Richard H. JONES, Administrator of the Estate of John C.
Lobach, Plaintiff-Appellee-Cross-Appellant,
v.
WITTENBERG UNIVERSITY et al.,
Defendants-Appellants-Cross-Appellees (two cases).
Nos. 75-1459, 75-1460.
United States Court of Appeals,
Sixth Circuit.
Argued Dec. 9, 1975.
Decided April 22, 1976.
Leo F. Krebs, Bieser, Greer & Landis, Dayton, Ohio, for appellant in No. 75-1459 and appellee in No. 75-1460.
James E. Beasley, Philadelphia, Pa., for appellees in No. 75-1459 and appellants in No. 75-1460.
Before PHILLIPS, Chief Circuit Judge, and CELEBREZZE and McCREE, Circuit Judges.
CELEBREZZE, Circuit Judge.
This is an appeal from a jury verdict for Appellee in an action under Ohio's Wrongful Death Act and survival statute brought within the District Court's diversity jurisdiction. 28 U.S.C. § 1332 (1970).1 The jury found Appellants Wittenberg University and Chester Phillips, liable for decedent's death and injuries and awarded $27,000 damages in the wrongful death action and $100,000 damages for pain and suffering in the survival action. Decedent's estate was also awarded $1,331.72 for funeral expenses. The District Judge conditioned an order denying a motion for a new trial on Appellee's acceptance of a $50,000 remittitur of damages in the survival action. Appellee accepted the remittitur "without prejudice" to his right of appeal. Appellee has filed a cross-appeal from the remittitur and from other rulings of the trial court with respect to damages recoverable in the survival action.
This case arose out of the shooting death of John Lobach, hereinafter referred to as decedent, a student at Wittenberg University, on May 10, 1969 by Chester Phillips, a security guard employed by the university. The incident began at 2:40 a. m. when Phillips and Frank Lytle, university security guards, discovered decedent on a second story ledge of a women's dormitory on campus. He descended when ordered to do so by the guards and was placed in custody. Under interrogation at the scene the decedent explained that he was there to meet a girl he had met earlier in the evening and who had invited him up. He gave a false name and informed them that he was a local high school student. The security guards were hesitant to place the decedent under arrest. Although they had radio contact with the local police, they did not report the incident. No attempt was made to ascertain what, if anything, had occurred in the dormitory. Instead, they placed decedent in the backseat of the patrol car and drove around the campus looking for a supervisor to make the decision whether or not to place decedent under arrest. Decedent was not searched though a search would have disclosed that he was carrying correct identification. He was not handcuffed, according to guard Frank Lytle, because to handcuff him would mean that he was under arrest. After driving around for a half hour they returned to the dormitory and Lytle went inside to talk with the housemother. While he was inside he heard two shots being fired.
The only direct testimony on the shooting came from Chester Phillips, the security guard who fired the fatal shot.2 He testified that decedent bolted from the car ignoring several orders to "halt" and only sped up after he fired the first warning shot in the air. He testified that he then fired a second shot at the ground in the general direction of decedent's feet. Phillips claimed that he was not aiming at decedent and had no intention of wounding him. He assumed that he had missed and decedent had escaped when he heard the sound of something hitting a parked car. Phillips raced to the spot and found decedent's body sprawled on the ground. The second shot had pierced his chest. A thirty to forty yard trail of blood indicated that decedent had run that distance after being struck by the bullet.
Since jurisdiction in this case is based upon diversity of citizenship, substantive legal questions are governed by state law. See Erie R.R. Co. v. Tompkins,
The section creating an action for wrongful death provides:
When the death of a person is caused by wrongful act, neglect, or default which would have entitled the party injured to maintain an action and recover damages if death had not ensued, the corporation which or the person who would have been liable if death had not ensued, or the administrator or executor of the estate of such person, as such administrator or executor, shall be liable to an action for damages, notwithstanding the death of the person injured and although the death was caused under circumstances which make it murder in the first or second degree, or manslaughter.
Rev.Code § 2125.01. Although wrongful death actions must be brought in the name of the personal representative of the deceased, the action is "for the exclusive benefit of the surviving spouse, the children and other next of kin of the decedent." Rev.Code § 2125.02. Wrongful death actions are designed to recompense a decedent's beneficiaries for any "pecuniary injury" they may have suffered by virtue of his untimely death. Id. Survival actions, by contrast, are not concerned with the wrong to the beneficiaries but with the wrong to the injured person. The survival statute provides that any cause of action which a person would have for personal injury during his lifetime survives his death and may be brought on behalf of his estate.3 The same act may provide a basis for an action in tort saved by the survival statute and an action for wrongful death if the injuries sustained thereby result in a person's premature death. See e.g., Hillard v. Western & Southern Life Ins. Co.,
The trial below was bifurcated. Along with instructions on the question of liability, the District Judge submitted a list of special interrogatories to the jury. These interrogatories reflected the various theories of counsel and were designed to disclose the bases for the jury's verdict. After finding Appellants liable for the wrongful death of the decedent and for the conscious pain he suffered prior to his death, the jury answered the following written interrogatories:
The answers to the interrogatories disclose that the jury found that the decedent's injuries were caused by the negligence of Chester Phillips, the security guard who fired the fatal shot. Wittenberg University, having stipulated that Mr. Phillips was acting within the scope of his employment at the time of the shooting, was held liable for his negligence under the theory of respondeat superior.
Appellant contends that the jury's finding of negligence is contrary to the weight of the evidence because Phillips' uncontroverted testimony was that he intended to shoot in the direction of the fleeing student, although he did not intend to wound him. Appellant argues that a finding of negligence may not be grounded on a wilful and intentional act. However, this argument overlooks the principle of tort law that an intentional act may be so negligently performed that it results in civil liability for the actor. To a degree all negligent conduct is intentional in that it is voluntary. Even though injury may be unintended, the act which lead to the injury to be actionable negligence must be the product of the actor's will.
To constitute negligence the conduct involved, be it act or omission, must be voluntary conduct. This does not mean that the actor intended the injurious result of his conduct or intended that it should produce some intermediate result which ultimately brought about the injury. The requirement is not that any particular state of mind must accompany the act, but simply that the act or omission itself be a conscious manifestation of the actor's will. Thus . . . the bodily movement or rest of a man asleep or in a trance will not itself constitute negligence.
2 F. Harper & F. James, The Law of Torts § 16.1 at 901-02 (1956). The voluntary act of firing a pistol is an intentional act, even though harm was not intended, but it may constitute negligence if it was done so carelessly as to result in foreseeable injury. See Gearhart v. Angeloff,
Appellants further argue that the jury's answers to the interrogatories are inconsistent with a finding of liability. Appellants conclude that the jury impliedly found that the force used by Chester Phillips was not unreasonable under the circumstances. This conclusion is tenuous at best, based on unfounded assumptions and faulty premises, and contradicts the jury's express finding that the decedent's death was caused by Phillips' negligence. In Ohio any person who has reasonable grounds to believe a felony has been committed may detain a suspect until a warrant may be obtained. Rev.Code § 2935.04. A police officer may accomplish this detention by the use of "reasonable force".4 See Clark v. Carney,
The District Judge did not charge the jury on the issue of contributory negligence although he did instruct them as to assumption of risk. This was not error. In Ohio, contributory negligence is ordinarily a question for the jury. See e.g., Rothfuss v. Hamilton Masonic Temple Co.,
Phillips' uncontroverted testimony was that decedent bolted from the patrol car and fled custody despite Phillips' order to "halt" and the firing of a warning shot. While decedent's flight may have been an exercise in faulty judgment, it does not constitute negligent conduct. The trial judge was correct in concluding that the circumstances were more appropriate for instruction on assumption of risk rather than on contributory negligence. Although contributory negligence and assumption of risk may overlap in appropriate cases, see e.g., Centrello v. Basky,
The jury found that decedent had not assumed the risk that he would be injured by Phillips' negligently fired warning shot. Appellants contend that they were entitled to a judgment that the decedent assumed the risk of being shot as a matter of law. The question of assumption of risk is ordinarily for the jury to determine in light of all the facts and circumstances of the case. See e.g., Wever v. Hicks,
Appellants also argue that Appellee has not borne the burden in the survival action of proving by expert medical testimony that decedent sustained conscious pain and suffering during the period between the shooting and his death. Under Ohio law, lay persons may reach conclusions on matters within their common experience absent expert testimony. See e. g., McDonald v. Great Atlantic & Pacific Tea Co.,
At trial the District Court admitted evidence of Chester Phillip's background including testimony by two doctors who had treated him for physical and emotional distress over a period of years. Both doctors agreed that Phillips was suffering from an "anxiety reaction" which was manifested in a chronic state of nervousness, general irritability toward people, and an inability to cope with stress. At the time this evidence was presented it was relevant to at least two issues at trial: the negligence of the university in hiring someone with Phillips' background as an armed security guard, and the availability of punitive damages. Subsequently both of these issues were removed from the case,6 and defense counsel motioned that all evidence of Phillips' employment background and physical and mental disability be stricken from the record as irrelevant to any remaining issues. The motion was denied. Admittedly much of this evidence had become irrelevant at this stage of the case,7 but the evidence of Phillips' psychological disability continued to be relevant to two issues remaining in the case: (1) Phillips' mental state at the time of the shooting, and (2) his credibility as the sole eyewitness.
Normally evidence of an actor's subjective state of mind is irrelevant to the issue of negligence because his conduct is evaluated according to the objective standard of a "reasonably prudent person under the circumstances." See e. g., Gedeon v. East Ohio Gas Co.,
Both parties charge error in the award of damages. Appellants contend that the damages awarded in both actions are excessive and against the weight of the evidence. In the cross-appeal Appellee argues that the jury's award of damages in the survival action should be reinstated, that the trial court erred in applying the law of Ohio rather than Pennsylvania to the amount of damages, and that punitive damages were recoverable in the survival action.
Damages are awarded in actions under the Ohio Wrongful Death Act, Rev.Code § 2125.02, to compensate a decedent's beneficiaries for any "pecuniary injury" they may have suffered by virtue of decedent's untimely death. See Karr v. Sixt,
The jury also awarded $100,000 damages for pain and suffering in the survival action. The court conditioned denial of a new trial motion on Appellee's acceptance of a remittitur of $50,000. Appellee accepted the remittitur under protest. On cross-appeal, Appellee challenges the propriety of the remittitur and seeks the reinstatement of the original award. In this circuit the appealability of an order of remittitur is determined by state law under the principles of Erie Railroad Co. v. Thompkins. See Mooney v. Henderson Portion Pack Co., Inc.,
The District Court also was correct in applying Ohio rather than Pennsylvania law to the amount of damages recoverable in the survival action. In diversity cases, district courts must apply the conflict of law rules of the forum state. Klaxon Co. v. Stentor Co.,
We find no error in failing to instruct the jury on the issue of punitive damages. Ohio courts deny punitive damages for mere negligence. See e. g., Petrey v. Liuzzi,
The parties have made various other arguments which we have considered and find to be without merit. Accordingly, the judgment of the District Court and its award of damages is affirmed.
McCREE, Circuit Judge (dissenting).
I respectfully dissent because this appeal presents a critical procedural issue, the proper resolution of which might deprive us of jurisdiction.
A trial court, as a condition of entering judgment upon a verdict, may require a remittitur of an amount determined to be excessive. Usually, a plaintiff, faced with the option of agreeing to a remittitur or having the verdict set aside and a new trial ordered, must make an unequivocal choice. If he refuses to accept the remittitur, a new trial is ordered. Of course, no appeal may be taken from an order requiring a new trial, because such an order is not regarded as a final order under 28 U.S.C. § 1292(a). Wagner v. Burlington Industries, Inc.,
In this appeal, plaintiff sought to have his cake and eat it too by agreeing to accept the remittitur without prejudice to his right to appeal from the trial court's determination that the jury's verdict was excessive. The majority opinion, following Ohio law, determines that the district court did not err in ordering remittitur because it did not abuse its discretion. If the question whether Ohio law applies were open, I would hold that the reviewability of a remittitur is to be determined according to federal instead of state law, because I regard the question as a procedural matter. See Hanna v. Plumer,
I believe that under the applicable Ohio law the district court erred. I am unable to find any Ohio cases permitting a plaintiff to conditionally accept a remittitur with the reservation of the right to appeal. To the contrary, the Ohio courts have followed the common law rule that a party who accepts a remittitur is bound by his election and cannot later complain about it in an appellate court. Iron Railroad Co. v. Mowery,
If the district court had required plaintiff to make an unconditional election, this appeal might not have been before us, and it would have been unnecessary to decide the perplexing question whether the general Ohio one-year statute of limitations for assault and battery governs a wrongful death resulting from an assault, or whether the two-year wrongful death statute of limitations governs all wrongful death claims whether or not the death was unintentional.
I believe the better course would be to remand this case to the district court with instructions to require plaintiff to make an unconditional election and to take such action as then appears appropriate.
Notes
Plaintiff-Appellee is the administrator of decedent's estate and a resident of Pennsylvania. Wittenberg University, the Defendant-Appellant, is an Ohio corporation and its co-Defendant, Chester Phillips, is a resident of Ohio
Mr. Phillips did not appear at the trial and his testimony was received by deposition
In addition to the causes of action which survive at common law, causes of action for mesne profits, or injuries to the person or property, or for deceit or fraud, also shall survive; and such actions may be brought notwithstanding the death of the person entitled or liable thereto
Rev.Code § 2305.21.
There was a controversy at trial whether Chester Phillips, as a private security guard, was a police officer entitled to use reasonable force in detaining a suspect. Although this issue was not presented to the jury or resolved by the court, we assume for purposes of decision that Phillips was a police officer with authority to arrest and detain a felony suspect
Our decision on Domany v. Otis Elevator Co.,
The negligent hiring issue was removed from the case by Wittenberg University's admission that Chester Phillips was acting within the scope of his employment at the time of the shooting. This meant that the University assumed automatic liability should Phillips be found negligent. This obviated the necessity of Plaintiff proving that the university was separately liable for negligently hiring Phillips. The punitive damage issue was removed from the case when the Judge determined that the statute of limitations had run on assault and battery and that punitive damages were not recoverable in Ohio for negligence
Much of the evidence admitted at trial dealt with Phillips employment history and his service record. While this evidence lost its relevancy when the negligent hiring issue was removed from the case, the evidence was not so prejudicial to Appellants' case that its admission constitutes reversible error
The new Federal Rules of Evidence became effective on a date subsequent to the trial below
For a discussion of other factors which a jury may consider in awarding damages for wrongful death see 16 O.Jur.2d Death §§ 125 et seq. (1971)
