JONES, DIRECTOR, DEPARTMENT OF WEIGHTS AND MEASURES, RIVERSIDE COUNTY v. RATH PACKING CO. ET AL.
No. 75-1053
Supreme Court of the United States
Argued December 6-7, 1976-Decided March 29, 1977
430 U.S. 519
*Tоgether with Jones, Director, Department of Weights and Measures, Riverside County v. General Mills, Inc., et al., also on certiorari to the same court (see this Court‘s Rule 23 (5)).
Loyal E. Keir argued the cause for petitioner. With him on the briefs was Ray T. Sullivan, Jr.
Dean C. Dunlavey argued the cause and filed a brief for respondents.
Allan J. Goodman, Deputy Attorney General of California, argued the cause for 39 States et al. as amici curiae urging reversal. With him on the brief were Evelle J. Younger, Attorney General, Carl Boronkay, Assistant Attorney General, and Herschel T. Elkins, Deputy Attorney General, joined by the Attorneys General for their respective States as follows: William J. Baxley of Alabama, Avrum Gross of Alaska, Bruce E. Babbitt of Arizona, Jim Guy Tucker of Arkansas, J. D. MacFarlane of Colorado, Richard R. Wier, Jr., of Delaware, Robert L. Shevin of Florida, Arthur K. Bolton of Georgia, Ronald Y. Amemiya of Hawaii, Wayne L. Kidwell of Idaho, William J. Scott of Illinois, Curt T. Schneider of Kansas, Robert F. Stephens of Kentucky, William J. Guste, Jr., of Louisiana, Joseph E. Brennan оf Maine, Francis B. Burch of Maryland, Francis X. Bellotti of Massachusetts, Frank J. Kelly of Michigan, A. F. Summer of Mississippi, John C. Danforth of Missouri, Robert L. Woodahl of Montana, Paul L. Douglas of Nebraska, Robert List of Nevada, David H. Souter of New Hampshire, Toney Anaya of New Mexico, Rufus L. Edmisten of North Carolina, Allen I. Olson of North Dakota, William J. Brown of Ohio, Larry Derryberry of Oklahoma, Lee Johnson of Oregon, Daniel R. McLeod of South Carolina, William J. Janklow of South Dakota, John L. Hill of Texas, Vernon B. Romney of Utah, Andrew P. Miller of Virginia, Slade
MR. JUSTICE MARSHALL delivered the opinion of the Court.
Petitioner Jones is Director of the Department of Weights and Measures in Riverside County, Cal.1 In that capacity he ordered removed from sale bacon packaged by respondent Rath Packing Co. and flour packaged by three millers, respondents General Mills, Inc., Pillsbury Co., and Seaboard Allied Milling Corp. (hereafter millers). Jones acted after determining, by means of procedures set forth in
Rath and the millers responded by filing suits in the District Court for the Central District of California.4 They sought both declarations that
empted by federal laws regulating net-weight labeling and injunctions prohibiting Jones from enforcing those provisions. The District Court granted the requested relief5 and, insofar as is relevant here, the Court of Appeals affirmed.6 We granted Jones’ petition for certiorari, 425 U. S. 933 (1976),7 and now affirm the judgments of the Court of Appeals.
I
In its present posture, this litigation contains no claim that the Constitution alone denies California power to enact
Our prior decisions have clearly laid out the path we must follow to answer this question. The first inquiry is whether Congress, pursuant to its power to regulate commerce,
Congressional enactments that do not exclude all state legislation in the same field nevertheless override state laws
II
In order to determine whether that standard has been violated, local officials such as Jones follow the statistical sampling procedure set forth in
III
A. Rath‘s bacon is produced at plants subject to federal inspection under the Federal Meat Inspection Act (FMIA or Act), as amended by the Wholesome Meat Act, 81 Stat. 584,
The federal labeling requirement is imposed by
“All . . . meat and meat food products inspected at any
establishment under the authority of this title . . . shall at the time they leave the establishment bear . . . the information required under paragraph (n) of section 1 of this Act.”
“(5) if in a package or other container unless it bears a label showing . . . (B) an accurate statement of the quantity of the contents in terms of weight, measure, or numerical count: Provided, That . . . reasonable variations may be permitted, and exemptions as to small packages may be established, by regulations prescribed by the Secretary.” 81 Stat. 586.
Other sections of the FMIA prohibit dealing in misbranded products, as defined by § 1 (n).15
The Secretary of Agriculture has used his discretionary authority to permit “reasonable variations” in the accuracy of the required statement of quantity:
“The statement [of net quantity of contents] as it is shown on a label shall not be false or misleading and shall express an accurate statement of the quantity of contents of the container exclusive of wrappers and packing substances. Reasonable variations caused by loss or gain of moisture during the course of good distribution practices or by unavoidable deviations in good manufacturing practice will be recognized. Variations from stated quantity of contents shall not be unreasonably large.”
9 CFR § 317.2 (h) (2) (1976) .
Thus, the FMIA, as implemented by statutorily authorized regulations, requires the label of a meat product accurately to indicate the net weight of the contents unless the difference
B.
Petitioner Jones seeks to avoid this result by arguing that the FMIA‘s provisions governing the accuracy of the required nеt-quantity statements are not “labeling requirements” within the meaning of § 408. He contends that “labeling” refers only to the format and placement of information, not to its content.20 Requirements relating to accuracy, according to Jones, deal with the problem of misbranding, and § 408 grants the States concurrent jurisdiction over that subject.
We agree with the Court of Appeals that this argument is “strained.” 530 F. 2d, at 1314 n. 25. Nothing in the Act suggests the restrictive meaning petitioner ascribes to the phrase “labeling requirements.” To the contrary, § 7 (b) requires that the product bear specified information, see supra, at 528-529, and
We therefore conclude that with respect to Rath‘s packaged bacon,
IV
A. The federal law governing net-weight labeling of the millers’ flour is contained in two statutes, the Federal Food, Drug, and Cosmetic Act (FDCA), 52 Stat. 1040, as amended,
The FDCA prohibits the introduction or delivery for introduction into interstate commerce of any food22 that is misbranded.
“[i]f in package form unless it bears a label containing . . . an accurate statement of the quantity of the contents in terms of weight, measure, or numerical count: Provided, That . . . reasonable variations shall be permitted, and exemptions as to small packages shall be established, by regulations prescribed by the Secretary.”
§ 343 (e) .
This provision is identical to the parallel provision in the FMIA, see supra, at 529, except that the FDCA mandates rather than allows the promulgation of implementing regulations.23 The regulation issued in response to this statutory mandate is also substantially identical to its counterpart under the FMIA:
“The declaration of net quantity of contents shall express an accurate statement of the quantity of contents of the package. Reasonable variations caused by loss or gain of moisture during the course of good distribution practice or by unavoidable deviations in good manufacturing practice will be recognized. Variations from stated quantity of contents shall not be unreasonably large.”
21 CFR § 1.8b (q) (1976) .
“which shall provide that-
. . .
“(2) The net quantity of contents (in terms of weight, measure, or numerical count) shall be separately and accurately stated in a uniform location upon the principal display panel of [the required] label.”
§ 1453 (a) .
The FPLA also contains a saving clause which specifies that nothing in the FPLA “shall be construed to repeal, invalidate, or supersede” the FDCA.
The amici States contend that since the FPLA does not allow any variations from stated weight, thеre is no difference between federal law governing labeling of flour and California law. The Court of Appeals, however, held that because of the saving clause, compliance with the FDCA, which does allow reasonable variations, satisfies the requirements of the FPLA. 530 F. 2d, at 1325. Amici respond that the Court of Appeals misinterpreted the FDCA and that the FDCA establishes a statutory standard of strict accuracy for net-weight labeling. They argue, therefore, that the saving clause of the FPLA does not alter the standard mandated by § 1453. Brief for 39 States as Amici Curiae 15-21. Alternatively, the States argue that although the saving clause means that the FPLA does not supersede the FDCA, “it
The States’ argument that the FDCA standard makes no allowance for reasonable variations is based on this Court‘s opinion in United States v. Shreveport Grain & Elevator Co., 287 U. S. 77 (1932). Shreveport decided an appeal by the Government in a criminal case involving shortweighting in violation of the predecessor of the FDCA, the Food and Drugs Act, 34 Stat. 768, as amended, c. 117, 37 Stat. 732. The trial court had dismissed the indictment under that statute, which was essentially identical to the net-weight labeling requirement of the FDCA,24 on the ground that the prohibition of unreasonable variations from the marked weight was too indefinite to state a criminal offense. We reversed, holding that the statute‘s substantive standard was created by the “accurate statement” language which preceded the proviso allowing reasonable variations, and that the proviso merely granted administrative authority to promulgate regulations permitting variations “from the hard and fast rule of the act.” 287 U. S., at 81-82. Since Congress re-enacted the language interpreted by the Shreveport Court, FDCA, c. 675, § 403 (e), 52 Stat. 1047, amici conclude that the standard under the FDCA is also a “hard and fast rule.”
We need not decide whether the rationale as well as the
Over 60 years ago, Congress concluded that variations must be allowed because of the nature of certain foods and the impossibility of developing completely accurate means of packing. H. R. Rep. No. 850, 62d Cong., 2d Sess., 2
B. The FDCA contains no pre-emptive language. The FPLA, on the other hand, declares that
“it is the express intent of Congress to supersede any and all laws of the States or political subdivisions thereof insofar as they may now or hereafter provide for the labeling of the net quantity of contents of the package of any consumer commodity covered by this chapter which are less stringent than or require information different from the requirements of section 1453 of this title or regulations promulgated pursuant thereto.”
15 U. S. C. § 1461 .31
The Court of Appeals, although recognizing that this section leaves more scope for state law than does the FMIA, concluded that
The basis for the Court of Appeals’ holding is unclear. Its opinion may be read as based on the cоnclusion that the state law is inadequate because its enforcement relies on a statistical averaging procedure. We have rejected that conclusion. See supra, at 531, and n. 18. Alternatively, the Court of Appeals may have found California‘s approach less stringent because the State takes no enforcement action against lots whose
We have some doubt that by pre-empting less stringent state laws, Congress intended to compel the States to expend scarce enforcement resources to prevent the sale of packages which contain more than the stated net weight. We do not have to reach that question, however, because in this respect California law apparently differs not at all from federal law, as applied. The inspectors responsible for enforcing the net-weight labeling provisions of the Federal Acts are officially informed that “[f]ield weighing for net wеight is primarily to determine the likelihood of short weight units in the lots.” Moreover, they are not required to submit samples to headquarters “if the average net is not below the amount declared on the label.” Food and Drug Administration, Inspection Operations Manual 448.1, 448.13 (1976). These instructions undercut the argument that there is a federal interest in preventing packages from being overfilled.32 Since neither jurisdiction is concerned with overweighting in the administration of its weights and measures laws, we cannot say that California‘s statutory lack of concern for that “problem”33 makes its laws less stringent than the federal.
That holding does not, however, resolve this case, for we still must determine whether the state law “stands as an obstacle to the accomplishment and execution of the full
Flour is composed of flour solids and moisture. The average water content of wheat kernels used to make flour is 12.5% by weight, with a range from 10% to 14.5%. Efficient milling practice requires adding water to raise the moisture content to 15% to 16%; if the wheat is too wet or too dry, milling will be hindered. During milling, the moisture content is reduced to 13% to 14%. App. 28-29.35
The moisture content of flour does not remain constant after milling is completed. If the relative humidity of the atmosphere in which it is stored is greater than 60%, flour will gain moisture, and if the humidity is less than 60%, it will lose moisture.36 The federal net-weight labeling standard permits variations from stated weight caused by this gain or loss of moisture.
Packages that meet the federal labeling requirements37
The State‘s refusal to permit reasonable weight variations resulting from loss of moisture during distribution produces a different effect.41 In order to be certain of meeting the California standard, a miller must ensure that loss of moisture during distribution will not bring the weight of the contents below the stated weight. Local millers, which serve a limited area, could do so by adjusting their packing practices to the specific humidity conditions of their region. For example, a miller in an area where the humidity is typically higher than
Similarly, manufacturers who distributed only in States that followed the federal standard would not be concerned with compensating for possible moisture loss during distribution. National manufacturers who did not exclude the nonconforming States from their marketing area, on the other hand, would have to overpack. Thus, as a result of the application of the California standard, consumers throughout the country who attempted to compare the value of identically labeled packages of flour would not be comparing packages which contained identical amounts of flour solids. Value comparisons which did not account for this difference—and there would be no way for the consumer to make the necessary calculations—would be misleading.
We therefore conclude that with respect to the millers’ flour, enforcement of § 12211, as implemented by Art. 5, would prevent “the accomplishment and execution of the full purposes and objectives of Congress” in passing the FPLA. Under the Constitution, that result is impermissible, and the state law must yield to the federal.
The judgments are affirmed.
It is so ordered.
MR. JUSTICE REHNQUIST, with whom MR. JUSTICE STEWART joins, concurring in part and dissenting in part.
I agree that with respect to Rath‘s packaged bacon,
With respect to labeling requirements for flour under the scheme contemplated by the FPLA in conjunction with the Federal Food, Drug, and Cosmetic Act, the Court determines that the state-law labeling requirements are neither “less stringent than” nor inconsistent with those federal requirements. This conclusion quite properly dictates the Court‘s holding that Congress has not expressly prohibited state regulation in this field. The remaining inquiry, then, is whether the two statutory schemes are in utter conflict.1 As this Court noted in Kelly v. Washington, 302 U. S. 1, 10 (1937):
“The principle is thoroughly established that the exercise by the State of its poliсe power, which would be valid if not superseded by federal action, is superseded only where the repugnance or conflict is so ‘direct and positive’ that the two acts cannot be reconciled or consistently stand together.”
See also Cloverleaf Butter Co. v. Patterson, 315 U. S. 148, 156 (1942); Askew v. American Waterways Operators, Inc., 411 U. S. 325, 337, 341 (1973). When we deal, as we do here, with congressional action “in a field which the States have traditionally occupied,” the basic assumption from which pre-
The Court‘s opinion demonstrates that it is physically possible to comply with the state-law requirement “without triggering federal enforcement action,” ante, at 540. This leads the Court to conclude that the “state requirement is not inconsistent with federal law.” Ibid. It also must lead to the conclusion that this is not a case “where compliance with both federal and state regulations is a physical impossibility for one engaged in interstate commerce.” Florida Lime & Avocado Growers, Inc. v. Paul, 373 U. S. 132, 142-143 (1963). Pre-emption, then, if it is tо exist at all in this case, must exist because the operation of the state Act inexorably conflicts with the purposes underlying the Federal Act. The Court relies on the fact that one of the purposes of the FPLA is to “facilitate value comparisons” among consumers,
“We must also be careful to distinguish those situations in which the concurrent exercise of a power by the Federal Government and the States or by the States alone may possibly lead to conflicts and those situations where conflicts will necessarily arise. ‘It is not... a mere possibility of inconvenience in the exercise of powers, but an immediate constitutional repugnancy that can by implication alienate and extinguish a pre-existing right of [state] sovereignty.’ The Federalist No. 32, p. 243 (B. Wright ed. 1961).” Goldstein v. California, 412 U. S. 546, 554-555 (1973) (emphasis in original).
“[i]f the purpose of the act cannot otherwise be accomplished—if its operation within its chosen field else must be frustrated and its provisions be refused their natural effect—the state law must yield to the regulation of Congress within the sphere of its delegated power.” Savage v. Jones, 225 U. S. 501, 533 (1912).
The Court‘s reliance on supposition and inference fails in two respects to demonstrate that respondents have carried their burden of demonstrating pre-emption. First, on the Court‘s own premises, there should be no finding of pre-emption. We are told, ante, at 526, that the relevant inquiry is “the relationship between state and federal laws as they are interpreted and applied, not merely as they are written,” while we are further told, ante, at 539, that there is, in fact, no “federal interest in preventing packages from being overfilled,” since the Federal Government is not “concerned with overweighting in the administration of its weights and measures laws....” Under these premises, it is hard to accept the Court‘s conclusion that, because of the federal purpose to facilitate consumer value comparisons,2 the state law is pre-empted because some packages might contain more than the minimum weight stated and more than another company‘s similarly marked package. For, we have been told that, should a manufacturer deliberately оverpack, for whatever reason,3 there will be no federal action taken against him even though value comparisons might then “be misleading.” It is virtually impossible to say, as the Court does, that “neither the State nor the Federal Government is concerned with over-
Second, and as troubling as the legal inconsistency, is the Court‘s reliance on unproved factual speculation in demonstrating the purported irreconcilable undermining of the federal purpose by the state statutory scheme. The premises the opinion must rely on are many. It acknowledges that flour packed under different humidity conditions would nonetheless comply with the federal standard, even though, as a result, similarly marked packages might contain different quantities of flour “solids,” ante, at 542, and n. 39, but relies on the economics of the milling process to conclude that packers “will pack the same amount of [flour solids] into packages of any given size.” This may normally be true as an economic fact, but it is not supported by the record and as a Court we have no way of knowing it from other sources.
Similarly defective is the reasoning process by which the majority concludes that local millers could adjust their packaging practices to specific humidity conditions, while national millers could not, since the national millers “would not know the destination of [their] flour when it was packaged and would therefore have to assume that the flour would lose weight during distribution.” Ante, at 543. This assump-
The Court today demonstrates only that there could be—not that there must be—a conflict between state and federal laws.7 Because reliance on this test to find pre-emption, absent an explicit pre-emptive clause, seriously misapprehends the carefully delimited nature of the doctrine of pre-emption, Goldstein v. California, 412 U. S., at 554, I dissent from the holding that § 12211 and Art. 5 are pre-empted with respect to General Mills’ flour.
