DECISION AND ORDER
In this negligence action, brought pursuant to the Federal Tort Claims Act, 28 U.S.C. §§ 1346(b), 2671-2680 (“FTCA”), plaintiff Keith Jones seeks to recover damages for physical injuries he allegedly sustained on January 26, 2000 during a motor vehicle accident that involved a car driven by an agent of the Federal Bureau of Investigations. Plaintiff alleges that, as a result of the car accident, he sustained “serious and severe personal injuries” as defined by the New York State No-Fault Law, N.Y. Ins. Law § 5102(d) (McKinney 2000) (Compl.lffl 11-13). Plaintiff Sharon Jones seeks to recover damages for loss of consortium and for the loss of her husband Keith Jones’ services, society, comfort, and companionship (ComplA 17) 1
Pursuant to 28 U.S.C. § 636(c), the parties consented to me presiding over a non-jury trial of this action. On August 31, 2005, defendant informed the Court that it would not contest that the government vehicle caused the January 26, 2000 accident. The parties went to trial on all remaining allegations of liability and damages. Trial commenced on November 16, 2005, and was completed on November 18, 2005. Having reviewed the parties’ submissions, the evidence presented at trial, and assessed the credibility of the witnesses, I now set forth my findings of fact and conclusions of law pursuant to Federal
I. FINDINGS OF FACT
A. The Accident
The issue in this case is whether the January 26, 2000 car accident, caused by an FBI agent, resulted in. a serious injury to plaintiff Keith Jones as defined by New York State’s No-Fault Law. The accident occurred on Wednesday, January 26, 2000 at approximately 12:45 p.m. in the westbound lane of the Long Island Expressway (Stipulated Facts, Proposed Joint Pre-Trial Order ¶ 1 (“Stipulated Facts”)). The three vehicles involved are as follows: (1) a 1997 Oldsmobile Achieva, driven by FBI Agent Jan Trigg; (2) a 1998 Chevy Blazer, driven by Steven Wallace, and (3) a 1999 Ford Expedition, driven by plaintiff Keith Jones (Stipulated Facts ¶¶ 2-3). Agent Trigg’s inability to stop the Achieva caused it to collide with the Blazer, which in turn made contact with the Expedition.
Steven Wallace (“Wallace”), the driver of the Chevy Blazer, testified as a non-party witness, and I find his testimony credible in its entirety. Wallace’s Blazer was at a full stop prior to the impact from the Achieva, which was unable to break in the stop-and-go-traffie before hitting the Blazer from the rear (Trial Tr. 17:2-5, 18:10-13). Wallace testified that “[t]he front of [the Achieva] went underneath the tail of [his] car and that [the Blazer] took most of the impact” (Trial Tr. 17:5-7). The Blazer “skidded forward” and “kissed” the Expedition in front of it, which plaintiff Keith Jones was driving (Trial Tr. 17:7-8). Wallace described the impact between his Blazer and the Expedition as “soft” and likened it to a “kiss” (Trial Tr. 17:7-8). Because Wallace had his foot on the break, the Blazer “pushed” into the Expedition, and the impact was “not as strong as [Wallace] thought it might be” (Trial Tr. 18:18-20, 18:24-19:1). There was “very little” damage to the front of the Blazer, and Wallace observed “no visual damage” to the Expedition (Tr. 19:6-12). When plaintiff exited his vehicle, he did not appear injured to Wallace (Trial Tr. 21:17-21). Both Wallace and plaintiff drove away from the accident without any reported injuries (Trial Tr. 20:5-7, 22:3-8).
In addition, plaintiff Keith Jones testified that the only damage to the Expedition was a dent on the bumper and “a little in the door” (Trial Tr. 44:7-12, 44:16-17). While I find little of plaintiffs testimony credible, I do credit his testimony regarding the damage to the bumper because it is supported by other evidence. Plaintiff also testified that he felt “okay” after the accident and to “feeling pretty good at that time” (Trial Tr. 45:15-16). Additionally, he felt no pain in his neck or back after the accident (Trial Tr. 45:19-23), which is consistent with the fact that he left the scene of the accident without seeking medical treatment from the emergency personnel present. The Expedition sustained a nominal amount of damage, which also supports my finding that the impact between the Expedition and the Blazer was slight— a mere “kiss.” On February 1, 2000, Allstate Insurance Company estimated the total cost to repair the damaged Expedition to be $380.25, an amount which included both labor and taxes (Gov’t Ex. R at 2083).
B. Plaintiff Keith Jones ’ Injuries
1. Prior Disabilities
The Social Security Administration and the Workers’ Compensation Board deemed plaintiff Keith Jones totally disabled as the result of a knee injury on May 1, 1997, almost three years prior to the January 26, 2000 collision (Gov’t Ex. Q at 1894; Trial
Since his knee injury in 1997, plaintiff has been physically disabled. On February 4, 1999, plaintiff reported his daily activities as limited to self care, staying home to watch television and read, going to physical therapy, and some “limited” driving (Gov’t Ex. G at 615; Trial Tr. 107:24-108:4, 109:9-21). His wife, plaintiff Sharon Jones, did the cooking, cleaning, and shopping (Gov’t Ex. G at 615). Additionally, Mohammad Khattak, MD, who conducted the February 1999 examination for Diagnostic Health Services, Inc., found that plaintiffs ability to walk might be “limited due to the pain” (Gov’t Ex. G at 616). By plaintiffs own admission, in May 1999, he could, at best, occasionally lift and/or carry “less than 10 pounds” and stand and/or walk for a total of “less than 2 hours in an 8-hour workday,” and sit for a total of “less than about 6 hours in an 8-hour workday” (Gov’t Ex. Q at 2053; Trial Tr. 96:16-97:13).
Plaintiff had existing back and neck injuries prior to the January 2000 accident. In 1999, he sought medical care for problems he was experiencing with his cervical spine (Gov’t Ex. O at 1772; Trial Tr. 224:25-227:10). On May 13, 1999, Mitchell Adler, MD diagnosed plaintiff with “mild degenerative disc disease at [the] C5 and C6” cervical vertebrae, 3 which is commonly known as arthritis (Gov’t Ex. O at 1772; Trial Tr. 225:14-16). This part of the neck, which plaintiff claimed was injured in the January 2000 accident, was documented as causing plaintiff pain and discomfort almost a full year earlier (Trial Tr. 225:22-24). These degenerative changes in the cervical vertebrae were in the exact same location as plaintiffs subsequent disc herniation 4 (Trial Tr. 226:15-18).
During 1999, plaintiffs neck pain worsened, and he developed pain in his right arm, which included reported numbness and weakness (Trial Tr. 279:22-24). Dr. Adler referred plaintiff to a neurologist, Jeffrey L. Nelson, MD, who subsequently referred plaintiff for electrodiagnostic testing (Trail Tr. 279:20-280:1). On September 17, 1999, plaintiff was diagnosed with a herniated disc at C5-C6 of his cervical spine (Gov’t Ex. O at 1771; Trial Tr. 224:4-20). The impression of plaintiffs cervical spine from the September 17,1999 Magnetic Resonance Imaging (“MRI”) revealed a “diffuse disc/ridge complex at 05-
Only three months before the January 2000 car accident, Dr. Nelson recommended that plaintiff undergo neck surgery because a large C5, C6 disc ridge complex in his neck continued to cause him right arm pain (Gov’t Ex. E at 342; Tr. 228:12-230:5). Dr. Nelson wrote to Dr. Adler on October 19,1999 that plaintiff did “not want surgery” (Gov’t Ex. E at 342).
Plaintiff has a history of back 6 and neck problems that predates the January 2000 accident (Trial Tr. 279:14-15). Notably, plaintiff received physical therapy for neck pain well before the accident (Trial Tr. 231:8-10) (emphasis added). The physical therapy records contain no report that plaintiffs neck pains were resolved (Trial Tr. 232:12-17). In fact, plaintiffs medical expert, Osric S. King, MD, confirmed that “there was no medical record that [Dr. King] reviewed that stated that [plaintiffs] symptoms [were] completely resolved with physical therapy” (Trial Tr. 233:3-5).
On January 13, 2000, only thirteen days before the January 2000 car accident, plaintiff continued to receive physical therapy for his neck 7 (Trial Tr. 233:15-19). Plaintiff was discharged from physical therapy because he “chose to stop treatment” and not because he had “reached maximum benefit from supervised P[hysical] T[herapy]” (Gov’t Ex. AA at GMS-2223). Additionally, plaintiffs stated goal for attending physical therapy, namely to achieve “full pain free use of C spine in four to six weeks” was not met (Trial Tr. 234:4-13). There is absolutely no evidence that plaintiffs neck pain was resolved before the January 26, 2000 car accident.
In May 1999, Dr. Russell Warren diagnosed plaintiff as disabled (Gov’t Ex. Q at 1991, Trial Tr. 93:18-20). On December 21, 1999, plaintiffs physician, Steven Er-linger, recorded that “[plaintiff]
remains
totally disabled” (Gov’t Ex. Q at 1982; Trial Tr. 93:13-17) (emphasis added). Thus, I find that plaintiff was completely and totally disabled before the January 2000 accident. Furthermore, it is my finding that plaintiffs back and neck injuries are attributable to both his knee injury,
8
and to
2. Disabilities After The Accident
The January 2000 accident did not change or exacerbate plaintiff Keith Jones’ disabilities. Following the January 2000 accident, plaintiff retained all the abilities he reportedly possessed in 1999. After January 2000, plaintiff was still able to watch television (Trial Tr. 109:22-25, 288:12-17). He was still able to read (Trial Tr. 110:4-6, 288:22-24). He was still able to take care of his personal hygiene (Trial Tr. 110:1-3, 288:18-21). And lastly, after the accident, plaintiff was still able to drive (Trial Tr. 110:7-9, 289:1-8).
Plaintiff had no permanent injuries as a result of the January 2000 ear accident, and any discomfort the accident directly caused was quickly resolved. Five days after the January 26, 2000 accident, Dr. Adler found that plaintiffs pre-existing cervical radiculopathy had improved 9 (Gov’t Ex. A at 59-60; Trial Tr. 251:7-252:2). Thirty-four days after the January 26, 2000 accident, on March 1, 2000, Dr. King reported a “marked improvement” in plaintiffs symptoms and noted that plaintiff “feels that both areas in his lower and upper back are improving” (Gov’t Ex. J at 1085). In addition, Dr. King noted that a report from the physical therapist “revealed] that [plaintiff] is overall doing better with less spasm and pain and with less radicular signs” (Gov’t Ex. J at 1085).
Unfortunately, little of Dr. King’s trial testimony was helpful to this Court. Dr. King’s opinions regarding plaintiffs injuries were largely based on subjective findings
10
and information provided by plaintiff, which this Court finds in large part to be incredible.
11
Because I find that any
Based on objective findings and the credible testimony of the government’s medical expert, Dr. Garay, plaintiffs degenerations of the cervical spine were unchanged after the January 2000 accident. More than one year after the accident, on April 7, 2001, another MRI was taken of plaintiffs cervical spine (Gov’t Ex. O at 1564). The report is rife with language that connotes a lack of change in plaintiffs spine, such as “[ejxamination
once again
Dr. Garay opined with reasonable medical certainty that plaintiffs cervical spine remained unchanged from the time of the September 17, 1999 cervical MRI, which was prior to the accident, until the April 7, 2001 cervical MRI, which was taken after the accident (Trial Tr. 282:7-285:18).
In conclusion, I find that plaintiff was completely and totally disabled before the January 2000 accident. Furthermore, I find that the neck pain and degenerations from which plaintiff Keith Jones suffers were not caused by the January 2000 car accident, but instead are attributable to preexisting degenerations in his cervical vertebrae.
II. CONCLUSIONS OF LAW
This Court has subject matter jurisdiction over this action pursuant to the Federal Tort Claims Act, 28 U.S.C. § 1346(b) (“FTCA”). The doctrine of sovereign immunity bars claims against the United States without its consent.
See United States v. Mitchell,
A. Serious Injury Under New York’s No-Fault Insurance Law
Plaintiffs’ claims are governed by the New York “No-Fault” law, which precludes recovery for non-economic loss arising out of negligence in the use or operation of an automobile except where the claimant has a serious injury. N.Y. Ins. Law § 5102(a) (McKinney 2000). Under the New York No-Fault Insurance Law, “Serious Injury” is defined as follows:
A personal injury which results in death; dismemberment; significant disfigurement; a fracture; loss of a fetus; permanent loss of use of a body organ, member, function or system; permanent consequential limitation of use of a body organ or member; significant limitation of use of a body function or system; or a medically determined injury or impairment of a non-permanent nature which prevents the injured person from performing substantially all of the material acts which constitute such person’s usual and customary daily activities for not less than ninety days during the one hundred eighty days immediately following the occurrence of the injury or impairment.
N.Y. Ins. Law § 5102(d) (McKinney 2000). Any injury not falling into one of the above categories is considered a “minor” injury, and “the legislative intent underlying the No-Fault law was to weed out frivolous claims and limit recovery to significant injuries.”
Bruno v. Harmony, Inc.,
No. 1649/01,
Plaintiff Keith Jones alleges that he suffered a “serious injury” in that he was “rendered sick, sore, lame and disabled; was caused to suffer great pain, discomfort, and disability and ... will continue to suffer pain, discomfort, and disability in the future.... ” (Comp-¶ 13). Specifically, plaintiff claims he suffered the following serious injuries to his neck and back:
an aggravation, activation and exacerbation of a pre-existing but quiescent cervical spine stenosis and herniation at the C5-C6 level, with neuropathology, right arm numbness, paresthesis and weakness; an activation and exacerbation of a preexisting, but quiescent lumbar spine stenosis, with discogenic injury to the lumbosacral spine at L4-5 and L5-S1, with straining and spraining of muscles and ligaments of the lumbosacral spine superimposed on a pre-existing lumbar spine stenosis and facet hypertrophy, with neuropathology, with sciatica pain in right lower extremity, and weakness of gait. Plaintiff claims that his injuries are painful, permanent and permanently disabling; that the same impose significant limitations of function of the cervical spine, right shoulder, and right upper extremity, and of the lumbar spine, and of the right lower extremity; that he may need surgical decompression of the cervical spine (anterior cervical discetomy and fusion at C5-6), but that even with such surgery his symptoms of pain may persist because of irreversible nerve damage; and, that he requires ongoing therapy and other medical and diagnostic care and treatment to maintain his present level of function, and to use his right arm.
(Pis.’ Claims on Damages, Proposed Joint Pre-Trial Order ¶ 1 (“Pis.’ Claims on Damages”)). Based on the Complaint, the Proposed Joint Pre-trial Order, and trial testimony, plaintiff Keith Jones’ complaints fall into three of the “serious injury” categories established by the legislature: (1) permanent loss of use of a body function or system; (2) significant limitation of use of a body function or system; and (3) an inability to perform customary and usual activities for not less than ninety of the one hundred and eighty days after the occurrence of injury (the “90/180 day rule”). 14 I will discuss all three of these serious injury categories in turn and why I conclude that plaintiffs injuries fail to satisfy the legal standard for each of these categories.
B. Permanent Loss of Use of a Body Function or System
One way that a plaintiff can establish a prima facie case of serious injury, as
Permanent injuries already in existence at the time of the car accident will not qualify as “serious injuries].”
See Tornatore v. Haggerty,
Unfortunately for plaintiff, his medical records and the credible testimony elicited at trial simply do not support the claim that he suffered any permanent function or system losses in addition to the cervical and spinal damage he already sustained prior to the January 2000 accident. As discussed above, plaintiff had pre-existing degenerative disc disease at the C5-C6 cervical vertebrae and subsequently developed a disc herniation in that same location — all prior to the accident (Trial Tr. 225:14-16, 226:15-18). The 1999 MRI and the 2001 MRI, both of which Dr. Garay reviewed and opined upon in open court, demonstrated that plaintiffs cervical spine remained unchanged from 1999 through 2001 (Trial Tr. 282:7-285:18). Thus, any permanent damage to plaintiffs cervical spine was not caused by the January 2000 car accident, and therefore does not fall within the permanent loss of use of a body function or system category of “serious injury” under § 5102(d).
A claim of permanent loss of use of a body function or system must be supported by medical records, and not based solely on plaintiffs testimony and subjective descriptions of pain.
See Daviero v. Johnson,
While plaintiff and his expert, Dr. King, testified that plaintiffs pain and cervical vertebrae degenerations were cured through physical therapy prior to the January 2000 car accident, the objective medical evidence simply does not support that conclusion.
See Hayes v. Johnston,
Additionally, the slight exacerbations to plaintiffs pre-existing injuries were, according to the objective medical record, not permanent in nature. The evidence proves that shortly after the accident, plaintiffs additional pain steadily diminished through the passage of time and the aid of physical therapy (Trial Tr. 251:7-252:2; Gov’t Ex. J at 1085) (only five days after the accident, plaintiffs discomforts had begun to resolve).
In
Dabiere v. Yager
an examination of plaintiff by defendants’ medical expert revealed preexisting “extensive degenerative arthritic changes in [his] neck and back, and that [he] had sustained several neck or back injuries prior to the accident.”
As in
Dabiere,
here plaintiffs claims that his permanent pain and loss of use of a body function or system are the result of the January 2000 accident and not the result of his pre-existing cervical spine damage are simply not supported by plaintiffs medical records or the credible testimony elicited at trial.
See also Rogers v. Chiarelli,
C. Significant Limitation of Use of a Body Function or System
Plaintiffs second claim of “serious injury” arises under the § 5102(d) catego
impose significant limitations of function of the cervical spine, right shoulder, and right upper extremity, and of the lumbar spine, and of the right lower extremity; that he may need surgical decompression of the cervical spine (anterior cervical discetomy and fusion at C5-6), but that even with such surgery his symptoms of pain may persist because of irreversible nerve damage; and, that he requires ongoing therapy and other medical and diagnostic care and treatment to maintain his present level of function, and to use his right arm.
(Pis.’ Claims on Damages ¶ 1).
A “significant limitation” is not the same as a “permanent injury.” The Second Department took great pains to flesh out the differences between these two categories of serious injury:
The essential difference between these two types of “serious injury” is that the “significant limitation of use of a body function” does not require permanence, but instead requires a fact finding on the issue of whether the dysfunction is important enough to reach the level of significance. Similarly, the “permanent loss ... [of] a body ... function” does not involve in any fashion the element of significance, but only that of permanence. Indeed, if it did, there would be no need to list “significant limitation of use of a body function” in a separate category.
Miller v. Miller,
In determining whether an injury is “significant,” the court must look to the “medical significance,” of the injury, which “involves a
comparative determination
of the degree or qualitative nature of an injury based on the normal function, purpose and use of the body part.”
Carter,
While plaintiff has significant limitations in his neck and back functions, they are not the result of the January 2000 car accident; rather, they emanate from pre
Additionally, even if plaintiffs significant limitations of function of the cervical spine and its consequential effects on other parts of his upper body were exacerbated by the January 2000 accident, this Court, as fact finder, does not deem those exacerbations to be significant limitations.
See Miller,
While a “significant limitation” does not have to be permanent to qualify as such, its significance is measured in both “degree and duration.”
Gualtieri v. Farina,
Without having treated plaintiff at any time prior to the January 2000 car accident, plaintiffs medical expert, Dr. King, offered testimony regarding plaintiffs post-accident range of motion (Trial Tr. 168:18-21, 175:16-22, 179:19-20, 180:7-10, 193:20-195:13). This testimony, however, was unpersuasive for three reasons.
First, much of Dr. Bang’s findings regarding plaintiffs range of motion were based on subjective tests,
16
in which the plaintiff had some or total control over his range of motion. Even though Dr. King did conduct objective tests to determine plaintiffs range of motion, referring to plaintiffs participation as “passive” (Trial Tr. 175:16-22), courts in the past have been skeptical of classifying range of motion tests as “objective findings” because they heavily rely on the plaintiffs indications of pain.
See Hodder,
Dr. King testified that “[o]n examination, [he] found Mr. Jones to have limited range of motion in degrees of bending down or flexion or extension as well as turning to the right and left or described as rotation” (Trial Tr. 168:18-21). However, I do not credit any range of motion testimony elicited from plaintiff. Even though some of the quantified ranges were based on “passive” and “objective” findings, they were both influenced in part by plaintiff and are otherwise deemed insufficient to establish plaintiffs limits in range of motion were the result of the January 2000 accident. Plaintiff had control over his range of motion and the objective evidence, such as the XRays and MRIs, does not show that the accident further aggravated plaintiffs degenerations and injuries. Thus, this Court finds no basis for the cervical extension ranges to which Dr. King testified.
See Byrne v. Oester Trucking, Inc.,
The second reason Dr. King’s testimony is unpersuasive is because he failed to test plaintiffs range of motion during his first visit, immediately following the January 2000 accident. During the February 7, 2000 examination, “[Dr. King] did not make any specific description of [plaintiffs] range of motion in his cervical spine” (Trial Tr. 179:14-20). Dr. King did not examine plaintiffs range of motion until months after the January 2000 accident (Trial Tr. 192:18-193:2) and, while he opined that plaintiff had only 15 degrees of cervical extension with pain
17
and 75 degrees of cervical rotation,
18
neither he nor
Finally, I reject Dr. King’s testimony regarding plaintiffs range of motion because it was confused, garbled, and at times, incoherent. At various points, it was unclear whether Dr. King accurately recalled testing plaintiffs range of motion or the test results.
19
In
Grossman v. Wright,
the Second Department, granting summary judgment for defendants, rejected plaintiffs attempt to prove a triable issue of “serious injury,” finding that, “[t]he mere parroting of language tailored to meet statutory requirements is insufficient.”
Finally, I reject plaintiffs claim for “significant limitation” because defendant’s medical expert, Dr. Garay, credibly opined that he did not believe, based upon his medical examination, that plaintiff had significant limitations in range of motion (Trial Tr.286:23-287:8). Dr. Garay also testified that he believed plaintiff attempted to limit his range of motion during the examination (Trial Tr. 286:22-287:8). Dr. Garay testified that
[wjhen [he] initially examined Mr. Jones, there was restricted motion both actively and passively. But [Dr. Garay] could palpate Mr. Jones voluntary contracting his muscles in his neck resisting his motion. And then, during both distraction and indirect examination ... when [he] was examining [plaintiffs] ears pri- or to that and ... asked him to turn his head he was able to rotate fully. When [Dr. Garay] observed him when [he] was not examining [plaintiff] both in the waiting room and in the office ... [he] observed [plaintiff] turning his head freely.
(Trial Tr. 286:23-287:8). Factually similar, in Hodder, the defense medical expert, Dr. Goldberg, questioned the sincerity of plaintiffs reports of pain,
noting that during the examination, she complained of pain upon motion of her left shoulder. However, after she left the examining room, when she may have believed she was no longer under the doctor’s observation, Dr. Goldberg saw her putting on her coat in the waiting room, raising her hands overhead, straightening her arms and using her arms and shoulders in ways that far exceeded anything she would do or would allow Dr. Goldberg to do to her during the examination.
Plaintiffs medical record clearly establishes that before the January 2000 accident he had both permanent injuries and significant limitations in his neck and back functions, namely pain and limitations in range of motion. The objective medical evidence, however, does not support any claim that his limitations of the cervical spine were in any way caused by the accident. Therefore, I conclude that plaintiff has failed to prove that he suffered a significant limitation of use of a body function or system as a result of the January 2000 car accident. Consequently, plaintiff has not suffered a “severe injury” under this category of § 5102(d), and the Court denies him judgment on this claim.
D. Prevention of Performing Usual and Customary Activities
Plaintiffs remaining claim of serious injury falls under the 90/180 day rule in § 5102(d). To succeed, plaintiff must demonstrate that he was restricted in performing substantially all of the material acts that constitute his usual and customary activities for ninety out of the one hundred and eighty days following injury. N.Y. Ins. Law § 5102(d). However, using this criteria, plaintiff falls woefully short of
The words “substantially all” should be construed to mean that the person has been curtailed from performing his usual activities to a great extent rather than some slight curtailment. As to the statutory 90/180-day period of disability requirement, it should be considered a necessary condition to the application of the statute. Where the statute is specific, as it is here, that the period of disability must be for not less than ninety days during the one hundred eighty days immediately following the occurrence of the injury or impairment, the Legislature has made it abundantly clear that disability falling within this threshold period must be proved along with the other statutory requirements in order to establish a prima facie case of serious injury.
Licari, 57
N.Y.2d at 236,
Plaintiff filed for disability prior to the January 2000 car accident, and, in 1999, the Social Security Administration and the Workers’ Compensation Board deemed him totally disabled as the result of a knee injury on May 1, 1997 (Gov’t Ex. Q at 1894; Trial Tr. 84:20-85:3). To qualify for disability, on February 4, 1999, plaintiff reported his daily activities as limited to self care, staying home to watch television and read, going to physical therapy, and some “limited” driving (Gov’t Ex. G at 615; Trial Tr. 107:24-108:2, 109:9-21). These were plaintiffs “usual and customary activities.” See N.Y. Ins. Law § 5102(d). At the time he sought disability, plaintiff reported that his wife, Sharon Jones, did the cooking, cleaning, and shopping (Gov’t Ex. G at 615).
At trial, plaintiff admitted on cross-examination, and Dr. Garay confirmed, that after the January 2000 accident plaintiff still could watch television (Trial Tr. 109:22-25, 288:12-17), read (Trial Tr. 110:4-6, 288:22-24), take care of his personal hygiene (Trial Tr. 110:1-3, 288:18-21), and drive (Trial Tr. 110:7-9, 289:1-8). Following the January 2000 accident, plaintiff retained all the abilities he reportedly possessed in 1999.
Plaintiff attempted at trial to expand upon his pre-accident activities. He testified that his wife did not actually do all the cooking and cleaning before the accident, but rather that he assisted in both of these activities while his wife worked full-time (Trial Tr. 58:22-59:7). Plaintiff testified that he cleaned the house, swept the floor, washed dishes, and did “light cooking” (Trial Tr. 59:3-7). Plaintiff also testified that he helped in the care-taking of his wife’s autistic son (Trial Tr. 54:20-57:11). He testified that before the accident he went shopping, to the movies, plays, and on vacation with his family (Trial Tr. 58:17-21). Plaintiff, Sharon Jones, also testified to an expanded account of her husband’s pre-accident activities; and, although she attempted to minimize the amount of work her husband did around the house, so as to conform with the limitations he reported to the disability board, she nonetheless testified to activities beyond the scope of those reported in 1999 (Trial Tr. 114:14-115:16). 20
Plaintiff Keith Jones’ testimony, expanding his pre-accident activities, is completely selfserving, and there is absolutely no
Plaintiff was diagnosed as completely disabled in 1999, and his activities were extremely limited. Because of his diagnosis as disabled, plaintiff was able to collect disability for his 1997 knee injury. Plaintiffs attempt to expand his activities is either a fraud on the Social Security Administration and Workers’ Compensation Board or a fraud upon this Court. The activities plaintiff testified to are not consistent with the activities he reported in 1999. Therefore, I conclude that plaintiff has failed to prove that he was restricted in performing substantially all of the material acts which constitute his usual and customary activities for ninety out of the one hundred and eighty days following injury as a result of the January 2000 car accident. Consequently, plaintiff has not suffered a “severe injury” under this category of § 5102(d).
III. CONCLUSION
“As in any other negligence case, [a] plaintiff ha[s] the burden of establishing causation as an element of his prima facie case under Insurance Law § 5102.”
O’Donnell v. United States,
No. 94-CV-6820,
Additionally, plaintiff Sharon Jones, has failed to establish a loss of consortium claim. It is well settled under New York law that a claim for loss of consortium “is a derivative action and, as such, its viability is dependent on the viability of a primary cause of action.... ”
Panczykowski v. Laborers Int’l Union of N. Am.,
No. 97-CV-036A,
For the foregoing reasons, I find that, based on a preponderance of the evidence, plaintiff Keith Jones has failed to make out a claim for “serious injury” under the New York State No-Fault Law § 5102(d). It is hereby ordered that judgment on all claims be entered in favor of defendant, the United States.
SO ORDERED.
Notes
. Plaintiff Sharon Jones’ claims have no merit and will be briefly discussed below. However, because I deem her claims to be without merit, all references to “plaintiff” are to Keith Jones, unless specifically stated otherwise.
. On June 21, 1999, the Social Security Administration mailed plaintiff a letter detailing his disability payout. He was to receive $4,808.00 on or around June 27, 1999 to cover retroactive disability payments as of November 1997. After that disbursement, he was to receive $261.00 on or about the fourth Wednesday of each month (Gov't Ex. Q at 1894).
. The cervical spine is made up of seven vertebrae, commonly referred to as Cl through C7. C3 through C7 are similar in that they have interpretebral discs in between the pretebral bodies. Defendant's medical expert, Jonathan Garay, MD, described these bodies as the "shock absorbers of the spine ... like a jelly donut. The jelly is the soft nucleus of the disc which helps support the spine and [is a] cushion for many forces" (Trial Tr. 274:12-20). The outer part of the disc is made up of the annulus, a "firmer, fibrous material which helps contain the nucleus within it" (Trial Tr. 274:20-23).
.A disk herniation or a ruptured disc is a break in the outer annulus where the inner part of the nucleus comes through. Dr. Ga-ray analogized it to a "jelly donut that you squeezed” (Trial Tr. 275:5-9). A disk bulge is an asymmetry to the disc where it protrudes in one area, "like a water balloon that you squeeze but it didn't break” (Trial Tr. 275:11-13). A disk bulge can result from degenerative changes or from trauma (Trial Tr. 275:14-16).
. Dr. Garay explained the results of the September 1999 MRI as follows:
What you see is a loss of the normal cervical lordosis. There should be a curvature actually going this way as you see on the back of your neck. It's an opposite C-shaped curve. And, in fact, it curves the opposite direction at C5, 6. And there you have a large disc protrusion which is indenting the spinal cord.
You can see the contact it’s making and sort of hour glass appearance of the spinal cord here. This is the spinal cord. You see the caliber of it and the arrows. And there's the disc at that level ...
[Y]ou can again see this large disc ridge. It's almost obliterating the neural foramin on this side and it's greatly narrowed the size of the AP diameter of the spinal canal.
(Trial Tr. 282:11-283:4) (emphasis added).
. Plaintiff has complained of lower back pain for years and, prior to the January 2000 car accident, an orthopedist treated plaintiff for his lower back pain (Trial Tr. 279:15-18).
. It should be noted that after January 13, 2000 there was only a brief time lapse before plaintiff continued his physical therapy treatments, as evidenced by Dr. King's remarks in a March 1, 2000 examination report, which noted results from a recent physical therapy session. This leads this Court to believe that plaintiff deliberately attempted to mislead the Court into concluding that the January 13 visit signified a resolution of plaintiffs physical therapy needs-a conclusion that would be completely groundless given all the evidence to the contrary, but particularly so, in light of the ongoing physical therapy sessions noted in later doctors’ reports and notes. (See, e.g., Gov't Ex. J at 1085).
. According to Dr. Garay, “[a] severe knee problem which [ ] caus[es] limping and weak
. On January 31, 2000, plaintiff Keith Jones saw Dr. Adler. Dr. Adler noted that Dr. Nelson believed plaintiff needed surgery on his neck and that the "patient, however, feels progress has been sufficient to forego surgery” (Gov't Ex. A at 59). Dr. Adler noted that plaintiff Keith Jones complained that his "neck [was] somewhat more sore since [the] accident, but slowly improving since then” (Gov’t Ex. A at 59).
. A subjective finding on examination is one in which there is some degree of patient participation (Trial Tr. 276:4-5). An example is when the doctor, conducting a sensory examination, touches the patient and asks him to respond as to whether he feels pain or not (Trial Tr. 276:5-7). This involves the patient's full participation and "cognitive reasons” may make it impossible for the patient to "participate fully” (Trial Tr. 276:8-10). Testing for numbness or tingling is mostly subjective, as is testing for weakness (Trial Tr. 277:2-13).
. Some of the findings upon which Dr. King opined, already questionable due to their subjective nature, are further discounted because Dr. King did not follow the correct procedures for proper diagnosis. For example, Dr. King acknowledged that he diagnosed plaintiff with neck spasms without touching or examining him even though he admitted on cross examination that a medical diagnosis of neck spasms requires that a physician first conduct a palpatory "touching” examination of the patient (Trial Tr. 252:6-254:15) (emphasis added). Additionally, Dr. King arrived at his opinion that plaintiff had neck spasms because plaintiff himself reported both spasms and headaches to Dr. King (Trial Tr. 253:6-23, 256:3-258:9) (emphasis added).
Dr. King had an incomplete medical history for plaintiff, as well. When Dr. King attributed plaintiff's headaches to muscle spasms after the January 26, 2000 accident, he was unaware of the highly relevant and important medical information indicating that plaintiff suffered from severe migraine headaches dating back to the early 1990’s (Trial Tr. 254:8-256:20).
Another example of an improper examination is Dr. King's February 9, 2001 diagnosis that plaintiff had myelopathy (Trial Tr. 258:14-18). Dr. King admitted on cross-ex-
. Objective findings greatly limit or alleviate the patient’s participation (Trial Tr. 276:12-13). Examples of objective tests are as follows: reflex tests, measuring atrophy, an MRI or an X-ray.
. The following omissions from plaintiff's medical history evince the incompleteness of the records that Dr. King reviewed:
Migraines
Plaintiff failed to provide Dr. King with his relevant past medical history of migraines (Trial Tr. 254:8-256:20).
X-Rays
Plaintiff failed to provide Dr. King with a May 1999 X-ray that reflected pre-existing arthritis at the exact area where plaintiff later developed pre-existing cervical radiculopathy — all of which are in the exact area that plaintiff claimed was subsequently injured by the January 26, 2000 accident (Trial Tr. 226:10-227:10) (emphasis added). Notably, Dr. King failed to consider in his reports or discuss on direct examination the highly relevant and important April 7, 2001 MRI, which demonstrated that plaintiff experienced no gross or measurable changes in his cervical spine from the time period prior to the January 26, 2000 accident (Gov't Ex. O at 1564; Trial Tr. 156:12-217:9, 218:16-219:21) (emphasis added).
Physical Therapy
Dr. King never considered plaintiff's physical therapy discharge summary, which reflected that plaintiff chose to stop treatment even though his neck pain symptoms had not been resolved (Trial Tr. 236:8-237:9). Dr. King based his medical opinion that plaintiff's symptoms completely resolved prior to January 26, 2000 accident on the fact that plaintiff told him that his symptoms had completely resolved prior to the accident (Trial Tr. 230:7-231:7) (emphasis added). Furthermore, Dr. King admitted that plaintiff's “[physical therapy] records are important because if plaintiff's symptoms had not been resolved with physical therapy, it may change his opinion on the cause and relationship between the January [2000] accident and plaintiff's symptoms” in this case (Trial Tr. 231:20-232:2).
Post January 2000 Accident Improvements
In addition, Dr. King failed to consider important medical information that 34 days after the accident, radicular signs in plaintiff's neck had subsided (Trial Tr. 241:7-22). Dr. King failed to consider highly relevant and important medical information that 127 days after the accident, plaintiff admitted that his neck and back symptoms were improving (Trial Tr. 249:25-251:6)
. The January 26, 2000 accident did not cause any part of plaintiff's body to become dismembered, disfigured or fractured (Trial Tr.l06:21-107:14, 287:9-20). Furthermore, plaintiff did not lose a fetus or the use of any of his organs or members as a result of the January 2000 car accident (Trial Tr. 107:14-20, 110:10-13, 287:21-288:6).
. While plaintiff's disc herniation pre-dated the accident,
even
if the accident aggravated it, courts have rarely found that a disc herniation constitutes a "significant limitation” or a "serious injury.”
Guzman v. Paul Michael Mgmt.,
In
Gualtieri,
the court noted that "herniated or bulging discs do not
per se
meet the statu
. Dr. King admitted that the tests he conducted on plaintiff resulted, in large part, in subjective findings.
Range of motion testing involves two parts; a passive part and an active part. The active part incorporates you asking the patient to move and he stopping where the pain is too much for him to move further or where he feels a limitation. The passive part consists of myself or a clinician holding the patient’s head or neck and moving until you feel some resistance.
(Trial Tr. 175:16-22).
. The normal range for a cervical extension is, according to Dr. King, 45 degrees (Trial Tr. 193:7-8). In
Bewry,
the court listed the "normal” range for a cervical extension as 60 degrees.
. The normal range for a cervical rotation is
80
degrees (Trial Tr. 193:24). In
Bewry,
the plaintiff had a right and left cervical rotation of 55 degrees.
. Dr. King’s direct testimony was confused to the verge of incomprehensible when explaining his observations and understanding of plaintiff’s range of motion:
Q: Did you find cervical rotation to be limited in any degree?
A: Yes, it was limited to approximately 75 degrees.
Q: And what is normal? A: Eighty degrees. Q: With respect to—
THE COURT: Show me 75 degrees and show me 80.
THE WITNESS: Seventy-five. Eighty.
Q: Now, can you show us fifteen degrees and 45 degrees?
A: Fifteen degrees would be about here. Eighty would be all the way back.
THE COURT: I think he said — Did you say 80 or 45?
Q: I said — Well, according to the report, unless I misread it, fifteen degrees with pain, forty-five degrees is normal.
A: Right. So, he’s slightly able to look up this way. Eighty degrees would be completely back.
Q: Did you do—
DEF.'S COUNSEL: Excuse me, your Hon- or. I thought that counsel asked for 45 degrees.
THE COURT: He did.
PLS.' COUNSEL: I didn’t ask for 45. I just referred to the report at 45.
THE COURT: No, you asked for 45. I think he did 85. Show me 45.
THE WITNESS: Okay. Alright, 45 degrees of range of motion — We're talking about extension?
THE COURT: Yes, that's what I thought.
PLS.’ COUNSEL: No, cervical — Yes, cervical extension. Cervical extension, yes.
A: Cervical extension, 45 degrees. If this is all the way back, it would be approximately right here.
THE COURT: That’s forty-five?
THE WITNESS: Yes. But, again, it’s impossible for me to see what I look like at 45 degrees.
THE COURT: You know better than me.
THE WITNESS: I would be able to look at you and tell you whether your neck is at 45 degrees or 75. But, looking at myself, I can't see myself.
(Trial Tr. 193:20-195:13).
. It must be noted that this Court has deemed plaintiff Sharon Jones’ testimony to be completely incredible, "not worthy of belief” and has rejected it "in total” (Trial Tr. 318:18-20). Her testimony has had no influence on the findings of fact and provides no support for plaintiff Keith Jones' claims of serious injury.
