A jury fоund appellant guilty of second-degree murder while armed, a lesser-included offense of the charged crime of armed first-degree murder. Evidence permitted the jury to find beyond a reasonable doubt that Jones had shot Kevin Jackson to death on December 2, 1997.
Jones’s principal argument on appeal is that the trial judge erred in giving the model anti-deadlock instruction adopted by the court in
Winters v. United States,
I.
Responding to a radio run for gunshots, Officer Dyson of the Metropolitan Police Department (MPD) found Kevin Jackson lying dead on the steps of an apartment building on 18th Place, Northeast. He had been shot four times in the back of the head, the back, and an armpit. Ronnie Tucker, the government’s main witness, had known Jackson and appellant (hereafter Jones) from growing up in the area. According to Tucker, he and Jones were dealing drugs in the neighborhood at the time and both were getting their drugs from Jackson. Jones “didn’t feel too good” about the fact that he owed Jackson a thousand dollars for drugs, particularly since Jackson had not repaid a debt to him. In 1995, police had searched Jones’s house looking for drugs belonging to Jackson, and had seized Jones’s drugs along with Jackson’s, after which Jackson agreed to repay Jones in drugs for his loss.
Tucker recounted that on the evening of December 2, 1997, he, Jones, and Jackson, all of whom had been drinking, met on M Street and went to get something to eat and “blunts” to use to smoke marijuana.
Seven years later, in December 2004, Jones was arrested in South Carolina for killing Jackson after Tucker reported the shooting as part of a cooperation agreement with the government stemming from his arrest on federal drug conspiracy charges. When Detective Richmond of the MPD met with Jones in South Carolina and introduced himself, Jones replied that “this has something to do with them young'uns from around M street. I have not been around there for years.” In a formal interview with Detective Richmond, after being told why he had been arrested, Jones said, “I know Tuck is snitching on me.” In a later taped telephone conversation between Jones and his brother, Jones again said that it was “Ronnie [Tucker] ... who tried to do that to me.” Ballistics evidence confirmed that two of the bullets from Jackson’s body were fired from the same weapon and that all four recovered bullets could have been fired from a Mac 11.
A defense witness, Larry Gooch, testified that Tucker had confessed to the shooting of Jackson, and a second defense witness, Joseph Blackson III, testified that Jones had not been in the immediate area of the shooting as of an hour before it took place. A government witness, Akida Manley, also had not seen Jones outside the apartment an hour to an hour and a half before the shooting.
At the conclusion of the final charge to the jury, the trial judge admonished the jurors — without objection, but in an instruction forming a principal basis of this appeal — that “[i]t is not appropriate for a juror, upon entering the jury room, to voice a strong expression of an opinion on the case, or to announce a determination to stand for a certain verdict”; that indeed “[t]he final test of the quality of your service will lie in the verdicts that you return to this courtroom; not in the opinions that any of you may hold before agreement on a verdict”; that “you will make a definite contribution to efficient judicial administration if you arrive at a just and proper verdict”; and that “in your deliberations in the jury room, your purpose should not be to support your own opinion, but rather to ascertain and declare the truth.”
After deliberating for about' an hour the first day, the jury continued deliberating the next day until 4:35 p.m. when it sent out a note asking, “What shall we do if we can not come to a unanimous decision?” The record does not show whether the judge replied to the note. On the third day, at 12:20 p.m., the jury sent a note stating that it could not reach a unanimous
II.
Without objection, the trial judge concluded his general charge to the jury with an instruction concerning the “attitude and conduct of jurors,” which stated as follows:
The attitude and conduct оf jurors at the outset of their deliberations are matters of considerable importance. It is not appropriate for a juror, upon entering the jury room, to voice a strong expression of an opinion on the case, or to announce a determination to stand for a certain verdict. When one does that at the outset, a sense of pride may cause that juror to hesitate to back away from an announced position, if and when it is shown that it is wrong.
Remember that you are not partisans or advocates in this matter, but are judges. The final test of the quality of your service will lie in the verdicts that you return to this courtroom; not in the opinions that any of you may hold before agreement on a verdict.
Bear in mind that you will make a definite contribution to efficient judicial administration if you arrive at a just and proper verdict in this case.
To that end, the court reminds you that in your deliberations in the jury room, your purpose should not be to support your own opinion, but rather to ascertain and to declare the truth.
In conclusion, the verdict must represent the considered judgment of each juror. In order to return a verdict, it is necessary that each juror agree with that verdict. Your verdict must be unanimous.
Portiоns of this instruction are unobjectionable. Cautioning jurors against “announcing] a determination to stand for a certain verdict” as soon as they enter the jury room is consistent with the generally recognized duty of jurors “to consult with one another” and to “consider[ ] ... the evidence [impartially] with ... fellow jurors” toward the goal of (or “with a view to”) “reaching an agreement.” 2 Also, Jones finds no fault with the reminder to the jurors that “you are not partisans or advocates ... but ... judges” whose purpose should be “to ascertain and to declare the truth” — though, more accurately, in a criminal case that purpose is to asсertain whether the prosecution has proven guilt beyond a reasonable doubt, not to declare “the truth” in some ultimate sense. 3
Remember that you are not partisans or advocates but rather jurors. The final test of the quality of your service will lie in the verdict which you return to the Court, not in the opinions any of you may hold as you retire.
Have in mind that you will make a definite contribution to efficient judicial administration if you arrive at a just and proper verdict in this case. To this end, the Court reminds you that in your deliberations in the jury room there can be no triumph except in the ascertainment and declaration of the truth.
Id. at 439. The court found the instruction to be reversible error (it had been objected to), explaining:
This concept of a “final test” implies that there is a standard of service to which a juror should aspire, one that requires a verdict to be reached rather than one that requires consideration of individual conviction and whether individual conviction thoughtfully can be reconciled with collective judgment. Because a verdict cannot be reached without unanimity, the “final test” language logically implies that a “good” juror acquiesces in a verdict rather than adheres to his or her own judgment.... Such language is suggestive of the primacy of collective judgment over individual principle and honest conviction.
Id. at 443-44.
This criticism, by a unanimous court, is well taken. Jurors should not be told impliedly that they fail the “test” of responsible service if they do not overcome their “opinions” and reach agreement on a verdict. Equally problematical in our case, moreover, is what the instruction did not include, which was language balanced against the desirability of agreement thаt reminded the jurors not to surrender their honestly held convictions, even if that prevented agreement.
See
ABA Project,
supra
note 2, Instruction 8.11 (“[D]o not surrender your honest conviction as to the weight or effect of evidence solely because of the opinion of your fellow jurors”);
Winters,
Jones, however, must show that the predeliberation charge was plain error, because he did not object to it.
Olano, supra.
Under that standard, the reviewing court has discretion to correct an error only if the appellant demonstrates that (1) there was error, (2) the error was “plain,” clear, or obvious, (3) it affected his “substantial rights,” and (4) it resulted in a miscarriage of justice or seriously affected the fairness, integrity, or public reputation of the judicial proceedings.
Id.,
In arguing that the judge should have recognized the flaws in the instructiоn without objection, Jones reasons as follows: In
Winters,
this court adopted as the “highwater mark” of an anti-deadlock charge a model instruction that, because it carries “sting” in favor of a verdict, may not be given “during the general charge.”
Winters,
It is a debatable point whether the “attitude and conduct of jurors” instruction the judge gave has the same coercive potential — or should have been seen,
sua sponte,
to have the same potential to force a verdict — as the model
Winters
charge.
4
We have pointed to the failure of the judge’s instruction to state anything offsetting its evident bias in favor of a verdict. On the other hand, the instruction does not contain the detailed exhortation in the
Winters
charge about how no “future jury” will be better situated to decide the case, or the specific direction to “jurors for acquittal” and “jurors for conviction” that troubled Judge Gallagher, concurring in
Winters,
and prompted him to suggest an alternative charge we have since held may fairly be substituted for the majority
Winters
instruction.
See
So it is questionable whether the trial judge, without objection by counsel, should have recognized a bar imposed by
Winters
to the predeliberation charge he gave. Even assuming Jones has met that part of the
Olano
test, however, he has not overcome the remaining hurdles of the plain error standard. First, he has not shown a “reasonable probability that, but for [the unobjected to instruction], the result of the proceeding would have been different.”
United States v. Dominguez Benitez,
IV.
Jones further contends that the predeli-beration charge formed a critical part of
Jones, however, did not preserve this specific objection either, and once more has not shown plain error. When the jury reported itself deadlocked, Jones asked for a mistrial, which the judge denied. In his opening brief to us, he argued that a mistrial was the only proper remedy at that point. See Brief for Appellant at 32 (“Because the jury had already been given a highly coercive pre-deliberation anti-deadlock charge before it submitted a hung note, the Court should have granted a mistrial rather than giving the jury a second anti-deadlоck charge.”). But, in his reply brief and at oral argument, Jones effectively conceded that a mistrial was not necessary, and we agree: nothing about the progress of the jury’s deliberations to that point suggests that an instruction to continue deliberating would have been out of bounds. Jones’s argument, nonetheless, is that when the judge proposed giving the Winters charge and Jones’s counsel, after momentary acquiescence, instead asked for the “Gallagher” instruction, (a) the judge erred in giving the Winters charge and (b) Jones’s request sufficed to preserve the objection to it. We disagree with the latter point.
Other than to say, “for the record, we request Gallagher,” Jones’s counsel gave no reason why he objected to the Wmiers charge. More to the point, he said not a word to the judge about the unique circumstance now highlighted on appeal as to why the charge would have tended to coerce a
verdict
— i.e., its superimposition upon a predeliberation charge tilted in favor of a verdict. Thus, as the government points out (Brief for Appellee at 15), “from [the judge’s] perspective, he gave the
Winters
charge under the precise circumstances for which [it] has been approved by this Court. If [Jones] believed that unusual circumstances rendered the
Winters
charge unacceptable, he was obligated to inform the trial judge of his objection.” In
Green v. United States,
[Appellant’s] general objection was neither distinct nor specific enough to preserve this issue for apрeal. Rule 30 requires a distinct statement of what was wrong with the instruction and a precise explanation of the grounds for the objection. The purpose of Rule 30 is “to give the trial court the opportunity to correct errors [in] and omissions” from the charge to the jury, a purpose that is ill-served by a party’s unexplained insistence on its own proffered instruction. As the U.S. Court of Appeals for this jurisdiction has held, under the federal version of Criminal Rule 30, “mere objection to instructions without specification of the ground of the objection does not fulfill Rule 30’s purpose and is insufficient to satisfy the rule’s requirements.”
Id.
at 1056-57 (citations omitted);
see also Wheeler v. United States,
Applying plain error analysis, therefore, we cannot conclude that the
Winters
charge, in its operation here, created an impermissible risk of jury coercion. As we have seen, Jones analogizes this case to
Epperson II
and its bar to successive anti-deadlock charges administered to a hung jury. But, as Jones concedes, there is a notable difference between the situation
Epperson
addressed and this one.
Winters
recognized that it is speculative to assume jurors are in disagreement (incipiently) before deliberations even start— that, indeed, is why the court forbade “premature[lyj” giving its model instruction as part of the general charge.
Winters,
Indeed, much the same analysis explains why any error in giving the
Winters
charge was not “clear” or “obvious” to begin with.
Olano,
The remaining circumstances Jonеs points to also do not convince us that the
Winters
charge constituted plain error. He argues that the instruction may have caused the jury to compromise on a verdict
The
Winters
instruction, to repeat, is “the highwater mark for an anti-deadlock charge” in this jurisdiction, but we have not held its use to be unduly coercive without additional circumstances that seriously enhance the risk of coercion already “present from a [jury’s] desire for a decision and disagreement as to it.”
Winters,
V.
Finally, and separately, we reject Jones’s argument that it was plain error (once more, no objection having been made) for the trial judge to allow the prosecutor to question a defense witness, Joseph Blackson III, about arrests or convictions of his family members for unrelated matters in an attempt to show his bias against the government. The judge permitted the questioning based on a proffer by government cоunsel that all of these persons had been prosecuted by the Office of the United States Attorney for the District of Columbia, and that — combined with related searches of Blackson’s and his brother’s jail cells — this gave him strong reason to think the prosecutor’s “office has something against him.”
Whether this basis provided the “additional circumstances” justifying what Jones argues was a wide-ranging, “large-scale” inquiry into unrelated аrrests and charges we do not consider in the abstract. Had Jones objected and cited the relevant principle of exclusion, it is quite possible the judge would have imposed limitations on the questioning to prevent the sort of bad-character-by-association prejudice that Jones complains of. But he did not object, and even assuming the judge nonetheless should have recognized that the prosecutor was ranging too far afield, any error did not affect appellant’s substantial rights.
Olano,
Affirmed.
Notes
.
See Winters,
.
See
ABA Project on Minimum Standards for Criminal Justice, Trial by Jury, Commentary, § 5.4(a) (1968) (approving Instruction 8.11 of Jury Instructions and Forms for Federal Criminal Cases,
.See, e.g., United States v. Glover,
. The Winters charge, as fashioned by the court in that case, provides:
In a large proportion of cases, absolute certainty cannot be attained or expected. Although the verdict must be the verdict of each individual juror, and not a mere acquiescence in the conclusion of your fellows, yet you should examine the questions submitted to you with candor and with proper regard and deference to the opinions of each other. You should consider that it is desirable that the case be decided; that you are selected in the same manner, and from the same source, from which any future jury must be; and there is no reason to suppose that the case will ever be submitted to twelve persons more intelligent, more impartial, or more competent to decide it, or that more or clearer evidence will be produced on one side or the other. And with this view, it is your duty to decide the case, if you can conscientiously dо so. You should listen to each other’s arguments with a disposition to be convinced. Thus, where there is disagreement, jurors for acquittal should consider whether their doubt is a reasonable one which makes no impression upon the minds of others, equally honest, equally intelligent with themselves, and who have heard the same evidence, with the same attention, with an equal desire to arrive at the truth, and under the sanction of the same oath. And on the other hand, jurors for conviction ought seriously to ask themselves whether they might not reasonably doubt the correctness of a judgment which is not concurred in by others with whom they are аssociated; and distrust the weight or sufficiency of that evidence which fails to carry conviction in the minds of their fellows.
Winters,
. As pointed out earlier, it did so first after a full day of deliberations (asking late in the day what it should do "if we cannot come to a unanimous decision", and then after three more hours of deliberation the next morning).
. See note 4, supra.
. Also insufficient as proof of coercion is the fact that the jury, at the end of the first full day of deliberations, inquired “what shall we do if we cannot come to a unanimous decision?,” then was releаsed for the night without an apparent answer by the judge. This first indication of jury disagreement did not require the judge to do anything more than ask the jurors to resume deliberations (after a night’s rest), as he implicitly did; and they continued to deliberate for three hours the next morning before declaring themselves deadlocked. Nor does the fact that the government’s case depended almost solely on the testimony of Tucker, a convicted drug conspirator, make it probable the Winters charge induced a guilty verdict. Tucker’s credibility may well have been the sticking point for jurors reluctant to convict, but it does not persuade us that when they overcame that reluctance they did so despite — rather than in keeping with — Winters’ admonition to do so only if they “[could] conscientiously do so.”
