinion issued a unanimous favor of which must be satisfied before trial court *3 Healthcare Providers. may exclude from the courtroom (1) liability phase of trial:
Thereafter, on their
behalf
own
and act-
friends,
party seeking the exclusion must
ing as
next
show
Shelamiah’s
Jor-
complaint
malprac-
dans filed a
for medical
plaintiffs
poten-
has a
In response,
tice
court.
tially prejudicial
jury;
effect on the
and
summary
Healthcare Providers
for
moved
the trial court must determine whether the
judgment,
granted.
which the trial court
plaintiff can
proceedings
understand the
appealed,
Shelamiah and the Jordans
in any meaningful
assist counsel
way.
Appeals
the Court of
affirmed the trial
However,
Gage,
505 N.E.2d
67.
if the
court.
Deery,
Jordan v.
The Declaration of Ind. When ” “ by jury’ benefits of trial denial of ‘the delegates again early met late 1850 and led to the grievances constitution, one of the a new a commit- draft Arnold, supra, of a new nation. creation rights privileges on was formed. tee (both Landsman, 14; supra, with, charged among This committee was Independence The quoting things, deciding Declaration whether to extend of 1776)). (U.S. by jury as it existed in para. 19 of Report the 1816 Constitution. of the colonists actions Considering Proceedings the Conven- Debates and of preserve safeguard took to the Revision the Constitution tion that this by jury, surprise is no to trial (A.H. ed., Brown the State Indiana 226 popular with the exceedingly was primarily The committee focused of the first constitutions drafters should be a minimum there Virginia set independent states. newly controversy before the amount by specifically including in 1776 precedent implicated and whether to both civil criminal civil and criminal majority of rights. in its trials bill within the same sec- should be contained Lands- followed suit.5 quickly other states 352-53; tion. Id. at Journal Con- man, supra, at People the State vention of *6 80, 90, Indiana to Amend Constitution Surrounding Adoption (Austin 1851) History ed., (reprint C. H. Brown I, end, Article Section version following In the cases, “In all civil prevailed: first constitutional reference The by jury shall remain inviolate.”6 Ind. I, in Article appeared in State trials this Const, I, § art. Constitution, which 5 of the 1816 Section provided: Interpreting Law D. Case I, Section Article cases, in the value in all civil where
That
Despite
concerning
exceed the sum
controversy shall
the lack
debate
cases,
20,
dollars,
I,
all
twenty
and in
criminal
of Article
the enactment
this
have exam-
except
petit
appellate
misdemeanors
courts of
State
occasions.
only,
provision
fine
not ex-
on numerous
punished by
shall be
ined this
dollars,
exceptions, the courts have
very
manner as
few
ceeding three
such
With
meaning
law,
it in the context of the
addressed
prescribe
legislature may
(1996). Today,
majority
of slates
privilege
by jury, in
vast
inestimable
”
property.'
by jury in
affecting
guarantee
both
to trial
civil
cases
life
omitted).
(quotation
See Ora Fred
cases in their constitutions.
Harris, Jr.,
Design Litiga-
Complex Product
1788, eight
in-
By
of the eleven states had
Fact-Finders,
Capable
More
tion: Need
A
for
by jury
corporated
to trial
477,
(1991).
Ky.
L.J.
Pennsylvania,
into their constitutions:
cases
Massachusetts, Mary-
Georgia,
Jersey,
New
land,
I,
13(a) of the Indiana Con-
6. Article Section
Hampshire, Virginia, and New
New
by jury
to trial
guarantees
stitution
Schwartz, "Everything De-
Rachael E.
York.
See Ind.
cases.
in "criminal
pends
Alter-
on
YouDraw
Lines”: An
How
13(a).
Interpretation
the Seventh Amend-
native
599,
ment,
L.J.
617-18
6 Seton Hall Const.
of “shall remain inviolate.” Since
cases includes therein the ancillary
Supreme
when the Indiana
Court declared
stages
at all
of such a trial.”
that “shall remain inviolate” means “con-
Id. The court went on to observe that a
law,
as it
at
tinue
was”
common
Allen v.
judicial
physical ap-
determination that the
Anderson,
388, 389,
57 Ind.
er we hold
case
Scope
E.
Article
may
be excluded
circumstances
examining
After
the historical
proceedings.” Id. at 204. Find-
from the
development of
ing neither waiver nor extreme circum-
*8
and,
importance
particular,
in
to
stances,
its
the court remanded the
for
cause
country,
agree with
courts,
founders of this
we
Id. at
a new trial.
206. Other
jurisdictions that
held that
those
have
similar
have reached
conclusions without
jury
right
by
state constitutional
example,
For
in
great deal
elaboration.
ancillary
present in
Moore,
right
includes the
to be
Mason v.
226 A.D.2d
(1996),
liability
both
the courtroom
the infant
N.Y.S.2d
so
phase
de-
of trial. This is
because
damage during
damage
severe brain
sustained
II,
property,
reputation,
have
person,
shall
Section 6 of the Oklahoma Con-
or
7. Article
provides
part,
jus-
remedy by
stitution
in
"The courts of
law.
be
due course of
Justice shall
open
every per-
tice of the State shall be
purchase;
freely,
administered
and without
Const,
II,
Similarly,
§ 6.
son....” Okla.
art.
denial; speedily
completely,
and without
I,
Const,
Indiana
Article Section
of the
Constitu-
I,
(em-
§
delay.” Ind.
art.
without
provides:
open; and
tion
“All courts shall he
added).
phasis
every person,
injury
done to him in his
SHEPARD, C.J.,
right
present,
right
without the
be
and DICKSON and
JJ.,
SULLIVAN,
concur.
meaningless.
becomes
We
note,
also
this view is
with case
consistent
J.,
BOEHM,
with separate
dissents
Appeals.
law from our
See
Court
opinion.
Gallmeier,
Ind.App.
Freimann v.
BOEHM, Justice.
(1945) (“Citation
respectfully
majority’s
dissent. The
authority
required
is not
to sustain
possibility
formulation allows for the
that
proposition
party
that a
action is
“extraordinary circumstances” can war
personally present
to be
in
entitled
rant
of a party.
exclusion
But if this case
he,
she,
in
when a trial is
or
is a
held
present extraordinary
does not
circum
record.”);
Funkhouser,
party
Ziegler
stances, except
litigants
for incarcerated
42 Ind.App.
85 N.E.
that no
seems
circumstances could meet
(“It
right
every
party litigant
practical
this test.
It thus is in
terms an
present
person
upon
in court
to a
trial in
absolute
civil cases.
”).
view,
of his
case....
In our
own
I agree
majority
with the
the courtroom dur
a trial
a very strong presumption
includes
ing
liability
both the
and damage phase of
that a party
has the
to be physically
is,
trial is so basic and
that it
fundamental
However,
present at the trial.
I do not
by
I,
implication,
by
guaranteed
Article
believe
presumption
this
stems from the
20. Accordingly,
we
conclude
to a
jury trial in a civil
Nor
case.
in Gage
test announced
is not sufficient my
any
view does
to overcome Shelamiah’s constitutional
or
state
federal constitution' bar exclusion
present at
her
own
Rath
party
if
court finds that “ex
er,
or
absent waiver
extreme circum
traordinary
require
circumstances”
it. Ac
stances,
party may
not be so excluded.
cordingly, I would reaffirm the standard
announced
of Appeals
Bozarbh,
(Ind.Ct.
Gage v.
1273 First, little authority be there is the litigant of a civil to right or absolute jury right includes an of view that the found in the text at trial is not present present. be are right absolute to There in the federal state either now, federal the some differences between state and Gage was Until constitutions. rights jury. to a civil But I am aware of in state. The precedent the only relevant no between the two constitu that difference Appeals in that case held of procedures in to be if a present to tions the followed right no there is absolute Rather, constitu personal injury jury required. is both of a civil Rather, purport preserve jury right tions party’s presence if did case. counsel, Any it at common differences assisting existed law. purpose not serve types are in lawsuit jury, between the two prejudicing the exclu- but would risk attaches, right jury in which the The federal courts may proper. sion applies. right not to what that entails if it the same rule. See Gonzalez-Ma- follow Bank, Compare Songer v. 771 845 Civitas Equitable Soc’y, Assurance rin v. Life (1st (Ind.2002), Cir.1988); City N.E.2d 61 Monte Helminski F.2d (6th Dunes, Ltd., Labs., v. rey F.2d Del Monte U.S. Ayerst v. Cir.1985). L.Ed.2d 119 S.Ct. (1999). precedent is Accordingly, federal me It seems to source of rights what are determining relevant determining right is instructive right jury to a trial. ancillary to present scope. right I believe determine, I As can no federal far trial, jury right not from to a derives right pres to be court has found due right the federal but from both guaranteed at to a ent trial is concept and the of funda- process law contrary, in a To jury trial civil case. judicial proceedings mental fairness the Seventh Amendment state con- implicit, explicit, is if not our guarantee litigant not a civil does proce- stitution. Because it stems during the present absolute to be fairness, is absolute and dural not prior precedent, like Federal against must be balanced considerations point. precedent, is clear on this result, parties. I to other As fairness Helminski, (noting at 766 F.2d See con- agree with the authorities that have Amendment, process, Seventh if a to be cluded there is present); any right is source meaningfully can communicate with 96-2452, King, Harris v. No. see also counsel, not, but if n U.SApp. LEXIS WL subject balancing is to a test * (8th. Cir.1997) (unpublished); at 3 parties proper is a which fairness to other 205, 207-08 Whitley, Latiolais This balancing fact sen- consideration. (5th Cir.1996), Parale American Inmate sitive and deference should be shown Cline, F.2d gal Ass’n ruling. Accordingly, the trial court’s curiam). Cir.1988) (per court. would affirm the trial if from the Finally, is derived Right I. to be Present Source equally not be right to a would Jury Right A. The Trial I find Although in a bench trial. available authority, it seems to little direct relevant majority concludes that least me that the ancillary *10 the coun- a trial where contrary prece- strong as in bench by jury. think this is the other of fairness to dent, tervailing factor incongruous and also leads to results. 1274 may Warden, Jail,
party
weight.
be of diminished
Thus
City
hammad v.
Baltimore
Cir.1988).
precedent
(4th
both
lead
107,
and reason
me to re-
F.2d
111-12
849
As a
ject
as
source of the
result, an
litigant
incarcerated civil
is often
present.
right to be
sure,
barred from the courtroom. To be
may
summarily
the district court
not
ex-
B. Due Process
prisoner-plaintiff
a
clude
from the trial of
addressing
Federal cases
have
issue
civil rights
his
suit. Ballard v. Spradley,
balanced considerations of fairness to the
(5th
476,
Cir.1977);
480
Stone v.
party against any prejudice
excluded
to Morris,
730,
Cir.1976).
F.2d
Helminski,
interests of
See
others.
variety
But there are a
of factors that
(party’s
F.2d at 213
appearance
in reaching
must be balanced
this decision.
exclude,
alone a basis to
may
but exclusion
Just
court has discretion to
if
proper
be
is no meaningful oppor-
there
deny prisoner-plaintiffs
to be
communicate).
tunity to
liti-
Excluding a
procedural
my
grounds,
view
gant
effectively
who can
communicate with trial
deny
courts also have discretion to
deny
counsel would
litigant
oppor-
litigants
phases
some
access to
tunity
be heard and
very
frustrate the
those rare cases where that action
notions
fairness
the Due Process
appropriate.
protects.
I agree
Clause
And
that there is
no merit
to the claim that retention of
C. Other State Constitutional Sources
counsel
present.
waives the
notes,
majority
As the
Indiana constitu
15,
County,
Carlisle
Nassau
A.D.2d
history
light
pres
tional
sheds little
on the
(1978).
408 N.Y.S.2d
if
But
a
vel
ence
non
absolute
party cannot
in any
assist counsel
mean-
present in a civil
Gage
only
trial and
is the
ingful way,
fairness
becomes
precedent
relevant
in this state. Most
weight.
factor
diminished
if the
And
states follow the federal rule in this re
it,
party’s
may,
Gage puts
spect
permit
exclusion where commu
“prevent
from performing its
possible.
nication is not
See Morley v.
duty,”
parties
fairness to the other
is also
Ariz.,
Superior Court
131 Ariz.
occurs,
entitled
consideration.
If that
(1981)
(plaintiff
P.2d
inwas
and there is no
for
opportunity
meaningful
communicate);
coma and unable to
Dick
communication,
tips
the balance of fairness
Bober,
son
269 Minn.
130 N.W.2d
exclusion,
process
favor
and due
does
(1964)
(plaintiff
compre
unable to
not bar this
Gage,
result.
express himself);
hend trial or
Province v.
Indeed,
weighing
in-
the interests
Center
Health
Family
Women’s
&
volved
barring
and then
from be-
Birth,
20 Cal.App.4th
Cal.Rptr.2d
ing present
occurs
some
regularity
667, 675
(noting infant unable to
trial court level
other contexts. For
communicate); Green N.
Hosp.
v. Arundel
example, challenges
to exclude
Inc.,
Ass’n
366 Md.
785 A.2d
litigant
prevalent
are most
in cases
(Ct.App.2001) (plaintiff
compre
could not
litigant
where a
is incarcerated.
In such
participate
hend or
proceeding).
cases,
litigant’s
the incarcerated
Often this result
is reached without dis
is not absolute.
In deter-
what, if
cussing
any,
provi
constitutional
mining whether
exclude
litigant,
sion relevant.
weigh
prisoner’s
court must
need to
present against
expense,
concerns of
The majority
secu-
notes Oklahoma has found
rity,
logistics and docket control. Mu-
grounded
*11
Moore,
“open
In
v.
counterpart
lute. Mason
A.D.2d
to
constitutional
(1996),
§ 12
provision
party
found Article
Here, value, the trial may court made a determina- tive courts exclude a presence tion that can when it be demonstrated that his or “highly prejudicial would be presence Defen- her would be prejudicial and the dants” and “could litigant impair not absence would not testify about events related to guarantees other constitutional because of not presentation and could aid in the party’s inability to assist counsel. Plaintiff[’]s case.” The child has numerous Even if the of party signifi- physical disabilities, and mental including cantly prejudicial, other interests —most palsy cerebral palsy. and Erb’s I do frequently not may assist counsel— suggest that these any conditions in way require nevertheless party’s presence. process diminish her due rights. But But nei- in the absence of showing they interests, ther do impairment overcome the of an of those exclusion opponent to fair may the unusual be ordered. That is a matter circumstance where a cannot mean- court discretion and I would not find it ingfully assist party’s counsel and the abused in this case.
presence may a. impair fair a trial
court judge should be vested with the dis- Here,
cretion to exclude party. judge
trial court the opportunity had
observe the child in videotaped deposi-
tion and ability assess her to aid counsel potential
and the affect of her appearance Roger BOESCH, Defendant-Appellant, a jury. The child also unable was testify about concerning matters
liability of the defendants. do not be- Indiana, Plaintiff-Appellee. STATE of lieve that based on these facts the trial No. 45S00-9909-CR-467. judge abused his discretion in deter- mining appearance, though that her highly Supreme Indiana. relevant damages, proper Nov. liability phase. factor short, the trial court found defendant’s to a fair trial would be
infringed by plaintiffs presence, and that
