*2
GARTH,
Before HUNTER and
Circuit
STERN,**
Judges
Judge.
District
*3
THE
OPINION OF
COURT
HUNTER,
III,
Judge:
JAMES
Circuit
E. Yount was
Petitioner Jon
convicted in
degree
rape
1966 of first
murder and
in the
Oyer
Court of
and Terminer and General
Delivery
County,
Jail
of Clearfield
Pennsyl
appeal
Pennsylvania
vania. On direct
Supreme Court determined that petitioner
adequate warnings against
had not received
judg
self-incrimination.
It reversed the
granted
ment of sentence and
a new trial.
Yount,
Commonwealth
435 Pa.
(1969),
A.2d
(1970) (“Yount
I”).
court,
After a retrial before the same
degree
was convicted of first
again
murder and was
sentenced to life
imprisonment.
Pennsylvania Supreme
The
appeal
judg
Court on direct
affirmed the
ment of
sentence.
Commonwealth v.
Yount,
(1974)
455 Pa.
writ corpus of habeas in United States Dis- alia, trict alleged, Court.1 Petitioner inter that his conviction had been obtained in violation of his fifth and fourteenth amend- privilege against ment self-incrimination and his sixth and fourteenth amendment right to a fair trial by impartial jury.2 George Schumacher, E. Federal Public The federal magistrate concluded that peti- Defender, (argued), Pa., Pittsburgh, ap- privilege against tioner’s self-incrimination pellant. violated, had not been but recommended ** Stem, Honorable Herbert weapon. J. United States Dis- See Yount v. Pat- and on the murder Judge ton, Jersey, trict (W.D.Pa.1982); the District of New F.Supp. sit- app. ting by designation. by petitioner, at All 134a. other claims includ- ing his attack on the use of character evidence petition initially 1. The filed in the Middle trial, allegation prejudicial charge by of a Pennsylvania, District of but was transferred to court, and his claim of ineffective assist- Pennsylvania pursuant the Western District of counsel, petitioner’s ance of were deleted on 2241(d) (1976). to 28 § U.S.C. motion after the district court determined that the claims had been to the courts petitioner’s allegations None other are be- Pennsylvania for their initial consideration. appeal fore us. Petitioner does not the district 874-75; See F.Supp. app. see rejection at 126a- challenges court’s of his to the trial 27a, degrees court’s 154a. instructions on the of homicide petition granted peti- men petitioner, learned that the victim’s tioner had been fair impartial denied a high teacher, school mathematics had on jury. App. at 124a-41a. The district court prior occasions been seen in a wagon station agreed issue, rejected on the former fitting description. 290-93; T.T. at magistrate’s recommendation on the latter Transcript of Proceedings August— issue, petition. and denied the Yount v. 1970, 17-18, (“T.P.”). 20-21 Patton, F.Supp. 873 (W.D.Pa.1982). approximately At 5:45 morning, pe- We agree with the district court titioner voluntarily appeared at the State petitioner’s privilege against self-incrimina- DuBois, Police Substation Clearfield conclude, tion was not infringed. We how- County. occupants of the substation ever, petitioner’s that the right to trial participated in the investigation of the fair impartial jury was violated. We homicide, 198-201, Rimer T.T. 203-05, will therefore that portion remand 255-56, gone sleep but had unaware of case to the district court. any link between the petition- homicide and *4 277; er or his vehicle. T.T. at T.P. at
I. SELF-INCRIMINATION 13, 20.4 Petitioner rang the doorbell. A awoke, trooper opened the door and asked Facts3 A. whether he could be of assistance. Peti- the During early evening April stated, tioner “I am the man you are look- body Rimer, the 18-year Pamela ing for.” The trooper petitioner asked high student, old school was in found repeat said, 11a; app. what he had T.T. wooded area near her home in Luthersburg, 250-51, and then asked petition- whether County. Clearfield There were numerous er referring was to “the incident in Lu- head, wounds about her apparently caused thersburg.” Petitioner yes. said The aby blunt instrument. There were also trooper petitioner then asked to come in cuts caused aby sharp instrument on her and be seated. throat and neck. her stockings One of was knotted and tied her around neck. An au- Leaving petitioner unattended, troop- topsy showed that she had strangu- died of er went to a back bedroom and roused a lation when blood from the throat and neck detective trooper. and a second The first wounds was lungs. Except drawn into the trooper informed them that “there was a for her stocking and shoe she remained man in the front that looking said we are fully clothed. The autopsy revealed no in- for him” in connection with the Luthers- dication that she had sexually been assault- 276; burg incident. T.T. at T.P. at See 6. ed. The first then trooper returned to the front office petitioner where had removed his Neighbors gave police description state coat, gloves. trooper hat and The asked wagon of a station which had seen at petitioner for his approximately the time identification. Petitioner place and at which gave wallet, the body E.g., trooper was Testimony found. beginning 17,1970,
Trial
trooper
removing petition-
November
at 143-
returned after
(“T.T.”).
Sometime after two
er’s
operator’s
o’clock on
automobile
license. T.T. at
the morning April 29,
police-
state
magistrate adopted
3. The
Appellant’s
federal
the statement
of the crime.
Brief at 33. The trial
given
Pennsyl-
of the facts
found, however,
in the
petitioner ap-
court
that when
Supreme
II,
vania
Court in Yount
455 Pa. at
peared at the substation “there was no knowl-
306-08,
App.
4. Petitioner asserts that before he came to the
II,
309-10, 314,
location. Yount
455 Pa. at
substation,
policemen
the state
there knew that
A.2d at
he and his vehicle had been linked to the scene
thereafter,
argu
Shortly
rejected
the detective and the
court
the Commonwealth’s
were volunteered.
office. ment that the confessions
trooper
second
entered
front
talk,
willingness
[pe
indicating
“After
The
petitioner’s
detective was handed
about details of
interrogated
petitioner
license and learned that
was Jon
titioner]
crime,
and his formal confession fol
12a;
259, 262-63,
App.
Yount.
T.T. at
279-80,
Pa. at
petitioner’s court and the federal Both the state trial his fifth and fourteenth fore did violate was concluded magistrate privilege against self-incrimi amendment custody responded, until he “Pamela not in nation. agreed. The district court After Rimer.” peculiar factual circumstanc- examining the response, “I killed Petitioner’s that the this case we cаnnot conclude es of incriminating. girl,” obviously highly erred. We therefore hold district court Although incriminating response such an self-incrimina- privilege against petitioner’s sus undoubtedly heightened the detective’s by the admission of tion was not violated picion, police compulsion, it is and not girl” “I killed that his statements strength police suspicions, places “Pamela Rimer.” Beckwith, suspect custody. 346-47, at 1616-1617. IMPARTIAL JURY II. FAIR AND believing suspect The more cause crime, greater committed the Proceedings Facts and A. State tendency interrogation to bear down in with a county is a rural County Clearfield atmosphere and to create the kind of seventy thou- approximately population significant triggers restraint Miran- with a total newspapers two sand served simply da .... But this is one circum- twenty-five approximately circulation of stance, weighed to be with all the others. 29, 1966, each of the April thousand. On Hall, Steigler, (quoting at 799-800 496 F.2d page front to the devoted its newspapers 545).
421 F.2d at petitioner’s appear- Rimer homicide and newspapers Both The detective re- ance at the substation. testified *7 pre-trial coverage to gave front-page mained free to leave the substation when veniremen, asked, girl?” the detective “What T.P. at 5. the voir dire of proceedings, trial. In the DuBois Cour- explained pe- nine-day The detective after and the in sev- ier culminated gave girl Express publicity titioner the name of the and how bearing editions each he had killed her could the detective deter- enteen consecutive at least two carrying mine that banner headlines and petitioner merely was not Progress The seeking personal con- feature articles. Clearfield aggrandizement by coverage. fessing similarly to a sensational crime in he the case intеnse gave which related, Petitioner, public interest in the part. papers no T.P. at 3-4. on As the had hand, unprecedented; The allege proceedings does not was the other adjudged petitioner’s trial “anything Progress did different” after later police state stated, top news item of 1966.6 girl.” “I killed that he had See publicity publications. received in radio and and national 6. The case also broadcasts, as well as in out-of-state television coverage The was as detailed as it was change the venue. The trial court found extensive, 135a, app. see at 136a. The that after the initiation of the appeal the newspapers petitioner’s related in full de- newspapers merely publicized had the ac- tailed written as confessions well tions of the courts “without editorial com- testimony retelling homicide. ment App. kind.” at 748a-49a. It the. They petitioner’s also detailed defense of petition denied the for change of venue on temporary insanity, charge and evi- September dence rape, finally petitioner’s con- Jury began selection on November 7,1966, rape
viction on October of both days, and took ten jury panels, seven first-degree murder. 292 veniremen and 1186pages testimony.
Petitioner’s cause
twenty-five
continued to receive One hundred and
of the 292
front-page coverage
every
step
his veniremen were excused
they
because
appeal. Banner headlines announced the
properly.
not been chosen
Four others
reversal of the conviction in
I. The
Yount
were dismissed for cause
they
before
reprinted
full,
dissent was
in
and a local questioned on the case. Of the 163 remain-
program
radio
became a forum in which ing
questioned,
veniremen who were
all but
expressed
callers
their hostility
petition-
two had read of the case
newspapers,
in the
er.
approached,
television,
As the second trial
it
news- had heard about
on radio or
or
paper coverage increased. The selection of were otherwise familiar
app.
with it. See
135a,
each
merited an article and often a
137a. When asked whether they
profile. By
case,
the close of voir dire the two
had discussed the
had heard it dis-
newspapers
cussed,
had printed sixty-six front-page
express
or had heard others
their
appeal
innocence,
articles on the
and retrial.7
opinion
petitioner’s guilt
as to
ninety percent
over
said that they had. See
Petitioner was returned to Clearfield for
135a,
app. at
137a.8
retrial
judge.
May
before the same
On
1970, petitioner requested
of ven-
questioned
Of the 163 veniremen
on the
ue.
publicity
case,
He claimed that
which
121 were dismissed for cause.9 Nine-
murder,
county
had saturated the
since the
ty-six of those 121 veniremen were success-
and the continuing discussion of the case
fully challenged
they
after
testified that
residents,
among
made a fair trial in
they
Clear-
had firm and
opinions10
fixed
which
field County impossible.
particular, peti-
changed regardless
could not be
of what
alleged
tioner
the dissemination of
presented.
app.
evidence was
at 135a &
prejudicial
information outside of evidence
n. 13.11
An additional
of the 121 venire-
widespread
was so
it could not be men were
for cause after they
dismissed
eradicated from the minds
potential jur-
said that
had an
ors.
prosecution argued
response
change only
could
if the
could
that the case had received so much publicity
app.
convince them to do so. See
at 135a-
across
the state that it wоuld be useless to
36a & nn.
15.12 Thus 117 out of the 163
7. Petitioner’s second trial and his
subsequent
86;
13;
Appellee
Dire at
Brief for
Brief for
gain
parole
efforts to
front-page coverage.
retrial or
Many
also received
Petitioner at 27-28.
veniremen nonethe-
pro-
Those efforts have
they thought petitioner
less volunteered that
community protest
voked substantial
in Clear-
guilty
was
because he had confessed to the
County. App.
mag-
field
at 137a & n. 16. The
crime or
he had been convicted in the
date,
istrate found that even “at this late
fifteen
trial.
first
Other veniremen remembered hear-
years
crime,
pub-
after the
there is considerable
ing
public express
members of the
feeling
County
opposition
lic
in Clearfield
guilty.
No venireman said
petitioner.” App.
at 136a-37a.
thought petitioner
guilty.
he
was not
*8
Ninety-six
asked,
8.
veniremen were
and 88 re-
challenged
11. Petitioner
90 of those 96 venire-
sponded affirmatively.
prosecution challenged
men. The
the remain-
challenges,
9. Petitioner made 114 successful
ing six.
prosecution
the
seven.
successfully challenged all 21 ve-
12. Petitioner
by respondent, petitioner
10. After
objection
niremen.
permitted
was not
to ask each venireman what
Transcript
opinion was. See
his
of Trial —Voir
I
questioned
successfully
veniremen
were
A.
think I would hear
it.
about
challenged
they
they
for cause after
said
410a,
App. at
412a. Another prospective
could
before
opinion
not set their
aside
en-
opinion
said that
had
erased
juror
been
tering the
box.
jury
time,
passage
of
but his
daughter-in-
depth
When we
veniremen dismissed for
petitioner could convince them to do so.13
nireman,
mit on voir
sure of her own. She was
that she had
ion
a total of
questioned
tioner,
unsuccessfully
you to
would
subject
fair
lucky
group
chosen
prejudice
verse to Mr. Yount?
сhurch.
take in case was
hoped I
the church
Voir dire
name was
There
Q. Notwithstanding
[T]he
A. Yes it was. They all
A.
Q.
which
Q.
these
[******]
trial and he
who indicated
—but
into the
he didn’t
Is this
Would
Why
tell
follow
were also
and
create
to the retributions
community
combine
church
people—
would take —the stand would
they
on the
dire
built
this
on for this —countless
gave
have
heard
you,
you
wife
they say
yes
challenged
I
your
through.
that they
out of
prejudice,
a difficulty
but
could
up
—when
get
got
come to
people
will be there we
other
case
you
those nine
too many opinions
from the
nine
they
presence
that
box.14
the chair.
called.
a fair sentence. He’s
sentiment. One ve-
change only
feel
the 163 veniremen
now since
cause,
—I
indications of the
minister,
discuss
for
other
people
would
they
me and said
what
has
in your
you
haven’t asked
willing
cause
I have had a
people
in
say
with the 117
we
had
then
it
veniremen,
carry
retaliation
it
serving
heard
would
been
people
find
he had a
testified
you
I
an
by peti-
parish?
expect
asked:
if the
in the
to ad-
every
court
to be
opin-
their
they
that
are
ad-
my
be
as
finally
had a
one
small
indication
was not unfair
attended voir
prior
tion
permitting
spective jurors
197a. He
196a. The court noted
“almost
men
trial
randum
venue.
so much time and covered so many venire-
that the
into
tioner.
admitted that
law
duty voicing
fixed.
In fact the
trial of this
Id.
from that
Court can
announced that
any, talk in public concerning the trial
After
the veniremen
cause. App.
later testified
motion. On
for a change
the jury
court rejected petitioner’s
or
great
as
empanelled.15
Although
App.
all,
still-incomplete
opinion,
present
it has been 4
ours” that
“particularly
twelve
again
added that few
extended examination of
if not
effect.
first
recall,
time to
the court had been
great
publicity
dire,
box,
they
and
to the
cause,
430a,
judge
at 194a-95a.
jury
fixed
moved
more than
November
of venue.
all, jurors
that
already
there
the court orally denied
would
animosity
in granting challenges
Id.
the publicity
Juror No. 1
trial
trial
panel
527a-28a.
years
petitioner.
and so far
had reached
found the
opinions.”
he had
in a
voir
and two alternates
time when was
has
for a
he took
carry
court explained
date had
questioned
was
spectators
dire had taken
community
three
since the first
seated had no
been
In
toward
left for
written
It
exhausted,
opinion
an its
lenient
said
said
publicity
quarters
had not
as
little,
App.
App.
as
all
memo-
it
some
been
peti-
jury
pro-
this
mo-
but
had
as
of
in
if
peremptorily
challenged
challenged by
petitioner,
Petitioner
six of
and five were seated
veniremen,
those nine
jurors.
one was seated as a
juror,
remaining
and the
two were seated as
alternates
after
had exhausted his
pretty
15. Juror No. 1
that “it
hard
stated
peremptory challenges.
County
here in
read
Clearfield
something
App.
paper.”
Juror
at 202a.
addition,
we note that
twelve other ve-
“[y]ou
hardly
2 said
could
it” on
No.
miss
niremen stated that
had had
App.
the radio and television news.
at 212a.
carry
one time but claimed
would not
it
“[ijt’s
Juror No. 6
diffi-
volunteered
rather
into the
box. One of the twelve veniremen
get
paper
cult to live in DuBois and
cause,
peremptorily
was dismissed for
six were
*9
Q.
facts,
he
the case and
others
until you’re
had read about
heard
But
shown those
but
come
not
express
opinions,
you
change your
their
had never
would
mind —is that
202a-04a,
your
opinion. App.
position?
to a “true”
at
207a.
Juror
testified that he had
No.
have
else
nothing
go
A. Well—I
to
on.
recently discussed
case with others and App. at 271a-73a. After
reiter-
repeatedly
had formed an
firm
opinion
was not
he
ating that
would
evidence
need
to
be
App.
and fixed and could
set aside.
at
said,
change
opinion, Juror
“I
his
Hrin
don’t
212a-15a,
The next
jurors
218a-19a.
of the
know if that’s
answer
want.”
you
App.
selected,
4,16
to be
No.
recently
Juror
had
Finally
yet again
at 275a.
when asked
moved into
nev-
County
Clearfield
and had
aside,
whether he could set his opinion
he
er heard
case. App.
about the
at 246a-52a.
have to.”
replied,
App.
“I
276a. The
at
Juror No. 5
she
said that
“remembered
petitioner’s challenge
court denied
they had said he was
and
guilty before”
cause,
274a-75a,
at
app.
and petitioner did
why petitioner
getting
wondered
was
a new not
a peremptory challenge.
exercise
trial,
opinion
try
but had no
and would
to
7 said
Juror No.
that he had formed an
forget
App.
what she knew.
at 259a-63a.
opinion
added that he
not
but
was
sure that
Hrin,
opinion
he still
an
Juror No.
F.
had
or that he
James
testified
could
forget
285a-88a,
what he knew.
at
App.
he
opinion.
had an
He was
asked:
then
Juror No. 8
298a-99a.
had heard others
Q.
your
Would
be able to
you
change
the case
discussing
opinion.
and had had an
regarding your opinion
mind
be-
before
App. at 304a-05a.
testified that
She
she
coming
this
case? That’s the
present
had none at
“what
except
he said
way
you
ques-
I must have
answer the
he
himself —that
was guilty.” App. at
tion.
309a-10a. She then said that she did not
A.
If
presented
the facts were so'
I
think she would consider in deliberations
change
definitely
my
could
mind.
what
already
she
knew.
at
App.
312a-13a.
Q.
you say you
Would
could enter the
Juror No. 9 said that
thought peti-
she had
jury box
innocent?
presuming him to be
guilty
tioner was
and
why
wondered
a new
A.
It would be rather difficult for me
necessary,
was
but added that now she
to answer.
to
would have
hear both
before
sides
she
Q.
you
Can
еnter the
an
jury box with
App.
could decide.
at 322a-24a. Juror No.
open mind
to
prepared
your
find
verdict
opinions
10 had heard the
of others and had
evidence
at trial and
expressed his own. He admitted that
it
the law presented by
Judge?
would be difficult to strike
he’d heard
what
A.
I
That
could do.
before,
but stated that he felt
******
every
prove
should “have
his
opportunity
App.
336a,
innocence.”
Juror
338a-39a.
Q.
you
Did I understand Mr. Hrin
No. 11 testified that he
about the
had read
require
you
require
would
would
some—
case
not
App.
but had
formed
opinion.
something
evidence or
you
before
could
349a,
347a,
357a.17
change your
you
now have?
A.
If
Definitely.
the facts
show
After
per-
had exhausted
difference from what I had originally had
challenges,
emptory
jurors
two
and two al-
believe,
been led
definitely
I would
challenges
ternates were seated over his
change my mind.
replacement
cause.
Juror
Both
No.
people
talking
1, 2,
find
challenge
out what the
are
about —at
did not
Petitioner
Jurors Nos.
people
having
hearing
At
least
the local
7-11.
on the habeas
without
some
that,
petition, petitioner explained
reserving
because he
opinion.”
or at least
some
that a
would
believed
of venue
App.
potential
Several
275a-76a.
granted
impartial jury
and that a fair and
gave
appraisals
publicity’s
similar
effect.
County,
impossible in
he had felt
Clearfield
“probably
good
about as
as we
initially
16. The venireman
selected
No.
as Juror
557a-58a;
going
get.” App.
Ap
are
see
personal
3 was later excused for
reasons.
pellant’s Brief at 16 - 17.
*10
Juror No. 3 testified that
had
plained,
heard
“raised so many
about the
but
opinion. App.
case
had no
at
questions and the court exercised its discre-
362a-65a, 224a-28a. Alternate No. 1 stated
tion to assure that there could
no com-
be
he
expressed
which
plaint
jury empanelled.”
about
the final
firm
remained
and fixed and which he
Id.
put
would not
out of his mind until evi-
Pennsylvania Supreme
The
adopt-
Court
presented. App.
dence was
at 380a-85a.
post-conviction findings
ed
trial court’s
Alternate No. 2 said that she had a definite
judgment
and affirmed the
of sentence on
opinion which she could not dismiss and
II,
January
1974. Yount
Pa.
evidence
change. App.
could
311-12, 314
at 247.
A.2d
It ruled that the
395a-97a. Both
seques-
alternates were
petitions
change
of venue were direct-
jury;
tered with the
were told
court,
ed to the sound discretion of the trial
that they were free to discuss the case with
and found
no abuse of
be-
discretion
other
when sequestered.
cause “the record fails to disclose undue
The trial lasted for four days.
prose-
The
Id.,
community prejudice.”
cert,
804-06;
United
ex rel. Greene v.
States
(3d
Jersey,
New
519 F.2d
Cir.
1975)
curiam).20
(per
challenging
prejudice
To determine whether actual
corpus
state court conviction in a habeas
shown,
has been
we
examine the “to-
must
proceeding
particularly
must shoulder a
tality
of circumstances” for
indication
heavy
seeking
burden. Unlike
defendant
petitioner’s
not fundamental-
trial was
conviction,
peti
review of his federal
Florida,
ly fair.
Dobbert
argue
simply
tioner cannot
because his
jury has read of extra-record facts with a
*12
352,
(1977); see
at
86
Sheppard, 384 U.S.
high potential
prejudice,
for
a federal court
Dowd,
at
366
S.Ct.
1517. In Irvin v.
U.S.
presume
prejudiced.
must
that the
was
712,
1639,
(1961),
81
6
751
S.Ct.
L.Ed.2d
States,
310,
Cf. Marshall v. United
360 U.S.
Supreme
Court established the method
313,
1171, 1173,
79 S.Ct.
971
denied,
cert.
opinions),
testimony
tioned had
444 U.S.
in the voir dire
of the majority of
(1980);
jurors
the twelve
and two alternates ulti
S.Ct.
L.Ed.2d 733
Haldeman,
mately
at 70
in the
box.25 All
(29-36
placed
559 F.2d
& n. 56
but
one of the
were
with
opinions),
of veniremen
familiar
percent
arguably had
case,
petition
several
recalled
denied,
explicitly
rt.
U.S.
ce
2641,
Eight
er’s conviction or confessions.
out of
Mastrian
that,
fourteen
would admit
McManus,
(8th
(41
before
Cir.)
554 F.2d
of
they had
hearing
testimony,
formed an
questioned
opinions),
92 veniremen
had
petitioner’s
guilt
innocence.
727, 81
Irvin, 366
at
at
(8
Cf.
Denno,
of 12
formed opinions);
had
In the
voir
instant case
dire revealed
(8
F.2d
opini
at 367-68
16 had formed
deep
preju-
other indications of a
and bitter
ons).26
present
community.
dice
in the
venire-
One
an opinion
With such
their
permeating
apparently
strong feelings
man
veiled his
minds, it would be difficult
to say that
testifying.
when
fel-
Another said that her
each could exclude this preconception of
parishioners
low
tried to
influence her
guilt
from
deliberations. The influ-
guilty. Many
vote
veniremen volunteered
ence that lurks in an opinion once formed
opinions
guilt, and over 90
percent
persistent
is so
it unconsciously
asked said
they
those
discussed the case
fights
detachment
from the mental
express
opinions.
or heard others
their
processes
average
man.
We believe that the voir dire
case
in this
Irvin,
It is
jurors
jury.
tial
impartiality given by petitioner’s
It is more sur-
negative.
equivocal
(cid:127)were
of life
detention and sentence
Petitioner’s
blanket-
give
some could indeed
prising that
are in violation of the Consti-
imprisonment
impartiality.
jur-
Petitioner’s
assurances of
He is there-
of the United States.
tution
barraged
community
were members of a
ors
freed from that deten-
fore entitled to be
discussion,
with
publicity
alive
.and
subject
Petitioner is still
tion and sentence.
quarters
where three
of those
community
however,
indictment,
custody
under
disqualifying preju-
admit to a
called would
on
may
he
this or another
and
retried
jurors
dice. Those
were then asked to for-
Irvin,
81-S.Ct.
indictment.
U.S.
get
petitioner
had been convicted
at 1645.
murder,
rape,
and
of Pamela Rimer.
the district
will remand
case to
We
forget
were asked to
how
They
of habe-
the direction that a writ
court with
writing
in
and once' on the stand had
twice
a reason-
issue
within
corpus
shall
unless
her,
that he had killed
retold in detail
and.
the Commonwealth shall afford
able time
except
he
offered no defense
how
new trial.
insanity.
Those
temporary
put
all
knew and
their
forget
asked to
STERN,
Judge; concurring.
District
aside.
a re-
impressions
opinions
Such
.
the most
reflecting
test
even
Under
“the frail-
quest took insufficient account of
the values embodied in
respect
minimal
Irvin, 366
ties of human nature.”
amendment,
com-
we would be
the sixth
728, 81
at 1645.
S.Ct.
My
this conviction.
pelled to invalidate
concep-
a technical
“Impartiality is not
however,
concern,
particular
is with
It
a state of mind.” Id. at
tion.
years
for 175
constitutional standard which
v.
(quoting
at 1643
United States
courts, which we are
guided
has
the lower
123, 145,
177, 185,
Wood,
299 U.S.
apply today,
and which renders
obligated
(1936)).
must view the
L.Ed.
We
cir-
taking place
trials
under
constitutional
jurors’
light
assurances of
in
impartiality
shocking
less
than
оnly slightly
cumstances
pretrial
of voir
publicity,
difficulty
in this case.
presented
those
dire, and the
testimony
jurors select-
Dowd,
Irvin v.
assur-
despite
ed. We conclude
their
(1961),
Supreme
impartiality,
ances of
could not
Court,
from
language
earlier
crystalizing
opinions
set aside their
and render
verdict
Burr,
50-51
v.
F.Cas.
United States
solely
based
the evidence
(C.C.D.Va.1807) (No. 14,692g) (Marshall,
pre-
court. Petitioner has shown that
States,
C.J.);
98 U.S.
Reynolds
United
prejudice
caused actual
to a
publicity
145, 155-156,
Spies
Id. at 94-95. Another describes a function of will: *18 representations impartiality by agree of others in with Judge pre-trial Hunter community. required change a of venue. publicity As I record, read it was failure of the It long has been the foundation of our judge principles Irvin, trial apply of that, life, legal system liberty man’s “[N]o supra, excusing in jurors cause that property punish as criminal forfeited Thus, resulted in an unfair trial. I restrict ment for violation of that law until there my vote for a remand and new trial solely charge fairly been a made fairly and ha[s] to the issue of Juror Hrin’s impaneling as a in public tried free of prejudice, tribunal and do not juror, agree Judge with Hunt- passion, excitement, tyrannical power.” thesis that the district court Florida, 227, 236-37, v. er’s erred in Chambers 309 U.S. 472, 476-477, 84 denying change 60 S.Ct. L.Ed. 716 I of venue. not
do see how we live by can this ideal I. continuing while apply Irvin test. I standard, adopt would originat different notes, As the Yount majority had been ing at the sense and simplici confluence.of rape convicted of murder 1966. Af- ty, which prevent any person would from Supreme the Pennsylvania ter Court set еntering the jury becoming judge box and a. both of aside these convictions in preconceived the facts if of he has view time Yount tried a second for murder the merits of the case. in November of 1970. The voir dire in this ten days second exhausted and 167 GARTH, Circuit Judge, concurring in the veniremen1, 121 of whom were dismissed judgment. cause. Hrin, this case Juror F. James who sat Among jurors the twelve and two alter- judgment Yount, of the petitioner, Jon Yount, nates selected to six try testified during admitted his dire voir that until he they had opinions formed no as to was shown establishing facts Yount’s inno- guilt. Yount’s Five jurors stated that they cence, he would find it difficult change case, formed opinions had about but guilt. about Yount’s Because I lay opinions could those aside and Hrin, conclude that by testifying so during keep an open Finally, mind. three jurors— dire, voir “the demonstrated actual ex- both of the alternates and Juror James F. istence such an in the mind of opinions Hrin —testified that as juror[s] will raise the [one Yount’s] Yount’s could culpability but these presumption of partiality,” Murphy Flori- opinions if the proper evidence were da, 421 794, 800, 2031, 2036, 95 S.Ct. presented.2 Dowd, Irvin 717, 723, Juror Hrin’s by voir dire examination (1961), I judgment concur in the prosecution Hrin was disclosed that uncer- court that a required. new trial is whether tain he render a verdict could solely based on the evidence adduced at My concurrence, however, is limited to' Responding questions trial. to two by the the issue charge raised Yount’s that Jur- that he prosecutor, Hrin asserted “wouldn’t or Hrin had been improperly impaneled. Thus, say for sure” he while I whether could “erase or agree Judge with Hunter that held, Yount’s fifth remove the rights opinion” amendment he but stated a were not violated inculpatory when his time statements second that he eould do so. Hrin’s trial, were admitted his second I do punctuated answers were with suggestions ninety-two persons though Two Magistrate’s report 1. hundred were select- lists 168 trial, ed as talesmen for Yount’s second questioned, agree Judge with who I Hunt- improperly whom the court dismissed cho- er record reveals learning County sen after the Clearfield acquaintances sheriff had selected friends and juror participated Neither alternate in the complement of his own in a full order to obtain jury’s impartiality deliberations. Their is not jurors. The court dismissed an additional challenged before us. questioning. four for cause before Al- *19 Hrin challenged Juror promptly could” render Yount thought “possibly he he that rather denied verdict, cause, challenge would be the trial court a fair and that for “[i]t whether he me to answer” difficult for in there go he could “he declared because presuming jury enter the box “could rea- The trial court mind.” open with an innocent.”3 to be [Yount] as soned follows: for by counsel cross examination Under because he challenge for cause deny I the Yount, that he Hrin asserted the defendant with an go could in there he declared of evidence production require would mind; against and Commonwealth open any opinion of he would abandon before Bentley Pa. [287 v.] [Commonwealth Hrin stated as follows: guilt. Yount’s (1926)] sets forth A. 310 that — you Hrin Q. I understand Mr. Did who has a fixed incompetent is juror require require you would would some— erased which cannot be opinion definite you could something before evidence he evidence—and he said hearing and by you now have? change your opinion guided by it and be disregard could facts show a Definitely. A. If the evidence, I believe he stated law and originally I had difference from what I open in an mind. go with he could believe, definitely I been led to would being that as sufficient accept would change mind. my you pro- conviction that overcome facts, Q. you’re But until shown those that he opinion he has a fixed posed change your would not mind —is you an- aside and I think his put could not your position? enough as to unequivical were swers [sic] go else to on. nothing A. Well—I have he declared opinion as to as any fixation Q. the answer is I understand. Then opinion a solid it is not although he had change mind yes you your would not — as it used to be which quite as solid facts? you presented until were expres- His that it is not solid. indicates it with an Right, A. but I would enter there is not now a fixed is such that sion open mind. it. accept therefore I so opinion and words, Q. you’re saying In other Supreme Pennsylvania would presented you appeal, while facts were On keep you mind and after that open rec- summarily concluded Court “[t]he mind? your would feel free to had a that none of ord shows Definitely.
A. inno- appellant’s guilt or opinion fixed as to unable to Q. cence, legally otherwise you change your But would not or was Yount, presented? mind until the facts were 455 Pa. serve.” Commonwealth 314 A.2d Right.... A. not, say prosecu- I work at a A. I would
3. Hrin’s voir dire examination
change my
job
tor was as follows:
mind con-
where I have
stantly.
you
any opinion as to the
Have
formed
Q.
change your
you
guilt or
Yount?
Would
be able to
innocence Mr.
Q.
degree
up
your opinion
you
in
regarding
A. To the
that it was written
before
be-
mind
yes.
papers,
way
juror
I
case? That’s the
come a
this
your part?"
Is this a fixed
you
question.
Q.
must have
answer
answer.
A. This is sort of difficult
presented I defi-
A.
If the facts were so
you
me
to be selected
Let
ask—if
Q.
nitely
change my mind.
could
box,
jury
as a
take the
this case and
say you
you
could enter the
Would
Q.
you
you
could
erase or remove the
presuming
innocent?
him to be
box
solely
now hold and render a verdict based
difficult for me to
A.
It would be rathеr
produced
on the
and law
at this
evidence
answer.
trial?
you
jury box with an
enter the
Can
Q.
very possible.
say
It is
I wouldn’t
A.
your
open
prepared to find
verdict on
mind
sure.
the law
at trial and
evidence
you
you
Do
think
could?
Q.
Judge?
presented by the
possibly
I think I
could.
A.
do.
A. That I could
opinion you hold is not neces-
Then the
Q.
sarily
opinion?
a fixed and immobile
Second,
pro
highly
se
cases
in
January
On
Yount filed
in extreme
corpus.
Paragraph
pretrial
habeas
satu
petition
flammatory
publicity
petition
part
12-B of the
asserted in
community
from which the
rates
*20
require
[jurors]
“two
stated that
would
drawn,
may rely
the accused
on a presump
In
prove
light
Petitioner to
his innocence.”
partiality,
prove
of
and need not
actual
tion
case,
the
in this
it is
patent
of
record
Louisiana,
723,
v.
373
bias. See Rideau
U.S.
to
paragraph
one
the
referred
in
726-27,
1417, 1419-20,
83 S.Ct.
10 L.Ed.2d
12-B is Juror Hrin.4 The
court
district
(1963);
Florida, 421
Murphy
663
cf.
v.
U.S.
pertinent portions
reviewed
of each
the
794, 802-03,
2031, 2037-2038,
95
44
S.Ct.
Hrin’s,
jurors’
testimony, including
voir dire
Alabama,
(1975); Mayola
L.Ed.2d 589
v.
623
did
testimony
but
not concentrate
Hrin’s
992,
(5th Cir.1980),
denied,
F.2d
997
cert.
particular, no findings respect-
in
made
913,
1986,
451 U.S.
101 S.Ct.
A thorough and skillfully (5th Cir.1980), conducted voir 1296-97 dire should be adequate identify juror 920, 101 Association’s, bias, even in a community saturated with (1981). The American Bar publicity adverse to the defendant. As the Standards for.Criminal Justice provide that District of Appeals Columbia Court of not the voir dire “shall be conducted for the ed, “voir dire long recognized has been as purpose determining what the prospec an effective method of rooting out such tive has read and heard about the case bias, especially when conducted in a careful and how exposure has affected that and thoroughgoing Appli manner.” In re person’s attitude toward the trial.” ABA *22 Co., cation of National Broadcasting 653 (2d Standards for Criminal Justice 8-3.5 § 609, (D.C.Cir.1981)(footnotes F.2d 617 omit 1978). objective ed. evaluation of this ted). For this reason the appeals courts of information, however, rests with the trial repeatedly expressed have “confidence in Irvin, court. (which the trial court itself the effectiveness of a skillful voir dire to questioned jurors the for challenged cause) pretrial counteract the threat of publicity.” did engage not in a searching thorough and Duncan, 839, United v. 598 F.2d 865- States Instead, voir dire. the court erroneously (4th Cir.), denied, 871, 66 cert. 444 U.S. 100 jurors’ subjective credited the opinions that 148, (1979). S.Ct. 62 L.Ed.2d Reviewing 96 each impartial could render an verdict not the conviction of Lieutenant William Calley withstanding his or her opinion. Irvin v. Lai, for the killing of civilians at a trial My Dowd, supra, 724, 366 81 U.S. S.Ct. generated considerably pretrial more publicity 1970, than Yount's second trial in case, however, significant- Yount’s differs the Fifth “[tjhere Circuit observed that has First, ly from Irvin v. Dowd. counsel them- greater been a willingness to uphold trial selves conducted the voir dire in Yount’s court’s determination jurors were ca and, Judge concedes, as Hunter pable of rendering impartial an verdict great leniency afforded questioning where that conclusion was reached after Second, of veniremen. challenged Yount deliberate, searching, thorough and voir cause, only jurors three for two of and. 184, 209 dire.” Calley Callaway, 519 F.2d jurors, those according to the district (5th Cir.1975), denied, n. 45 cert. 425 U.S. 911, 1505, findings, court’s they 96 47 “indicated har- (1976). S.Ct. L.Ed.2d 760 603, opinion.” Patton, See also Graham v. bored no fixed Mabry, 645 F.2d Yount v. (8th Cir.1981); 611 Capo, Third, United supra, F.Supp. States at 878. the trial 1086, 595 F.2d (5th Cir.1979), 1091-92 cert. permitted questioning court expo- on the denied, 1012, 660, 444 U.S. juror sure of each to and the de- publicity Margoles v. United gree juror’s of fixation of opinion. each Six States, 727, (7th 407 F.2d Cir.), 729-31 of the testified that had no U.S. 24 L.Ed.2d preconceived guilt Yount’s at all. (1969). Among remaining jurors, six Yount challenged Hrin, one—Juror James F. As Irvin makes plain, juror’s subjective whom I affirmation of discuss below—for cause. The impartiality dispositive is not dire, question scope depth of the and of the always bias. It has voir and clear that going through challenges been “merely jur- absence of cause to each Hrin, required. adequate support constitutionally an Yount’s case was except
or independent objective Nevertheless, judgment determination I concur in the that, Hrin, with the exception conclude, I for the rea- the court because “lay impression[s] could aside follow, F. Hrin [their] that Juror James sons opinion[s] and render a verdict based on the impaneled been in this case. should not have evidence in court.” Irvin v. Dowd, supra, 366 U.S. III. Dowd, In Irvin v. 81 S.Ct. Hunter, however,
Judge
discounts the ex-
(1961),
Supreme
tensive voir dire conducted in Yount’s 1970
held that the mere existence of
Court
challenges
trial and the аbsence of
for cause
guilt
as to the
or inno-
preconceived notion
Rather,
juror except
Judge
to each
Hrin.
not,
more,
cence of an accused
without
opinion places great weight
Hunter’s
on the
presumption
rebut
of a
sufficient
finding
percent
that “77
of the 163 venire-
juror’s impartiality.
Id. at
prospective
questioned
men
would
admitted
observed,
at 1643. As the Court
carry
Maj.
into the
box.”
however,
adoption
of such a rule does
op., at 970.
“
To my mind, this reliance on
whether,
in a
inquiry
not
‘foreclose
statistics,
regard
scope
without
to the
of the
case,
rule
given
application
of that
challenges
voir dire or the absence of
deprivation
prisoner’s
life or
works
cause,
significance
elevates to talismanic
” Id.,
liberty
process
without due
of law.’
percentage
of veniremen as a whole
California,
quoting Lisenba v.
opinions
guilt.
with
about a defendant’s
I
There are undoubtedly many communi-
ties in which
is
the
large percentages
upon
of the ve-
The affirmance of the issue
niremen
exposed
pretrial pub-
have been
challenger. Unless he shows the actual
licity and have a notion of the defendant’s
opinion
existence of such an
in the mind
guilt.
well-publicized
The
trials of
juror as will
the presumption
of the
raise
Watergate defendants, see United
v.
States
partiality,
juror
need not necessari-
Haldeman, supra, and of Lieutenant Wil-
[Reynolds
be set aside.”
v. United
ly
liam Calley,
Calley
supra,
see
v. Callaway,
States,
145, 156-57,
For these change “say a of venue in for sure” wheth- holding that and that he could Hunter’s er he could do so. In response ques- to the of law and fact. As the Court in Dowd tion whether Hrin “could enter the box stated, innocent,”
presuming
to be
Hrin
[Yount]
the test
is ‘whether
the nature
conceded that
would be rather difficult
“[i]t
strength of the opinion formed are such
for me to answer.”
as in law necessarily ...
raise
pre
sumption
partiality.
Testimony
question
adduced
fur-
The
defense
ther
require
presented
revealed
Hrin would
thus
is one of mixed law and
Yount
to produce evidence
Hrin
before
fact....
As was stаted in Brown v.
preconceived
would abandon his
opinion of
Allen,
443, 507
[73
guilt.
Yount’s
Hrin affirmed that he
469],
97 L.Ed.
ques
“so-called mixed
change
“would not
mind until
[his]
[he]
tions
application
or the
of constitutional
Having
stated,
facts.”
so
[with]
principles to the facts as found leave the
Hrin
presumption
abandoned the
of inno-
duty
adjudication
with the federal
permits
cence. While the law
a juror to
was,
judge.”
therefore,
It
duty
affirm that he or
will
she
enter the
Appeals
Court of
to independently
open mind,
box with an
a
cannot
evaluate the voir dire testimony of the
require that
the defendant
evi-
produce
impaneled jurors.
dence
wipe
prior
clean a
perception or
Dowd,
Irvin v.
supra, 366
opinion.
must be impartial
S.Ct. at 1643.
when
They
agree
sworn.
cannot
to be im-
In this case the Pennsylvania Supreme
partial
if the
defendant
convinces
Court concluded that
“none of the
them to be so.
had a fixed
guilt
[Yount’s]
case,
juror,
this
by his own admis-
Yount,
innocence.” Commonwealth v.
su
sion, required the production of evidence to
pra,
verdict based on the evidence Dowd, supra,
court.” Irvin v. U.S. 723, 81 Consequently, 1643. no
juror may opin- enter the box with an
ion that can be changed only upon the
presentation of evidence the defense. requiring
Juror Hrin admitted to such evi-
dence, and therefore could not constitution-
ally judgment sit in Accordingly, of Yount.
while I dissent from view expressed
Judge Hunter’s that a
venue was constitutionally required, I con- judgment court,
cur in the
directs that the writ corpus of habeas
issued unless Yount is retried within a rea- so, however,
sonable time. I do for the
reason that Juror Hrin was improperly
seated. (argued),
Charles Sovel Freedman Lor-& P.C., Pa., ry, Philadelphia, for appellant. McGrath, Gen., J. Paul Asst. Atty. Wash- D.C., Vaira, ington, Jr., Peter F. Atty., Bricklin, Susan Dein Asst. Phila- Atty., LORENZETTI, B., Appellant, Paul Pa., Kanter, delphia, William Freddi Lip- Staff, stein (argued), Attys. Appellate Civ. Justice, D.C., Dept, Washington, Div. UNITED STATES America. appellee. No. 82-1683. United Appeals, States Court of WEIS, HIGGINBOTHAM, Before Circuit Third Circuit. BROTMAN,* Judges, Judge. District
Argued April THE OPINION OF COURT
Decided June BROTMAN, Judge: District This case arises under the Federal Em- Act, ployment Compensation 5 U.S.C. (FECA). 8101 et It is an action for seq. § declaratory judgment brought by Paul B. Lorenzetti against the United States. dispute stems from an unresolved conflict government’s regarding right reim- *25 injured under the bursement FECA and party’s ability damages to recover under statute, Pennsylvania no-fault Pa.Stat. (Purdon seq. Ann. tit. 1009.101 et § court, 1974). F.Supp. The district to reim- required held that Lorenzetti was even government though burse the he had * Brotman, Stanley designation. Hon. S. United States District Jersey, sitting by Judge District of New for the
