RULING ON PETITIONER’S MOTION UNDER 28 U.S.C. Section 2255
INTRODUCTION
Neil Johnson, (hereinafter “Johnson” or “Petitioner”) has filed a Motion to Vacate, Set Aside or Correct His Conviction, pursuant to 28 U.S.C. § 2255, challenging his conviction and sentencing for conspiring to possess with intent to distribute narcotics. After a thorough review of the parties’ moving papers and exhibits thereto, it was determined that a hearing was unnecessary in order to decide the present Motion which is now ready for decision.
STATEMENT OF FACTS
The Court sets forth only those facts deemed necessary to an understanding of the issues raised in, and decision rendered on, this Motion. The facts are distilled from the parties’ moving papers, the joint and government appendices before the Second Circuit, the pre-sentence report, the transcript of his sentencing, and the transcript of his state court guilty plea. The petitioner, Neil Johnson, was arrested on November 24, 1993, on a complaint
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charging him with violating 21 U.S.C. §§ 841(a)(1) and 846. On or about December 21, 1993, an indictment was returned, charging that the petitioner had conspired with one Raul Rivera to possess with intent to distribute a controlled substance, in violation of §§ 841(a)(1) and 846. The petitioner pleaded not guilty on January 5, 1994, and petitioner’s trial commenced on March 21, 1994, before the Honorable Peter C. Dorsey. On March 28, 1994, a jury returned a verdict of guilty on both counts. The petitioner was sentenced to 320 months imprisonment, a $24,000 dollar fine, and eight years of supervised release upon completion of his sentence. Johnson appealed his conviction, and the Second Circuit Court of Appeals reversed and remanded for a new trial.
United States v. Rivera,
On September 14, 1995, jury selection for the second trial began before Judge Dorsey. The case was then transferred to this court, which continued to conduct voir dire and complete the jury selection. The second trial began before this court on September 26, 1995, and continued until October 5,1995.
The evidence produced at trial resulted from a heroin trafficking investigation of the defendant, initiated by the Drug Enforcement Administration (“DEA”) in Hartford, Connecticut. One of the government’s chief witnesses wаs Raul Rivera, who, after being arrested for possession of narcotics, agreed to cooperate with the government against Johnson. At the trial, Rivera testified about Johnson’s narcotics operation, which included smuggling heroin from Mexico and distributing it in Connecticut. Rivera testified that he sold heroin for Johnson inside the Dutch Point Housing Project in Hartford, Connecticut. Rivera also testified about accompanying Johnson to purchase heroin in Texas, where Rivera tested the narcotics to ensure its quality. In addition to Rivera’s testimony, the government also played tapes of conversations they had recorded as a result of wiretaps, and presented testimony of Special Agents of the DEA. The jury returned a verdict of guilty on both counts.
On February 27, 1996, this court sentenced the defendant to a term of 320 months imprisonment, and eight years of supervised release. The government introduced transcripts of the testimony of Raul Rivera and a Hartford Police Detective, and presented police reports of several arrests and complaints regarding narcotics trafficking at the Dutch Point Housing Project. Johnson objected to the findings of the pre-sentence report regarding the amount of heroin attributed to him and his operation, and the enhancements calculated. He based his objections on the lack of credibility of witness Raul Rivera. Johnson аlso challenged the consideration of his December, 1984, state conviction for conspiracy to possess narcotics with intent to sell, arguing that he had not made a knowing and intelligent waiver of his rights when he pleaded guilty in that case. The court rejected these claims and found that Johnson was responsible for the amount of heroin indicated in the pre-sentence report, but departed downward to the offense level found at the first sentencing, and senténced Johnson to 320 months, the same sentence as in the first sentencing. Petitioner appealed this conviction and sentence and the Second Circuit affirmed. On March 11, 1997, the Supreme Court denied the petitioner’s pеtition for writ of certiorari.
LEGAL ANALYSIS
I. Procedural Bar of Claims
On direct appeal, Johnson only challenged the jury selection process and his sentence, failing to raise the ineffective
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assistance of counsel claims he now brings before this court. The failure of a federal defendant to raise an issue on direct appeal will bar the defendant from raising the issue in a habeas petition for the first time absent a showing of both “ ‘cause’ for the waiver and ‘actual prejudice’ resulting from the alleged waiver.”
Reed v. Farley,
Defendant asserts that he has cause for his failure to raise his claims on direct аppeal because he received ineffective assistance of appellate counsel. Attorney error does not satisfy the cause requirement “[s]o long as a defendant is represented by counsel whose performance is not constitutionally ineffective under the standard established in
Strickland v. Washington,
The right to counsel plays a crucial role in the adversarial system embodied in the Sixth Amendment, since access to counsel’s skill and knowledge is necessary to accord defendants the ‘ample opportunity to meet the case of the prosecutiоn’ to which they are entitled, (citations omitted) ... The Sixth Amendment recognizes the right to assistance of counsel because it envisions counsel’s playing a role that is critical to the ability of the adversarial system to produce just results.
Id. at 685,104 S.Ct. 2052 .
While recognizing that “the right to counsel is the right to effective assistance of counsel”,
McMann v. Richardson,
First, the defendant must show that counsel’s performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the “counsel” guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsel’s errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.
Strickland,466 U.S. at 687 ,104 S.Ct. 2052 .
Accordingly, Johnson must overcome the strong presumption that his counsel’s conduct was reasonable and show that it fell below an objective standard of reasonableness under prevailing professional norms. Judicial scrutiny of counsel’s performance must be highly deferential. The performance inquiry must be whether counsel’s assistance was reasonable considering all the circumstances and the reasonableness of counsel’s conduct must be judgеd as of the time of counsel’s conduct.
Strickland,
466 at 688-90,
Under the second prong of
Strickland,
“any deficiencies in counsel’s performance must be prejudicial to the defense in order to constitute ineffective assistance under the Constitution.”
Id.
at 692,
The Second Circuit has held that an attorney’s failure to file a notice of appeal after conviction is not, without more, constitutionally ineffective assistance. The Court explained that cause “must be something
external
to the petitioner, something thаt cannot be fairly attributed to him.”
Marone v. United States,
Johnson briefly states in the introduction to his petition that his counsel was ineffective for failing to include his present claims in his direct appeal. He makes no claim that he asked his attorney to appeal the issues he now brings before the court. Because he does not allegе something more than his attorney failing to raise these claims on direct appeal, under Mar-one, Johnson has not shown cause for his procedural fault.
Further, in
Jones v. Barnes,
Finally, because we find no merit in Johnson’s Section 2255 claims, appellate counsel cannot be found ineffective for failing to have raised the claims on direct appeal.
Murray v. Carrier,
II. Ineffective Assistance of Counsel Claims
A. Trial Counsel’s Failure to Object to the Excusal of a Black Juror
Petitionеr’s first claim is that his trial counsel was ineffective for failing to object to the excusal of a black woman, when she was excused by Judge Dorsey because she did not have a child-care provider for her daughter. (Tr.: September 14, 1995, 184: 3-16). Petitioner claims the dismissal improperly affected the racial makeup of the jury pool. This court finds this claim to be frivolous. It is well established that a trial court may excuse a juror for cause, “upon a showing of undue hardship or extreme inconvenience.” 28 U.S.C. § 1866(c)(1). Under Fed.R.Crim.P. 24(c), district courts have broad discretion to replace jurors at any time before the jury retires for deliberations. Such a decision will be upheld unless the defendant shows
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bias or prejudice.
United States v. Gambino,
Specifically, where a juror’s schedule prevents her from fully participating in the trial, a court has broad discretion to remove the juror.
United States v. Reese,
In addition, there is no merit to the claim that the excusal of the juror led to a discriminatory result in Johnson’s trial. It is a well settled principal that, if a jury is lawfully selected “free from any taint of invalid exclusions or procedures in selection and from which all disqualified for cause have been excused, no cause for complaint arises merely from the fact that the jury finally chosen happens itself not to be representative of the panel or indeed of the community. There is, under such circumstances, no right to any particular composition or group representation on the jury.”
Frazier v. United States,
The fact that one of the excused jurors was black does not automatically lead to a discriminatory result. In this case, the court similarly accommodated a white juror, who had to take care of her elderly father, by placing her on a panel for a shorter trial rather than this morе lengthy trial. The race of the jurors played no part in the decision of the court as to whether or not it was appropriate to excuse them for cause. Johnson’s jury panel was lawfully selected in accordance with the standards required by federal law. Accordingly, it is clear that the court had just cause to excuse the juror, and it acted within its broad discretion. For all the above reasons, this court rejects petitioner’s claim.
B. Trial Counsel’s Failure to Make a Batson Challenge to the Government’s Peremptory Strike of a Black Juror
Petitioner next charges that his trial counsel’s failure to object to the government’s peremptory strike of a black juror constitutes ineffective assistance of counsel. In
Batson v. Kentucky,
C. Trial Counsel’s Failure to Request Questioning of Two Jurors
During jury selection, it was determined that two of the prospective jurors *388 had also served as jurors at Johnson’s first trial, in which the jury returned a guilty verdict. Johnson now claims that, because these jurors were allowed to go to lunch at the same time as the rest of the jurors, the panel could have been informed of information regаrding the first trial that was prejudicial to the petitioner. He therefore asserts that his counsel was ineffective for failing to request that the two potential jurors in the panel be questioned before they were allowed to break for lunch, and for failing to request that the empaneled jurors themselves be questioned to ensure they did not hear these jurors say anything prejudicial about the petitioner.
Decisions regarding when to question jurors and the manner of that inquiry are generally left to the trial judge’s broad discretion.
United States v. Ruggiero,
D. Trial Counsel’s Failure to Request that the Court Question White Jurors on Racial Bias
Petitioner next claims that he received ineffective assistance of counsel at his trial because his attorney did not request that the Court question the white jurors as to them feelings about blacks following the O.J. Simpson trial. The verdict in the Simpson trial was announced on October 3, 1995, two days before the jury in Johnson’s trial found him guilty. Petitioner asserts that the Simpson verdict created a high potential for “unconscious racism” which wоuld likely have an effect on the jury’s deliberations. (Petitioner’s Memorandum in Support of § 2255 [Doc. 73] at 20). He argues that the publicity surrounding the O.J. Simpson trial was so prejudicial as to require a mistrial.
The Second Circuit made clear in
United States v. Gigante
that “[t]he trial court has broad discretion in determining whether prejudice has resulted from publicity during trial.”
In determining whether prejudice had resultеd from media publicity during a trial, one factor the courts looked to was whether the publicity focused directly on the issue of the defendant’s guilt or innocence with respect to the charges in the ongoing trial.
United States v. Persico,
No. S84 Cr. 809,
E. Trial Counsel’s Failure to Object to the Court’s Refusal to Allow Ex Parte Testing of a Tape Recording
Petitioner’s fifth ineffective assistance claim alleges that his trial counsel was ineffective for failing to object to the court’s refusal to allow ex parte testing of a tape recording that was admitted at trial. However, рetitioner admits in his § 2255 Motion and the record shows that Johnson’s counsel did in fact move for release and examination of the tape. (Defendant’s Motion for Release of Tape [Doc. 93-1], September 11, 1995). This court granted his motion, on the condition that the government would transport the tapes to the defense expert’s office in order to preserve the chain of custody of the tape.
Id.
Petitioner claims, however, that his counsel should have insisted on being present at the transportation and testing of the tape, and, because he was not present, he cannot be sure the tape was not altered. On the contrary, this court finds that defense counsel madе appropriate arrangements in regard to testing the tape, in accordance with the ruling this court made. The record reflects that proper procedural safeguards were instituted in an attempt to preserve the chain of custody and the authenticity of evidence preserved, thereby ensuring that the defendant’s constitutional rights were protected. Since Petitioner’s underlying evidence-tampering claim is meritless, counsel cannot be found ineffective for failing to assert the claim.
Arena,
F. Prosecutorial Misconduct: Perjured Testimony
Johnson next claims that during the trial the government knowingly elicited false information from a key witness, Raul Rivera. In order to overturn a conviction based on perjured testimony of a witness, the petitioner must show that the witness actually committed perjury, that the evidence was not previously discoverable with due diligence, and that the new evidence is material.
United States v. Moore,
Upon close examination of the record, this court finds that petitioner has failed to show any substantial evidence proving the witness cоmmitted perjury, and certainly has not put forward new evidence that was not available during the trial. He bases this assertion on inconsis *390 tencies between the witness’ statements at trial and his statements during a previous hearing, and challenges some of Rivera’s factual statements as untrue. Yet he fails to demonstrate how Rivera’s statements are false, and further bases all his reasoning on testimony during the trial, none of which is newly discovered evidence as required for a cognizable claim.
Further, “[t]o the extent petitioner complains that the prosecution misled the court, this claim would warrant habeas relief only if he could show that he was thereby prejudiced.”
Soares v. United States,
Accordingly, there is no reasonable likelihood that the jury would have acquitted petitioner had Raul Rivera not testified as to the collateral matters now challenged, and therefore the Petitioner’s trial was not jeopardized by Rivera’s testimony.
See Soares
G. Trial Counsel failed to Object to the Introduction of Papers Recovered from Petitioner’s Wallet
At the time of Petitioner’s arrest on November 23, 1993, Agent Aviles found a piece of paper with a list of names on it. During Petitioner’s trial, Agent Aviles read from the paper the name of George Wilson, who was previously identified by Rivera as one of the men who worked for Johnson at Dutch Point. (Tr.: October 2, 1994, 799: 4-11; 852: 13-20). Petitioner now asserts this paper was privileged work-product material, because, he alleges, his attorney had instructed him to locate the individuals on the list because they were related to a prior criminal matter. Therefore, he claims that his attorney should have objected to its admission into evidence.
The work-product doctrine “shelters the mental processes of the attorney, providing a privileged area within whiсh he can analyze and prepare his client’s, case.”
United States v. Nobles,
Attorney privilege can be waived by the disclosure of protected documents, even if disclosure was inadvertent.
In re Steinhardt Partners, L.P.,
Further, Johnson’s counsel’s failure to object to the admission of this list of names dоes not constitute ineffective assistance of counsel. When assessing counsel’s performance, courts “ ‘indulge a strong presumption that counsel’s conduct falls within the wide range of reasonable professional assistance’ and that counsel’s conduct was not the result of error but derived instead from trial strategy.”
Jackson v. Leonardo,
The decision of petitioner’s trial counsel to allow the names into evidence was likely to have been strategic and intentional. Without reciting the entire trial record in full, this court is confident that there are many plausible reasons that counsel allowed the evidence to be admitted without objection. For example, as evidenced by Johnson’s counsel’s closing arguments, it is clear that he was trying to convince the jury that Johnson was setting up a legitimate restaurant business, rather than intending to sell heroin. (Tr.: October 4, 1995, 166-74). To have objected to the list of names that was seized from Johnson during the search of his hotel room would have been inconsistent with this defense. Counsel’s performance was therefore objectively reasonable under professional standards, and petitioner’s claim fails.
H. Defense Counsel’s Failure to Call Potential Exonerating Witnesses
Petitioner alleges that his trial counsel was ineffective for failing to use proper investigative procedures to locate two potential witnesses. Johnson now claims these witnesses could have testified against the government’s contention that Johnson had employed them to drive Rivera to deliver heroin. Petitioner acknowledges that his trial counsel attempted to subpoena these two individuals, but was unsuccessful as they had moved out of town. He now alleges his counsel should have made a more diligent effort to find these witnesses.
Even if trial counsel could have made a more thorough investigation than he did, this failure would not rise to a level of ineffective assistance of counsel. The Supreme Court has made clear that “in considering claims of ineffective assistance of counsel, ‘we address not what is prudent or appropriate, but only what is constitutionally compelled.’ ”
Burger v. Kemp,
Applying this standard to the case before us, this court finds that it was reasonable for Johnson’s trial counsel to decide not to pursue these witnesses further. Johnson provides no reason for the court to believe these witnesses would have exonerated him. In contrast, there is a distinct possibility that the witnesses may have further inculpated the petitioner by testifying that they had in fact been involved in the transportation and sale of heroin, as others testified to in court, or refused to testify citing their Fifth Amendment Privilege. Accordingly, counsel’s decision not to make further efforts to find the witnesses or call them during the trial in no way rendered his representation ineffective.
I. Defense Counsel’s Failure to Object to the Testimony of Raul Rivera, in Violation of 18 U.S.C. § 2255
Finally, petitioner argues that the admission of coconspirator testimony from Raul Rivera at his trial violated 18 U.S.C. § 201(c)(2), because the government promised the witness leniency in exchange for his truthful testimony. Section 201(c)(2) provides that “whoever ... directly or indirectly, gives, offers or promises anything of value to any person, for or because of the testimony under oath or affirmation given or to be given by such person as a witness upon a trial... before any court.. .shall be fined under this title or imprisoned for not more than two years, or both.” 18 U.S.C. § 201(c)(2) (1994). To support his proposition, Johnson cites to
United States v. Singleton,
III. Sentencing Claims
Petitioner claims that his sentence should be overturned because the court improperly considered a prior conviction in Connecticut state court for conspiracy to possess narcotics with intent to sell, which he now claims is invalid. Johnson asserts that he was coerced into pleading guilty to the previous offense by the judge who accepted his guilty plea, and therefore it should be nullified. He did not raise this claim on appeal and has not articulated a reason for this failure, nor did he explain why his counsel was ineffective for failing to preserve the error. However, because Petitioner alleges a constitutional violation, we will review the claim for its merits.
See Bousley v. United States,
A “strong presumption of verity” attaches to admissions of guilt at a plea allocution.
United States v. Gonzalez,
Johnson also alleges that his sentencing is invalid because the calculation of his offense level was based on uncorroborated testimony of a cooperating witnesses. Jоhnson did assert this challenge on appeal, and the court of appeals rejected this claim.
United States v. Rivera,
Finally, the petitioner argues that his sentence should be vacated based on the new rule of law set out in
Apprendi v. New Jersey,
The Second Circuit recently held that
Apprendi
“does not apply retroactively to initial section 2255 motions for habeas relief.”
Coleman v. United States,
*394 CONCLUSION
This Court has considered all of the petitioner’s claims in his section 2255 petition and has found that Johnson has failed to meet his burden of establishing that he is entitled to relief. A certificate of ap-pealability shall not issue, the Petitioner having failed to make a substantial showing of the denial of a constitutional right. His Petition [Doc. No. 172] and Amended Motions [Does. No. 188 and 197] are hereby DENIED.
SO ORDERED.
