Joseph JONES, Defendant Below, Appellant, v. STATE of Delaware, Plaintiff Below, Appellee.
No. 115, 1998.
Supreme Court of Delaware.
Submitted: June 22, 1999. Decided: Dec. 16, 1999.
745 A.2d 856
Timothy J. Donovan, Jr., Deputy Attorney General, Department of Justice, Wilmington, Delaware, for Appellee.
Before VEASEY, C.J., WALSH, HOLLAND and HARTNETT, JJ., JACOBS, Vice Chancellor,* constituting the Court en Banc.
VEASEY, Chief Justice:
In this criminal appeal, we reverse the judgment and sentence of the Superior Court because evidence was invalidly seized from the defendant. The seizure resulted from an encounter with a police officer in which the officer, based only on an anonymous 911 call that there was a “suspicious black male wearing a blue coat” in a particular vicinity, ordered the defendant to stop and remove his hands from his pockets. As a result of this stop, cocaine was seized. To stop and detain an individual pursuant to the Delaware detention statute and the Delaware Constitution, a peace officer must have a reasonable and articulable suspicion of criminal activity. The information possessed by the officer in this case did not rise to that level. As a consequence, the search was invalid and the evidence inadmissible.
Facts
Shortly before 10:00 p.m. on February 11, 1997, the New Castle County Police Department received a 911 call reporting that a “suspicious black male wearing a blue coat” had been standing for some time in front of 98 Karlyn Drive in the Garfield Park area of New Castle County. The caller provided no other information, and the 911 operator failed to record the name of the caller. At approximately 9:53 p.m., Patrolman Clay Echevarria of the New Castle County Police Department was in uniform on routine car patrol of the Garfield Park area with his partner when he received a radio dispatch relaying the 911 complaint and no other information. Within three minutes of receiving the dispatch, Patrolman Echevarria and his partner arrived in the vicinity of the address referred to in the 911 call. The officers did not notice anyone in front of, or near, 98 Karlyn Drive. After circling the block, the officers drove past the area again. This time they noticed two black males standing on the sidewalk in front of 85 Karlyn Drive, approximately four houses from 98 Karlyn Drive. One of them (the defendant Joseph Jones) was wearing a blue coat and had his hands in his coat pockets.
Patrolman Echevarria testified that he did not see either individual engaging in suspicious activity. He also testified that he was very familiar with Garfield Park and its reputation as a high crime, high
Patrolman Echevarria parked his patrol car, exited the vehicle and approached Jones. He did not first ask Jones to state his name, address, business abroad or destination as required by the detention statute,
Proceedings in Superior Court
Jones was indicted on one count of Trafficking in Cocaine in violation of
In the Superior Court, Jones moved to suppress all evidence seized during the February 11, 1997, encounter. The hearing on the motion included live testimony from Jones and Patrolman Echevarria. The State contended that, even if the officers lacked reasonable suspicion, the police conduct was proper on the following theo-
The Superior Court denied Jones’ motion to suppress. In doing so, the Court specifically rejected both parties’ interpretations of the facts, finding instead that Patrolman Echevarria possessed sufficient reasonable suspicion of Jones’ criminal activity to stop and detain Jones.7
Based on the Superior Court‘s denial of his motion to suppress, Jones entered into a stipulated trial agreement with the State whereby he waived his trial rights and admitted guilt while nevertheless preserving his right to appeal all aspects of the Superior Court‘s decision. Jones filed a timely appeal in this Court, and we now consider his arguments, both factual and legal, on the validity of the search and the admission into evidence of the fruits of that search.
The Analytical Framework
A trial court‘s determination whether a peace officer possessed reasonable and articulable suspicion to detain an individual is an issue of law and fact.8 Here, there are no disputed issues of fact. Therefore, this Court reviews de novo the Superior Court‘s alleged errors in formulating and applying the law.9
An individual‘s right to be free of unlawful searches and seizures in Delaware is secured by two independent, though correlative sources. The
In Terry v. Ohio,14 the United States Supreme Court held that a police officer may detain an individual for investigatory purposes for a limited scope and duration, but only if such detention is supported by a reasonable and articulable suspicion of criminal activity.15 We have defined reasonable and articulable suspicion as an “officer‘s ability to ‘point to specific and articulable facts which, taken together with rational inferences from those facts, reasonably warrant th[e] intrusion.’ ”16 A determination of reasonable suspicion must be evaluated in the context of the totality of the circumstances as viewed
provisions of the Bill of Rights, the
through the eyes of a reasonable, trained police officer in the same or similar circumstances, combining objective facts with such an officer‘s subjective interpretation of those facts.17 Delaware has codified this standard for investigatory stops and detentions in
When the Stop Occurred
The question of when a seizure has occurred is perhaps the most critical issue. The State contends that Jones’ failure to stop and remove his hands from his coat is an independent factor supporting the seizure, based on the fact that Jones started walking away and ignored the Officer‘s orders before he was seized. We assume arguendo, but need not decide, that if a person attempts to flee before being seized, the court may consider the attempt to flee, and any information derived therefrom, as one factor in deciding whether a police officer had an articulable basis for effectuating the seizure.18 But, in our view, if
In Terry, the United States Supreme Court held that a seizure occurs “when the officer, by means of physical force or show of authority, has in some way restrained the liberty” of the individual.19 In INS v. Delgado,20 the Court refined this standard to mean that a seizure has occurred only “if, in view of all the circumstances surrounding the incident, a reasonable person would have believed that he was not free to leave.”21 The Court further refined this standard in Michigan v. Chesternut22 by focusing not on whether a reasonable person would feel free to leave but on whether the officer‘s conduct would “have communicated to a reasonable person that he was not at liberty to ignore the police presence and go about his business.”23
In 1991, however, the United States Supreme Court carved out a controversial exception to the Chesternut standard in its interpretation of the rights guaranteed by the
sion to the assertion of authority.”25 The majority in Hodari D. found that the Chesternut standard states only “a necessary, but not a sufficient, condition for seizure . . . effected through a ‘show of authority.’ ”26 Thus, the majority in Hodari D. found that a show of authority by itself, even if it would cause a reasonable person to believe that he or she was not free to leave, is not alone sufficient for a seizure giving rise to the protections provided by the
In Hodari D., two police officers in an unmarked car rounded a corner and observed several youths “huddled around a small red car parked at the curb. When the youths saw the officers’ car approaching they apparently panicked, and took flight.”27 Their suspicion aroused, the officers separated to chase the youths, who went in different directions. One officer caught up with Hodari, who tossed away what turned out to be crack cocaine just before being tackled by the officer. The state conceded that the officers had lacked reasonable and articulable suspicion to stop Hodari simply upon seeing him run. The officers had not said or done anything to make the juveniles reasonably believe that they were not free to leave. The Court held that because Hodari was not seized until tackled, the discarded crack cocaine was admissible.28
The State relies on Hodari D. for the proposition that seizure does not occur until the officer uses physical force or the defendant submits to the authority of the officer. Hodari D. is binding precedent for this Court insofar as it interprets the
But in this case, our holding rests not on the
The issue in the present case is whether the search and seizure language in the Delaware Constitution means the same thing as the United States Supreme Court‘s construction of similar language in the United States Constitution. To answer that question requires this Court to apply a logical, deductive analytical process. Our comprehensive historical analysis of the right to trial by jury in Claudio demonstrates that the guarantees in the Delaware Constitution for trial by jury were originally intended to be greater than those in the United States Constitution and remain that way.
Several other states have developed useful criteria for determining whether a provision in the United States Constitution has a meaning identical to a similar provision on the same subject in a state‘s constitution. The following is a partial list of those non-exclusive criteria from other states as marshalled by Justice Handler of the New Jersey Supreme Court in his 1982 concurrence in State v. Hunt:36
(1) Textual Language—A state constitution‘s language may itself provide a basis for reaching a result different from that which could be obtained under federal law. Textual language can be relevant in either of two contexts. First, distinctive provisions of our State char-
ter may recognize rights not identified in the federal constitution. . . .
Second, the phrasing of a particular provision in our charter may be so significantly different from the language used to address the same subject in the federal Constitution that we can feel free to interpret our provision on an independent basis. . . .
(2) Legislative History—Whether or not the textual language of a given provision is different from that found in the federal Constitution, legislative history may reveal an intention that will support reading the provision independently of federal law. . . .
(3) Preexisting State Law—Previously established bodies of state law may also suggest distinctive state constitutional rights. State law is often responsive to concerns long before they are addressed by constitutional claims. Such preexisting law can help to define the scope of the constitutional right later established.
(4) Structural Differences—Differences in structure between the federal and state constitutions might also provide a basis for rejecting the constraints of federal doctrine at the state level. The United States Constitution is a grant of enumerated powers to the federal government. Our State Constitution, on the other hand, serves only to limit the sovereign power which inheres directly in the people and indirectly in their elected representatives. Hence, the explicit affirmation of fundamental rights in our Constitution can be seen as a guarantee of those rights and not as a restriction upon them.
(6) State Traditions—A state‘s history and traditions may also provide a basis for the independent application of its constitution . . . .
(7) Public Attitudes—Distinctive attitudes of a state‘s citizenry may also furnish grounds to expand constitutional rights under state charters. While we have never cited this criterion in our decisions, courts in other jurisdictions have pointed to public attitudes as a relevant factor in their deliberations.37
“The enumerated criteria, which are synthesized from a burgeoning body of authority, are essentially illustrative, rather than exhaustive. They share a common thread—that distinctive and identifiable attributes of a state government, its laws and its people justify recourse to the state constitution as an independent source for recognizing and protecting individual rights.”38
As noted earlier,39 the search and seizure provision in the Delaware Constitution preceded the adoption of the
Delaware adopted the first search and seizure protections for its citizens in September of 1776 as part of the Declaration of Rights and Fundamental Rules of the Delaware State, which read as follows:
Sect. 17. That all warrants without oath to search suspected places, or to seize any person or his property, are grievous and oppressive; and all general warrants to search suspected places, or to apprehend all persons suspected, without naming or describing the place or any person in special, are illegal and ought not to be granted.
Delaware‘s Declaration of Rights was based upon a similar provision in the Pennsylvania Declaration of Rights. The chairman of the committee that drafted Delaware‘s Declaration of Rights was George Read. On September 17, 1776, Read wrote that “the Declaration of Rights . . . has been completed somedays past but there being nothing particularly in it—I did not think it an object of much curiosity, it is made out of the Pensilvania [sic] & Maryland Draughts.”40
Delaware ratified the Bill of Rights to the United States Constitution on January 28, 1790.41 Pennsylvania adopted a new state constitution in 1791. Delaware adopted a new constitution in 1792.
The Delaware Constitution of 1792 “resembled in some ways the federal constitution because of the presence of John Dick-
In a 1991 case, Commonwealth v. Edmunds, the Pennsylvania Supreme Court undertook a comprehensive historical review of the search and seizure provision in the Pennsylvania Constitution.44 The Edmunds Court concluded that the history of that provision reflected different and broader protections than those guaranteed by the
the language now employed in
We reach the same conclusion with regard to the search and seizure provision in the Delaware Constitution based upon its historical convergence for more than two hundred years with the same provision in the Pennsylvania Constitution. The history of search and seizure in Delaware reflects the same commitment to protecting the privacy of its citizens. As we have previously noted, that commitment is illustrated by Delaware‘s nighttime search warrant statute which, even in its original version adopted by the Delaware General Assembly almost 150 years ago, required a stricter standard than probable cause before a court could issue a nighttime search warrant.48
The United States Constitution establishes a system of dual sovereignty: a federal government and state governments. That system has horizontal and vertical aspects.49 Vertical federalism binds the states to the will of the federal sovereign government with regard to the enumerated powers that have been surren-
Although the facts are different, the 1992 Connecticut Supreme Court case of State v. Oquendo illustrates the application of state constitutional protections that exceed those provided by the
wooded area. The Connecticut Supreme Court said:
The state urges this court to read the definition of a “seizure,” as interpreted by the United States Supreme Court in California v. Hodari D., supra, into our state constitution. The state argues that since [the officer] never applied physical force to the defendant‘s person and the defendant did not submit to [the officer‘s] assertion of authority when he ordered the defendant to stop, the defendant‘s state constitutional rights were not implicated.54
. . . .
[W]e decline to adopt the restricted definition of a seizure employed by the United States Supreme Court in Hodari D. and adhere to our precedents in determining what constitutes a seizure under the state constitution.55
. . . .
[W]e are persuaded that a reasonable person in the defendant‘s position would not have believed that he was free to ignore [the officer‘s] instructions and walk away. Accordingly, we conclude that a seizure took place within the meaning of . . . the Connecticut constitution.56
Having determined that a seizure of the defendant took place, we must next determine whether the trial court properly concluded that the seizure was based on a reasonable and articulable basis of suspicion. We conclude that the
. . . .
We recognize that police on patrol perform a variety of functions. Thus, a police officer, in carrying out his duties, may stop and speak to an individual on the street without necessarily implicating the individual‘s constitutional rights. We acknowledge, furthermore, that the police must enjoy a certain degree of latitude in making investigatory stops. Nevertheless, the requirement of a reasonable and articulable factual basis for an investigatory stop must be met. We have consistently stated that a police officer‘s decision to detain an individual for investigatory purposes “must be predicated ‘on more than a mere hunch.’ ”
We are persuaded that the informational basis advanced by [the officer] to justify his stop of the defendant, which [the officer] himself characterized as a “hunch,” was insufficient to support a reasonable and articulable suspicion. In a close case like the present one, the balance ought to be struck on the side of the freedom of the citizen from governmental intrusion. To conclude otherwise would be to elevate society‘s interest in apprehending offenders above the right of citizens to be free from unreasonable stops. The record in the present case does not disclose circumstances which, viewed in their totality, yielded sufficient specific and articulable facts to make constitutionally reasonable [the officer‘s] detention of the defendant. Accordingly, we conclude that the defendant was illegally seized, in violation of
In our view, the reasoning of the Oquendo Court and that of the other state supreme courts noted above59 is persuasive. Accordingly, we decline to follow Hodari D. to the extent set forth in this opinion.
Although our opinion in Quarles cites Hodari D., the Quarles case is consistent with our decision today because in Quarles the Court used the
In Quarles, no question existed that the Terry-stop was a seizure. There, we said that a
In our view, the question presented by Jones of when a seizure has occurred under
The Police Officers Here Did Not Have Any Reasonable and Articulable Basis for Suspicion
The Superior Court cited four factors as its bases for finding that Officer Echevarria possessed reasonable suspicion to stop Jones pursuant to
Before analyzing those bases of reasonable suspicion, it is appropriate to review how courts have treated the probative value of anonymous tips.65 The importance of that inquiry stems from the fact that the first and fourth factors applied by the Superior Court depend almost entirely on the information provided by the anonymous 911 complaint. The first basis for reasonable suspicion found by the Superior Court was that Patrolman Echevarria spotted Jones in close proximity to 98 Karlyn Drive, the area mentioned in the 911 complaint. The fourth basis was that Jones matched the general physical description provided by the 911 complainant. In applying these factors, the Superior Court concluded that the 911 complaint, which spoke merely of a “suspicious black male wearing a blue coat” in the vicinity of 98 Karlyn Drive, furnished reasonable and articulable suspicion. In our view, the Superior Court overvalued the 911 complaint as furnishing a credible basis for that conclusion.
In Alabama v. White,66 the United States Supreme Court held that a trial court must look at the totality of the circumstances when deciding whether an anonymous telephone tip of criminal activi-
In the Arizona case of State v. Altieri,68 the police received an anonymous tip describing a driver, his first name, his vehicle and the vehicle‘s location and direction. The tipster also stated that the vehicle contained a specific amount of drugs and cash. Upon stopping the defendant‘s vehicle, the police found drugs and cash. Importantly, the police stopped the defendant only because his vehicle matched the description given by the tipster, not because of any observed illegal activity. The Arizona Supreme Court reversed the defendant‘s convictions, finding the tip unreliable and unsupported by independent police corroboration of present criminal activity or predicted future criminal activity. The Altieri Court found that the information actually corroborated by the police was of a type that could be given by any person who saw the defendant driving by. It further noted that the case before it was distinguishable from a case in which the informant was known, reliable and previously had predicted correctly future activity by the defendant.69
The 1990 North Dakota case of City of Minot v. Nelson70 presents facts even
closer to this case. In Nelson, police received an anonymous complaint of a “suspicious” car in front of a trailer. A second call (possibly from the same caller) gave the license number of the car. When the officer arrived, the car was not in front of the trailer, but being driven near it. The officer stopped the car and eventually arrested the driver for driving under the influence of alcohol. The North Dakota Supreme Court reversed the driver‘s conviction, finding the record devoid of any indicia of reliability of the informant or the information provided. The Court stated that “[i]t would have been relatively easy for the dispatcher to solicit some minimal articulable facts from the anonymous informant to support the bare assertion that the vehicle was suspicious.”71 Since the officer observed no corroborative criminal behavior, the court found that the stop was not supported by reasonable suspicion.
Here, as in Altieri, the facts contained in the 911 complaint were readily observable to anybody who saw the defendant. As in Nelson, the caller here stated only that the person was “suspicious” without providing any articulable support for that subjective conclusion. When Patrolman Echevarria arrived, his own observations added nothing to the 911 caller‘s statement and did not corroborate or particularize the conclusory term “suspicious.” The State has not presented any extrinsic evidence of reliability to support the anonymous tip. A person‘s (particularly an anonymous caller‘s) subjective belief that another person is “suspicious,” without more, fails to raise a reasonable and articulable suspicion of criminal activity.72
The second and third bases enumerated by the Superior Court (that the events took place at night in a high crime/high drug area) do not depend on the 911 complaint. In Brown v. Texas, the United States Supreme Court held that a defendant‘s presence in a high crime area, by itself, will not establish reasonable suspicion.74 In our opinion, the fact that a defendant‘s presence in such a neighborhood took place at ten o‘clock at night does not suggest a result different from that reached in Brown. Courts generally use factors such as nighttime and the negative reputation of a neighborhood as additional support to bolster a finding of reasonable suspicion, not as the sole bases on that finding.75 Reasonable and articulable suspicion cannot be based on a defendant‘s presence in a particular neighborhood at a particular time of day with no independent evidence that the defendant has committed, is committing or is about to commit a crime. It is reasonable to assume that the framers of our constitutional protections against unreasonable searches and seizures were aware that law-abiding citizens who found themselves inadvertently in similar circumstances during colonial times were challenged by British soldiers.76
The facts presented by the State are not “specific and articulable facts which, taken together with rational inferences from those facts, reasonably warrant
relied in good faith, but erroneously, on insufficient facts to provide a basis for reasonable and articulable suspicion.
Resisting Arrest
The State argues that Jones’ conduct in resisting arrest—even though the arrest was illegal—justifies the search and the admission of the evidence seized. Resisting arrest in Delaware is a class A misdemeanor and occurs “when the person intentionally prevents or attempts to prevent a peace officer from effectuating an arrest or detention.”79 The statute does not make a distinction between legal and illegal arrests. But the law of Delaware is that the term “arrest” as used in the statute refers only to the physical act of arrest and not to the underlying legality of the arrest. Thus, a defendant may be found guilty of resisting an illegal arrest.80
In this case, Jones was found guilty of resisting arrest, notwithstanding the fact that Patrolman Echevarria lacked reasonable and articulable suspicion to stop Jones pursuant to
The State‘s premise for this argument is correct. A peace officer has the right to seize and search any person whom the officer observes breaking the law. The search is justified as incident to a lawful arrest.81 But the crime of resisting an illegal arrest does not necessarily carry with it the right to justify any search incident to an actual arrest for the crime of resisting an illegal arrest. Otherwise there would be significant potential for official abuse. Therefore, we must consider the situation in a manner that does not nullify important constitutional rights.
The exclusionary rule acts as a remedy for a violation of a defendant‘s right to be free of illegal searches and seizures. It provides for the exclusion from trial of any evidence recovered or derived from an illegal search and seizure.82 But the United States Supreme
The United States Supreme Court has stated that the “prime purpose” of the exclusionary rule “is to deter future unlawful police conduct.”86 Further, it is a “judicially created remedy designed to safeguard
the potential for abuse if we were to establish a precedent that would allow the admission of evidence seized as a result of a defendant‘s resisting an illegal arrest.
The purpose behind the rule that resisting even an illegal arrest constitutes a crime is to foster the effective administration of justice, to deter resistance to arrest and to provide for the safety both of peace officers and the citizens of Delaware.89 In our view, this purpose cannot be used to allow an officer, lacking reasonable suspicion to effect a stop or search that leads to an illegal arrest, to contend that evidence seized incident to that illegal arrest is admissible. That would be a result reached by bootstrap analysis. Accordingly, we hold that in these circumstances the State may not use as evidence the fruits of a search incident to an illegal arrest.
Conclusion
The law concerning unreasonable searches and seizures reflects differing standards between federal and state constitutions and a labyrinth of factual situations.90 It is important, however, that
The courts cannot naively turn a blind eye to the realities of society‘s war against drugs and the experience of police officers in combating drug traffic in our cities, towns and rural areas.91 This case, however, turns on the constitutional rights provided to all citizens by the framers of our Delaware Constitution to be free of unreasonable searches and seizures. The judicial branch of government is obliged to enforce these rights for the protection of all citizens.92
The Framers of the United States Constitution adopted a ““constitutionally mandated balance of power’ between the States and the Federal Government . . . to ensure the protection of ‘our fundamental liberties.’ ”93 The preservation of diversity in the legal and governmental systems of each state was expressly contemplated when the United States Constitution was framed and adopted.94
We hold that the Superior Court erred as a matter of Delaware statutory and Delaware constitutional law in denying Jones’ motion to suppress evidence seized on the night of January 11, 1997. Accordingly, the judgment of the Superior Court is reversed.
HARTNETT, Justice, concurring.
I concur in the result, but because the result is controlled by
Notes
(a) A peace officer may stop any person abroad, or in a public place, who the officer has reasonable ground to suspect is committing, has committed or is about to commit a crime, and may demand the person‘s name, address, business abroad and destination.
(b) Any person so questioned who fails to give identification or explain the person‘s actions to the satisfaction of the officer may be detained and further questioned and investigated.
(c) The total period of detention provided for by this section shall not exceed 2 hours. The detention is not an arrest and shall not be recorded as an arrest in any official record. At the end of the detention the person so detained shall be released or be arrested and charged with a crime.
Jones’ counsel: And upon your vehicle pulling up, the individual in the blue coat and the other individual remained where they were in the vicinity of this property 85 Carlin [sic] Drive?
Echevarria: The other person complied and stayed still. The other individual [Jones] started walking away towards Chesterfield away from 85.
* * *
Jones’ counsel: I take it . . . that upon your pulling up and getting out of your car, he was not free to leave the area. In other words, he couldn‘t keep on walking and you would say, “Okay, no problem, I‘m just going to let you go“?
Echevarria: No. I would hope he wouldn‘t leave, but no, he wasn‘t free to leave.
Jones‘s Counsel: At that point in time, would you agree that you were attempting to effectuate a pedestrian stop?
Echevarria: Yes, sir.
The logical extension of [the State‘s] interpretation . . . would be that anybody on the street with their hands in their pockets, the officer could walk up and tell them to take their hands out, and if they don‘t, obviously what entailed here can take place. I think you need reasonable suspicion, but I find it . . . fairly clearly here.
A search warrant shall not authorize the person executing it to search any dwelling house in the nighttime unless the judge, justice of the peace or magistrate is satisfied that it is necessary in order to prevent the escape or removal of the person or thing to be searched for, and then the authority shall be expressly given in the warrant. For purposes of this section the term “nighttime” shall mean the period of time between 10:00 p.m. and 6:00 a.m.
