MEMORANDUM OPINION AND ORDER
Introduction
This case arises from the tragic shooting and killing of Bryan Jones by members of the Sandusky County Sheriffs Department. Bryan’s parents, Tracy and Kim Jones (“Plaintiffs”), bring suit as administrators of Bryan’s estate against deputies Mario and Jose Calvillo, as well as Sheriff Kyle Overmyer and Sandusky County (“Defendants”), alleging, pursuant to 42 U.S.C. § 1983, the use of excessive force in violation of the Fourth Amendment. Plaintiffs also allege state law claims against Defendants for wrongful death, gross negligence, reckless conduct, and intentional infliction of emotional distress.
The parties filed cross-Motions for Summary Judgment (Doc. Nos. 39 and 41), and the matter was fully briefed (Doc. Nos. 50, 52, 57 and 59). Pursuant to Local Rule 72.2(b)(2), this case was referred to Magistrate Judge Knepp for a Report and Recommendation (“R & R”). After extensive briefing by both parties, and after conducting a record hearing, the Magistrate recommended this Court deny Plaintiffs’ Motion for Partial Summary Judgment and grant Defendants’ Motion for Summary Judgment (Doc. No. 64).
The matter is now before this Court on Plaintiffs’ Objections to the R & R (Doc. No. 66). Defendants filed a response (Doc. No. 68). This Court held a hearing as well, where the parties responded to questions orally and in writing (Doc. Nos. 75-78). In accordance with Hill v. Duriron Co.,
Background
On the night of July 11, 2010, Tracy Jones was preparing to leave his family residence for work when he had an argument with his son Bryan. Bryan told Tracy: “Your old lady’s dead, click, click” (Doc. No. 41-2 at 16). Bryan’s comment upset Tracy, who responded by telling Bryan to get out of the house. Bryan told Tracy he had a gun and challenged him to “go ahead and call the police, call them in front of me” (Doc. No. 41-2 at 16). Tracy left and went to the home of his other son, who lived approximately a half-mile away, where Tracy called 9-1-1 and told the dispatcher Bryan threatened to kill his mother, Kim Jones. The call was placed shortly after 9:45 p.m. Tracy also informed the dispatcher Bryan had a loaded gun, was acting “crazier than heck,” had been drinking for two days, and would fight if the police arrived (Doc. No. 39-9 at 2-7). Tracy repeated he wanted Bryan “gone” and out of the house (Doc. No. 39-9 at 2 and 5).
The dispatcher notified deputies, informing them Bryan was “going to kill everybody and himself’ — even though Bryan never threatened to kill himself (Doc. No. 39-9 at 7-8). The dispatcher and the deputies are employees of Sandusky County under the direct supervision of Sheriff Kyle Overmyer (Doc. No. 41-5 at 26).
Deputies arrived at the Jones’ home shortly after 10:00 p.m., and by peering into the living room window, found Bryan seated with his feet propped up on a coffee table and a shotgun laying across his lap. Bryan’s eyes were closed, but he occasionally half-opened them and moved around (Doc. No. 39-6 at 15). One of the deputies requested the dispatcher make telephone contact with Bryan. The dispatcher attempted one call, which went unanswered
Sheriff Overmyer was also alerted and called to the scene. While en route, Sheriff Overmyer recalled, and confirmed with dispatch, Bryan was previously involved in a drive-by shooting (Doc. No. 39-9 at 17-18). Upon his arrival, Sheriff Overmyer decided to activate the Tactical Response Team (“TRT”) — Sandusky County’s equivalent of a SWAT team. The members of the TRT available on that night were deputies Jose Calvillo (“Jose”), Mario Calvillo (“Mario”), Kevin Karn (“Kevin”), and Allen Dorsey (“Allen”) (Doc. No. 39-9 at 37-39).
The deputies observed Bryan through the window for approximately an hour and a half. Over this time, Bryan made few movements, none of which were threatening. The parties dispute Bryan’s state of consciousness — Plaintiffs claim he was asleep or passed out, while Defendants contend he might have been feigning sleep and planning an ambush on the deputies. Defendants also argue Sheriff Overmyer was concerned Bryan may have overdosed or caused injury to himself (Doc. No. 68 at 19). For these reasons, the TRT decided to apprehend Bryan by making a forcible “dynamic entry” into the home. Sheriff Overmyer explicitly authorized this action (Doc. No. 41-8 at 26).
To aid in the TRT’s entry, Tracy Jones was called to the scene. Tracy explained the layout of his home and informed TRT members the back door was unlocked (Doc. No. 41-2 at 19). Tracy never expressly objected to the entry plan, but did ask permission to first enter the home to retrieve Bryan. This was denied. Instead, Tracy was placed in the care of an Ohio State Trooper, who took him approximately 45 yards away (Doc. No. 41-2 at 20). Sheriff Overmyer and TRT leader Jose devised the TRT’s entry plan — a backdoor entry, detonating a diversionary flashbang device, and apprehending Bryan.
At approximately 11:30 p.m., TRT member Allen opened the back door, allowing the three other TRT members to enter the home and make their way into the kitchen. The kitchen adjoined the living room where Bryan was seated (Doc. No. 39-6 at 22-24). Allen stayed behind. TRT member Kevin peaked around the corner and threw a flashbang, detonating as expected, in the living room (Doc. No. 39-7 at 16). Members of the TRT rushed forward, repeatedly identifying themselves as Sheriffs deputies and yelling at Bryan to put down the gun (Doc. Nos. 39-4 at 13; 39-7 at 20).
According to these three deputies, Bryan did not put down his gun. Kevin stated he saw the barrel of Bryan’s shotgun “go up” to a position pointed towards the TRT (Doc. 39-7 at 20). He took cover behind. a cabinet. Similarly, Mario saw the muzzle of Bryan’s shotgun move towards the TRT’s general direction until he was looking down the barrel of the gun. Mario was convinced Bryan was going to fire, testifying there was “no doubt” in his mind (Doc. No. 39-5 at 9). Jose saw the same movement, and yelled at Bryan to stop. According to Jose, Bryan stocked the shotgun under his right biceps and pointed it at the TRT (Doc. 39-4 at 13-14). All TRT members felt Bryan intended to shoot (Doc. Nos. 39-4 at 14; 39-5 at 9; 39-7 at 21-22). In response, both Jose and Mario opened fire, killing Bryan.
Discussion
Standard of Review
Pursuant to Federal Civil Rule 56(a), summary judgment is appropriate where there is “no genuine issue as to any material fact” and “the moving party is entitled to judgment as a matter of law.” This burden “may be discharged by ‘showing’—
Moreover, the fact both parties have filed cross-Motions for Summary Judgment “does not mean that the court must grant judgment as a matter of law for one side or the other.” Taft Broad. Co. v. United States,
Section 1983 and Qualified Immunity
Plaintiffs allege Defendants made a warrantless entry into their home and used excessive force in violation of the Fourth Amendment when they shot and killed Bryan. These claims arise under 42 U.S.C. § 1983, which creates a civil cause of action against individuals who, while acting under color of state law, deprive a person of the “rights, privileges -or immunities secured by the Constitution or laws of the United States.” Bennett v. City of Eastpointe,
The Fourth Amendment, applicable to the states by “incorporation” through the Fourteenth Amendment, protects citizens against “unreasonable searches and seizures.” See O’Brien v. City of Grand Rapids,
Defendants contend the claim of illegal or warrantless entry was not pled in the Complaint or briefed by the parties at the summary judgment stage. And, because Plaintiffs raised this claim for the first time in their Reply in support for summary judgment, it should not be “belatedly considered” (Doc. No. 68 at 2). As support, Defendants direct this Court to Scottsdale Ins. v. Flowers, where the Sixth Circuit held a claim was not preserved for appeal because the defendant raised the issue for the first time in her reply in support of her motion to alter, amend or reconsider the district court’s judgment.
First, Scottsdale’s rationale was based on preserving issues for appeal. Id. at 553. This is not an appeal. Second, the court’s decision was also based on “fairness and procedure” — the plaintiff was never afforded a response to the reply and was “unfairly prevented ... from presenting a counter-argument to the court.” Id. Here, that is not the case. Defendants were given the opportunity to respond to Plaintiffs’ illegal entry claim at the Decern
Qualified Immunity Framework
Section 1983 claims are subject to the affirmative defense of qualified immunity which, if applicable, shields individuals not just against liability, but against the suit itself. Pearson v. Callahan,
Qualified immunity applies unless it is obvious no reasonably competent official would have concluded the actions taken were unlawful. Chappell v. City of Cleveland, 585 F.3d 901, 907 (6th Cir.2009). In fact, qualified immunity was designed to give “ample room for mistaken judgments by protecting all but the plainly incompetent or those who knowingly violate the law.” Hunter v. Bryant,
Plaintiffs bear the burden of showing Defendants are not entitled to qualified immunity. Untalan v. City of Lorain,
Fourth Amendment Claims
Under the first step, if the facts do not rise to the level of a constitutional violation, then qualified immunity applies. Turner v. Scott,
Here, as noted above, Plaintiffs claim qualified immunity does not apply and assert two separate Fourth Amendment violations. Although both violations arise out of the same series of events, the Sixth Circuit applies a “segmented approach” to the Fourth Amendment and analyzes illegal entry claims separately from excessive force claims. See Dickerson,
Illegal Entry Claim
Plaintiffs allege Defendants violated the Fourth Amendment by unreasonably entering their home. The Fourth Amendment protects “the right of the people to be secure in their houses, papers, and effects, against unreasonable searches and seizures.” A search or entry conducted without a warrant issued upon probable cause is per se unreasonable, “subject only to a few specifically established and well-delineated exceptions.” United States v. Moon,
A warrantless entry or search does not violate the Fourth Amendment so long as an officer obtains consent. Moon,
There can be no doubt Plaintiffs consented to Defendants’ entry of their home. Tracy Jones, as owner of the home, had authority to consent and did consent. During a phone call to the law enforcement dispatcher, Tracy stated (Doc. No. 39-9 at 2-5):
[Bryan] threatened to kill my wife. He has a loaded gun. He’s acting crazier than heck. He’s at my house by himself. I want him out of there.
He’s been drinking for two days.
I’m tired of his crap. And he goes, “Your old lady is dead. I’m going to, you know, Click, Click.” And I’m not taking that from him, you know. I want him gone.
I think — I don’t know what he’s trying to do because he’s already said if I call the cops on him, he’s going to fight—
It is clear from this record Tracy called law enforcement, informed them Bryan was armed and made threats, was in Tracy’s home alone, and Tracy wanted Bryan out. A reasonable person would have understood this exchange as giving Defendants consent to enter and remove Bryan. See Lucas,
Plaintiffs point out that Tracy told a member of the TRT “Don’t go in there and shoot him” (Doc. No. 41-2 at 20). However, a reasonable person would not have understood this statement as the withdrawal of consent. Rather, Tracy’s statement was a plea for Bryan’s safety — an expression of concern in light of the serious situation. Indeed, Tracy reaffirmed his earlier consent by providing officers details about the layout of the home, including the unlocked kitchen door used to enter the home (Doc. No. 41-2 at 19-20). Moreover, Tracy testified he trusted the Sandusky County Sheriff, admitting he did not recall objecting to the home invasion (Doc. No. 41-2 at 20).
Tracy’s conduct was consistent with his verbal grant of consent— that is, under the objective reasonableness standard, Tracy did not make statements challenging Defendants’ authority to enter his home to remove Bryan. See, e.g., United States v. Lopez-Mendoza,
Accordingly, Defendants did not violate Plaintiffs’ Fourth Amendment rights by illegally entering their home. Because no constitutional violation occurred, Plaintiffs’ Section 1983 claims cannot be predicated on the warrantless entry. Cochran,
Excessive Force Claim
Plaintiffs also allege Jose and Mario used excessive force against Bryan when they shot and killed him. Individuals have a constitutional right not to be
Furthermore, the reasonableness of a particular use of force must be objectively judged from the perspective of a reasonable officer on the scene — not with the benefit of hindsight or with regard to the officer’s underlying intent or motivation. Graham,
Whether events leading up to a shooting are legitimate factors to consider in assessing excessive force claims depends on the totality of the circumstances. Bletz v. Gribble,
Plaintiffs argue Defendants’ conduct preceding the shooting is relevant to the objective reasonableness of the force used against Bryan. Specifically, Plaintiffs argue it would “make little sense” to ignore the events leading up to Bryan’s shooting, which occurred over the course of an hour
As the Magistrate correctly noted, Plaintiffs’ desired approach runs afoul of the Sixth Circuit’s segmented analysis approach. The objective reasonableness test for excessive use of force requires this Court to focus on the moment the deputies made “split-second judgments,” not on the preceding events leading up to the use of force. Therefore, this Court must disregard the events leading up to the use of force against Bryan and focus instead on the judgment made “immediately before [Defendants] used allegedly excessive force.” Livermore ex rel. Rohm v. Lubelan,
This Court’s first task under the segmented approach is to identify “the seizure at issue.” Bletz,
1. Use of a Flashbang Device
Shortly after arriving at the scene, Sheriff Overmyer made the decision to call in the TRT. Defendants’ plan to enter the home was devised with input from various officers on the scene (Doc. No. 41-8 at 25). Defendant Jose, as the TRT leader, made the final call, with Sheriff Overmyer’s approval, for a flashbang entry (Doc. No. 41-8 at 25-26). Because the “time-frame is a crucial aspect” under a segmented analysis, this Court analyzes whether the use of a flashbang to effect Bryan’s seizure was reasonable at the moment the TRT determined to make a “dynamic” entry. Bletz,
The Sixth Circuit has long held summary judgment is inappropriate where there are contentious factual disputes over the reasonableness of the use of force. See Sova v. City of Mt. Pleasant,
According to Plaintiffs, Bryan was either asleep or passed out when the flashbang
Was Bryan incapacitated inside his home — alone—and not posing an immediate threat to officers or anyone else? Because Defendants detonated a flashbang device instead of undertaking alternative efforts to resolve Tracy’s call for help, their use of force could be held unreasonable. See Dickerson,
Likewise, there is a genuine issue of material fact whether Defendants considered the alternative directives expressly laid out in their TRT Manual. Plaintiffs argue the “carefully prepared” TRT Manual lists various courses of action Defendants ignored by entering Bryan’s home and detonating the flashbang (Doc. No. 66 at 8). Plaintiffs correctly note the Manual specifically states forced entries into residences are appropriate only as a “last resort” (Doc. No. 30-1 at 59). Defendants disagree — they contend the TRT’s actions “were consistent with the Manual” (Doc. No. 68 at 13). The Manual states the “basis of the team is to try to get a tactical advantage over the perpetrator” (Doc. No. 30-1 at 59) and Defendants argue the tactical advantage necessary in this case was the “element of surprise.” The Manual explains “[sjurprise is extremely important as is the fast execution of the operation in order to present the minimum danger to the officers performing the operation ... Thought should be given to diversionary tactics such as loud noises in an area away from the point of entry.” (Doc. No. 30-1 at 60).
A genuine factual dispute exists whether Defendants’ actions were consistent with their own Manual, a relevant consideration in determining the reasonableness of the steps taken to seize Bryan. The Manual warns dynamic entries should be used as a last resort, after “negotiations and chemical munitions” fail in forcing a surrender (Doc. No. 30-1 at 59). The Manual says more, generally advising use of dynamic entries only when the suspect is both armed and “barricaded or with hostages” (Doc. No. 30-1 at 59). Bryan had no hostages and was not barricaded — he was in open view through the window. Moreover, when a dynamic entry is made, “the safe extraction of the suspect becomes highly unlikely” (Doc. No. 30-1 at 59). In other words, a jury could determine a reasonable officer would have known the use of a flashbang to enter the home was an unreasonable use of force.
2. Use of Deadly Force
Shortly after detonation of the flashbang, Defendants argue Bryan refused to drop his weapon and instead pointed it at TRT members. This caused
The facts surrounding Bryan’s death are strikingly similar to those in Whitlow v. City of Louisville, where police used a flashbang prior to fatally shooting an armed suspect who pointed a gun at an officer after being instructed to drop it.
The deadly force in Whitlow was reasonable under the circumstances because the police identified themselves prior to engaging the suspect, and because there was no evidence the flashbang distracted the suspect such that he was unable to hear or understand the officers’ repeated shouts of “police” and “search warrant.” Id. at 307. The “only reasonable inference” was that the officer acted in self-defense in firing at the suspect when the suspect pointed his gun at him after being ordered to drop it. Id. at 306.
Like Whitlow, the events that took place between Defendants’ entry into Bryan’s home and the shooting occurred in a “matter of seconds.” In fact, once Defendants entered the residence, less than ten seconds elapsed before Bryan was shot (Hearing at 16) (agreeing the events occurred in “a very short period of time,” within “10 seconds or less”). This is supported by Kim Jones’ testimony, who was near the scene and “heard the bang and boom, boom, boom, boom, boom, boom immediately” (Doc. No. 41-3 at 18-19) (emphasis added). Likewise, Tracy Jones heard “bangs,” meaning “both bangs of gunshots and flashing banging” (Doc. No. 34-1 at 98). Because of this brief time period, all the facts after Defendants’ entry — those few seconds preceding the shooting — are relevant to the reasonableness inquiry under Dickerson and its progeny. Id. at 306.
According to Defendants, it is “undisputed” Bryan “pointed a gun in the direction of the deputies, entitling them to respond with deadly force” (Doc. No. 68 at 32). All TRT members testified they saw Bryan move his shotgun (Doc. No. 68 at 25-26). However, Plaintiffs claim genuine issues of fact exist as to whether the TRT allowed Bryan to comply with any orders they may have given him (Doc. No. 66 at 14). This Court agrees.
Unlike Whitlow, there is no evidence Bryan understood he was dealing with the police. In fact, Defendants concede nothing in the record indicates Bryan was aware of the police’s presence prior to the TRT entry (Hearing at 12). See also Doc. No. 39-9 at 63 (dispatcher confirming officers at the scene were “blacked out” and Bryan did not “know that [they were] there”). The record is also clear that the TRT members did not identify themselves until after detonating the flashbang — not before, like the officers in Whitlow. More
Simply put, there is no single “reasonable inference” that can be drawn from the record in this case — the reasonableness of Defendants’ actions is completely dependent upon which view of the facts is accepted by a jury. More than a scintilla of evidence exists that Bryan, “through his conduct, judged from the perspective of reasonable officers on the scene, did not give the officers probable cause to believe that he posed a serious threat of harm.” Chappell,
Supervisory and Municipal Liability Under Section 1983
Plaintiffs seek to hold Sheriff Overmyer liable in his individual and official capacity based on his role in supervising the TRT members who committed the constitutional violations alleged in this case. A Section 1983 suit against a county sheriff in his official capacity is identical to a suit against the county. See Fox v. Van Oosterum,
Plaintiffs also allege Sandusky County is liable and, in that regard, assert
The applicability of supervisory or municipal liability in this case rests upon the jury’s conclusion regarding qualified immunity. If the jury accepts Plaintiffs’ view of the facts and determines Defendants’ conduct amounted to excessive force, Sheriff Overmyer could be liable in his individual capacity, as could the County under municipal liability. On the other hand, if the jury finds Defendants’ conduct reasonable, no constitutional violation occurred and qualified immunity will shield Defendants from suit. Therefore, the parties may raise issues of supervisory and municipal liability following a resolution of the issue of qualified immunity.
State Law Claims
In addition to their Section 1983 claims, Plaintiffs assert state law claims against the individual Defendants for wrongful death (Count III), gross negligence (Count V), reckless conduct (Count VI), and intentional infliction of emotional distress (Count VIII). Plaintiffs allege Defendants acted in a “reckless and wanton manner when they disregarded a known risk of undertaking entry into the Jones home when the circumstances did not warrant that action” (Doc. No. 52 at 34). Defendants counter they are entitled to immunity under R.C. § 2744.03(A) (for the individuals) and R.C. § 2744.02(A) (for the County).
As with supervisory and municipal liability under Section 1983, the resolution of Plaintiffs’ state law claims is dependent in part upon whether qualified immunity applies to the federal claims in this case. Indeed, the Sixth Circuit observed that a showing of objective reasonableness under federal law would entitle Defendants to immunity from state law claims under Ohio law. See Chappell,
Conclusion
This case presents close and difficult questions regarding the reasonableness of force used and the application of qualified immunity. A thorough review of the record reveals genuine issues of material fact, making this case one for a jury. Accordingly, this Court approves the Magistrate’s recommendation to deny Plaintiffs’ Motion for Summary Judgment; rejects the recommendation to enter summary judgment for Defendants; and sets this matter for Jury Trial consistent with this Opinion.
IT IS SO ORDERED.
Notes
. Even if Tracy withdrew consent, Defendants are excused from their unannounced entry of Plaintiffs' home because of probable cause and exigent circumstances. See United States v. Chambers,
. This Court takes judicial notice of the product specifications for the flashbang device used, which are available from the manufacturer's website at http://defense-technology. com/products.aspx?pid=8901. See Federal Evidence Rule 201(b)(2) (“The court may judicially notice a fact that is not subject to reasonable dispute because it ... can be accurately and readily determined from sources whose accuracy cannot reasonably be questioned.”).
