120 Lab.Cas. P 10,987
James C. JONES; Linda Jones, Plaintiffs-Appellants,
v.
TENNESSEE VALLEY AUTHORITY; Charles H. Dean; John B.
Waters, Jr.; Michael S. Kidd; Harrison Newt Culver;
Richard D. Smith; Joan T. Muecke; Kermit Whitt; William
F. Willis; Robert J. Mullin; Steven A. White; Nicholas C.
Kazanas; Unknown Employees of the Tennessee Valley
Authority, Defendants-Appellees.
No. 90-5570.
United States Court of Appeals,
Sixth Circuit.
Argued Jan. 31, 1991.
Decided Oct. 31, 1991.
David Stern, Lynne Bernabei (argued and briefed), Debra Katz (briefed), Bernabei & Katz, Washington, D.C., for plaintiffs-appellants.
Justin M. Schwamm, Sr., Asst. Gen. Counsel, Thomas F. Fine, Sr. Litigation Atty., Brent R. Marquand (argued and briefed), Thomas A. Robins, Tennessee Valley Authority, Knoxville, Tenn., for defendants-appellees.
Before KEITH and KRUPANSKY, Circuit Judges, and ENGEL, Senior Circuit Judge.
KEITH, Circuit Judge.
Plaintiff-appellant James C. Jones ("plaintiff") appeals the district court's dismissal of his claims against defendants-appellees, Tennessee Valley Authority ("TVA") officials (collectively "defendants"), for violation of plaintiff's first and fifth amendment rights, violation of 42 U.S.C. § 1985(1) and intentional infliction of emotional distress. For the reasons stated below, we AFFIRM.
I.
A.
For the purpose of review, we accept plaintiff's allegations as true. According to plaintiff, from 1981 through September 1988, he was employed by TVA as a nuclear engineer. Plaintiff's status as a TVA employee was that of a preference eligible non-disabled veteran. Plaintiff was hired as a manager at the M-5 level on TVA's management schedule. From September 1981 until December 1984, plaintiff held the position of Nuclear Engineer and Quality Assurance Specialist on the Nuclear Safety Review Staff ("NSRS") of TVA, with the responsibility to conduct overall investigations, reviews, and appraisals of safety systems and safety activities at TVA's nuclear power plants.
From November 1981 until July 1983, plaintiff conducted reviews of the welding program at the Watts Bar nuclear plants, which was at that time preparing to meet licensing standards. Plaintiff identified serious safety problems, which prohibited immediate licensing of the plants. Among these safety violations were the use of unqualified welding inspectors, the failure of TVA's welding program to meet nuclear industry codes and the lack of required documentation for the plants' weld inspection program. Plaintiff also found that TVA management failed to resolve any of these safety problems after they were identified to management, in violation of Nuclear Regulatory Commission ("NRC") requirements.
Plaintiff reported these safety problems to his NSRS supervisors but his supervisors allegedly attempted to pressure plaintiff to suppress his safety findings through harassment and intimidation. Plaintiff alleges that his supervisors verbally abused and intimidated him by assigning him to menial tasks, singling him out for undeserved reprimands, and unfairly lowering his performance appraisal. Plaintiff purportedly requested that he be relieved of his welding responsibilities in order to escape the harassment, but his supervisors denied the request.
From June 1984 until November 1984, plaintiff participated in an overall review of procurement practices in TVA's nuclear program. Plaintiff identified serious deficiencies in TVA's procurement program at its Sequoyah and Browns Ferry facilities. Allegedly, in retaliation, plaintiff's supervisors escalated the harassment against plaintiff by unfairly reprimanding him, verbally abusing him, belittling his work, assigning him to work under an inexperienced engineer who lacked the proper qualifications to lead an audit, and monitoring and obstructing his work activities in a manner so as to discredit him. Plaintiff alleges that defendants' intentions were to pressure him to suppress his safety findings and certify that TVA's plants were safe for operation.
In November 1984, plaintiff left NSRS and transferred to a lower level, M-4 position in TVA's Chattanooga office. Plaintiff was no longer given substantive assignments in his area of expertise. On June 11, 1986, plaintiff and four other TVA engineers testified before the Subcommittee on Oversight and Investigations of the United States House of Representatives Committee on Energy and Commerce. They described, under oath, the serious welding and procurement problems in TVA's nuclear power program which they had identified and which demonstrated that TVA could not safely operate its nuclear reactors. After the hearing, TVA Director John B. Walters publicly ridiculed plaintiff and the other engineers for their testimony by calling them the "Fabulous Five."
Two months later, TVA managers relieved plaintiff of his welding and procurement responsibilities. TVA managers allegedly increased their surveillance of him in order to monitor his communications with the NRC and congressional investigators. Although TVA's General Manager, Willis, and TVA directors, Waters and Charles Dean, were informed of the harassment of plaintiff, they did nothing to stop it.
Plaintiff alleges that his Chattanooga supervisors unfairly lowered his performance appraisals in order to make him susceptible to being terminated in future work force reductions, and denied him promotions, bonuses and pay raises to which he was entitled. In addition, plaintiff alleges that the Chattanooga supervisors intentionally caused him emotional distress by attempting to obtain his confidential medical records.
Plaintiff further alleges that during the entire period from 1982 to the present, defendants pressured plaintiff to withdraw his safety findings, engaged in an unlawful conspiracy to discredit plaintiff within TVA and with the general public and attempted to damage plaintiff's professional reputation. Defendants also engaged in a campaign to silence plaintiff from speaking publicly about TVA's safety problems by removing him from his primary responsibilities, downgrading his performance appraisals and constantly monitoring his activities.
Plaintiff claims that as a result of this long pattern of harassment and intimidation, he suffered physical and emotional injury. Plaintiff was diagnosed in 1988 with post traumatic stress disorder, a permanent psychiatric injury which totally incapacitates him from working or enjoying many activities in which he could formerly engage.
B.
On May 7, 1987, plaintiff filed a complaint in district court against TVA, six former and current TVA officials, and other unknown employees of TVA. The complaint alleged that defendants had harassed, intimidated and attempted to silence plaintiff, damaged his professional reputation and attempted to drive him from the federal service, in violation of the first and fifth amendments and 42 U.S.C. § 1985(1). Plaintiff also alleged that defendants had committed the tort of intentional infliction of emotional distress against him. Linda K. Jones, plaintiff's wife, alleged loss of sexual society, loss of services, companionship and affection as a result of the intimidation and harassment of her husband. On June 31, 1987, plaintiff filed an amended complaint which added the claim that defendants wiretapped or intercepted plaintiff's phone calls at work, in violation of the fourth amendment and 18 U.S.C. § 2510.
On August 10, 1987, defendants moved for dismissal for failure to state a claim upon which relief can be granted, or, in the alternative, for summary judgment. In their motion, defendants asserted that plaintiff's claims based on events prior to May 7, 1986, were barred by limitations, that no judicial remedy for a constitutional violation could be implied, that the exclusive remedy provision of the Federal Employees' Compensation Act ("FECA"), 5 U.S.C. § 8116(c), barred plaintiff's claims for mental and physical injury and, finally, that there was no basis in fact for the wiretapping claim.
On January 22, 1988, the district court dismissed plaintiff's constitutional claims on the ground that it was inappropriate for the court to imply a Bivens1 cause of action under the Constitution because plaintiff had comprehensive administrative remedies under the Energy Reorganization Act ("ERA") and the Civil Service Reform Act ("CSRA"). The district court also stayed plaintiff's claim for intentional infliction of emotional distress pending a determination by the Secretary of Labor as to whether plaintiff's claim was covered under the Federal Employees' Compensation Act ("FECA"). Finally, the district court denied dismissal of the wiretapping claim.
Both parties filed motions for reconsideration. On April 15, 1988, the district court held that FECA was not a bar to plaintiff's claim of intentional infliction of emotional distress because the injuries fell outside the scope of FECA. However, the district court otherwise denied both motions for reconsideration.
On June 6, 1988, the district court dismissed plaintiff's amended complaint alleging a conspiracy to violate plaintiff's civil rights under 42 U.S.C. § 1985(1). The district court held that the § 1985(1) claim merely re-alleged the Bivens constitutional claim which the district court had previously dismissed. Plaintiff filed a motion for reconsideration of the dismissal, arguing that § 1985(1), unlike other civil rights statutes, creates substantive rights and is not limited to providing a remedy for a constitutional violation. On July 15, 1988, the district court denied the motion for reconsideration, stating that § 1985 should not be extended to federal employer-employee relations for which adequate administrative remedies are available.
On September 2, 1988, defendants moved for dismissal or in the alternative for summary judgment on the remaining claims of intentional infliction of emotional distress and wiretapping. On October 14, 1988, the district court dismissed the claim of intentional infliction of emotional distress, holding that although the conduct alleged may have been tortious, it was not beyond the pale of decency. With respect to the wiretapping claim, the district court held that discovery was not complete and granted plaintiff additional time to respond. However, on March 16, 1990, the district court granted summary judgment in favor of defendants on the wiretapping claim, holding that plaintiff had failed to raise a genuine issue of fact that his telephone had ever been wiretapped by defendants. Plaintiff filed a timely notice of appeal.
Plaintiff has since retired from TVA. In July 1990, the Department of Labor's Office of Worker's Compensation Programs granted plaintiff's claim for FECA benefits because work related stresses caused plaintiff to be totally disabled from working in his position at TVA or in a comparable position.
II.
A.
Because the district court based its determination on facts beyond the pleadings, we will apply the summary judgment standard of review. See Rogers v. Stratton Industries, Inc.,
Because TVA is an agency of the federal government, see McNabb v. Tennessee Valley Authority,
Plaintiff argues that the district court erred in dismissing his Bivens cause of action requesting the court to imply a cause of action directly under the first amendment of the United States Constitution and finding that plaintiff had administrative remedies under both the ERA and the CSRA. Defendants counter that the district court correctly determined that plaintiff had comprehensive administrative remedies available under both the ERA and the CSRA to challenge the conduct complained of and that it would therefore be inappropriate for the district court to provide Bivens remedies in this instance. We find defendants' argument persuasive.
In Bivens v. Six Unknown Named Agents of the Federal Bureau of Narcotics,
In Bush v. Lucas,
In declining to fashion a judicial remedy for the injuries complained of by the plaintiff, the Supreme Court stated that:When Congress provides an alternative remedy, it may, of course, indicate its intent, by statutory language, by clear legislative history, or perhaps even by the statutory remedy itself, that the courts' power should not be exercised. In the absence of such a congressional directive, the federal courts must make the kind of remedial determination that is appropriate for a common-law tribunal, paying particular heed, however, to any special factors counselling hesitation before authorizing a new kind of federal litigation.
Id. at 378,
More recently, in Schweiker v. Chilicky,
In Schweiker, the Court applied the reasoning in Bush which led it to decline to create a new substantive legal liability because it determined that Congress was in a better position to do so. The Court found that Congress was the body charged with making the inevitable compromises required in the design of a massive and complex welfare benefits program and that Congress had addressed the problems created by state agencies' wrongful termination of disability benefits. In comparing Bush to the context of the case before it, the Court emphasized that in neither case did the presence of alleged unconstitutional conduct that was not separately remedied under the statutory scheme imply that the statute has provided no remedy for the constitutional wrong at issue. Moreover, in neither case, in light of the comprehensive statutory scheme involved, could the harm resulting from the alleged constitutional violation be separated from the harm resulting from the denial of the statutory right. Id. at 427-28,
Applied to the instant case, Bush and Schweiker demonstrate that courts must give appropriate deference to indications that congressional inaction has not been inadvertent and should not create Bivens remedies when the design of a government program suggests that Congress has provided what it considers to be adequate remedies for constitutional violations. Congress is in the best position to balance governmental efficiency and individual rights. Plaintiff in the instant case concedes that since Chilicky most courts of appeals which have considered the question have declined to imply a Bivens action in the context of federal employment. Plaintiff has recourse primarily through the CSRA and also the ERA.
Since Schweiker, courts in several instances have limited their inquiry to whether Congress has enacted a comprehensive administrative scheme governing the area involved, which indicates that Congress' failure to provide a damages remedy for constitutional violations was deliberate rather than inadvertent. See McIntosh v. Turner,
In the field of federal employment, even if no remedy at all has been provided by the CSRA, courts will not create a Bivens remedy. See Lombardi v. Small Business Admin.,
TVA employees are protected by the CSRA to the extent that they are preference eligible employees. Plaintiff is a preference eligible non-disabled veteran and as such is covered by the CSRA. "Chapter 23 of the CSRA establishes the principles of the merit system of employment, § 2301, and forbids an agency to engage in 'prohibited personnel practices,' including unlawful discrimination, coercion of political activity, nepotism, and reprisal against so-called whistleblowers. § 2302." Fausto,
Plaintiff is also afforded relief under the ERA. An employee who is retaliated against for filing internal reports concerning violations of nuclear regulatory laws has recourse under the ERA. See Kansas Gas and Electric Co. v. Brock,
B.
Plaintiff next argues that the district court erred in dismissing and thereafter denying reconsideration of his § 1985(1) claim for conspiracy to violate plaintiff's civil rights under 42 U.S.C. § 1985(1).
Defendants argue that § 1985(1) does not apply to this case and that the district court properly disposed of plaintiff's § 1985 claim. In denying plaintiff's motion for reconsideration, the district court stated that it would not extend § 1985 to federal employer-employee relations for which adequate administrative remedies are available.
In reviewing the denial of a motion for reconsideration, we are limited to determining whether the district court abused its discretion in denying the motion. Moreover, we may not consider the merits of the underlying judgment. See Browder v. Director, Dep't of Corrections of Illinois,
In Windsor v. the Tennessean,
C.
Plaintiff argues next that the district court erred in dismissing his intentional infliction of emotional distress claim because TVA's actions were outrageous and went beyond the pale of decency.
Plaintiff's argument fails for two reasons. First, plaintiff was awarded FECA benefits in July 1990 because work related stresses caused him to be totally disabled, making him incapable of working in his former position at TVA or in a comparable position. Section 3 of the TVA Act of 1933, 16 U.S.C. § 831(b) (1988), specifically extends the benefits of FECA to TVA employees. The remedies provided under FECA are exclusive of all other remedies with respect to an injury or death. See Turner v. Tennessee Valley Authority,
The liability of the United States or an instrumentality thereof under this subchapter or any extension thereof with respect to the injury or death of an employee is exclusive and instead of all other liability of the United States or the instrumentality to the employee, his legal representative, spouse, dependents, next of kin, and any other person otherwise entitled to recover damages from the United States or the instrumentality because of the injury or death in a direct judicial proceeding, in a civil action, or in admiralty, or by an administrative or judicial proceeding under a workmanship compensation statute or under a Federal tort liability statute.
5 U.S.C. § 8116(c).
The Supreme Court has recognized FECA's exclusivity and has stated that employees are "guaranteed the right to receive immediate, fixed benefits regardless of fault and without need for litigation, but in return, they lose the right to sue the government" and instrumentalities such as TVA. Lockheed Aircraft v. United States,
Even if FECA was not the exclusive statutory remedy, this Court does not believe that the district court erred when it dismissed plaintiff's claim for intentional infliction of emotional distress since TVA's actions were not "outrageous". Under Tennessee law, a claim for intentional infliction of emotional distress must involve outrageous conduct or circumstances. See Medlin v. Allied Investment Co.,
One who by extreme and OUTRAGEOUS conduct intentionally or recklessly causes severe emotional distress to another is subject to liability for such emotional distress, and if bodily harm results from it, for such bodily harm.
(emphasis added).
The Tennessee Supreme Court in C.D. Swallows expounded on the definition of "outrageous conduct" when it sustained the dismissal of an action filed for severe physical and emotional harm because the complaint failed to state a claim for which relief could be granted. In affirming, the Supreme Court opined:
Liability for the tort of 'outrageous conduct' exists only where (1) the conduct of the defendants has been so outrageous in character, and so extreme in degree, as to be beyond the pale of decency, and to be regarded as atrocious and utterly intolerable in a civilized society, and (2) the conduct results in serious mental injury. Medlin v. Allied, Investment Co.,
Considering the evidence in the light most favorable to the plaintiff, it shows that plaintiff's supervisors intimidated him by assigning him to menial tasks, unfairly reprimanded him, gave him low performance appraisal, monitored his communications with the NRC and Congressional investigators, attempted to gain his medical records, and barred him from promotions, bonuses and raises. While such conduct may be tortious, it is not so "outrageous" so as to be beyond the pale of decency. Indeed, tortious conduct is not necessarily synonymous with "outrageous" conduct. For example, Comment (d) of Restatement 46 explicitly provides:
It has not been enough that the defendant acted with an intent which is tortious or even criminal, or that he has intended to inflict emotional distress, or even that his conduct has been characterized by "malice," or a degree of aggravation which would entitle the plaintiff to punitive damages for another tort. Liability has been found only where the conduct has been so outrageous in character, and so extreme in degree, as to go beyond all possible bounds of decency.
We believe that the evidence fails to establish a situation so extreme in degree to go beyond all bounds of decency and to be regarded as atrocious and utterly intolerable in a civilized community. The facts of this case would not lead the average member of the community to exclaim 'outrageous'. Consequently, the trial court was correct in dismissing plaintiff's claim for intentional infliction of emotional distress.
III.
For the above reasons, we AFFIRM the order of the Honorable Leon Jordan, United States District Judge for the Eastern District of Tennessee.
Notes
Bivens v. Six Unknown Fed. Narcotics Agents,
