In 1976 the Supreme Court of Wisconsin held that under Wis.Stat. § 974.06(4) criminal defendants may present on collateral attack any constitutional contentions they omitted from direct appeal—no matter why these claims were omitted.
Bergenthal v. State,
Jon Liegakos, whose conviction for murder was affirmed in 1987, is such a person. Wisconsin’s judiciary dismissed his collateral attack, because he declined to give any reason for omitting from his direct appeal the arguments he raised in the collateral proceeding. Confined under a sentence of life imprisonment, Liegakos now wants a federal writ of habeas corpus. The district court denied his petition for a combination of procedural and substantive reasons.
Liegakos’s principal argument is that the application of Escalona-Naranjo to a case in which the direct appeals preceded June 22,1994, violates the due process clause of the fourteenth amendment, and that he is therefore entitled to an adjudication in Wisconsin’s courts (which use doctrines more favorable to prisoners than those in § 2254 litigation) as if Bergenthal remained the law. Anything less, he contends, allows a state to set a trap for unwary litigants.
After
Marks v. United States,
Alterations in procedures, including the law of collateral attack, are frequent. For example, in 1977 the Supreme Court of the United States held that prisoners who want to present arguments that have been procedurally defaulted—such as those omitted from the briefs on direct appeal,
Murray v. Carrier,
Changes in the law of collateral attack constitutionally may be applied to persons who were convicted while greater opportunities for collateral review existed.
Felker v. Turpin,
— U.S. -, -,
At this point Wisconsin drops the other shoe: failure to present the arguments on appeal in 1987 is a procedural default, which forecloses review under § 2254 in the absence of cause and prejudice. Lack of a “sufficient reason” for the omission necessarily means a lack of “cause,” the state contends. Maybe so—but the framework of
Sykes
applies
only
if the defendant forfeited the claim under a rule that supplies an independent and adequate ground of decision. Whether the ground is independent depends on state law, see
Hogan v. McBride,
NAACP v. Alabama ex rel. Patterson,
What is more, for all but one of Liegakos’s arguments (the one he presented on appeal in 1987), the 1996 amendment to § 2254(d) does not apply: it affects only a “claim that was adjudicated on the merits in State court proceedings”. Although the state’s trial court rejected on the merits the arguments Liegakos presented for the first time on collateral attack, the court of appeals relied entirely on
Escalona-Naranjo,
and the disposition of the last state court to issue an opinion determines whether the state has invoked a ground of forfeiture.
Ylst v. Nunnemaker,
Liegakos did not testify at his trial. He now contends that he did not recognize the benefits of testifying, and therefore did not intelligently surrender his right to do so.
Even if we were inclined to doubt the wisdom of
Brimberry,
which we are not, Liegakos could not benefit. Only rules established before the conclusion of the direct appeal may be applied on collateral attack.
Teague v. Lane,
On at least five occasions Liegakos and his lawyer discussed whether he would testify, and the lawyer told him that his was the final decision. Although Liegakos asserts that his lawyer did not tell him the potential benefits of testifying, the state judge found otherwise after an evidentiary hearing. This finding cannot be disturbed under the standards of § 2254(e). Counsel’s inability to recall, seven years after the events, the exact words he used when discussing this subject with Liegakos is hardly such a suspicious shortcoming that the district court should have disregarded the state judge’s finding and held his own evidentiary hearing. Memories would be fainter in 1997 than they were in 1994. Liegakos could have made this claim in 1987, and because his is the burden of persuasion, the consequences of the long delay fall on him.
Recasting this argument as an attack on the adequacy of counsel adds nothing. Nor are we impressed by the contention that counsel had a duty to mislead the jury. For this is another strand of Liega-kos’s attack on counsel’s performance. Lie-gakos concedes stabbing and killing Richard Lundgren during a fight. At trial Liegakos attempted to reduce his culpability to manslaughter by arguing “imperfect self-defense”—that he believed his conduct justified by' Lundgren’s aggression, even though the fatal attack was not a reasonable response to Lundgren’s threat. The effort to reduce the degree of responsibility in this fashion was undercut by the testimony of Sonya Roggan-buck that Liegakos told her after the fight: “This guy was hassling me, and I had to stab him.... This guy gave me this big shiner, so I had to stab him twice more.” Counsel did not challenge Rogganbuck’s testimony at trial. Liegakos now argues that, had counsel conducted a good investigation, he would have discovered that Liegakos did not make this statement to Rogganbuck, and therefore would have been able to discredit her testimony. Counsel concedes that he did not investigate this subject and that he elected not to cross-examine Rogganbuck about it. He also gave a reason: that Liegakos admitted that he had said those words to Roggan-buck. At the evidentiary hearing in state court, Liegakos denied telling counsel this; the lawyer testified that Liegakos had done so; the judge believed the lawyer. Again this finding is conclusive under § 2254(e).
One final argument rests on the compulsory process clause of the sixth amendment. Liegakos called Boyd Smith as a defense witness at trial. Smith was an eyewitness to the stabbing; at one time the prosecutor believed that Smith was himself culpable and had charged Smith with being a party to the crime of first degree murder. Although the prosecutor dismissed that charge, he informed Smith that he would reinstate it if more evidence came to light. Understandably concerned, Smith invoked his privilege against self-incrimination. So far, no problem. Many cases hold.that the sixth amendment does not entitle a defendant to testimony that the witness has a fifth amendment privilege not to give. E.g.,
Gleason v. Welborn,
Liegakos argues that, once the prosecutor offered Smith a form of immunity constitutionally sufficient to lift the privilege, the sixth amendment entitled him to compel Smith to testify. A state may not deny him compulsory process by granting witnesses privileges (such as the right to demand transactional immunity) so difficult to overcome that defendants cannot obtain testimony. This would be clear enough if, for example, Wisconsin had enacted a statute reading: “No witness is required to testify unless the prosecutor promises him clemency for all transgressions he has ever committed.” Such a statute would be equivalent to one reading: “No defendant may call any witness unless the prosecutor approves.” Given the Supremacy Clause of the Constitution, neither statute could stand. Why, Liegakos
None of this did Liegakos any good in the district court, which held that he had not exhausted this claim in state court.
Although Liegakos has a substantial logical argument, it is one unsupported by precedent in the Supreme Court, whose law governs under § 2254(d)(1). See
Lindh,
Affirmed.
