SCOTT JONES, Plaintiff and Appellant, v. THE LODGE AT TORREY PINES PARTNERSHIP et al., Defendants and Respondents.
No. S151022
Supreme Court of California
Mar. 3, 2008
42 Cal. 4th 1158
Toothacre & Toothacre, Scott H. Toothacre and Rod M. Toothacre for Plaintiff and Appellant.
Law Offices of Jeffrey K. Winikow and Jeffrey K. Winikow for California Employment Lawyers Association as Amicus Curiae on behalf of Plaintiff and Appellant.
Horvitz & Levy, Barry R. Levy, Nina E. Scholtz; Wilson Petty Kosmo & Turner, Regina A. Petty, Michael S. Kalt, Jessica A. Chasin; and Robert H. Gleason for Defendants and Respondents.
Law Offices of Steven Drapkin and Steven Drapkin for Employers Group, California Employment Law Council and California Chamber of Commerce as Amici Curiae on behalf of Defendants and Respondents.
Liebert Cassidy Whitmore, Melanie M. Poturica and David A. Urban for League of California Cities as Amicus Curiae on behalf of Defendants and Respondents.
OPINION
CHIN, J.—In Reno v. Baird (1998) 18 Cal.4th 640 [76 Cal.Rptr.2d 499, 957 P.2d 1333] (Reno), we held that, although an employer may be held liable for discrimination under the California Fair Employment and Housing Act (FEHA) (
I. PROCEDURAL HISTORY
Plaintiff Scott Jones sued his employer, The Lodge at Torrey Pines Partnership (The Lodge), and his supervisor at work, Jean Weiss, as well as others no longer involved in this litigation, for various causes of action, including sexual orientation harassment in violation of
Ultimately, two causes of action went to a jury trial: the claim for sexual orientation discrimination against The Lodge only, and the claim for retaliation against both The Lodge and Weiss. The jury returned a verdict for plaintiff on both causes of action. It awarded compensatory damages of $1,395,000 against The Lodge and $155,000 against Weiss, but found Weiss did not act with malice or oppression.
The trial court originally entered judgment on the verdict, but later it granted both defendants’ motions for judgment notwithstanding the verdict and, alternatively, for a new trial. Among other things, it concluded that plaintiff had presented insufficient evidence that he had suffered an adverse employment action as to both causes of action. Concerning defendant Weiss, it also ruled that an individual cannot be liable for retaliation. It entered judgment in favor of both defendants.
Plaintiff appealed, and defendants cross-appealed. The Court of Appeal reversed the order granting the motions for judgment notwithstanding the verdict and for a new trial, and reinstated the original judgment on the verdict. Among other things, the court concluded there was sufficient evidence that plaintiff had suffered an adverse employment action. It also found that an individual can be held liable for retaliation under the FEHA.
We granted defendants’ petition for review limited to the question whether an individual may be held personally liable for retaliation under the FEHA.
II. DISCUSSION
Plaintiff has sued his supervisor at work, as well as the employer itself, for retaliation. We must decide whether individuals may be held personally liable for retaliation. In Reno, supra, 18 Cal.4th 640, we held that, although the employer may be liable for unlawful discrimination, individuals working for the employer, including supervisors, are not personally liable for that discrimination. The question here is whether language differences between
Plaintiff argues that section 12940‘s plain language—specifically, the use of the word “person” in
The statutory language is not plain.
The language difference between subdivisions (a) and (h) of section 12940 is not as great as initially appears. Although
The question whether personal liability exists where the statutes prohibit discrimination by “any person acting as an agent of an employer” (
Reno‘s rationale for not holding individuals personally liable for discrimination applies equally to retaliation. In Reno, we noted that the FEHA prohibits harassment as well as discrimination but that it treated them differently. (Reno, supra, 18 Cal.4th at p. 644.) We recognized that at least some individuals may be liable for harassment.3 But we concluded that the FEHA does not make individuals personally liable for discrimination. We found persuasive Janken, supra, 46 Cal.App.4th 55, which had “‘conclude[d] that the Legislature‘s differential treatment of harassment and discrimination is based on the fundamental distinction between harassment as a type of conduct not necessary to a supervisor‘s job performance, and business or personnel management decisions—which might later be considered discriminatory—as inherently necessary to performance of a supervisor‘s job.‘” (Reno, supra, at p. 645, quoting Janken, supra, at pp. 62–63.)
“The [Janken] court noted that ‘harassment consists of a type of conduct not necessary for performance of a supervisory job. Instead, harassment consists of conduct outside the scope of necessary job performance, conduct presumably engaged in for personal gratification, because of meanness or bigotry, or for other personal motives. Harassment is not conduct of a type necessary for management of the employer‘s business or performance of the supervisory employee‘s job. [Citations.] [¶] Discrimination claims, by contrast, arise out of the performance of necessary personnel management duties.
“The Janken court also noted that the FEHA exempts small employers from liability for discrimination. ’
“The Janken court stated that ‘imposing liability on individual supervisory employees would do little to enhance the ability of victims of discrimination to recover monetary damages, while it can reasonably be expected to severely impair the exercise of supervisory judgment. The minimal potential for benefit to an alleged victim juxtaposed with the potentially severe adverse effects of imposing personal liability on individual supervisory employees is an additional reason for our conclusion that this is not the result intended by the Legislature.
In Reno, we also explained that “[c]orporate decisions are often made collectively by a number of persons. Different individuals might have differing levels of awareness and participation in the decisions. When a collective
We also explained that “[w]e do not decide merely whether individuals should be held liable for their wrongdoing, but whether all supervisors should be subjected to the ever-present threat of a lawsuit each time they make a personnel decision. Litigation is expensive, for the innocent as well as the wrongdoer. By limiting the threat of lawsuits to the employer itself, the entity ultimately responsible for discriminatory actions, the Legislature has drawn a balance between the goals of eliminating discrimination in the workplace and minimizing the debilitating burden of litigation on individuals.” (Reno, supra, 18 Cal.4th at p. 663.) For these reasons, we concluded “that individuals who do not themselves qualify as employers may not be sued under the FEHA for alleged discriminatory acts.” (Ibid.)
All of these reasons for not imposing individual liability for discrimination—supervisors can avoid harassment but cannot avoid personnel decisions, it is incongruous to exempt small employers but to hold individual nonemployers liable, sound policy favors avoiding conflicts of interest and the chilling of effective management, corporate employment decisions are often collective, and it is bad policy to subject supervisors to the threat of a lawsuit every time they make a personnel decision—apply equally to retaliation. Indeed, some may apply even more forcefully to retaliation claims. If an employee gains a reputation as a complainer, supervisors might be particularly afraid to impose discipline on that employee or make other lawful personnel decisions out of fear the employee might claim the action was retaliation for the complaining. The Legislature has given the same exemption to small employers against claims of retaliation that it gave small employers against claims of discrimination. (See
In Yanowitz, supra, 36 Cal.4th 1028, we considered what type of employment actions are sufficiently adverse to the employee to support a cause of action for retaliation. The relevant statutory language regarding discrimination is somewhat different than the language regarding retaliation. (Compare
If, as we held in Yanowitz, the employment actions that can give rise to a claim for retaliation are identical to the actions that can give rise to a claim for discrimination, it is hard to conceive why the Legislature would impose
The legislative history or, more precisely, the absence of legislative history, behind the inclusion of the word “person” in
Assembly Bill No. 1167 made several changes to various parts of the FEHA. As originally introduced, it added the word “person” to
“The Legislative Counsel‘s Digest is printed as a preface to every bill considered by the Legislature.” (Southland Mechanical Constructors Corp. v. Nixen (1981) 119 Cal.App.3d 417, 428, fn. 5 [173 Cal.Rptr. 917].) The Legislative Counsel‘s summaries “are prepared to assist the Legislature in its consideration of pending legislation.” (California Assn. of Psychology Providers v. Rank (1990) 51 Cal.3d 1, 17 [270 Cal.Rptr. 796, 793 P.2d 2].)
Other legislative history bolsters the conclusion that Assembly Bill No. 1167 only made a technical change in the law. For example, the Assembly third reading analysis of Assembly Bill No. 1167, as amended on April 28, 1987, described some of the bill‘s provisions but did not mention the change to section 12940. Instead, it said only that the bill “[m]akes other technical and conforming changes.” (Assem., 3d reading analysis of Assem. Bill No. 1167, as amended Apr. 28, 1987, p. 1.) Other committee reports say essentially the same thing. (E.g., Assem. Com. on Housing and Community Development, Rep. on Assem. Bill No. 1167 as amended Apr. 28, 1987 [the bill “[m]akes other technical and conforming changes to the [FEHA]“]; Sen. Housing and Urban Affairs Com., Rep. on Assem. Bill No. 1167, as amended Apr. 28, 1987 [same].)
All indications are that Assembly Bill No. 1167 had no significant opposition. A bill analysis by the Department of Fair Employment and Housing (DFEH), signed by the “Department Director,” described the bill, as amended on April 28, 1987, as “a technical clean-up bill to clarify various sections of the [FEHA] and make standards within the [FEHA] more consistent between subsections.” (DFEH, analysis of Assem. Bill No. 1167 as amended Apr. 28, 1987, p. 1.) It described several of the changes the bill would make, but again it does not mention at all the amendment to section 12940. It recommended supporting the bill, noting that the DFEH and the Fair Employment and Housing Commission (FEHC) “worked together to develop this technical clean-up legislation with the effort to make it noncontroversial.” (DFEH, analysis of Assem. Bill No. 1167, supra, at p. 2.) Similarly, an enrolled bill report that the DFEH prepared, signed by the same Department Director who signed the DFEH‘s bill analysis, described Assembly Bill No. 1167 as technical cleanup legislation that was designed to be noncontroversial. It recommended the Governor sign the bill and noted
The recent decision of Ailanto Properties, Inc. v. City of Half Moon Bay (2006) 142 Cal.App.4th 572 [48 Cal.Rptr.3d 340] considered an argument that certain legislation significantly changed the law even though, as here, the supposed change left no trace in the legislative history. The Court of Appeal‘s summary, adapted to reflect the precise legal issue of this case, is apt. “It is difficult to imagine that legislation that would have [created individual liability for retaliation where none had existed] could properly be characterized as ‘noncontroversial [or technical].’ And we think it highly unlikely that the Legislature would make such a significant change in the [potential liability of individuals] without so much as a passing reference to what it was doing. The Legislature ‘does not, one might say, hide elephants in mouseholes.’ (Whitman v. American Trucking Assns., Inc. (2001) 531 U.S. 457, 468 [149 L.Ed.2d 1, 121 S.Ct. 903].)” (Id. at p. 589; see also In re Christian S. (1994) 7 Cal.4th 768, 782 [30 Cal.Rptr.2d 33, 872 P.2d 574] [“We are not persuaded the Legislature would have silently, or at best obscurely, decided so important and controversial a public policy matter and created a significant departure from the existing law.“].)
Plaintiff relies on some different legislative history to support his position. He cites an enrolled bill report that the DFEH prepared for the bill that made coworkers liable for harassment. That report said that “[e]xisting law provides that when a person retaliates against another person for opposing practices forbidden by the FEHA . . . a complaint may be filed against any employer, labor organization, employment agency, or person.” (DFEH, Enrolled Bill Rep. on Assem. Bill No. 1856 (1999–2000 Reg. Sess.) Sept. 11, 2000, p. 3, citing former subd. (f) (now
Plaintiff also relies on a five-page document that, according to his judicial notice request, was included in material found in “the legislative bill file of the Assembly Committee on Housing and Community Development on Assembly Bill 1167.” It is entitled, “Proposed Changes to the Fair Employment and Housing Act for 1986.” It is undated and unsigned, and does not state who authored it. It does not appear to be a committee report. Under the title is stated, “The following is a summary of proposed changes to the Fair Employment and Housing Act, which both the Department of Fair Employment and Housing and the Fair Employment and Housing Commission staff have developed.” Plaintiff assumes this statement means that staff of the DFEH or the FEHC, or both, prepared the summary, but it could just as well mean only that the staff developed the proposed changes. Accordingly, it is not clear who wrote the document and for what purpose.
“[W]ithout knowing who prepared the documents and for what purpose” (State Compensation Ins. Fund v. Workers’ Comp. Appeals Bd. (1985) 40 Cal.3d 5, 10, fn. 3 [219 Cal.Rptr. 13, 706 P.2d 1146]), we doubt very much the document helps ascertain legislative intent.5 It is not clear which legislators, if any, read it. Plaintiff argues that there is “no evidence that [the document] was not considered by the Legislature . . . .” But, even if authored by administrative staff, we have no basis on which to conclude the document reflects the intent of the legislators who enacted the legislation.
Moreover, even if we consider the document for whatever value it may have, it does not help plaintiff‘s position. As relevant, it states that the rationale for adding the word “person” to former subdivision (f) (now
The rest of the quoted language, saying that the change will “extend coverage” and “provide more protection,” is itself ambiguous. It does not say how the bill would extend coverage and provide more protection. If it said it would do so by making nonemployer individuals personally liable for retaliation, it would be clear; but it does not say that. Even if we assume that some legislators read this summary, it provides no basis to assume that the Legislature intended to create individual liability for retaliation that had not previously existed. In short, an anonymous document that may or may not have been read by many legislators, that may or may not have reflected any legislator‘s intent, and that is ambiguous as relevant, does not aid us in ascertaining legislative intent.6
Plaintiff also argues that the FEHC has interpreted the FEHA as imposing personal liability for retaliation on individuals. He cites a single precedential case. (Dept. Fair Empl. & Hous. v. J & J King of Beepers (1999) No. 99-02, FEHC Precedential Decs. 1998–1999, CEB 1, p. 1.) That opinion held that a supervisor was personally liable for harassment. (Id. at pp. 22–23.) It also stated, “It is further determined that respondents [the employer and the supervisor] are each liable for [the supervisor‘s] retaliatory termination of complainant, in violation of
For these reasons, we conclude that the employer is liable for retaliation under
III. CONCLUSION
We reverse the judgment of the Court of Appeal and remand the matter to that court for further proceedings consistent with this opinion.
George, C. J., Baxter, J., and Corrigan, J., concurred.
WERDEGAR, J., Dissenting.—I fully agree with Justice Moreno‘s dissenting opinion, which I have signed. I write separately to emphasize both its conclusion and my disagreement with the majority.
By enacting the California Fair Employment and Housing Act (FEHA) (
We have strayed far from this duty today. In analyzing the FEHA, the majority finely parses the statutory language and engages in intricate deductions of legislative intent. In so doing, the majority has lost sight of both our proper role and the basic meaning of the FEHA.
The majority undertakes a series of analytical contortions to reach its conclusion that the phrase “any . . . person” in
To the extent the majority holds otherwise, it is incorrect. To the extent it relies on its view of policy (see, e.g., maj. opn., ante, at pp. 1167–1168), the majority departs from our role as a court. Accordingly, I join my dissenting colleagues in commending the Legislature‘s attention to this area of the law.
MORENO, J., Dissenting.—Plaintiff Scott Jones alleged that his supervisor, defendant Jean Weiss, subjected him to sexual orientation harassment and also sexually harassed female employees. Plaintiff further alleged that Weiss retaliated against him when he complained about the harassment to Weiss, to Weiss‘s supervisor, and, ultimately, to the Department of Fair Employment and Housing (DFEH). It is well settled that Weiss can be held individually liable for harassment under
I conclude, as has every other state and federal published opinion to have considered the issue, that the language of
In rejecting the most commonsense reading of the statute, the majority ultimately concludes that the word “person” in
In my view, neither the statutory language, nor the legislative history, nor logic can bear the weight of the majority‘s reasoning. Its holding incentivizes supervisors who harass (and thus face the risk of personal liability [see
I. BACKGROUND
The majority omits any mention of the events leading up to the filing of this action. (Maj. opn., ante, at pp. 1160–1161.) Because I believe that the facts of this case provide an important context for understanding the legal issues and policy considerations, I begin by setting forth the relevant facts and procedural history.2
A. Facts
Defendant The Lodge at Torrey Pines Partnership (The Lodge) was formed in 1995 to develop, own, and operate The Lodge at Torrey Pines (LTP), a hotel and restaurant adjacent to the Torrey Pines Golf Course in La Jolla, California.3 The Lodge operated a restaurant at the LTP called The Grill. In 1995, plaintiff began working in a supervisory position at The Grill. In 1997 he was promoted to manager of the restaurant and then, in 2000, he was again promoted to the position of outlet manager, making him responsible for the restaurant, bar, catering and banquet events, and the beverage cart service to golfers on the golf course. That same year, The Lodge began major reconstruction of the LTP with the goal of creating a five-diamond hotel. The Grill remained open during the reconstruction even though the hotel was being demolished around it. In October 2000, The Lodge hired Weiss as the LTP‘s food and beverage director. At that time, plaintiff was in charge of The Grill and Ken Mullen was the chef in charge of the kitchen.
Plaintiff testified at trial that Weiss and kitchen manager Jerry Steen developed “a special bond of joke telling” that involved daily jokes and sexual comments about female employees and plaintiff. Weiss used the words “fucking,” “tits,” “bitch,” “cocksucker,” and “faggot” in jokes that plaintiff found highly offensive and degrading. In connection with a banquet function, Weiss said people like plaintiff are better at decorating and plaintiff “should be good at this kind of stuff.” When plaintiff was not present, Steen and Weiss said plaintiff had “to go home to fuck [his] bitch” or “[his] bitch needs [him] at home.” Weiss and Steen aimed graphic “gay-bashing jokes” at plaintiff, and they kept written copies of the jokes in the bar next to The Grill.
Several female employees who worked in the LTP‘s cart department complained to plaintiff that they felt uncomfortable around Weiss and Steen, particularly Weiss. The employees told plaintiff that Steen used offensive language, including calling them “bitch,” and that Weiss leered at them. In early 2001, plaintiff complained to Weiss that Steen was aggressive and
On June 4, 2001, Steen was promoted to the newly created position of food and beverage operations manager for The Grill and the LTP‘s golf course operations. On June 6, a female employee, Jayme Miller, told plaintiff she wanted to lodge a written complaint about the gay-bashing jokes she had heard Weiss and Steen tell about plaintiff and his partner. The next day, plaintiff met with Jim Fulks, the human resources director for Evans Hotels. During the meeting, which lasted over two hours, plaintiff complained about sexual orientation discrimination and harassment at the LTP and about the sexual harassment of his female coworkers. He also told Fulks about the vulgar language Weiss and Steen used in the workplace and that Miller would be filing a written complaint. Plaintiff became very emotionally upset and expressed the need to see a therapist for counseling. Fulks told plaintiff he (plaintiff) would have to ask Weiss‘s permission to seek counseling and suggested he quit his job because “things like this get worse.” Fulks thought plaintiff was too upset to work, so he directed him to call Weiss and tell him he would not be able to come to work that day. When plaintiff returned to work the next day, however, he received an “Employee Warning Notice” for absenteeism from Weiss, stating: “You did not follow Evans Hotels’ policy by failing to notify your manager at least two hours before your starting time. You called at 11:31 a.m. You were scheduled for 12:00 noon.” Plaintiff had never received a written employee warning notice before. He immediately called Fulks and asked why he had been written up. Fulks said, “That‘s the policy.”
On June 16, 2001, Miller had a friend deliver a letter to Fulks. In that letter, Miller complained about Weiss‘s and Steen‘s treatment of plaintiff and expressed her view that they were blackballing him. Fulks met with Miller shortly after receiving the letter, and Miller elaborated on the gay-bashing comments that Weiss and Steen made against plaintiff.
In a memorandum dated June 11, Weiss summarized various concerns about plaintiff‘s performance as a manager. Weiss had never “written anybody up,” so Fulks gave him the format he should use to document his
Plaintiff received a memorandum dated June 15, 2001, requesting him to meet with Weiss and Fulks on June 18 at the human resources department. Plaintiff was happy when he received the memorandum because he thought something was finally going to be done about the issues he had raised in his meeting with Fulks. However, when he arrived at the meeting, Fulks gave him Weiss‘s June 11 memorandum and made it clear they would only discuss the work performance issues raised in that document. Plaintiff was shocked to receive the memorandum, which he viewed as a “30-day notice for poor work performance“—i.e., a 30-day notice to comply with the directives of the memorandum or be terminated. Fulks told him they would meet after 30 days to discuss his progress. Although plaintiff testified he “did not believe a single word on this memorandum,” he did not prepare a written response.
After plaintiff‘s June 18 meeting with Weiss and Fulks, Weiss stopped talking to him and excluded him from the LTP weekly management meetings, which he formerly had attended. On June 19, Weiss and Steen continued to use offensive language in the workplace and plaintiff overheard Steen threaten to “punch the faggot in the mouth.” Plaintiff complained to Fulks about Steen‘s threat. Fulks said he would talk to Weiss, but plaintiff never heard back from Fulks on the matter.
On July 19, 2001, plaintiff‘s doctor put him on disability leave until August 13 for “on-the-job harassment.” Plaintiff‘s doctor later extended the leave to September 5. While plaintiff was on leave, Fulks instructed Dan Ferbal, the corporate director of training for Evans Hotels, to take plaintiff out to lunch to see how he was doing and to discuss his return to work. At Fulks‘s request, Ferbal proposed plaintiff transfer from his management position at the LTP to a supervisory position at another Evans Hotels property. Plaintiff told Ferbal he wanted to return to his job at the LTP and would not take a demotion.
When plaintiff‘s disability leave expired, Fulks placed him on paid administrative leave because the issue of where he would return to work was still unresolved. Fulks and Bill Evans, who was managing director of Evans Hotels and a general partner of The Lodge, tried to persuade plaintiff to take a position at the other property, but plaintiff adamantly refused to transfer from his position at the LTP. Plaintiff later met with Fulks and Dan Fullen, the general manager of the LTP. They told him he could return to the LTP but
On September 28, plaintiff returned to work at the LTP as manager of The Grill. He continued to be excluded from meetings and Mullen advised him to watch his back because Weiss was “looking out to get dirt on [him].” Mullen testified that during a meeting sometime in the fall of 2001, Weiss said: “We‘ve got to get Scott Jones out of here.”
In October, plaintiff filed an amended DFEH complaint. In November, he was excluded from a “coordination meeting” of Evans Hotels management employees regarding the upcoming Buick Invitational golf tournament. He had previously been included in Buick Invitational coordination meetings and his assistant was included in the November 2001 meeting. When plaintiff asked Fulks why he was excluded from the meeting and his assistant was allowed to attend, Fulks replied: “Because that‘s what you wanted. That‘s who [Weiss] is working with.”
Between December 28, 2001, and January 17, 2002, Weiss issued four different employee warning notices to plaintiff. The first notice was for missing work without notifying Weiss and the other three were for alleged violations of “standard operating procedures.” Plaintiff responded in writing to the first three notices, complaining that they had been issued for things that had never previously been a problem. Plaintiff did not respond to the last notice because he was “fed up.”
On January 22, 2002, plaintiff submitted a letter of resignation, giving two weeks’ notice. On January 24, Fulks hand-delivered plaintiff‘s final paycheck and a letter responding to plaintiff‘s resignation letter, telling plaintiff it was “time to go home” because his service was no longer needed. In his letter, Fulks referred to plaintiff‘s “performance issues” and concluded with the statement: “I feel compelled to reiterate that your reasons and circumstances for leaving the Company should not be shared with other staff members of Evans Hotels in the interest of maintaining your confidentiality.” On January 25, Ferbal documented a conversation he had had that day with plaintiff. Plaintiff told Ferbal he was glad to be out of the LTP and that he had “had it” with the extreme harassment he had endured from Weiss. Ferbal reported: “[Plaintiff] was extremely upset with the warnings he had just received over
B. Procedural History
The procedural history of this case is somewhat complicated. As relevant here, plaintiff sued The Lodge asserting causes of action for (1) wrongful constructive discharge in violation of public policy, (2) sexual orientation harassment, (3) sexual orientation discrimination, (4) retaliation, (5) breach of implied contract for continued employment, and (6) intentional infliction of emotional distress. Plaintiff also sued Steen and Weiss individually under the second, fourth, and sixth causes of action.
The trial court ultimately granted The Lodge‘s motion for summary adjudication as to plaintiff‘s first, second, fifth, and sixth causes of action, leaving only the sexual orientation discrimination and retaliation claims. The trial court granted Steen‘s motion for summary adjudication as to all of the claims against him and entered judgment in his favor. The trial court granted Weiss‘s motion for summary adjudication as to the second and sixth causes of action against him, leaving only the retaliation claim.
The remaining causes of action were tried to a jury, which returned a verdict in plaintiff‘s favor on all of the claims against defendants. The jury awarded compensatory damages of $1,395,000 against The Lodge and $155,000 against Weiss. The court entered judgment on the verdict.
The Lodge and Weiss filed separate motions for judgment notwithstanding the verdict and, alternatively, a new trial. On April 22, 2005, the court granted the motions for judgment notwithstanding the verdict, concluding plaintiff had to establish an adverse employment action had been taken against him to succeed on both his discrimination and retaliation causes of action and there was insufficient evidence of an adverse employment action. With respect to Weiss, the court ruled an individual cannot be liable for retaliation. The court also granted the alternative motions for new trial. On May 9, 2005, the court entered a judgment in favor of The Lodge and Weiss.
After plaintiff appealed, the Court of Appeal unanimously reversed. With respect to the question of whether Weiss could be held individually liable for retaliation, the court primarily relied on the plain language of the retaliation provision (
II. DISCUSSION
In determining whether the Legislature intended to impose individual liability for retaliation, it is well settled that we must begin with the statutory language because it “generally provide[s] the most reliable indicator of legislative intent.” (Hsu v. Abbara (1995) 9 Cal.4th 863, 871.) If the words are unambiguous, “we presume the Legislature meant what it said and the plain meaning of the statute governs.” (People v. Snook, supra, 16 Cal.4th at p. 1215.) Only when the statutory language is susceptible of more than one reasonable interpretation may the court turn to extrinsic aids, such as legislative history or public policy, to assist in interpreting the statute. (People v. Jefferson (1999) 21 Cal.4th 86, 94.)
The pertinent language of
A. Our Prior Section 12940 Decisions Are Inapplicable to This Case
In Reno, supra, 18 Cal.4th 640, we considered whether
We found
Notes
. . .
The majority in this case argues that our reasoning in Reno applies with equal force to retaliation claims under
Additionally, the majority‘s claim that any language difference between the two subdivisions is minimal is belied by Reno. In an opinion written by the author of the majority in this case, we emphasized differences between the language of the FEHA‘s discrimination and harassment provisions, the latter of which uses language nearly identical to the retaliation provision at issue here. (Reno, supra, 18 Cal.4th at p. 644§ 12940, subd. [(j)(1)], italics added)” but “prohibits only ‘an employer’ from engaging in improper discrimination. (§ 12940, subd. (a).)” (Reno, supra, 18 Cal.4th at p. 644Reno could suddenly be of no interpretive import here.5
Reno is distinguishable for a second reason. In rejecting the plaintiff‘s argument that
In relying on Reno, the majority also spends a great deal of time reiterating policy concerns that we first discussed in that case regarding the imposition of individual liability on supervisors. (Maj. opn., ante, at pp. 1164-1168.) Evaluating and resolving these concerns, however, is the province of the Legislature. Moreover, there is no reason to suppose that the Legislature was motivated by these concerns. Indeed, it may have reasonably believed that imposing individual liability would more effectively deter retaliation (ensuring employees would feel free to report unlawful employment actions without fear of retribution) and punish those who retaliate. Whatever the Legislature‘s motivation, if a statute‘s language clearly imposes individual liability, it is not for this court to second-guess the wisdom of the Legislature‘s policy choices. Accordingly, Reno does not support the claim that the word “person” in
In Carrisales, supra, 21 Cal.4th 1132, we considered whether an employee could be held individually liable for harassment under
Plaintiff‘s argument has substantial merit, especially when one compares
2. “Incorporation” Interpretation
Notwithstanding canons of statutory construction which counsel us to follow the traditional and plain meaning of a statute‘s words (Mercer v. Department of Motor Vehicles (1991) 53 Cal.3d 753, 763), the majority identifies, and ultimately adopts, a different interpretation—that the Legislature‘s use of the word “person” in
. . .
Concluding that the word “person” was added to
With regard to the first possible implication, before the Legislature added the word “person” to the retaliation provision (Stats. 1987, ch. 605, § 1, p. 1942), it was unlawful for “any employer, labor organization, or employment agency” to retaliate “against any person because the person has opposed
The second possible implication, and the one the majority appears to have endorsed, is that the Legislature added the word “person” to
If these were the only two possible implications of this interpretation, I would conclude that the majority had not identified a reasonable alternative to a plain reading of the statutory language. But there is one other possible implication of this interpretation: the word “person” might have been added to
Subdivision (c) illustrates this point. In that provision, the Legislature has made it unlawful for a “person” (and only a “person“) to discriminate in the selection or training of a person in any apprenticeship training program. (
This reasoning applies with equal force to retaliation against a person who opposed the retaliator‘s own harassment. As previously set forth, under
That is precisely what transpired here. Plaintiff alleged that Weiss harassed him on the basis of his sexual orientation and sexually harassed female employees as well. Plaintiff complained to Weiss, asking him to stop. After Weiss ignored plaintiff‘s entreaties, plaintiff complained to the human resources director and, ultimately, filed a charge with the DFEH. Plaintiff further alleged that, in response to his efforts to oppose Weiss‘s harassment of women and of plaintiff, Weiss then retaliated against him.11 No one disputes that, under
3. Resorting to Extrinsic Sources to Resolve the Legislature‘s Intent
The language of
I begin with the legislative history of the bill adding the word “person” to
As the majority further recounts, almost none of the legislative history specifically addresses the addition of the word “person” to the retaliation provision. (Maj. opn., ante, at pp. 1169-1170.) However, the one piece of legislative history that does specifically address the addition of the word “person” to the retaliation provision strongly suggests that it was added to create personal liability for anyone that retaliates. The staff of the DFEH and the FEHC prepared a summary of the proposed changes to the FEHA,
The summary‘s statement that the addition of the word “person” to the retaliation provision would “extend coverage to anyone who retaliates” and “provide more protection” (italics added) clearly supports the plain language interpretation advanced by plaintiff, that any individual who retaliates may be held individually liable.15 The majority, by contrast, focuses on the first sentence of the summary‘s rationale for the proposed changes, that the word “person” was added to “conform” to other subdivisions of
Discussing other legislative history documents related to Assembly Bill No. 1167 (1987-1988 Reg. Sess.), the majority emphasizes that a number of documents, including the Legislative Counsel‘s Digest, describe the changes the bill made as “technical and conforming.” (Maj. opn., ante, at pp. 1169-1171.) This general description of the bill‘s changes is less than enlightening. Moreover, as the majority concedes, none of the documents to which it refers specifically mentions the addition of the word “person” to the retaliation provision. (Ibid.) Additionally, the notion that the changes were “conforming,” if anything, provides further support for the interpretation that the word “person” in the retaliation provision was intended to incorporate, or refer back to, other subdivisions aimed at unlawful conduct committed by a “person“—an interpretation that, as explained above, results in individual liability under the facts of this case.
Moreover, the DFEH‘s enrolled bill report is particularly persuasive in light of
A more plausible theory is that the Legislature adopted language in
Kennard, J., and Werdegar, J., concurred.
Appellant‘s petition for a rehearing was denied April 30, 2008. Kennard, J., Werdegar, J., and Moreno, J., were of the opinion that the petition should be granted.
