Lead Opinion
In this case we determine whether petitioner Alford Jones is entitled to habeas corpus relief from incarceration on the grounds that he has accumulated various credits against his sentence. Because we conclude that he is lawfully incarcerated, we reverse the decision of the superior court.
The record indicates that Jones was charged with the 6 January 1975 murder of William B. Turner, Sr. Jones was convicted on 19 March 1975 in Superior Court, Lenoir County, and sentenced to death. In an opinion dated 17 June 1976, this Court found no error in Jones’s conviction and sentence. State v. Jones,
On 18 November 2009, Jones filed a petition for writ of habeas corpus in Superior Court, Wayne County. Jones’s contention is that, when his good time, gain time, and merit time are credited to his life sentence, which is statutorily defined as a sentence of eighty years, he is entitled to unconditional release. After careful consideration, and relying on the opinion of the Court of Appeals in State v. Bowden,
“Every person restrained of his liberty is entitled to a remedy to inquire into the lawfulness thereof, and to remove the restraint, if
Jones is one of a group of prisoners, each of whom committed first-degree murder between 8 April 1974 and 30 June 1978 and were sentenced to life imprisonment, and it is this limited group that we consider in this opinion. At the time of petitioner’s offense, the controlling statute provided that “[a] sentence of life imprisonment shall be considered as a sentence of imprisonment for a term of 80 years in the State’s prison.” N.C.G.S. § 14-2 (Cum. Supp. 1974). Although DOC interpreted a life sentence imposed under that statute to be an indeterminate sentence that would expire only upon an inmate’s death, this statute unambiguously defined Jones’s sentence as a determinate term of imprisonment for eighty years. See Diaz v. Div. of Soc. Servs.,
However, while section 14-2 sets the term of imprisonment, that statute is silent as to the administration of the sentence. Instead, the General Assembly delegated that responsibility to DOC. N.C.G.S. § 148-11 (Cum. Supp. 1974) (“The Secretary [of Correction] shall propose rules and regulations for the government of the State prison system, which shall become effective when approved by the Department of Correction.”). The statutes further provide that “[t]he Secretary of Correction shall have control and custody of all prisoners serving sentence in the State prison system, and such prisoners shall be subject to all the rules and regulations legally adopted for the government thereof.” Id. § 148-4 (Cum. Supp. 1974). Specifically, “[t]he rules and regulations for the government of the State prison system may contain provisions relating to grades of prisoners, rewards and privileges applicable to the several classifications of prisoners as an inducement to good conduct, allowances of time for good behavior,
Therefore, we must next consider the legality of the pertinent DOC regulations as they apply to petitioner. DOC is an arm of the executive branch of government. Id. § 143B-262(a) (2009). Under the doctrine of separation of powers, this Court has long held that when an agency of another branch of government is authorized to exercise regulatory power over the administration of prison sentences, we will defer to that authority to the extent the delegation is constitutional. See Jernigan v. State,
“The functions of the court in regard to the punishment of crimes are to determine the guilt or innocence of the accused, and, if that determination be one of guilt, then to pronounce the punishment or penalty prescribed by law. The execution of the sentence belongs to a different department of the government. The manner of executing the sentence and the mitigation of punishment are determined by the legislative department, and what the Legislature has determined in that regard must be put in force and effect by administrative officers.”
Id. at 563-64,
The regulations promulgated by DOC have changed several times since Jones’s incarceration. Essentially, DOC’s regulations provide for good time, gain time, and merit time to be credited against an inmate’s sentence. See, e.g., Div. of Prisons, N.C. Dep’t of Corr., Policy and Procedure, ch. B, §§ .0109-.0116 (Oct. 5, 2007) (hereinafter DOC Manual); 5 NCAC 2B .0101-.0103 (Feb. 1976, Mar. 1980, Sept. 1983). Gain time and merit time are awarded to prisoners who perform work or otherwise take some action to qualify, while good time is automatically awarded to every prisoner. See, e.g., 5 NCAC 2B .0102-.0104. (Sept. 1983). Pursuant to the regulations, good time is subject to forfeiture, but only for reasons specified therein, such as major infractions, while gain time and merit time are not subject to forfeiture for misconduct. See, e.g., id. However, the distinctions between good time, gain time, and merit time, while of obvious importance to DOC and to inmates, are not material for our analysis as long as these credits are administered in a manner that satisfies statutory and constitutional requirements.
DOC argues, and the trial court found as fact, that “[t]he Department of Correction has never used good time, gain time, or merit time credits in the calculation of unconditional release dates for inmates who received sentences of life imprisonment.” More specifically, DOC acknowledges that Jones earned gain and merit time, but states that these credits were not applied to reduce the time to be served on his sentence in any way. Accordingly, the inmate records maintained for Jones by DOC show his sentence as “99/99/99,” a code that denotes a sentence of life imprisonment. These records also reflect a release date of “Life.” DOC’s position is that gain and merit time were only recorded in case Jones’s sentence was commuted by a governor, at which time they would be applied to calculate a release date. DOC further contends that it awarded Jones good time solely for the purposes of allowing him to move to the least restrictive custody grade and to calculate his parole eligibility date, and not for the purpose of allowing Jones unconditional release. Thus, according to DOC, vari
In making this determination, we first consider whether DOC’s administration of good time, gain time, and merit time credits is within the statutory authority delegated it by the General Assembly. An “agency has those powers that are explicitly granted in the statute plus those powers that are ascertainable as inherent in the underlying policies of the statute, and that may be fairly implied from the statute.” In re Appeal of Cmty. Ass’n,
Under the rationale of In re Appeal of Cmty. Ass’n,
We now turn to the question whether DOC’s interpretation and implementation of its regulations are constitutional. Jones contends that DOC has violated his rights to due process and to equal protection. In addition, he argues that he has suffered an ex post facto violation. We address each of these claims.
The United States Supreme Court has held that “[l]iberty interests protected by the Fourteenth Amendment may arise from two sources — the Due Process Clause itself and the laws of the States.” Hewitt v. Helms,
The liberty interest alleged to be at issue here thus is one created by the State through its regulations. When a liberty interest is created by a State, it follows that the State can, within reasonable and constitutional limits, control the contours of the liberty interest it creates. In other words, the liberty interest created by the State through
Petitioner contends, however, that his credits should be applied toward calculation of the date of his unconditional release, We disagree. As indicated by Wolff, Helms, and Sandin, Jones’s liberty interest in good time, gain time, and merit time is limited. Thus, his liberty interest, if any, in having these credits used for the purpose of calculating his date of unconditional release is de minimis, particularly when contrasted with the State’s compelling interest in keeping inmates incarcerated until they can be released with safety to themselves and to the public. The record indicates that Jones is eligible for parole and has received annual parole reviews, but that the Parole Commission consistently has declined to parole him. Accordingly, Jones has received the process that is due him as an inmate eligible for parole, when the State’s corresponding interest is assuring that inmates are safely released under supervision. Assuming without deciding that DOC’s procedures for determining parole adequately protect an inmate’s due process rights to consideration for parole, those procedures are also adequate to preserve Jones’s constitutional rights while still ■ permitting the State to withhold application of Jones’s good time, gain time, and merit time to the calculation of a date for his unconditional release. He has no State-created right to have his time credits used to calculate his eligibility for unconditional release. Jones’s due process rights have not been violated.
This State interest in ensuring public safety is particularly pronounced when dealing with those convicted of first-degree murder. See State v. Rome,
In addressing Jones’s contentions, we are aware that DOC’s regulations currently define good time, gain time, and merit time as “[t]ime credits applied to an inmate’s sentence that reduce[] the amount of time to be served” and state that “[g]ood time is sentence reduction credit awarded, at the rate of one day deducted for each day served in custody for good behavior and/or without an infraction of inmate conduct rules.” DOC Manual ch. B, § .0110(a), (f) (Oct. 5, 2007). These regulations were promulgated by DOC years after Jones was sentenced, see 5 NCAC 2B .0110(6) (Apr. 1995); id. 2B .0102 (Sept. 1983), when no challenge had been raised to the State’s position that those sentenced to life pursuant to the version of section 14-2 in effect between 8 April 1974 and 30 June 1978 had been given an indeterminate sentence. Except for this limited time period, life sentences unquestionably were and still are indeterminate sentences. No regulation explicitly provides that credits are to be used to calculate an unconditional release date, and DOC asserts that it never considered that these regulations applied to Jones or other inmates similarly situated for the purpose of calculating an unconditional release date. Because the regulations were understood to be inapplicable for that purpose, the State did not fully prepare Jones for unconditional release. In light of the compelling State interest in maintaining public safety, we conclude that these regulations do not require that DOC apply time credits for purposes of unconditional release to those who committed first-degree murder during the 8 April 1974 through 30 June 1978 time frame and were sentenced to life imprisonment.
We next consider Jones’s ex post facto argument. He contends that DOC’s interpretation of its regulations has retroactively increased the punishment for his offense after the offense was com
The constitutions of both the United States and North Carolina prohibit the enactment of ex post facto laws. U.S. Const, art. I, § 10, cl. 1 (“No state shall. . . pass any ... ex post facto law . . . .”); N.C. Const, art. I, § 16 (“Retrospective laws, punishing acts committed before the existence of such laws and by them only declared criminal, are oppressive, unjust, and incompatible with liberty, and therefore no ex post facto law shall be enacted.”). The federal and North Carolina constitutional ex post facto provisions are analyzed “under the same definition.” State v. Wiley,
Legislation that retroactively alters sentence reduction credits in effect at the time a crime was committed can be an unconstitutional ex post facto law. See Weaver v. Graham,
Finally, Jones argues that DOC’s denial of good time, gain time, and merit time for the purpose of calculating an unconditional release date violates his right to equal protection of the law. Jones contends that his equal protection right prohibits the State from treating inmates who committed first-degree murder between 8 April 1974 and 30 June 1978 and were sentenced to life imprisonment under N.C.G.S. § 14-2, who are thus serving determinate sentences, differently from other inmates serving determinate sentences. “When a governmental classification does not burden the exercise of a fundamental right or operate to the peculiar disadvantage of a suspect class, the lower tier of equal protection analy
Jones was convicted of a different crime than others serving determinate sentences under statutes other than N.C.G.S. § 14-2, even if the sentences of some of those others are for eighty years or even longer (perhaps due to the imposition of consecutive sentences). The fact that Jones is serving a sentence for first-degree murder reasonably suggests that he presents a greater threat to society than prisoners convicted of other offenses. Thus, DOC has a rational basis for denying petitioner good time, gain time, and merit time for the purposes of unconditional release, even though these same credits have been awarded for that purpose to other prisoners with determinate sentences.
Accordingly, we hold that Jones is legally incarcerated. The holding of the trial court to the contrary is reversed.
REVERSED.
Notes
. For convenience, we will refer to respondents collectively as “DOC” rather than name the individual officers against whom the action was brought.
. Although section 148-13 has been amended numerous times since petitioner was sentenced, none of these amendments limited or mandated the purposes for which credits could be used. The section’s current version requires the Secretary of Correction to adopt rules specifying the rates at which and circumstances under which time may be earned, with reference to other statutes that limit the total amount by which credits can reduce a sentence. N.C.G.S. § 148-13 (2009).
Concurrence Opinion
concurring in the result.
The question at the heart of this appeal is whether the General Assembly intended to eliminate life sentences by legislation enacted in 1974. A thorough analysis of that legislation reveals that the General Assembly never abolished life sentences. In fact, the legislature exhibited an affirmative intent to retain life imprisonment as a special sentence status. Because the administration of the relevant statutory mandates by the Department of Correction (“DOC”) has been in consistent harmony with this legislative intent and with inmates’ constitutional rights, it is not the place of the courts to overturn DOC’s policy of treating life inmates differently from other prisoners.
I agree with the majority’s ultimate holding that Jones is lawfully incarcerated. More specifically, I concur in the conclusion that DOC
As noted by the majority, the trial court found as fact that “[t]he Department of Correction has never used good time, gain time, or merit time credits in the calculation of unconditional release dates for inmates who received sentences of life imprisonment.” (Emphasis added.) This finding was based on competent testimony from respondent Alvin Keller, Secretary of DOC, and from. Teresa O’Brien, an employee in DOC’s Combined Records Section.
Moreover, the majority correctly concludes that neither the General Statutes nor DOC’s regulations give Jones any right to have his time credits applied for purposes of unconditional release. In general, we accord significant deference to the manner in which a statute is interpreted by the executive agency charged with enforcing it, Frye Reg’l Med. Ctr., Inc. v. Hunt,
Jones contends that he has a due process liberty interest in having liis good time, gain time, and merit time credits applied for unconditional release purposes. However, as demonstrated above, the relevant statutes and regulations do not give inmates sentenced to life imprisonment any such right, nor has DOC vested life inmates with such a right through its manner of administering those statutes and regulations. Thus, life inmates like Jones can claim no liberty interest in having time credits applied to calculate their unconditional release dates.
Jones argues further: “The unequal treatment of Mr. Jones’ sentence, and that of other inmates in the Bowden-ctass, amounts to a classic violation of equal protection laws.” (Emphasis added.) The “Bowden-class” of inmates to which Jones refers is the group of inmates sentenced to life imprisonment for crimes committed between 8 April 1974 and 30 June 1978. Jones goes on to contend that “[his] life sentence is identical to a term of 80-years.” (Emphasis added.) In other words, Jones argues that life sentences imposed under the 1974 version of section 14-2 are indistinguishable from ordinary term-of-years sentences and that DOC has, therefore, violated equal protection by treating his class of life inmates differently from term-of-years inmates. While I do not disagree with the majority’s equal protection analysis, I believe there is a more direct way to respond to Jones’s precise argument.
Jones’s contention that his class of life inmates is no different from term-of-years inmates ignores the fact that section 14-2 does not abolish life sentences or render them indistinguishable from ordinary term-of-years sentences. Rather, in providing a definition for “[a] sentence of life imprisonment,” section 14-2 explicitly retains life imprisonment as a special sentence status. N.C.G.S. § 14-2 (Cum. Supp. 1974). Moreover, the session law that gave rise to section 14-2 utilizes the sentence status of life imprisonment eight times, Act of Apr. 8, 1974, ch. 1201, 1973 N.C. Sess. Laws 323, and in six of those
Based on the General Assembly’s intent to continue distinguishing life sentences (even those with an unconditional release date of eighty years) from term-of-years sentences, Jones is similarly situated to other life inmates, not to term-of-years inmates. As the trial court found, DOC has never used time credits to calculate unconditional release dates for inmates sentenced to life imprisonment. Thus, DOC has not subjected Jones to disparate treatment in comparison with other similarly situated inmates. Jones and other inmates sentenced to life imprisonment have been treated differently from ordinary term-of-years inmates, but the Supreme Court of the United States has said that if a law involving disparate treatment does not infringe upon a fundamental right or target a suspect class, the classification is permissible as long as it bears a rational relation to some legitimate end. Heller v. Doe,
Having stated the foregoing, I concur in the result of the majority’s opinion.
. Respondent Keller testified that DOC’s regulations have “never been understood to require awards of gain time towards unconditional release of inmates with life sentences” and that “good and gain time credits have never been applied to calculate an unconditional release date for any inmate with a life sentence imposed for a crime committed before 1 July 1981, which includes the Bowden group of inmates.” Ms. O’Brien testified: “Good behavior credits, which include good, gain, and merit time, have never been applied to life sentences in order to calculate an expiration or unconditional release date.”
Dissenting Opinion
dissenting.
The rule of law, consistency, and fundamental fairness are not advanced by today’s decision allowing the Department of Correction (DOC) to withhold inmate Alford Jones’s accumulated sentence reduction credits. This decision violates the DOC’s own regulations and policies, Jones’s constitutional rights, and the doctrine of separation of powers. And by doing so, I fear that a cornerstone of our legal system, the writ of habeas corpus, is devalued. The undisputed'
This case arises out of a mistake of law by the DOC that it now seeks to rectify through unwritten, retrospective policy pronouncements some thirty-five years after the fact. The DOC says the department believed that the “life” sentence imposed upon Jones was a sentence of natural life rather than the eighty-year sentence he was actually serving. The DOC awarded Jones sentence reduction credits but putatively believed that those credits would only shorten Jones’s sentence in the event of a commutation by the governor. Expecting that the sentence reduction credits earned by Jones would never be utilized, the DOC continued to award Jones sentence reduction credits pursuant to DOC policies and regulations without placing any limitations upon the use of such credits.
This Court’s 1978 decisions in State v. Richardson and State v. Williams cast doubt on the grounds upon which the DOC based its belief that N.C.G.S. § 14-2 meant natural life rather than a determinate eighty-year sentence. The nature and timing of the decisions put the DOC on notice that sentence reduction credits for Jones should diminish his eighty-year sentence. In Richardson, this court determined that “[a] sentence of life imprisonment shall be considered as a sentence of imprisonment for a term of 80 years” and that pre-conviction incarceration credits should be applied to reduce the defendant’s 100 year sentence, which included an eighty-year life sentence. State v. Richardson,
Despite our decisions in Richardson and Williams, it was only after inmate Bobby Bowden filed a writ of habeas corpus — contesting the lawfulness of his continued incarceration and requesting immediate release from his sentence — that the DOC altered the nature of the sentence reduction credits awarded to Jones, Bowden, and other similarly situated inmates. See State v. Bowden,
The question for this Court is therefore whether the DOC may now legally withhold the credits it has awarded Jones. In order to answer this question, I first examine the nature of Jones’s interest in his sentence reduction credits.
The United States Supreme Court has explained that, although an inmate’s “rights may be diminished by the needs and exigencies of the institutional environment, a prisoner is not wholly stripped of constitutional protections when he is imprisoned for crime. There is no iron curtain drawn between the Constitution and the prisons of this country.” Wolff v. McDonnell,
In the instant case the General Assembly authorized prison rules and regulations granting “rewards and privileges” to inmates “as an inducement to good conduct.” N.C.G.S. § 148-13 (1974). The General Assembly thereby delegated to the Secretary of Correction the authority to promulgate regulations granting sentence reduction credits. At all relevant times, the statutory authorization to issue regulations has been the only means by which the Secretary of Correction could exercise discretion regarding sentence reduction credits. Accordingly, the Secretary of Correction promulgated regulations awarding good, gain, and merit time to inmates, including Jones, provided the inmates behaved and participated in the requisite programs. In the years since then, Jones has continued to earn sentence reduction credits pursuant to DOC regulations, policies, and procedures. Jones therefore has a protected liberty interest in the sentence reduction credits which were created and awarded to him by the State, through the Secretary of Correction, pursuant to State-created policies, procedures and regulations, that cannot be “arbitrarily abrogated.” Wolff,
Indeed, at oral argument counsel for the DOC agreed that if sentence reduction credits were in fact “awarded” to Jones, he would have a corresponding liberty interest in those credits under Wolff that could not be denied absent procedural due process. However, counsel for the DOC denied that the sentence reduction credits had been awarded to Jones, asserting instead that the credits had only been “stored.” This assertion flatly contradicts the trial court’s finding that Jones “has been awarded good time, gain time, and merit time credits by the Department of Correction based on his conduct and his participation in the [work release and other related] programs.” The DOC has not challenged any of the trial court’s findings of fact and these findings are therefore binding.
Having determined that Jones has a protected liberty interest in the sentence reduction credits awarded him pursuant to State-created regulations and policies, I now consider whether the DOC may legally withhold the sentence reduction credits earned by Jones. The DOC essentially argues that because it has fundamentally misapprehended the nature of Jones’s sentence for the past thirty years, it
As the majority explains, the United States Supreme Court has recognized that a prisoner’s liberty interest is constitutionally protected by procedural due process when that liberty interest is created by the State. Wolff,
. Moreover, the DOC has no authority to impose a term of imprisonment other than the sentence handed down by the trial court. See State v. Allen,
The majority concludes, however, that Jones is not entitled to the benefit of the sentence reduction credits he has earned. I note that the majority accepts the following facts: (1) Jones was sentenced to a determinate term of imprisonment of eighty years. (2) While incarcerated, Jones earned good time, gain time, and merit time credits (sentence reduction credits) pursuant to DOC regulations and policies. (3) As of 30 November 2009, Jones’s good time credit totaled 14,041 days; his gain time credits totaled 2146 days; and his merit time credit totaled 1745 days. (4) Under DOC regulations and policies, gain time credits and merit time credits are not subject to forfeiture. (5) Good time credits may be forfeited, but only for reasons specified in the DOC regulations, such as major infractions. (6) Under DOC regulations, good time, gain time, and merit time credits operate to reduce the length of an inmate’s sentence. (7) The DOC regulations do not specify or limit the purposes for which sentence reduction credits are awarded.
Despite acknowledgment of these facts, the decision countenances the DOC’s retrospective and unreasonable interpretation of its regulations, thereby abdicating the judiciary’s solemn duty to check arbitrary acts by the other branches. See Long v. Watts,
To the contrary, the DOC plainly sets forth the procedures by which Jones has earned sentence reduction credits. DOC policies and procedures establish “the rules and methods for computing sentence reduction credits in the form of Good Time for satisfactory behavior, Gain and Earned Time for participation in work or program assignments, and Meritorious Time for exemplary acts or for working under emergency conditions, and working overtime or for program achievement.” Div. of Prisons, N.C. Dep’t of Corn, Policy and Procedures ch. B, § .0109 (Oct. 5, 2007). The DOC defines “Sentence Reduction Credits” as “[t]ime credits applied to an inmate’s sentence that reduces the amount of time to be served. These credits are called Good Time, Gain Time, Earned Time and Meritorious Time.” Id., § .0110(f). The provisions do not exclude Jones from earning sentence reduction credits. Notably, the DOC specifically excludes seven categories of inmates from earning good time and gain time, id., §§ .0111(d), .0112(c), yet no exception applies to inmates that received life sentences for offenses committed between 8 April 1974 and 30 June 1978. Nevertheless, the majority now attempts to create and to apply an ad hoc exception to Jones. The DOC’s position unjustifiably requires this Court to read into the applicable provisions limitations that are noticeably/absent and that run counter to the plain and unambiguous language of the provisions. See Britt v. N.C. Sheriffs’ Educ. & Training Standards Comm’n,
Despite the lack of textual support for the DOC’s position, the majority nonetheless reasons that the DOC has “implicit authority” to determine the purposes for which sentence reduction credits may be awarded and posits that “an award of time by [the] DOC need not be an all-or-nothing award for unlimited uses.” I agree that the Secretary of Correction is fully authorized to “issue regulations” and “adopt rules” limiting the purposes for which sentence reduction credits
DOC regulations involving sentence reduction credits are not minor. Whether an inmate has fully served his sentence and is entitled to release from imprisonment is a question deeply implicating fundamental constitutional rights. See Wolff,
Jones does not challenge the DOC’s authority to formulate rules and regulations. He asks only that the DOC abide by them. This Court has recognized that an inmate may “earn” a “right to honor grade status” and is “ ‘entitled’ ” to release after “ ‘full service of his sentence less good, time earned during incarceration.’ ” Goble,
This is a hard case. The lives of the victim and his family have been forever changed by Jones’s criminal conduct. Public attention has been excited by the possibility of release of those previously committed to life sentences. The late United States Supreme Court Justice Oliver Wendell Holmes appropriately cautioned against allowing “immediate interests [to] exercise a kind of hydraulic pressure which makes what was previously clear seem doubtful, and before which even well settled principles of law will bend.” N. Securities Co. v. U.S.,
Because withholding Jones’s accumulated sentence reduction credits condones spontaneous rule-making by the DOC and violates the DOC’s own regulations, Jones’s constitutional rights, and the doctrine of separation of powers, I would affirm the order of the trial court allowing Jones’s petition for writ of habeas corpus.
