OPINION AND ORDER
In this class action, plaintiffs challenge New York State’s administration of a program for double-celling in its maximum-security prisons. Double-celling is a practice in which two prisoners are housed in a cell originally designed for one person. Plaintiffs claim that defendants’ practice of double-celling some New York inmates violates the First and Eighth Amendments. With respect to plaintiffs’ Eighth Amendment claims, it is clearly established that double-celling, even in maximum security prisons, does not in itself constitute cruel and unusual punishment.
Rhodes v. Chapman,
This litigation has a long history. The complaint was filed in 1995, making it one of the oldest active cases on this Court’s individual docket, and the case has been assigned to several judges over the years. The case was effectively stayed for some time pending litigation of a companion case challenging the same practice in medium security prisons. After a full trial on the merits, Judge Stein denied the plaintiffs in that case any relief, in a lengthy and careful opinion.
See Bolton v. Goord,
On September 27, 1999, Judge Pauley dismissed portions of plaintiffs’ second consolidated amended complaint, and granted in part plaintiffs’ motion for class certification as to the remaining claims.
Jones v. Goord,
By the spring of 2003, the parties had finally completed discovery. On the elaborate record thus compiled, defendants now move for summary judgment both as to plaintiffs’ class claims and individual plaintiffs’ claims for damages. 1 Briefing of the motions took over a year, with frequent requests for extensions of time. The motion was fully briefed by August 2004, and is now ripe for decision. Defendants’ motion will be granted with respect to plaintiffs’ class claims and plaintiffs’ claims for injunctive relief, and the Court will reserve decision with respect to individual plaintiffs’ claims for damages.
BACKGROUND
New York State operates the fifth largest correctional system in the nation. (Def. R. 56.1 Stmt. ¶ 8.) At the time defendants’ motion for summary judgment was filed, approximately 65,400 inmates were in the custody of the New York Department of Correctional Services (“DOCS”). (Id.) Like many prison systems across the country, New York began to see a large increase in its prison population in the late 1980s and early 1990s, and state prisons at that time were often unable to accept inmates from local jails in a timely manner. (Id. ¶¶ 15, 17, 18.) These delays led to numerous lawsuits by various counties and municipalities, and DOCS began to discuss double-celling as a solution to the problem. (Id. ¶¶ 18-20.) After researching double-celling policies in other jurisdictions, DOCS developed a double-celling policy for New York. (Id. ¶¶ 21-26.) In mid-1995 that plan was implemented in the thirteen maximum security prisons at issue in this litigation. (Id. ¶ 27.) Those thirteen prisons contain approximately 20,000 cells, 796 of which have been converted to double cells. (Id. ¶ 2, 29.) Those 796 cells are the focus of this litigation.
While the record does not contain evidence regarding each and every one of the 796 double cells at issue, plaintiffs’ expert Vincent Nathan toured the four exemplary institutions and describes the double cells he observed. (See Zilberberg Decl. Ex. B [hereinafter Nathan Rep.].) For purposes of this motion, Nathan’s descriptions of the cells will be accepted as accurate, and the following descriptions are taken from his report. 2
Generally, Nathan describes the double cells as “well-maintained,” but also “claus
Green Haven has 102 double cells, located toward the front of the cellblocks closest to the guards’ station. Each double cell has 55 square feet of floor space and the following furnishings: a bunk bed 32 inches wide, 6 feet 8 inches long, and 6 feet high; two lockers, each 12 inches wide, 18 inches deep, and 7 feet high; a sink and a toilet; a fan on a shelf in the corner; a single fluorescent overhead light; an electrical outlet; and one or two radios. No double cell at Green Haven has a window, but all double cells face a walkway which has a bank of windows.
Nathan reports that there are 32 total double cells in Clinton — 26 in Clinton Main and 6 in Clinton Annex. Just as in Green Haven, the double cells are located toward the front of the cellblocks nearest the guards’ station. All double cells in Clinton Main have 51 square feet of floor space and the following furnishings: a bunk bed 32 inches wide, 6 feet 8 inches long, and 6 feet high; two lockers, each 18 inches wide, 16 inches deep, and 4 feet high; a sink and a toilet; two personal fans; a single fluorescent light on the back wall; one electrical outlet; one television provided by DOCS; one or two radios; and a fold-down writing surface (with the exception of cells in Lower F cellbloek). The double cells in Clinton Annex are similar, but have 80 square feet of floor space, a window, a fluorescent ceiling light, a small shelf on the wall opposite the bed, and no television.
There are 81 double cells in Great Meadow, and, as in the other prisons, all are located at the end of the cellblocks toward the guards’ station. Double cells in C block and D block have 55 square feet of floor space, while the double cells in E block have approximately 50 square feet. All double cells in Great Meadow have the following furnishings: a bunk bed 32 inches wide, 6 feet 8 inches long, and 6 feet high; two lockers, each 15 inches wide, 16 inches deep, and 2 feet high; a sink and a toilet; one or two personal fans; a single fluorescent light; two clip-on lights; one electrical outlet; two televisions provided by DOCS; and one or two radios. All double cells face a walkway and a bank of windows, which provide natural light, although Nathan reports that the windows were dirty at the time of his visit to Great Meadow.
Attica has 107 double cells. Again, all double cells are located toward the front of the cellblocks near the guards’ stations. Double cells in A block, B block, and D block have 48 square feet of floor space. Double cells in C block and the honor block have 60 square feet of floor space. Double cells in E block have approximately 65 square feet of floor space. All cells are generally rectangular in shape, with the exception of the honor block cells, which are L-shaped, creating “some additional degree of physical separation” for thе cellmates.
(Id.
18.) The double cells in C block, while rectangular, have a small alcove in which a bunk bed can fit. All double cells in Attica have the following furnishings: a bunk bed 32 inches wide, 6 feet 8 inches long, and 6 feet high; two lockers, each 15 inches wide, 16 inches deep, and 2 feet high; four plastic storage
Before being placed in any cell, single or double, an inmate must first go through a screening process. Plaintiffs dispute the extent to which the DOCS screening policies are followed, both as a general matter and in specific instances, but the policies themselves are not in dispute. 3 Plaintiffs’ claims that the below-described procedures are not followed in DOCS facilities will be addressed later in this opinion.
When an inmate is first committed to DOCS custody he is sent to a reception facility for a review of his social background, criminal history, and behavior during prior incarcerations. Inmates are then given a medical examination, including a medical history, a physical examination, various screenings, blood work, a chest x-ray, a PPD test for tuberculosis, a test for hepatitis B and C, an optional HIV test, various immunizations, and a mental health assessment. 4 After this initial screening, DOCS maintains a record of each inmate’s health and behavior. This record includes unusual incidents (“UIs”), 5 disciplinary violations, medical treatment received, chronic medical problems, medications, and test results, such as the annual tuberculosis test.
Before an inmate is placed in a double cell, DOCS performs further screening. DOCS policy provides that inmates are not to be placed in a double cell if they have serious mental health problems, and inmates with less serious mental health problems can only be double-celled after close review. Inmates whose records indicate that they are victim prone, are assaul-tive, have a history of extreme violence, or have a history of homosexual behavior are not to be double-celled, unless more recent history shows that a particular inmate has improved or adjusted. Inmates taller than 6 feet, 5 inches or heavier than 299 pounds are not to be double-celled, and inmates older than 70 years old are not to be double-celled unless they volunteer. Prison medical staff screen inmates for communicable diseases or physical disabilities before an inmate can bе placed in a double cell, and based on this screening the medical staff may conclude that an inmate should not be double-celled. DOCS policy allows HIV-positive inmates to be double-celled if they meet the general criteria. Inmates with a record of good behavior
Once an inmate is assigned to a double cell, he may not be double-celled for more than 60 days unless he consents to continued double-celling. However, because DOCS can move inmates to different prisons within the New York prison system, inmates often consent to remain in a double cell because refusing to do so could result in transfer to a less preferable prison farther away from New York City. 6
DISCUSSION
I. Representation of Subclasses
As an initial matter, defendants argue that two of the injunctive relief subclasses — the Great Meadow subclass and the Clinton subclass' — -have no named plaintiff representatives, and that therefore all claims on behalf of those subclasses should be dismissed. (Def.Inj.Mem.20.) Additionally, defendants argue that the Attica subclass has only one named plaintiff, Anwar Abdul, and that Abdul does not raise an Eighth Amendment claim, thereby requiring the dismissal of the Attica subclass’s Eighth Amendment claims. (Id.)
Plaintiffs respond by pointing out that discovery has. revealed that two of the named plaintiffs — Juan Perdomo and Herbert Junior — were double-celled at Clinton, and arguing that they can therefore serve as class representatives for the Clinton subclass. (Pl.Iry.Mem.31.) With respect to Attica, plaintiffs similarly point out that three named plaintiffs — James White, Yahya Muhammad Abdullah Muntaqim, and Michael Walsh — were double-celled at Attica, and that Abdul himself made statements in his deposition that give rise to an Eighth Amendment claim that should be read into the complaint.
(Id.
at 31-32.) Plaintiffs do not contend that there is a named plaintiff for the Great Meadow subclass, but represent that one could be added with little difficulty (Pl. Inj. Mem. 33 n. 9.)
7
More generally, plaintiffs argue that all issues regarding the appropriateness of subclass representatives were decided by this Court’s opinion in
Jones v. Goord,
Because a subclass is itself a class, each subclass must separately and independently satisfy the requirements of Rule 23 for class certification. Fed.R.Civ.P. 23(c)(4)(B) (“a class may be divided into subclasses and each subclass treated as a class, and the provisions of this rule shall then be construed and applied accordingly”);
see also Marisol A. v. Giuliani
In light of this Court’s prior statements in Jones, plaintiffs’ argument based on “the law of the case” is without merit. The Court did not claim to examine the adequacy of subclass representation, and even if there were an implicit approval of the adequacy or typicality of the subclass representatives, that approval is (as was expressly noted in the Court’s opinion) subject to the Court’s power under Rule 23(c)(1)(C) to revisit a certification decision. Irrespective of the prior opinion, this Court has the obligation to ensure that the requirements of Rule 23, including adequate representation, are met for each of the subclasses.
Turning then to the merits of defendants’ objections to the Attica, Clinton, and Great Meadow subclasses, defendants are correct that the third consolidated and amended complaint, filed after the certification of the subclasses, identifies no named plaintiffs for the Great Meadow and Clinton subclasses, and names Abdul as the sole representative of the Attica subclass. (Comply 16-24.) 8 Plaintiffs do not deny these claims, but simply seek leave to amend their complaint to include named plaintiffs for the unrepresented subclasses and claims. 9
In the absence of any apparent or declared reason — such as undue delay, bad faith or dilatory motive on the part of the movant, repeated failure to cure deficiencies by amendments previously allowed, undue prejudice to the opposing party by virtue of allowance of the amendment, futility of amendment, etc. — the leave sought should, as the rules require, be “freely given.”
United States ex rel. Mar. Admin, v. Cont’l III. Nat’l Bank & Trust Co.,
While defendants would not be prejudiced by allowing plaintiffs to amend the complaint, any such amendment would be futile for the reasons discussed in the remainder of this opinion. Accordingly, the claims involving Great Meadow and Clinton, and the Eighth Amendment claim involving Attica, will be dismissed, and plaintiffs will not be granted leave to amend the complaint to add representatives for each of those subclasses.
Notwithstanding the dismissal of these claims for lack of named plaintiffs, the merits of the claims must nevertheless be addressed. First, because defendants would not be prejudiced by permission to amend the complaint, the Court’s refusal to permit an amendment is based on the futility of such amendment, a conclusion that can only be reached after considering whether an amended complaint could succeed on the merits. Second, discovery in this case has focused on four facilities— Attica, Clinton, Great Meadow, and Green Haven. The parties have focused discovery on these exemplary facilities not because claims with respect to the facilities are the only claims at issue on this motion, but because the parties have agreed that the exemplary facilities are just that — exemplary. Therefore, even though the claims of the Clinton subclass and the Great Meadow subclass are not now properly before the Court, the Court will consider the evidence from Clinton and Great Meadow, and evidence relating to Eighth Amendment claims from Attica, because the parties have agreed that the evidence from the four exemplary facilities in the record is representative of the evidence supporting the class’s claims as a whole.
II. Summary Judgment Standard
Summаry judgment shall be granted if the Court determines that “there is no
In deciding a summary judgment motion, the Court must “resolve all ambiguities and draw all reasonable inferences in the light most favorable to the party opposing the motion.”
Cifarelli v. Babylon,
To determine which facts are material, the Court must look to the substantive law that supplies the basis for the claims at issue.
See Anderson v. Liberty Lobby, Inc., 477
U.S. 242, 248,
III. Plaintiffs’ Eighth Amendment Injunction Claims
A. The Legal Framework
It is indisputable that conditions of prisoners’ confinement must conform to the requirements of the Eighth Amendment.
See Rhodes,
To determine whether conditions of confinement are in accord with these constitutional requirements, courts apply a two-part test. First, under the objective prong of the inquiry, a deprivation violates the Constitution оnly if it is “sufficiently serious.”
Farmer v. Bren
When a plaintiff claims that prison officials are violating (or have violated) the Eighth Amendment by failing to protect him from harm, a prisoner need not wait for inhumane suffering to occur before obtaining relief. “It would be odd to deny an injunction to inmates who plainly proved an unsafe, life-threatening condition in their prison on the ground that nothing yet had happened to them.”
Helling v. McKinney,
Second, under the subjective prong of the inquiry, a constitutional violation exists only if the defendants have a “sufficiently culpable state of mind.”
Id.
The specific mental state required to make out an Eighth Amendment claim differs depending on the conduct of the defendants against which the claim is alleged. For example, a prison official who causes injury in the course of subduing a prison disturbance violates the Eighth Amendment only if he acts “maliciously and sadistically for the very purpose of causing harm.”
Whitley v. Albers,
The same “deliberate indifference” standard applies to claims that prison officials failed to protect plaintiffs from harm.
Farmer,
Plaintiffs allege that four particular aspects of defendants’ double-celling policy violate the Eighth Amendment: the general conditions of confinement in double cells, the risk of inmate against inmate violence, injury and disease, and secondhand smoke in double cells. Each of these alleged violations will be addressed in turn.
B. Conditions of Confinement
Plaintiffs claim that there are material issues of fact regarding whether the conditions of confinement in double cells amount to an Eighth Amendment violation. (Pl.Inj.Mem.35-37.) In support of this claim, plaintiffs point to the fact that most double cells are approximately 50 square feet and the fact that these small cells are coupled with “unsanitary conditions.” (Id. 35.) The unsanitary conditions of which plaintiffs complain are the lack of floor space (Nathan Rep. 19-20), the distance between the beds and the toilets in the cells (Id. 20), the amount of personal property kept in cells (id. 19-20), the smell of “a cellmate’s feces and flatulence” (id. 20), and the smell that can result from a cellmate’s failure to bathe frequently (Pl.Inj.Mem.36).
A reasonable finder of fact could not conclude that these conditions amounted to an Eighth Amendment violation. The Constitution does not recognize a general amorphous “conditions of confinement” claim.
Wilson,
In support of their assertion, plaintiffs cite to
Karacsonyi v. Radloff,
None of the alleged conditions here deprive plaintiffs of “the minimal civilized measure of life’s necessities.”
Farmer,
Similarly, plaintiffs’ complaints regarding having to deal with a cellmate’s odors do not rise to the level of a constitutional violation. Sharing a cell with an individual with body odor, or an individual who does not bathe frequently, is a far cry from the “wanton and unnecessary infliction of pain” against which the Eighth Amendment protects.
Rhodes,
Plaintiffs’ reliance on
Williams v. Adams,
C. Violence in Double Cells
Plaintiffs claim that defendants’ policy of double-celling violates the Eighth Amendment because “inmate assaults are frequent, and can lead to serious injuries.” (Pl.Inj.Mem.37.) Plaintiffs argue that defendants’ double-celling policy subjects plaintiffs to a substantial risk of serious injury from an attack by a violent cellmate — a cellmate who, but for double-celling and defendants’ allegedly inadequate screening, would not have had the opportunity to harm them.
As discussed above, “prison officials have a duty to protect prisoners from violence at the hands of other prisoners.”
Farmer,
In support of this claim plaintiffs produce a variety of evidence. First, plaintiffs rely on specific incidents of cellmate-on-cellmate violence described by the named plaintiffs themselves. Plaintiff Aubery Thomas states that while in a double cell he was attacked and stabbed with a razor blade by his cellmate. (Thomas Dep. 172-73.) Plaintiff Gregory Rodriguez states that one cellmate burned his foot with a cigarette lighter while he was sleeping (Rodriguez Dep. 44-45), and that a different cellmate attacked him with a knife and stabbed him in the hand (id. 136). Plaintiff Luciano Ortiz states that one of his cellmates would often brandish a weapon in the cell. (Ortiz Dep. II 50-51.)
With respect to instances of violence on a more general scale, defendants have produced UI reports for inmate assaults in the general population for each of the four exemplary facilities from 1990 to 2001. For Attica, the data regarding UI reports of assaults on inmates per thousand inmates over the relevant period are as follows:
1990-10.9 1993-36 1996-19.2 1999-32.3
1991-35.2 1994-46.8 1997-75.2 2000-28.7
1992-30.7 1995-54.3 1998-52.8 2001-28.7
(Def. R. 56.1 Stmt. ¶¶ 97-108.) From 1995, when double-celling began, to 2001, there were three UIs for inmate assaults on inmates inside double cells, and one UI for sexual misconduct inside a double
For Clinton, the data regarding UI reports of assaults on inmates per thousand inmates are as follows:
1990-41.3 1993-51.9 1996-54.7 1999-39.3
1991-47.5 1994-64.3 1997-55.9 2000-32.1
1992-49.6 1995-70.1 1998-42 2001-30.1
(Id ¶¶ 130-141.) From 1995 to 2001, defendants report that there was only one UI for an inmate assault on an inmate inside a double cell, and one UI for sexual misconduct inside a double cell. (Id ¶ 143.) Plaintiffs, based on them own review of the UI reports, claim that there were six UIs in double cells over that period, although based on plaintiffs’ own descriptions two of those six incidents did not take place in double cells. Reading the record in the light most favorable to plaintiffs, a finder of fact could conclude that there were four UIs in double cells in Clinton from 1995 to 2001. 13 Clinton has 32 double cells. (Id ¶ 116.)
For Great Meadow, the data regarding UI reports of assaults on inmates per thousand inmates are as follows: (Id ¶¶ 164-175.) From 1995 to 2001, defendants report that there were four UIs for inmate assaults on inmates inside double cells, and one UI for sexual misconduct inside a double cell. (Id ¶ 177.) Plaintiffs, based on their own review of the UI reports, claim that there were seven UIs in double cells over that period. However, based on plaintiffs’ own description, one of those seven incidents did not take place in a double cell. 14 Reading the record in the light most favorable to plaintiffs, a finder of fact could conclude that there were six UIs in double cells in Great Meadow from 1995 to 2001. Great Meadow has 81 double cells. (Id ¶ 149.)
1990-28.8 1993-41.6 1996-69.3 1999-36.4
1991-23.6 1994-65.6 1997-84.5 2000-29
1992-48.9 1995-79.7 1998-59 2001-20
For Green Haven, the data regarding UI reports of assaults on inmates per thousand inmates are as follows: 15
1990-8.6 1993-14.5 1996-33.7 1999-26.2
1991-17.2 1994-17.9 1997-22.9 2000-12.9
1992-12 1995-23 1998-21.4 2001-8.5
(Id ¶¶ 196-207.) From 1995 to 2001, defendants report that there were two UIs for inmate assaults on inmates inside double cells, and one UI for sexual misconduct inside a double cell. (Id ¶ 209.) Plaintiffs claim that there were five UIs in double cells over that period, although plaintiffs’ own description indicates that one of the incidents did not occur in a double cell.
16
The above data regarding reported UIs of assaults show that in each of the four exemplary facilities, the rate of UIs was lower in 2001 (after six years of double-celling) than it was in the year before double-celling began. In other words, six years after the implementation of the DOCS double-celling policy, inmates generally face a lower risk of assault than they did before the policy was implemented, at least according to the reported UIs. In
Rhodes,
the Supreme Court held that the double-celling policy there at issue did not violate the Eighth Amendment even though violence in the prison increased “in proportion to the increase in population.”
However, plaintiffs do not argue that double-celling has led to an unconstitutional increase in risk of assault for the general population. In other words, they do not claim that the most recent rates of reported assaults — 28.7 for Attica, 30.1 for Clinton, 20 for Great Meadow, and 8.5 for Green Haven — evince a violation of the Eighth Amendment that can be traced to double-celling. Indeed, such an argument would be difficult to advance given that the general risk of reported assault has decreased since DOCS implemented double-celling. Rather, plaintiffs argue that the increased risk of harm faced by inmates in double cells, as compared to the risk of harm faced by those in single cells, is violative of the Constitution. However, despite this being the basis of their claim, plaintiffs fail to actually undertake this comparison.
The aggregate data provided by defendants regarding reported UIs do not allow for a comparison of the risk of assault faced by inmates housed in single cells and those housed in double cells. Instead, the record contains the rates of reported UIs for the prison populations generally (including, presumably, those occurring in double cells) and the raw number of reported individual instances of assaults in double cells. These data thus do not permit a determination of whether inmates in double cells were involved in reported assault incidents at a higher rate than inmates in single cells.
In any event, even without the aid of a precise mathematical comparison, a finder of fact could not conclude, based on the reported UIs for assaults, that the increased risk of assault faced by inmates in double cells amounts to an Eighth Amendment violation. As a matter of logic, it certainly must be true that inmates placed in a double cell are subjected to a higher risk of assault than inmates placed in a single cell. That is because, all else being equal, an inmate in a double cell has at least some risk of being assaulted by his cellmate, while an inmate in a single cell is subjected to no such risk. Thus, for whatever period of time inmates spend in their cells, a double-celled inmate bears the risk of assault from a cellmate, while a single-celled inmate is spared this risk.
17
Howev
The evidence of reported assaults in the record is insufficient to support a finding that the risk of violence in double cells in DOCS facilities is higher than the acceptable baseline risk that necessarily accompanies double-celling in any prison. Taken in the light most favorable to plaintiffs, there were four reported assaults in double cells in Attica, four in Clinton, six in Great Meadow, and four in Green Haven, all over a span of seven years. These eighteen instances in seven years across four institutions containing a total of 322 double cells are simply too few to support a finding that plaintiffs face an unconstitutional risk of assault, especially when considered in connection with the fact that overall violence in these institutions has decreased over that time.
See Bolton,
Plaintiffs do not dispute the conclusion that eighteen reported assaults over seven years are insufficient to support the a finding that the DOCS double-celling policy creates an unconstitutional risk of serious harm. Rather, plaintiffs argue that reported UIs do not reflect all of the actual instances of inmate-on-inmate assaults that occur in double cells, and that “much violence — especially sexual violence — occurs in prison that does not get reported to staff.” (Pl.Inj.Mem.22.) That is no doubt true as a general matter. The fact that some prison violence is not reported to prison authorities cannot be seriously debated. 19 Plaintiffs provide a variety of academic literature and penological studies showing that inmates are never excused for betraying another inmate by reporting misbehavior (Zilberberg Deck Ex. G), that 22% of men surveyed in a Midwestern prison responded that they had been sexually assaulted in prison, but only 29% of them reported the incident to prison authorities (id. Ex. H), and that sexual assault and rape in prison are often not reported (id. Ex. I).
While none of the studies cited by plaintiffs dealt specifically with the New York prisons here at issue,
20
plaintiffs’ expert
Defendants admit that “some violence is unreported in prisons in general.” (Def. Inj. Reply 25.) However, defendants argue that when considered together with the undisputed UI data, which shows a decrease in overall violence, the mere fact that some violence goes unreported is insufficient to raise an issue of material fact with respect to plaintiffs’ claim that double-celling as practiced by DOCS exposes inmates to a substantial risk of serious harm and that defendants were deliberately indifferent to that risk. The Court agrees.
Based on Nathan’s report, the academic literature provided by plaintiffs, and the testimony of defendants’ own officials, a finder of fact could certainly conclude that much violence in the New York prison system goes unreported. However, plaintiffs make no attempt to provide an estimate on the rate of under-reporting in New York prisons. If the reported rates of violence, standing alone, fall short of a constitutional violation (as plaintiffs apparently concede they do) then, on the record before the Court, a finder of fact would be required to simply pick a multiplier out of the air, or perhaps out of the literature that relates to other prisons in other jurisdictions, and speculate as to the actual level of violence in New York prisons. Nathan’s report provides evidence of the under-reporting of violence in DOCS facilities; based on his review of the UI reports and his interviews he concludes that “all forms of intra-cell violence do not result in the preparation of a [UI report].” (Nathan Rep. 24.) However, nowhere in the report does Nathan offer a conclusion regarding the actual
rate
of under-report
Plaintiffs specifically challenge defendants’ policy of double-celling inmates, and argue that the policy leads to an unconstitutional increase in the risk of assault. Therefore, to evaluate plaintiffs’ claims a factfinder must compare the rate of assault for single-celled inmates to the rate of assault for double-celled inmates, and determine if defendants’ double-celling practices and procedures result in an unconstitutional increase in the risk of serious harm to double-celled inmates. However, plaintiffs do not present any evidence regarding the level of under-reporting in double cells as compared to the level of under-reporting generally. Without the ability to differentiate between under-reporting in the two settings, a finder of fact is unable to adjust separately the reported risk of assault in double cells and the reported risk in the general prison population.
Even if a finder of fact were to rely on the under-reporting rates from the studies provided by plaintiffs — studies that are admittedly based on prisons not the subject of this litigation — those studies involve the under-reporting of prison assaults generally, not under-reporting in double cells specifically. On the other hand, Nathan’s interviews provide some evidence of under-reporting in the double cells in the prisons he visited, but that under-reporting is not compared to under-reporting in the general population in those prisons.
Plaintiffs do not argue that the handful of reported UIs in double cells from 1995 and 2001 are sufficient by themselves to establish that inmates in double cells are subjected to a risk of harm that is unconstitutionally higher than that which is faced by inmates in single cells. Rather, plaintiffs argue that under-reporting of violence is masking evidence of a constitutional violation. However, even if a fact-finder were able to determine an under-reporting factor for DOCS facilities, there is no evidence in the record that would support application of that factor only to the risk in double cells. To show that under-reporting affects data regarding the increased risk caused by double-celling, plaintiffs would have to show not only that under-reporting exists, but that it affects the reporting of incidents in double cells more than the reporting of incidents generally.
On this point plaintiffs offer only Nathan’s opinion that, because double cells are more isolated than common areas, guards are less likely to notice incidents in double cells and therefore those incidents are less likely to be reported than those occurring in common areas. (Nathan Rep. 27.) A factfinder could certainly accept Nathan’s conclusion as a general matter, but once again, if the factfinder wanted to adjust the reported risks of assault by applying separate under-reporting factors, the decision of how much higher to set the under-reporting factor for double-cell incidents would be left to pure speculation and guesswork. Nathan hypothesizes that under-reporting is more prevalent in double
In the end, plaintiffs’ arguments boil down to a claim that, while the evidence of reported assaults in the record does not establish a constitutional violation, a finder of fact could infer that some assaults are unreported, and could further infer that under-reporting occurs more often in double cells than in the general population. Therefore, under plaintiffs’ theory, a fact-finder would have to decide whether that defendants’ double-celling policy results an in unconstitutional risk of harm without having any idea of what the risk of harm actually is. Plaintiffs essentially call for the finder of fact to speculate about the possible effects of double-celling, based on studies from other prisons and a small number of interviews conducted by the plaintiffs’ expert. • However, as Justice Brennan has еxplained, “[plaintiffs] may well be correct
in the abstract
that prison overcrowding and double celling ... generally results in serious harm to the inmates. But cases are not decided in the abstract. A court is under the obligation to examine the
actual effect
of challenged conditions upon the well-being of the prisoners.”
Rhodes,
Finally, it bears repeating that the crux of plaintiffs’ argument is that while double-celling is not per se unconstitutional, despite the increased risk of assault intrinsic to the practice, double-celling as practiced in New York is unconstitutional, because the program in New York is administered in a constitutionally inadequate manner, in reckless disregard of inmate safety. Absolutely nothing in plaintiffs’ speculations about unreported intra-cell violence supports this conclusion, since plaintiffs offer no evidence that the rate of such violence is unacceptably high, or exceeds what would occur with optimal screening and selection procedures.
In
Rhodes,
the Supreme Court rejected a similar Eighth Amendment claim because, while “the court found that the number of acts of violence had increased ... [, respondents failed to produce evidence establishing that double celling itself caused greater violence.”
Id.
at 342-43,
D. Injury and Disease in Double Cells
Plaintiffs next argue that the conditions of confinement in double cells at DOCS facilities have led to injury and disease. Specifically, plaintiffs allege that getting in and out of the top bunk in
Plaintiffs’ claims regarding disease and injury arе evaluated under same constitutional requirements as those that applied to their claims regarding inmate violence. Plaintiffs must produce sufficient evidence for a finder of fact to conclude that doublecelling created an unreasonable risk of serious damage to inmates’ health,
Helling,
Plaintiffs’ Eighth Amendment claim in connection with bumps and bruises received getting into and out of the top bunk in a double cell is completely without merit. In support of this claim plaintiffs cite to the depositions of nine inmates describing various injuries they received while entering or exiting their beds. (PI. Inj.Mem.43.) Regardless of whether these particular injuries could be qualified as serious, plaintiffs present no evidence from which a finder of fact could conclude that inmates generally are subjected to a substantial risk of serious harm from getting in and out of bed. Apart from simply describing the bunk beds as six feet high, plaintiffs produce no evidence regarding the general safety of the beds, and plaintiffs do not argue that the design or placement of the beds is unsafe. Instead, plaintiffs seem to argue that, because nine inmates have injured themselves getting in or out of bed, a factfinder could conclude that six-foot bunk beds are per se unconstitutional. 24 However, no reasonable fact-finder could reach such a conclusion.
Plaintiffs’ claims regarding the spread of disease in double cells fare slightly better than their bunk bed claims, but ultimately they too lack sufficient evidentiary support to survive summary judgment. First, plaintiffs claim that six inmates caught colds from their cellmates. Catching the common cold from another inmate is not a serious injury or an inhumane condition that violates the Eighth Amendment. Furthermore, plaintiffs’ claims regarding colds suffer the same infirmity as plaintiffs’ claims regarding bunk beds — apart from six specific incidents, plaintiffs present no evidence that double-celled inmates generally, as a class, were subjected to a substantial risk of catching colds due to double-celling.
The other diseases about which plaintiffs complain — tuberculosis, HIV, and hepatitis — cannot be dismissed as trivial. There can be little doubt that each of these diseases, if contracted by an inmate, would result in serious harm. Defendants do not argue otherwise. Plaintiffs, however, have presented insufficient evidence for a finder of fact to conclude that inmates are at a substantial risk of contracting any of these serious diseases from their cellmates inside a double cell.
Plaintiffs admit that since double-celling was implemented in 1995, the number of AIDS cases in DOCS facilities has declined by 18% (Def. R. 56.1 Stmt. ¶ 73), and that since 1991, when DOCS began a tuberculosis control program, the number of tuberculosis cases have declined each year, from 83 in 1995 to 17 in 2001, despite an increase in the overall prison population during that period
(id.
¶74). Similarly, the rate of newly positive tests for tuberculosis
To support their claims, plaintiffs have not produced any evidence of HIV or he-patis being spread from one cellmate to another in a double cell. Instead, plaintiffs argue that there is “circumstantial evidence” regarding the potential for these diseases to spread because there are some inmates who have these diseases in double cells, these diseases spread via blood or sexual contact, and violence (which draws blood) and sexual activity can occur in a double cell. (Pl.Inj.Mem.44.) Plaintiffs offer no evidence that any inmate has ever contracted either HIV or hepatitis in a double cell. However, the record does show that DOCS provides education and counseling regarding the spread of HIV to inmates at the four exemplary facilities. (Mulligan Aff. ¶¶ 2-10.) Perhaps for this reason, the potential for the spread of these diseases in double cells has not resulted in any evidence of these diseases actually spreading in double cells since the practice began in 1995. 25 Absent such evidence, plaintiffs have failed to raise an issue of fact regarding whether double-celling creates a substantial risk of contracting these diseases.
With respect to tuberculosis, plaintiffs offer evidence of two inmates who claim that they were exposed to tuberculosis in a double cell. Plaintiff Barnett claims that he was diagnosed with tuberculosis after being removed from a double cell. (Barnett Dep. 19.) However, plaintiffs present no evidence from which a finder of fact could conclude that Barnett contracted tuberculosis from his cellmate, as opposed to one of the countless other inmates with whom he interacted on a daily basis in programs or in the yard (Def. R. 56.1 Stmt. ¶4). None of Barnett’s cellmates were ever diagnosed with active tuberculosis, and Barnett himself has not developed active tuberculosis since his positive test. (Id. ¶¶ 7,8.) 26
Plaintiff Hunt alleges that his cellmate in Green Haven had tuberculosis. This allegation is based on the hearsay statement of another inmate who told Hunt that the cellmate had tuberculosis, and Hunt’s own medical diagnosis that his cellmate’s coughing “wasn’t coming from the chest” but was coming from “deep in and ... from [the] kidney, around there.” (Hunt Dep. 129.) Plaintiffs present no evidence regarding who this cellmate was, or whether he in fact ever tested positive for tuberculosis.
The evidence in connection with these two inmates is insufficient to raise an issue of fact regarding whether the inmates were exposed to active tuberculosis inside their double cells. Barnett’s bare assertion that he contracted tuberculosis from a
Plaintiffs have failed to produce evidence from which a finder of fact could conclude that any inmate with active tuberculosis was ever housed in a double cell. Without such evidence, plaintiffs have failed to raise an issue of fact regarding whether inmates faced a substantial risk of contracting tuberculosis from a cellmate.
See Bolton,
In their Rule 56.1 Statement, defendants assert that “[N]o inmate has contracted a serious disease, including but not limited to active [tuberculosis], HIV or Hepatitis B or C, from his cellmate at [the four exemplary institutions.]” (Def. R. 56.1 Stmt. ¶¶ 111, 144, 178, 210.) In response to this assertion, plaintiffs state that given the conditions of the cells, and the screening practices of DOCS, there is a “high likelihood that inmates have contracted serious diseases from their cell-mates.” (Pl. R. 56.1 Stmt. ¶¶ 111, 144, 178, 210.) However, with the exception of the tuberculosis cases discussed above, plaintiffs have not produced any evidence of any inmate actually contracting, or even being exposed to, a serious disease from his cellmate in a double cell. Plaintiffs’ reliance on potential and likelihood, after years of discovery have failed to produce even one inmate who has contracted a serious disease from a cellmate, is insufficient to create an issue of fact regarding the spread of disease in double cells.
E. Screening Procedures
At various points in their briefing, plaintiffs take issue with the screening procedures defendants employ before placing an inmate in a double cell. As discussed above, plaintiffs do not challenge defendants’ assertions regarding the screening procedures to the extent those assertions state DOCS policy. However, plaintiffs do dispute whether the policy is actually carried out in practice. According to plaintiffs, “the screening procedures promulgated by DOCS were flagrantly ignored by prison officials.” (Pl.Inj.Mem.40.)
In support of this claim, plaintiffs point to Nathan’s review of 250 screening forms, and his conclusion that in “a great many instances” the officials departed from the stated procedures and guidelines. (Nathan Rep. 37.) In a number of instances, Nathan reports that the “override” line on the form — which is supposed to be used to explain why an inmate who otherwise would not be placed in a double cell is in fact placed in a double cell — indicates facts that would usually further disqualify an inmate from double-celling, such as “murder,” “sex abuse 1,” or “rape/sodomy.” (Id. 37.)
Defendants, for their part, dispute that these forms are evidence of “mistakes” in the screening process, and argue that “there can be many reasons why, after reviewing specific facts and circumstances, an experienced corrections professional could conclude that an inmate may safely be double-celled, despite violent crimes or prison disciplinary infractions in their [sic] background.” (Def. Inj. Reply 31.) Despite defendants’ protestations, a finder of fact would not have to agree with defen
However, plaintiffs do not challenge individual screening decisions in this litigation. Rather, plaintiffs challenge the policy and practice of double-celling as implemented by DOCS. In support of that claim, plaintiffs rely on the alleged screening failures in two ways. First, plaintiffs argue that the DOCS screening practices provide evidence that inmates were subjected to a substantial risk of serious harm, because dangerous inmates who, under DOCS’s own policy, should not have been placed in a double cell were in fact placed in one. Second, plaintiffs argue that DOCS’s failure to follow screening procedures establishes that defendants were deliberately indifferent to the risk of harm faced by inmates.
With respect to plaintiffs’ first argument, the evidence of screening mistakes is insufficient to create an issue of fact in light of the evidence in the record regarding the actual risk of harm faced by inmates. It is too late in the day for plaintiffs’ reliance on screening procedures to bear the burden they ask of it. If it were 1995 instead of 2006, and the record before the Court did not contain evidence of the actual results of double-celling, then evidence that the double-celling procedures would place dangerous inmates together with victim-prone inmates might allow a factfinder to conclude that those placements would result in a substantial risk of serious harm. In 1995, actual double-celling had not yet begun, and so a finder of fact would necessarily have to rely on hypothetical projections based only on knowledge of the screening processes. Evidence that a substantial risk resulted from poor screening might well have warranted concern that harm to inmates could occur.
It is not 1995, however, and extensive discovery has been undertaken in connection with this litigation. Thus, the record contains substantial evidence of the actual results of double-celling. The relevant issue, after eleven years of double-celling, is not whether certain inmates were sorted properly or whether they should or should not have been double-celled. Rather, the issue is, regardless of who ended up in which cell, whether defendants’ actions resulted in a substantial risk of serious harm to plaintiffs. While projecting the possible effects of certain procedures could create an issue of fact if the record were an otherwise blank slate, such projections are of little utility when considered together with a full factual record. Given the evidence before the Court, there is no need for a factfinder to examine the procedures employed by DOCS and hypothesize whether or to what extent those procedures create a risk of harm; the record contains evidence regarding the actual risk that results from defendants’ procedures, and as discussed above, plaintiffs have failed to produce sufficient evidence for a finder of fact to conclude that the risk is substantial.
With respect to plaintiffs’ second argument, it is unnecessary to consider whether DOCS procedures, either as written or as practiced, demonstrates defendants’ indifference to a substantial risk of serious harm, because the record does not support a conclusion that such harm existed. To satisfy the Constitution’s deliberate indifference requirement, plaintiffs would be required present evidence from which a finder of fact could conclude that defendants knew of and disregarded a substantial risk, meaning that defendants “must
Defendants argue that to the extent that plaintiffs’ evidence regarding the actual risk of harm is based on unreported violence, the deliberate indifference requirement cannot be met because “officials cannot consciously disregard a risk of which they are unaware.” (Def. Inj. Reply 20.) Plaintiffs counter by relying on defendants’ alleged disregard of double-celling procedures, and argue that defendants’ failure to follow their own procedures, which were designed to ensure the safety of inmates, shows defendants’ deliberate indifference. On the record before the Court, a finder of fact could conclude that defendants were aware of whatever risk of harm is supported by the evidence. Defendants knew about the reported violence and they knew about general theories relating to under-reporting of prison violence. However, in light of plaintiffs’ failure to create an issue of fact with respect to the substantial risk prong of the inquiry, the Court need not address this issue further.
F. Secondhand Smoke in Double Cells
Finally, plaintiffs argue that inmates in double cells are exposed to excessive levels of secondhand smoke that causes “immediate health problems as well as excessive risks of future harm” in violation of the Eighth Amendment. (PI. Inj.Mem.41.) Exposure to secondhand smoke can give rise to an Eighth Amendment violation.
Helling v. McKinney,
In support of their secondhand smoke claim, plaintiffs rely on the deposition testimony of several inmates who claim that secondhand smoke from their cellmates resulted in various harms. Plaintiff Bailey claims that his pre-existing asthma was aggravated by his cellmate’s smoking. (Bailey Dep. 58-59.) Plaintiff Barnett asserts that he was double-celled with several smokers and that the secondhand smoke “ehoke[d]” him, made it “hard for [him] to get to sleep,” and caused him to “feel like [he] can’t breathe.” (Barnett Dep. 39.) Plaintiff Bermudez states that “inhalation of smoking” caused him to “suffer” in his double cell (Bermudez I Dep. 26) and that many of his cellmates smoked and refused to blow their smoke outside of the cell when asked (Bermudez II Dep. 29-32). Plaintiff Hunt claims that two of his cellmates smoked and that as a result he experienced excess phlegm. (Def. R. 56.1 Stmt. Hunt ¶ 7.) Plaintiff Martin states that all of his cellmates smoked. (Def. R. 56.1 Stmt. Martin ¶ 19.) Plaintiff Juan Rivera asserts that he was exposed to secondhand smoke during his incarceration, although the record is not clear how much of this smoke was produced by Rivera’s cellmates. (J. Rivera Dep. 85-89.) Plaintiff West claims that all of his cellmates were smokers, that they were “constantly smoking ... with no ventilation,” and that “there was just smoke and it was constantly — it just totally irritate[d]” him
In addition to the testimony of the aforementioned inmates, plaintiffs’ expert Nathan reports that during his tour of the four exemplary facilities he “observed full ashtrays in a number of cells” and spoke to “many inmates” who “complained about sharing a cell with a smoker or acknowledged that their own smoking bothered their cellmate.” (Nathan Rep. 21.)
Defendants argue in their initial papers that plaintiffs’ claim for injunctive relief, insofar as it is based on secondhand smoke, is moot, because since January 2001 smoking has been prohibited in all DOCS facilities. (Def. Inj. Mem. 88; Def. R. 56.1 Stmt. ¶ 54.)
28
However, the mere existence of a policy proscribing smoking in prisons does not deprive this Court of jurisdiction to hear plaintiffs’ claims if plaintiffs allege, as they do here (PI. Inj.Mem.42), that the policy is routinely ignored.
Davis v. New York,
To support their claim that defendants’ smoking policy is not enforced, plaintiffs rely on Nathan’s observations during his tour of the facilities (Nathan Rep. 21), Nathan’s interviews with inmates who reported that smoking still occurs inside cells (id.), and the testimony of George Duncan, the superintendent of Great Meadow, that he believes some smoking inside cells still occurs after the implementation of the smoking policy (Duncan Dep. 105-106). 29
In their reply papers, defendants abandon their jurisdictional argument and instead argue that the record lacks sufficient evidence to support injunctive relief.
30
(Def. Inj. Reply 39-49.) Defendants point out that virtually all of plaintiffs’ evidence regarding the level of smoking in DOCS facilities predates the 2001 policy that prohibited smoking, and that therefore there is insufficient evidence in the record for a factfinder to conclude that
today,
as opposed to before 2001, plaintiffs are subjected to an unreasonable level of secondhand smoke to which defendants are deliberately indifferent.
(Id.
40-43.) Indeed, the only admissible evidence plaintiffs present that postdates 2001 is Nathan’s observation of full ashtrays in the facilities during his examination and Duncan’s statements
Plaintiffs have failed to produce sufficient evidence to raise an issue of fact with respect to their claim based on secondhand smoke in double cells. To survive summary judgement, plaintiffs must produce evidence from which a finder of fact could conclude that double-celled inmates, as a class, are subjected to “unreasonably high levels” of secondhand smoke,
Warren,
Moreover, during the period to which this evidence relates, smoking was permitted in DOCS facilities. To the extent that smoking was common in the prisons, inmates were surely exposed to secondhand smoke in a variety of institutional contexts. White it is logical to hypothesize that being confined in a double cell with a cellmate who smokes would aggravate the condition, plaintiffs offer no evidence that quantifies, or even attempts to document,
Even if plaintiffs were able to show that class members were subjected to unconstitutional level of secondhand smoke in 1995 or 1996, there is no evidence in the record that would support a conclusion that such conditions continue to exist. To obtain injunctive relief, plaintiffs must show that inmates in double cells continue to be exposed to an unreasonable risk of harm from secondhand smoke. Farmer;
Nathan’s observation of full ashtrays does not create an issue of fact in connection with plaintiffs’ double-celling claim, because Nathan does not indicate whether the ashtrays he observed were in single cells or double cells, whether the cigarettes in those ashtrays were smoked when cellmates were present, or the period of time over which the ashtray was filled. Nathan’s report dоes not state that he observed any secondhand smoke in the facilities during his visit, nor does it state that he observed any smoking in double cells in particular. In short, Nathan’s report does not provide any evidence relating to the level of secondhand smoke in double cells. Based on Nathan’s observations, a finder of fact could conclude that there is some level of secondhand smoke in the DOCS facilities. However, a finder of fact could not conclude, based on Nathan’s observation of full ashtrays, that double-celling results in exposure to unreasonably high levels of secondhand smoke.
Plaintiffs’ reliance on Duncan’s statements is similarly unavailing. During his deposition, Duncan admitted that before the smoking policy took effect, he believed that some smoking would continue despite the policy. (Duncan Dep. 105-06.) However, Duncan’s testimony does not provide any evidence of the level of smoking that currently exists in DOCS facilities or the level of smoking in double cells specifically. Furthermore, Duncan’s acknowledgment of continued smoking is not evidence of the policy’s current failure or lack of enforcement, but rather was part of an explanation of his opinion that despite the smoking ban, DOCS should continue to have policies relating to smoking because it would be foolish to simply ignore the issue in light of the regulation. (Id.) 33
It is difficult to believe that the smoking policy has completely eliminated smoking
Plaintiffs have failed to raise an issue of fact with respect to the objective injury prong of their secondhand smoke claim. However, even if plaintiffs were able to raise an issue of fact regarding the risk of injury, they have failed to present evidence from which a finder of fact could conclude that defendants are deliberately indifferent to that risk.
An evaluation of defendants’ state of mind must take into account defendants’ “current attitudes and conduct and any policies that have been enacted.”
Warren,
IV. Plaintiffs’ First Amendment Injunction Claims
A. The Injunctive Relief Sub-Classes Do Not Assert First Amendment Claims
Before addressing the merits of plaintiffs’ First Amendment injunctive claims, the Court must dispel some confusion regarding the procedural posture of these claims. Defendants, in them initial papers, argue that the Eighth Amendment claim on behalf of the Attica subclass should be dismissed because the Attica class representative, Abdul, raises only a First Amendment claim. (Def.Inj.Mem.20.) Defendants seem to assume that the Attica subclass’s First Amendment claims should remain intact. Plaintiffs, in their response, title the section discussing their First Amendment claims: “There Are Disputed Issues of Material Fact Regarding Whether Defendants Violated the Classfs] Free Exercise Rights.” (Pl. Inj. Mem. 44, emphasis added.)
Despite both parties’ focus on the First Amendment claims of the injunctive relief subclasses, it appears that plaintiffs have not actually advanced any
class
claims under the First Amendment, and that no class has ever been certified to bring class claims on behalf of “Muslim Plaintiffs” (Pl.
The conclusion that plaintiffs have not stated a class claim for injunctive relief is supported by this Court’s opinion certifying the plaintiff class. Plaintiffs’ free exercise claims were dismissed in that opinion, but plaintiffs were granted leave to replead their First Amendment claims within thirty days.
Jones,
In this case, plaintiffs’ claims on behalf of “Muslim Plaintiffs” (Pl.Inj.Mem.45) could very well be counter to the interests of other members of the double-celling class. For instance, if defendants are not permitted .to double cell Muslim inmates, fewer inmates will be eligible for double-celling and the number of single cells available to non-Muslims will decrease. As a result, the practice, contested by plaintiffs, of forcing inmates to choose between sharing a double cell or being transferred to a different facility could be exacerbated for non-Muslim inmates.
This particular potential conflict is mentioned only by way of example; the Court expresses no opinion as to whether certification would have been granted had the Court considered plaintiffs’ First Amendment claims. The point is that the Court
did not
examine any potential conflicts within the class because plaintiffs’ First Amendment claims had been dismissed.
B. Plaintiffs’ Individual Injunctive Claims Are Not Moot
Defendants argue that the individual plaintiffs lack standing to seek injunctive relief on their First Amendment claims because they have either been released from DOCS custody or are no longer being double-celled. (Def.Inj.Mem.111.) As an initial matter, defendants misstate their argument. Standing is determined at the time a complaint is filed,
see Friends of the Earth, Inc. v. Laidlaw Envtl. Sews. (TOC), Inc.,
The fact that plaintiffs’ First Amendment injunctive claims are individual claims and not class claims alters the determination of whether those claims are now moot. If the individuals were named plaintiffs representing a class, then the mooting of the individual claims would not moot the claims of the class as a whole.
County of Riverside v. McLaughlin,
Plaintiffs do not dispute the fact that at the time defendants filed their summary judgment motion, none of the individual plaintiffs advancing First Amendment injunctive claims was being double-celled in alleged violation of his First Amendment rights.
35
However, “[i]t is well settled that ‘a defendant’s voluntary cessation of a challenged practice does not deprive a federal court of its power to determine the legality of the practice.’ ”
Friends of the Earth,
With respect to most of the individual plaintiffs, defendants have failed to meet the heavy burden of showing that the plaintiff will not be double-celled again in alleged violation of his First Amendment
C. Plaintiffs’ Claims for Injunctive Relief Under the First Amendment
Plaintiffs’ third consolidated and amended complaint alleges that defendants’ practice of double-celling impairs the ability of individual plaintiffs “to practice their religion, in violation of the First and Fourteenth Amendments.” (Comply 145.) Claims brought by prisoners alleging a violation of the Constitution, including First Amendment claims, are controlled by the Supreme Court’s decision in
Turner v. Safley,
which states that “when a prison regulation impinges on inmates’ constitutional rights, the regulation is valid if it is reasonably related to legitimate penological interests.”
Our Court of Appeals has not yet determined the showing necessary for a plaintiff to meet Turner’s “impinge[ment]” requirement. Various other courts of appeals have adopted a “substantial burden” requirement.
See McEachin v. McGuin-nis,
Once a plaintiff makes the necessary showing regarding a regulation’s effect on his religious beliefs, the question
1) A “valid and rational connection” between the regulation and the legitimate governmental interest that justifies it.
2) Whether there are alternative means of exercising the burdened practice available to the inmates.
3) The effect an accommodation would have on prison resources.
4) Whether there exist any affordable alternative regulations or practices that would accommodate the inmates’ religious practices “without compromising valid penological interests.”
See Ford,
Plaintiffs claim that defendants’ policy of double-celling prеvents them from practicing their religion because there is insufficient room to pray in a double cell, a cellmate may render a cell unclean and therefore unfit for prayer, several prayers must be made in solitude, certain rituals require privacy which is not available in a double cell, and the morning call to prayer could disturb a sleeping cellmate. (CompLfl 111.) For purposes of this motion, the Court will assume without deciding that a factfinder could conclude that defendants’ double-celling policy substantially burdens the aforementioned religious practices. Despite this assumption, plaintiffs’ claims for injunctive relief under the First Amendment fail as a matter of law.
Defendants assert that their double-cell-ing policy “is rationally related to the goal of finding sufficient bed space to house all maximum security inmates, while being able to rotate inmates out of double cells so as to limit the length of time any one inmate must spend involuntarily in a double cell.” (Def.Inj.Mem.103.) The need to house each inmate in a cell is indeed a “legitimate” interest for DOCS, and placing two inmates in a single cell is “reasonably related” to that interest. Each inmate needs to be in a cell, and if there are more inmates than cells, placing two inmates in one cell is, on its face, a reasonable solution.
In response to defendants’ proffered justification for double-celling, plaintiffs completely fail to produce any evidence or make any arguments to satisfy their burden of showing that defendants’ policy is unreasonable under the
Turner
factors.
37
In their memorandum in support of injunc-tive relief, plaintiffs argue that double-celling is not related to a government interest because inmates are not respectful of plaintiffs’ religious practices, and because even when a disrespectful cellmate is replaced by DOCS, the replacement is of
Short of exempting the individual Muslim plaintiffs from double-celling altogether, plaintiffs offer no alternative solution that would accommodate them religious needs, nor do they attempt to explain how the requested exemption could be applied without compromising the legitimate peno-logical interest in distributing the burden of double-celling equally among prisoners. Additionally, the record contains evidence of the existence of acceptable alternatives for the practices plaintiffs allege are burdened by double-celling. If an inmate is unable to pray on the floor because оf clutter in a double cell, he can rearrange the cell or pray on his bed.
(See, e.g.,
Abdul I Dep. 41.) If a cell becomes unclean because of a dirty cellmate, an inmate can clean the cell himself.
(See, e.g., id.
at 58-59.) Prayers that need to be recited in solitude can be made up at a later time when a cellmate is away.
(See, e.g.,
Allah Dep. 115-16.) Rituals that require privacy can also be performed when a cellmate is away, or can be performed behind a privacy curtain. (See Def. Inj. Mem. 101.) Lastly, the morning call to prayer need not be said so loudly as to wake a sleeping cellmate.
38
Plaintiffs do not contend that any of these alternatives are unacceptable. Nor do they contend that the burdens on religious practice from double-celling go beyond merely limited interference with religious observance. Defendants’ double-celling policy does not directly restrict or prohibit the practice of Islam, and, with the exception of the particular burdens mentioned above, plaintiffs do not present any evidence that they have been widely burdened in their religious exercise.
See O’Lone v. Estate of Shabazz,
In the absence of evidence, plaintiffs seek to rely on the Second Circuit opinion in
Salahuddin v. Coughlin,
Plaintiffs suffer from a fundamental misunderstanding of summary judgment. The simple observation that an element of plaintiffs’ claim depends on facts does not defeat a summary judgment motion. Virtually
every
element of
any
cause of action depends on facts. When the success of a claim depends on the existence of evidence, the party who has the burden to prove the claim at trial has the burden to produce evidence from which a reasonable
Salahuddin
does not compel a different conclusion. The
Salahuddin
Court reversed and remanded the district court’s dismissal of plaintiffs claims because plaintiff had not yet obtained any discovery from defendants.
This Court is under no obligation to engage in an exhaustive search of the record for evidence in support of plaintiffs’ claims if they fail to provide it.
See Amnesty Am. v. Town of W. Hartford,
D. Plaintiffs Do Not Assert a Claim Under RLUIPA
As stated above, plaintiffs’ third consolidated and amended complaint asserts a claim based on defendants’ alleged impairment of plaintiffs’ ability to “practice their religion, in violation of the First and Fourteenth Amendments.” (Compl.f 145.) That is the only cause of action in the complaint related to religious freedom. However, in their response papers plaintiffs assert, for the first time, that their First Amendment claims should be governed by the Religious Land Use and Institutionalized Persons Act of 2000 (“RLUIPA”), 42 U.S.C. § 2000cc, which prohibits prison policies and regulations that “impose a substantial burden on the religious exercise of a person residing in or confined to an institution” unless the policy or regulation “is in furtherance of a compelling government interest[ ] and ... is the least restrictive means of furthering that compelling government interest.” Id. § 2000cc-l(a).
Plaintiffs’ operative complaint does not mention RLUIPA — an understandable omission since RLUIPA did not become law until one year after the third consolidated and amended complaint was filed. However, plaintiffs did not movе to amend the complaint in the four years between the passage of RLUIPA and the filing of
To the extent that plaintiffs argue that RLUIPA controls all First Amendment claims brought by prisoners, they are incorrect. RLUIPA is an independent cause of action, not a directive to courts instructing how evaluate claims brought under the First Amendment. Under RLUIPA, an inmate “may assert a ... claim ... in a judicial proceeding and obtain appropriate relief against a government.” 42 U.S.C. § 2000cc-2(a). Nothing in the text of the statute requires a federal court to apply RLUIPA in all cases where it could be applied. Rather, the statute says that the claim may be “assert[ed],” implying that some affirmative action is required by the party relying on the statute. Additionally, by using the permissive auxiliary verb “may,” the statute indicates that assertion of the claim is not automatic, but rather is a matter of choice on the part of the plaintiff.
District courts in this circuit have adopted this approach, and treat claims under the First Amendment and under RLUIPA as separate causes of action. For example, in
Marria v. Broaddus,
In support of their argument that their First Amendment claim should be evaluated as a RLUIPA claim, plaintiffs rely on
McEachin v. McGuinnis,
which states that “ ‘the failure in a complaint to cite a statute, or to cite the correct one, in no way affects the merits of a claim.’ ”
Plaintiffs do not assert a RLUIPA claim the operative complaint, they did not amend their complaint in the four years after the passage of RLUIPA to include such a claim, and on this motion for summary judgment they do not seek leave to amend their complaint. In any event, even if the Court were to interpret plaintiffs’ statement that the complaint “supports a claim under” RLUIPA (PI. Inj.Mem.44) as a request for leave to amend the complaint, that request would be denied as untimely.
Leave to amend a complaint “shall be freely given when justice so requires.” Fed.R.Civ.P. 15(a). Our Court of Appeals has explained this provision of the Rule as follows:
In the absence of any apparent or declared reason — such as undue delay, bad faith or dilatory motive on the part of the movant, repeated failure to cure deficiencies by amendments previously allowed, undue prejudice to the opposing party by virtue of allowance of the amendment, futility of amendment, etc. — the leave sought should, as the rules require, be “freely given.”
United States ex rel. Mar. Admin.,
“[Cjourts in this District have consistently ruled that it is inappropriate to raise new claims for the first time in submissions in opposition to summary judgment.”
Beckman v. U.S. Postal Serv.,
The length of the delay also supports denying leave to amend the complaint. RLUIPA was passed in 2000, yet plaintiffs waited until 2004 to raise their claim in response to defendants’ summary judgment motion. In the absence of any justification for such a lapse of time — and none is provided — plaintiffs’ four year delay must be considered undue.
See, e.g., John Hancock Mut. Life Ins. Co. v. Amerford Int’l Corp.,
A RLUIPA claim, like any other claim, can be waived if it is not brought in a timely fashion. In
Fifth Avenue Presbyterian Church v. City of New York,
The recent decision in
Hankins v. Lyght,
The Court of Appeals’s determination that the defendants in
Hankins
did not waive their RFRA defense does not alter this Court’s determination that defendants here have waived any potential RLUIPA claim. As an initial matter, the
Hankins
Court recognized that a RFRA claim, and presumably therefore a RLUIPA claim as well, can be waived.
Id., citing United States v. Amer,
Second, the
Hankins
Court viewed RFRA not simply as a defense to plaintiffs ADEA claim, but rather as an amendment to and limitation on the ADEA itself.
Id.
(“We are required to interpret federal statutes as they are written — in this case the ADEA as amended by the RFRA....”). Therefore, defendants’ failure to raise a RFRA defense or even their affirmative renunciation of such a defense did not release the Court of Appeals from its obligation to apply the law — “the ADEA as amended by the RFRA,”
id.
— to plaintiffs claims. This aspect of the
Han-kins
reasoning is wholly inapplicable to the case before this Court. Here, plaintiffs’ cause of action is brought under 42 U.S.C. § 1983, and their claim is that defendants have violated their federal rights under the First Amendment. RLUIPA cannot be read to “amend” § 1983 because § 1983 merely provides a cause of action for the deprivation of federal rights; it does not create any substantive rights that could be altered or limited by RLUIPA. The First Amendment does create substantive rights, but the rights and protections of the First Amendment cannot be altered by Congress.
See City of Boerne v. Flores,
Finally, any tension between the holdings in
Fifth Avenue
(which found a waiver) and
Hankins
(which did not) must be resolved in favor of
Fifth Avenue
because this case, like
Fifth Avenue,
involves RLUIPA, while
Hankins
involved RFRA. Despite the fact that there is “no meaningful difference between RFRA and RLUIPA that could justify ... inconsistent results,”
Hankins,
The third amended complaint does not include a claim under RLUIPA, and plaintiffs do not now seek to amend the complaint to add such a claim. In any event, any amendment would be untimely, as plaintiffs have waived any possible claim under RLUIPA. As stated above, no finder of fact could find for plaintiffs on their claims for injunctive relief under the First Amendment. The mere mention of RLUI-PA in their response memorandum does not alter that conclusion.
V. Plaintiffs’Due Process Claims
The third consolidated and amended complaint includes a cause of action alleging that defendants’ double-celling policy and practice violated plaintiffs’ due process rights under the Fourteenth Amendment. (CompU 143.) That claim was dismissed in a prior opinion.
See Jones,
VI. Plaintiffs’ Individual Damages Claims
In addition to asserting class and individual claims for injunctive relief, thirty-eight named plaintiffs present separate claims for individual damage awards related to harms allegedly resulting from defendants’ double-celling policy. While much of the above discussion regarding the applicable law would apply with equal force to plaintiffs’ damages claims, each claim for damages by each individual de
As discussed above, plaintiffs have failed to produce sufficient evidence to show that defendants’ double-celling policy is unconstitutional as a general matter. However, nothing in this Court’s opinion forecloses plaintiffs from showing that, with respect to particular plaintiffs in particular circumstances, double-celling may result in a violation of an inmate’s constitutional rights. Indeed, based on a review of the record, and plaintiffs’ difficulty in producing evidence to support class-wide relief, an individualized inmate-by-inmate approach to double-celling claims would seem to be more appropriate than the generalized class approach adopted by plaintiffs. Unfortunately, the record before the Court does not contain evidence that would allow fоr such an individualized inquiry
Plaintiffs’ reliance on a theory of a class-wide constitutional violation presents additional problems for individual plaintiffs. To obtain damages from an individual defendant, plaintiffs must show that the defendant was personally responsible for the deprivation of plaintiffs rights.
Hernandez v. Keane,
In this case, the individual defendants against whom plaintiffs seek damages are the commissioner of DOCS and the superintendents of the various institutions. (Compl.lHI 25-42.) A factfinder could conclude that these defendants had personal involvement with the implementation of the double-celling policy as a general matter. However, on the record before the Court it appears unlikely that a factfinder could conclude that these defendants had personal involvement with any of the specific instances of which individual plaintiffs complain. That is no doubt due to plaintiffs’ reliance on evidence of class-wide violations; the record contains no evidence that specific harms to specific plaintiffs resulted from specific constitutional violations.
The Court is loath to grant summary judgment on individual plaintiffs’ damages claims when the record before the Court was not created with an eye toward the necessary individualized inquiry. Plaintiffs’ damages claims were treated as tag-alongs to plaintiffs’ class-wide claims, but the class-wide claims have not survived summary judgment. It is unclear whether material issues of fact exist with respect to any or all of the individual damage actions because the discovery record was not properly compiled with these issues in mind. Therefore, the Court will reserve decision on the individual plaintiffs’ damages claims and schedule a conference at which the parties can discuss whether supplemental briefing on the individual claims is necessary, or whether plaintiffs will
CONCLUSION
Plaintiffs have not produced sufficient evidence for a finder of fact to conclude that defendants’ policy and practice of double-celling violates the Constitution with respect to the class as a whole. Accordingly, it is hereby ordered that:
1. Plaintiffs’ class claims for injunctive relief under the Eighth Amendment (First Cause of Action) are dismissed.
2. The individual plaintiffs’ claims for injunctive relief under the First Amendment (Third Cause of Action) are dismissed.
3. Plaintiffs’ class claims for injunctive relief and individual claims for damages under the Fourteenth Amendment (Second Cause of Action) are dismissed.
4. The Court reserves decision on individual plaintiffs’ claims for damages under the Eighth Amendment and the First Amendment (First and Second Causes of Action).
5. The parties shall appear for a conference on Friday, June 30, 2006, at 4:00 p.m.
SO ORDERED.
Notes
. The status of plaintiffs' fourth cause of action — an Eighth Amendment claim on behalf of all inmates of Green Haven — is unclear. In his September 27, 1999, opinion, Judge Pauley expressly refused to dismiss plaintiffs’ fourth cause of action,
Jones,
The parties, for their part, seem to have completely forgotten about the fourth cause of action as a separate claim. Outside of the double-celling claims, neither party discusses any claim regarding the general conditions of confinement at Green Haven, and neither party discusses the existence, or lack of existence, of any "Green Haven Conditions” class.
. See Nathan Rep. 10-19.
. Defendants' Rule 56.1 Statement often uses words such as "extensive” and "thorough” when describing the review process. {See, e.g., Def. R. 56.1 Stmt. ¶¶ 30, 31.) Plaintiffs generally "deny” these assertions to the extent that they characterize the review process in a positive light. In adopting the defendants' description of the actual processes used to screen inmates, the Court does not adopt the defendants' normative valuations of those processes.
. Plaintiffs deny a portion of this assertion based on the deposition of James Stinson, the superintendent of Great Meadow. Plaintiffs cite to Stinson's testimony that "[inmates] are interviewed by medical staff.... Medical ex-animations take place later on. If there needs to be a medical examination, that takes place later on.” (Stinson Dеp.109.) However, this portion of Stinson's deposition describes the procedures used when new inmates arrive at Great Meadow, not when they arrive at DOCS reception facilities, and therefore it does not contradict the assertions regarding reception screening in defendants' Rule 56.1 Statement.
.DOCS uses the term UI to refer to serious events including "major disturbances at the facility, inmate deaths, or serious inmate assaults involving the use of weapons and/or serious injury to the inmate.” (Def. R. 56.1 Stmt. ¶ 63.)
. Plaintiffs argue that defendants “threaten[]” inmates with transfer to a "facilit[y] far away from the New York City area if they do not Volunteer’ to remain in a double-cell.” (Pl.Inj.Mem.9.) The only support plaintiffs provide for this claim is a citation to the deposition of defendant Goord, who not surprisingly does not employ the "threat” language. (Goord Dep. 73-75.) Defendants admit that an inmate who does not wish to remain in a double cell after 60 days is moved to a single cell either in "his current facility or a new facility, ” thereby acknowledging that a transfer to a different facility may result if an inmate refuses to be double-celled in his current facility. (Def. 56.1 Stmt. ¶ 58.) Despite the difference in characterization, both parties seem to agree that prisons closer to New York City are usually more desirable for inmates, and that an. inmate's refusal to be double-celled in a popular New York City-area prison may result in that inmate’s transfer to a less crowded, less popular, more • distant facility.
. While plaintiffs are correct that these various inmates were double-celled in the facilities that have no class representative, it is unclear from the inmates' depositions exactly when they were double-celled in the facilities, and therefore it is impossible to determine on the record currently before the Court whether, at the time the initial complaint was filed or the initial motion for class certification was made, the inmates had standing to bring claims on behalf of the class.
. It appears from the structure of the complaint that paragraphs 16 through 24 designate named plaintiffs for each of the subclasses. In addition to the lack of any reference to named plaintiffs for the Clinton or Great Meadow subclasses in these paragraphs, there is also no mention of the Wende facility. Defendants have not raised an objection to the Wende subclass, presumably because Wende is not one of the exemplary institutions for purposes of discovery.
. Plaintiffs' argument that Abdul does in fact raise an Eighth Amendment claim is hardly worth a response. The citation to Abdul’s deposition provided by plaintiffs reveals that while Abdul was “depressed a lot” from being double-celled, he was never actually injured in any way. (Abdul Dep. II 24-26.) In аny event, in light of the Court's disposition of plaintiffs’ request to amend the complaint, discussed below, there is no need for the
. The Pythagorean theorem states that the sum. of the squares of the sides of a right triangle equals the square of the hypotenuse. For a triangle with sides a and b and hypotenuse c, therefore: a2 + b2 = c2. If a bunk bed in a double cell is 6 feet, or 72 inches, high, and the horizontal distance between the lower bunk and the toilet is 18 inches, and we assume that the toilet is approximately 12 inches off the ground, then the toilet, the lower bunk, and the upper bunk define the three points of a right triangle with dimensions 18x60xD, where D is the hypotenuse and the distance along the diagonal between the upper bunk and the toilet. Using the Pythagorean theorem, 602 + 182 = D2, so therefore D = V (3600 + 324) = V (3924) = 62.6.
. It may reasonably be asked why an inmate would choose to sleep with his head at the end of the bed that is 18 inches away from a toilet, instead of relegating his feet to that position. Nathan reports that many inmates sleep with their heads toward the back of their cells "to avoid the real or perceived possibility of injury at the hands of other inmates during sleeping hours.” (Nathan Rep. 20 n. 13.) This phenomenon exists in "virtually every prison” Nathan has visited, not just those that are at issue in this litigation, and apparently has nothing to do with double-celling. (Id.)
. Plaintiffs’ chart of UIs lists five UIs in double cells in Attica from 1995 to 2001. (See Zilberberg Decl. Unusual Incident Reports.) However, plaintiffs' own description of one of the incidents describes it as taking place "in keeplock shower.” (Id.) Accordingly, only four of the five incidents plaintiffs claim to have occurred in a double cell in Attica actually occurred in a double cell.
. Plaintiffs' chart of UIs lists six assaults in Clinton, but plaintiffs describe one of those incidents as taking place in a TV room, and another incident as involving 25 inmates, which, based on plaintiffs’ claims about the size of the double cells at issue here, could not have taken place inside a double cell. (See Zilberberg Decl. Unusual Incident Reports.)
. Plaintiffs' chart of UIs describes one of the Great Meadow incidents as taking place “in the corridor.” (See Zilberberg Decl. Unusual Incident Reports.)
. Interestingly, while plaintiffs assert a general Eighth Amendment claim, apart from their double-celling claim, only with respect to Green Haven, the reported incidents of inmate violence against inmates are lower at Green Haven than at any of the other facilities for which data were provided.
. Plaintiffs' chart of UIs describes one of the Green Haven incidents as taking place "in the yard.” (See Zilberberg Decl. Unusual Incident Reports.)
.
But see
supra note 11 (noting that inmates in both single and double cells fear that in
. Indeed, the number of reported incidents in double cells is so low that a factfinder could infer from these statistics that defеndants’ screening and selection procedures for double-celling are effective in reducing the risk of violence.
. The same is true of crimes occurring in the general population. Criminologists have long speculated about the "dark figure" of crime— crime that goes unreported to the police. See, e.g., Marvin E. Wolfgang, Uniform Crime Reports: A Critical Appraisal, 111 U. Pa. L.Rev. 708 (1963).
.Nathan refers to a report titled "Problems Between Bunkies” that relates to Attica. (Nathan Rep. 25.) However, the report itself is not a part of the record, and Nathan’s assertion that the report documents seventeen incidents of "fighting” from 1996 to 2000 provides no information regarding the seriousness of the fights.
. Defendants argue that the incidents of violence Nathan discusses in his report are hearsay, and therefore should not be considered on this motion for summary judgment. The Court, however, is not considering the evidence from Nathan’s interviews for the purpose of determining whether a finder of fact could infer that any particular incident took place, but rather the Court is considering the evidence as support for Nathan's conclusion, as an expert, that incidents of violence are under-reported in DOCS prisons.
. This conclusion is not surprising given that UI reports only reflect serious infractions.
. Nathan advances two distinct arguments. On one hand, he asserts that prison violence is often not reported to prison authorities. On the other hand, he asserts that in DOCS facilities, even when incidents are reported to prison authorities, they are not always reflected in UI reports.
. Indeed, the argument would apply not merely to double cells, but to any elevated bed, even in a single cell.
. In contrast to their claims regarding increased violence, plaintiffs do not argue that incidents of disease transmission in double cells are under-reported due to a fear of retaliation for "ratting” on a fellow prisoner. Plaintiffs offer no explanation for the lack of evidence of disease transmission, and instead rely on the apparently as-yet unrealized "potential” for such an occurrence.
. In response to defendants’ assertion and accompanying citation to the record that none of Barnett’s cellmates had active tuberculosis, plaintiffs claim that they do "not have sufficient information to admit or dispute” defendants' statements. (PI. R. 56.1 Stmt. ¶¶ 5-8.) The Rule 56.1 Statement is not an answer, and defendants' motion for summary judgment is not a motion to dismiss. Plaintiffs’ allegations are not assumed to be true, and those allegations must be supported by evidence in the record. If, after years of discovery, plaintiffs do not have "sufficient information” to dispute evidence provided by defendant, or tо argue that defendants’ evidence is not reliable, then those facts asserted by defendants are deemed admitted. See Local R. 56.1(c).
. Plaintiffs also cite to plaintiff White’s deposition, but the portion of the deposition on which they rely relates to ventilation in double cells and "germs.” (White Dep. 64.) Later in his deposition, in a portion not cited by plaintiffs, White states that he did not suffer any physical harm as a result of double-cell-ing. (Id. 96.)
. This is the only argument in opposition to plaintiffs' secondhand smoke claims presented by defendants in their initial papers, and it fills less than a single page in a 114-page submission. (Def.Inj.Mem.88.)
. Plaintiffs also cite to the deposition of Gerald Gaes in support of their claim that smoking continues in DOCS facilities. (PL Inj.Mem.42.) Defendants dispute plaintiffs’ characterization of Gaes's testimony. (Def. Inj. Reply 42-43.) However, the Court is unable to evaluate the probative value of Gaes’s statements because plaintiffs, inexplicably, did not include the relevant portion of Gaes's deposition in the record.
.Defendants raised this argument specifically with respect to plaintiffs' secondhand smoke claims for the first time in their reply brief. However, in their initial papers, defendants argued that plaintiffs' claims for injunc-tive relief, as a general matter, should be dismissed because plaintiffs relied on "stale” evidence from 1995 and 1996 that failed to show a continuing violation. (Def.Inj.Mem.111.) Therefore, plaintiffs were on notice with respect to this argument as a general matter, and defendants’ application and expansion of that argument specifically to plaintiffs’ secondhand smoking claims created no unfair surprise. In any event, plaintiffs have not requested leave to file a sur-reply on the issue.
. Statements by inmates that smoking continues in DOCS facilities, made to Nathan and recounted in his report, are hearsay and therefore cannot be relied upon to create an issue of fact to defeat summary judgment. Fed.R.Civ.P. 56(e);
see also Patterson v. County of Oneida,
. Bailey was double-celled in 1995. (Def. R. 56.1 Stmt. Bailey ¶ 2.) Barnett was double-celled in 1995. (Def. R. 56.1 Stmt. Barnett ¶ 2.) Bermudez was double-celled in 1995. (Def. R. 56.1 Stmt. Bermudez ¶ .) Hunt was double-celled in 1996. (Def. R. 56.1 Stmt. Hunt ¶ 1.) Martin was double-celled in 1995. (Def. R. 56.1 Stmt. Martin ¶ 1.) Rivera was double-celled in 1995 and 1996. (Def. R. 56.1 Stmt. J. Rivera ¶ 1.) West was double-celled in 1995. (Def. R. 56.1 Stmt. West ¶ 1.)
It is not surprising that the testimony of these plaintiffs describes the conditions of double-celling as they existed in 1995 or 1996. This suit was filed in 1995, and as named-plaintiffs the above-mentioned inmates would have had to have been double-celled during that period. Plaintiffs, however, were not limited to the depositions of named plaintiffs to produce evidence of the level of secondhand smoke in the facilities at a time closer to the filing of this motion. Plaintiffs’ expert Nathan toured the facilities, and reported оn the conditions of the cells he saw there. Similar first-hand observations could have been obtained relating to secondhand smoke. Alternatively, plaintiffs could have obtained sworn statements from inmates who were double-celled after the implementation of the 2001 smoking policy.
. In contrast to plaintiffs' reliance on statements of inmates from 1995 and 1996, defendants point to the deposition testimony of plaintiff Allah, in which he stated that "just recently [DOCS] banned smoking throughout the facility. There is no more smoking inside the doors ... so if you are in a double bunk with somebody ... you don't have to worry about the smoking.” (Allah Dep. 126-27.) This is the only evidence presented by either party relating to the actual level of smoking in double cells after the implementation of the smoking ban in 2001. While Allah's testimony would clearly be relevant to a factfinder, if plaintiffs’ evidence sufficed to raise a material issue of fact, Allah's contrary testimony could not support a finding as a matter of law in defendants’ favor.
. Plaintiffs do not identify the "others” mentioned in the third cause of action.
. In fact, plaintiffs don't respond to any of defendants’ arguments regarding mootness or standing to seek injunctive relief.
. This conclusion cannot be applied to the First Amendment claim for injunctive relief advanced by plaintiff Asim Abdullah Bomani. Bomani was released from DOCS custody in 1998. (Def. R. 56.1 Stmt. Bomani ¶ 1.) Therefore, while defendants’ policy of double-celling continues, Bomani is no longer under defendants’ control, and so that policy no longer affects him. This Court cannot reasonably project that Bomani will once again be arrested, tried, convicted, sent to a maximum security prison in New York, and double-celled in a manner that conflicts with his practice of Islam.
See DeFunis v. Odegaard,
The Court has already dismissed the individual claims of Isaac Nelson and Lundien Brown by order dated August 22, 2002, for failure to comply with discovery. (Doc. # 134.)
. This failure is no doubt due in part to plaintiffs’ newfound reliance on RLUIPA in support of their claims for injunctive relief. If plaintiffs were correct that Turner did not govern their claims, then there would be no need to produce the kind of evidence that Tumer requires. However, even in the context of their individual claims for damаges, where they admit that Turner applies, plaintiffs' claims suffer the same evidentiary defect. (PL Damages Mem. 48.)
. Plaintiffs do not explain how the effect of an inmate’s prayer on his sleeping cellmate results in a violation of the inmate’s First Amendment rights. In such a situation it is the inmate’s concern for the comfort of his cellmate, and not defendants’ double-celling policy, that inhibits the practice of his religion.
.
See, e.g., Henderson
v.
Terhune,
. Despite raising a RLUIPA claim for the first time in this litigation in their response to defendants' summary judgment motion, plaintiffs defend the inclusion of this apparently new statutory claim with only two lines in a footnote. (PI. Inj. Mem. 44 n. 10.)
. Our Court of Appeals has explained that the liberal pleading requirements of Fed. R.Civ.P. 8 function only in conjunction with the rules regarding discovery and summary judgment. At the pleading stage, bare factual assertions are sufficient because discovery and summary judgment will, at some point during the litigation, serve to narrow and define the relevant issues.
Wynder v. McMahon,
. RLUIPA and RFRA both generally prohibit governments from placing substantial burdens on the exercise of religion. The operative language of the two statutes is virtually identical. Compare 42 U.S.C. § 2000cc-2(a), with 42 U.S.C. § 2000bb-l(c). The main difference between the two statutes lies in their scope. RLUIPA reaches state law, but only state law involving land use and prisons. RFRA does not reach state law, but it is not limited to land use and prison regulations.
. Defendants’ double-celling policy may indeed be affected by RLUIPA, but that effect is not properly characterized as an "amendment.” As discussed above, RLUIPA provides a cause of action that may be asserted to challenge certain state practices, and under the reasoning of Hankins RLUIPA may limit the scope of certain federal causes of action. However, Hankins does not command this Court to assert on plaintiffs’ behalf an independent cause of action that, to this point, they have not asserted themselves. The effect of RLUIPA on defendants’ double-celling policy will be decided, if at all, in a case in which the plaintiffs actually bring a RLUIPA claim.
. A panel of the Court of Appeals is bound by the prior decisions of other panels unless those decisions are overruled by the Supreme Court or the Court of Appeals sitting
en banc. In re Sokolowski,
