MEMORANDUM OPINION
Plaintiff Louis Scott Jones applied for a position as Special Agent with the Federal Bureau of Investigation (“FBI”) and received a conditional employment offer after successfully completing preliminary phases of the application process. His conditional offer was rescinded after the FBI conducted a background investigation and found him to be “unsuitable.” Plaintiff alleges discriminatory treatment and discriminatory impact based on race in violation of Title VII of the Civil Rights Act of 1964, codified as amended at 42 U.S.C. § 2000e et seq. Defendant has moved to dismiss based on lack of jurisdiction, failure to state a claim upon which relief may be granted, and failure to exhaust administrative remedies. For the reasons set forth below, defendant’s motion will be denied in part and granted in part.
BACKGROUND
In 1995 plaintiff applied for a Special Agent position with the FBI. After a first unsuccessful application, plaintiff reapplied in January 1999. (PI.’s Ex. A at 3 [Dep’t of Justice (“DOJ”) Final Decision].) Having successfully completed the preliminary phases of the application process, including a series of tests and a panel interview, plaintiff received a conditional offer of employment on October 18, 1999.
(Id.)
The offer was contingent upon his successful completion of a physical examination, polygraph examination, background investigation, and an overall determination by the FBI, based on a review of his entire file,
Plaintiff successfully completed the physical examination and polygraph examination, but on July 17, 2000, his offer was rescinded because the FBI determined he was an unsuitable candidate after his background investigation revealed an alleged lack of forthrightness about a prior encounter with police. (Pl.’s Ex. A at 4 [DOJ Final Decision].) 1 Patrick Maloy, the Chief of the Bureau Applicant Employment Unit (“BAEU”), notified plaintiff that his conditional offer was being rescinded based on “information gathered during complainant’s background investigation ‘from a variety of sources,’ including complainant’s job application, comments during the investigation, and results of various record checks.” (Id. at 4 (quoting Letter from Patrick Maloy to plaintiff (July 17, 2000)).) Plaintiff appealed that decision, and on September 11, 2000, Deputy Assistant Director and Personnel Officer Michael Varnum upheld it, explaining that plaintiff did not
“meet the suitability standards” of a Special Agent because he had failed to disclose on his application or during the Personnel Security Interview that he had been arrested in 1982 for failing to submit to a police officer’s request ... [and] “[although the charge was dismissed, [plaintiffs] lack of forthrightness regarding this matter preclude[d][his] case from being further processed.”
(Id. (quoting Letter from Michael Varnum to plaintiff (Sept. 11, 2000)).) 2 Thereafter, plaintiff filed a complaint with the Equal Employment Opportunity Commission (“EEOC”) on December 5, 2000. (Def.’s Ex. 3 [EEOC Compl.].) After an investigation, the DOJ issued a Final Decision on February 24, 2003. (Pl.’s Ex. A [DOJ’s Final Decision].) Plaintiff appealed on March 28, 2003 (Def.’s Ex. 1 [EEO Appeal] ), 3 but withdrew his appeal in August 2003 (prior to a final EEOC decision) to pursue this lawsuit. (Def.’s Ex. 2 [Letter from Carlton M. Hadden, Director, EEOC Office of Fed. Operations, to Stephen G. Seliger, plaintiffs counsel (Aug. 21, 2003) ].) 4
LEGAL ANALYSIS
I. Legal Standard
Defendant moves to dismiss for lack of jurisdiction and for failure to state a claim pursuant to Fed.R.Civ.P. 12(b)(1) and 12(b)(6) respectively. Under Fed.R.Civ.P. 12(b)(6), dismissal is appropriate only where a defendant has “show[n] ‘beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief.’ ”
In re Swine Flu Immunization Prod. Liab. Litig.,
When faced with a challenge to subject matter jurisdiction under Fed. R.Civ.P. 12(b)(1), the complaint may be subject to closer scrutiny than is the case with a 12(b)(6) motion.
Uberoi v. E.E.O.C.,
II. Subject Matter Jurisdiction
Defendant claims that Title VII expressly bars the courts from considering the particular claims presented here. (Def.’s Mot. at 5.) He contends that, although Title VII expressly waives the government’s sovereign immunity from suit for certain discrimination claims, employment decisions made in the interest of national security are exempt from the waiver under 42 U.S.C. § 2000e-2(g), which provides:
[I]t shall not be an unlawful employment practice for an employer to fail or refuse to hire and employ any individual for any position ... if—
(1) the occupancy of such position ... is subject to any requirement imposed in the interest of the national security of the United States under any security program in effect pursuant to or administered under any statute of the United States or any Executive order of the President; and
(2) such individual has not fulfilled or has ceased to fulfill that requirement. (Emphasis added.)
As a threshold matter, plaintiff relies heavily on a recent decision of the Honorable James Robertson in Delgado v. Ashcroft, No. 99-2311 (D.D.C. May 29, 2003), to argue that collateral estoppel bars defendant’s jurisdictional challenge. In that case, which is factually similar to this one, the court, after conducting a trial on plaintiffs’ disparate impact claim, rejected the FBI’s jurisdictional argument determining that plaintiffs were rejected (after their background investigations) for suitability reasons and not as a result of a failure to obtain security clearances. Delgado, No. 99-2311, at 14-15. The court determined that “[i]f the suitability determination actually did perform all of the functions of a security clearance, the subsequent security clearance process would be completely meaningless.” Id. at 15.
Plaintiffs reliance on collateral estoppel is, however, misplaced. Under that doctrine, “a final judgment on the merits in a prior suit precludes subsequent relitigation of issues actually litigated and determined in the prior suit, regardless of whether the subsequent suit is based on the same cause of action.”
NextWave Pers. Communications, Inc. v. F.C.C.,
As a result, this Court must turn to the issue of whether, as a matter of law, 42 U.S.C. § 2000e-2(g) deprives it of jurisdiction to hear plaintiffs Title VII claim. According to defendant, the FBI’s decision not to hire plaintiff was made subject to a requirement imposed in the interest of national security. In particular, he argues that two Executive Orders require background investigations in the interest of national security, and that the FBI’s decision not to hire plaintiff was made pursuant to those Orders. Specifically, defendant contends that Executive Orders 10,450 and 9,835 placed the FBI’s background investigation under, the section 2000e-2(g) exemption and thus beyond the Court’s jurisdiction. (Def.’s Mot. at 3; Def.’s Reply at 5.) Executive Order 10,450 provides in relevant part:
[t]he head of each department and agency of the Government shall be responsible for establishing and maintaining within his department or agency an effective program to insure that the employment and retention in employment of any civilian officer or employee within the department or agency is clearly consistent with the interests of the national security ...
The appointment of each civilian officer or employee in any department or agency of the Government shall be made subject to investigation.
Exec. Order No. 10,450, 18 Fed.Reg. 2,489 (Apr. 27, 1953). Further, Executive Order 9,835 provides in relevant part:
[a] full field investigation shall also be conducted ... of applicants for particular positions, as may be designated by the head of the employing department or agency, such designations to be based on the determination by any such head of the best interests of national security.
Exec. Order No. 9,835, 12 Fed.Reg. 1,935 (Mar. 21, 1947).
Defendant also relies on two D.C. Circuit opi
nions—
Molerio
v. Fed. Bureau of Investigation,
In those cases, unacceptable background investigations factored into employment decisions made in the interest of national security. Here, the hiring decision was not due to a security clearance denial, which is unquestionably exempt from judicial review.
See, e.g., Becerra v. Dalton,
A closer examination of
Ryan
sheds light on whether a decision one step removed from a security clearance denial falls under the jurisdictional exemption of section 2000e-2(g). There, the DOJ Security Office denied an INS request to waive the applicants’ pre-appointment field investigation.
Here, as in Ryan, the employment decision was at least one step removed from a security clearance decision. However, unlike Ryan, there is nothing in the record before this Court to indicate that the FBI’s suitability determination was made with any “predictive judgment” about whether hiring plaintiff would implicate national security concerns. On the contrary, in its final decision on plaintiffs challenge to the FBI’s employment decision, DOJ noted that the FBI based its determination on plaintiffs “perceived lack of forthrightness.” 6 (PL’s Ex. A at 9 [DOJ Final Decision].) There is thus no evidence before this Court to indicate that the government, at any time prior to the commencement of this lawsuit, considered national security as a basis for its decision not to hire the plaintiff.
In reaching this conclusion, the Court- is mindful that the Executive Branch is charged with a unique responsibility for national security.
See, e.g., Haig v. Agee,
.. Moreover, while obviously not binding on this Court, the findings made by the
Delgado
court, after a trial on the disparate impact claims, provide further support for this Court’s conclusion that plaintiffs background investigation is not protected
Accordingly, the Court is unwilling to dismiss based on a lack of subject matter jurisdiction, for it rejects the government’s overly-expansive reading of section 2000e-2(g)’s exemption.
III. Exhaustion of Administrative Remedies
Defendant also moves to dismiss arguing that plaintiff has failed to exhaust his administrative remedies in two ways: (1) his administrative charge did not include a disparate impact claim; and (2) he failed to file suit according to the statutorily prescribed time limits. (Def.’s Mot. at 10-15.)
With respect to the first issue, the Court will not dismiss plaintiffs disparate impact claim for failure to exhaust administrative remedies by neglecting to include it in his administrative charge. A complainant must exhaust his or her administrative remedies and receive a notice of right to sue from the EEOC before a civil suit may be initiated.
Park v. Howard, Univ.,
Nonetheless, as defendant concedes, “[t]he Court is faced exclusively with persuasive authorities resolving the issue differently based on the facts.” (Def.’s Reply at 9.) For example, in
Bymie v. Town of Cromwell Public Schools,
plaintiffs disparate ' impact claim reasonably fell within the scope of the original charge (which referred to gender and age discrimination categorically) because “[pjlaintiff, who filed his charge
pro se,
was not required to specify under what theory of discrimination he was proceeding.”
Here, the face of plaintiffs charge was sufficient to give notice that he complained of racial discrimination, and indeed, the FBI’s investigation focused exclusively on racial discrimination.
7
Plaintiff filed his initial complaint without the benefit of counsel. As such, requiring him to plead with specificity the legal theory under which he was proceeding would place too heavy a burden on an individual untrained in the complexities of Title VII administrative process.
Park,
With respect to the second exhaustion issue, defendant argues that plaintiffs failure to wait 180 days after filing his administrative appeal constitutes a failure to exhaust administrative remedies. After filing his complaint, plaintiff appealed the DOJ’s final decision to the EEOC. The District of Columbia Circuit Court has recognized that the EEOC has been given “broad authority to enforce [Title VII’s] antidiscrimination mandate within the federal government, including responsibility for issuing regulations - to control federal agencies’ processing of discrimination complaints.”
Bowden v. United States,
However, the parties dispute the effect of plaintiffs failure to comply with the relevant time schedule. While plaintiff asserts that his. case should not be dismissed because “180 days have
now
clearly passed” (Pl.’s Opp. at 10) (emphasis in
Here, plaintiff requested withdrawal of his appeal and proceeded to file this lawsuit beforé the 180-day period had run, and there is nothing in the record to indicate that the EEOC had undertaken and completed its investigation by that time.
Cf. Quarles v. Gen. Investment & Dev. Co.,
Even so, plaintiff argues that equitable concerns counsel against dismissing his case. He contends that “[dismissing the lawsuit and requiring plaintiff to re-file would serve no purpose other than delay and useless paperwork.” (PL’s Opp. at 10.) Plaintiff is correct that the time limits provided in Title VII do not constitute a jurisdictional bar to a civil suit because they are “ ‘subject to waiver, es-toppel, and equitable tolling.’ ”
Martini,
[19] Here, defendant has met his burden of pleading and proving that plaintiff failed to exhaust his administrative remedies by filing this suit before his administrative appeal had been pending for 180 days. In response, plaintiff argues that “no purpose would be served by sending the case back to the EEOC” because “[t]here is virtually no chance that allowing the charge to remain with the EEOC an additional 42 days would facilitate a settlement.” (Pl.’s Opp. at 11.) This Court will not consider plaintiffs representations about settlement discussions.
See, e.g., Childers v. Slater,
No. Civ. A. 97-853,
CONCLUSION
For the reasons discussed above, this Court will deny defendant’s motion to dismiss for lack of subject matter jurisdiction pursuant to 42 U.S.C. § 2000e-2(g) and for failure to exhaust administrative remedies as to plaintiffs disparate impact claim, but it will grant defendant’s motion to dismiss for failure to exhaust administrative remedies due to his premature filing of this
Notes
. On September 4, 1982, plaintiff had failed to submit to a request for his driver's license during a traffic stop. (Id.) Plaintiff did not disclose this incident in his personnel security interview when he told the interviewer that, except for a separate incident in 1984, he had "not been arrested, charged with, or convicted of any other criminal offense.” (Id. at 3.) However, plaintiff did mention the incident during a pre-polygraph test interview on December 15, 1999. (Id. at 6.)
. The complete contents of the Maloy and Varnum letters are not known. Excerpts only are quoted in the DOJ’s Final Decision, which was provided as Exhibit A to plaintiff's Opposition.
. Although plaintiff's appeal form was signed and dated on March 27, 2003, the attached facsimile transmittal page is dated the next day, March 28, 2003.
.It is unclear whether the agency administratively closed plaintiff's appeal. A November 3, 2003 letter from the EEO to plaintiff's counsel indicates that plaintiff’s administrative complaint was forwarded to the DOJ's EEO staff "with a recommendation that it be dismissed” since plaintiff filed this lawsuit. (Pl.’s Opp. Ex. C [Letter from Veronica Venture, EEO Officer, to Richard T. Tomar, plaintiff's counsel (Nov. 3, 2003) ].) Plaintiff indicates that he is “awaiting a final decision” as a result of this letter. (Pl.’s Opp. at 10.) However, plaintiff affirmatively requested withdrawal, and it appears that the EEOC has closed his file. (Def.'s Mot. Ex. 2 [Letter from Carlton M. Hadden, Director, EEOC Office of Federal Operations, to Stephen G. Seliger, plaintiff's attorney (Aug. 21, 2003)] (the record in plaintiff's appeal "is being closed because [plaintiff's attorney] requested withdrawal of [plaintiff's] appeal” based on filing of this lawsuit).)
. As discussed more fully below, in
Ryan,
the challenged employment decision was actually . one step removed from a security clearance denial- — applicants were denied a waiver of the requirement for preappointment background investigations and thus could not obtain security clearances.
. Plaintiff, also argues that EEOC policy allows examination of "the process that an agency uses” to address national security investigations "for the possibility that the agency is acting in a discriminatory manner.” (PL's Opp. at 6-7 (citing EEOC Policy Guidance on the Use of the National Security Exception, 1989 WL-1000615 (May 1, 1989) (" ‘national security requirements must be applied equally without regard to race, sex, col- or, religion or national origin' ”)).) While EEOC policy may be informative, it is not controlling authority,
see, e.g., Gen. Elec. Co. v. Gilbert,
. In his motion, defendant appears to argue that plaintiffs charge failed to allege racial discrimination. (Def.'s Mot. at 13-14.) However, the face of plaintiff’s administrative charge form, did indicate that his claim was based in part on race, and as evidenced by the DOJ's Final Decision's focus on race as the basis of plaintiffs claim, it is clear that the agency was on notice that plaintiffs claim was based, at least in part, on race.
. Specifically, Title VII provides:
after one hundred and eighty days from the filing ... with the Equal Employment Opportunity Commission on appeal from a decision or order of such ... agency ... until such time as final action may be taken by [an] ... agency[,] ... an employee or applicant for employment, if aggrieved by the final disposition of his complaint, or by the failure to take final action on his complaint, may file a civil action ....
42 U.S.C. § 2000e-16(c).
Likewise, the EEOC regulations provide that a complainant is authorized to file a civil action "[a]fter 180 days from the date of filing an appeal with the Commission if there has been no final decision by the Commission.” 29 C.F.R. § 1614.407(d).
. In addition to requiring an administrative appellant to wait 180 days after filing an appeal before filing a civil suit, 42 U.S.C. § 2000e-16(c) also requires a claimant who has not appealed to wait 180 days after filing the initial charge before filing a civil suit if no decision is received. The Hill defendant challenged section 2000e-16(c)'s 180-day limit as it applied to filing an initial charge with the agency.
. The
Hill
defendant argued that the court should dismiss plaintiff's claim for failure to exhaust administrative remedies, asserting that "the plaintiffs not only had to give the EEOC the opportunity to investigate their charges for an additional 134 days,” but under
Martini,
they must also show that the EEOC actually considered their claims during that time. Relying on
Martini,
the court rejected this argument, noting' that the D.C. Circuit "did not impose an affirmative burden upon a plaintiff who has filed a civil suit after the expiration of the 180 day period to show that the EEOC actually carried out its legislative mandate.”
Hill,
