Opinion
By а complaint filed on January 21, 1988, in the Superior Court of Contra Costa County, Michael S. Johnson (hereafter Johnson) and his wife, Minnie L. Johnson (hereafter collectively respondents), brought this action for personal injury and loss of consortium against Tosco Corporation (hereafter Tosco) and certain other defendants, who were later dismissed. The jury returned a special verdict finding that Tosco was negligent, that its negligence was a proximate cause of Johnson’s injury, and that Johnson suffered damages as a proximate result of the negligence in the amount of $1,029,904 and Minnie Johnson suffered damages for loss of consortium of $50,000. The jury further found that Johnson was negligent and ascribed to him 40 percent of the total negligence. On January 18, 1990, the court entered a judgment awarding Johnson damages against Tosco in the amount of $617,942.40 and Minnie Johnson damages of $30,000. Tosco filed a timely notice of appeal.
Johnson, age 38, claims damages for injuries suffered in a fall from a single-stage scaffolding at the Tosco Oil Refinery in Martinez, California. A trade union insulator from Phoenix, Arizona, he enjoyed full union accreditation and had worked in the insulating trade for several years. During 1986, he was forced to seek work in other states as a “traveler” through referrals in the union hall.
The scaffolding was the “conventional variety” of tubular steel scaffolding. Each stage supported а platform about six feet above ground or above the lower level of scaffolding. There was no significant disagreement between respondents’ expert witness, Thomas Boster, and the representatives of Tosco and Corey Construction Company concerning the safety standards for erecting scaffolding of this type. All agreed that the scaffolding should rest on base plates fitted with screw jacks to permit leveling of the platform on uneven ground. The frame required four cross-braces and two sets of hand rails. The platform should offer an unbroken surface, normally composed of five thick planks nine and one-half inches wide, and should be tied to the metal frame with heavy wire. The scaffolding should be erected by speciаlly trained personnel and should never be moved or altered by workmen working on it.
The project engineer of Tosco, Eric Hillesland, worked closely with the general foreman of Corey Construction Company, James Kukuchka, in the construction phase of the project. Hillesland visited the work area daily and, in Kukuchka’s estimation, would walk the entire length of the steamline in the course of a week. In his inspections, Hillesland examined scaffolding as well as work in progress. As Corey Construction Company neared completion of its work, Hillesland walked with Kukuchka along the entire length of the line to determine what scaffolding should remain in place for the remaining insulation work.
Hillesland had authority to give work orders and to stop work becаuse of safety hazards, such as improper scaffolding. In addition, all welding work required a “hot permit” from the Tosco Fire and Safety Department. Representatives of this department inspected work for all safety hazards, not only those involved in welding, and could order contractors to remedy any kind of safety hazard.
On the day of the accident, January 28, 1987, Johnson and another insulator, Ray Potter, worked under a foreman, Dave Teeples, of Plant Insulation Company. The weather had been rainy and the company had resumed use of the steamline, causing exposed piping to heat up to almost 400 degrees Fahrenheit. Teeples took Potter to the work site early in the morning. The principal task involved insulating valves lying near the ground, but one elevated section of piping had a valve and two end caps that were exposed. The only scaffold at the site stood about ten feet from the elevated section and was not fully assembled; it possessed only one of four required cross-braces, held no more than two loose boards, and lacked baseplates, screwjacks, handrails, and toeboard. At trial, Potter indicated that he found the scaffold near a pile of loose scaffold parts, but he displayed uncertainty regarding this detail; his testimony on deposition and portions of his testimony at trial were inconsistent on this рoint.
Potter recalled that Teeples told him he could use the incomplete scaffold if he needed to. Seeing no alternative, he dragged the scaffold over to the elevated section and tied the boards to the tubing with some wire he found nearby. Standing on an inverted bucket placed on top of the narrow platform, he insulated the exposed valve, but the end caps presented even greater difficulty. Because of the location of pipes on the ground, Potter was unable to position.the scaffold close enough to these fittings to do the work without a long reach from the end of the scaffold. He elected not to attempt this operation.
Teeples brought Johnson to the work site later in the morning. According to Johnson, he asked Teeples “about [a] handrail and more boards on the scaffold.” Teeples replied that he could work on the scaffold “or else go down the road.” Johnson and Potter searched for more boards to place on the scaffold and tried unsuccessfully to move it to a more convenient location.
Johnson now claims total disability as a result of the fall. A treating physician, Dr. Wayne Broky, testified that he suffered from three categories of neurological injury: (1) cervical strain to neck, resulting in reduced rotation and flexion of the neck, (2) chronic pain in arms and an inability to elevate the arms because of the inhibition of pain, and (3) injury to the ulnar nerve in both arms. The ulnar nerve injury resulted in loss of sensation and sharply reduced muscle strength in both hands. Dr. Broky testified that Johnson is no longer able to use tools appropriately or tо lift loads of over 10 pounds. A psychologist, Dr. Skip Heck, reported that he lacked a capacity to be trained for other work as he scored in the borderline retarded range in mental tests. Tosco produced sharply conflicting evidence regarding Johnson’s disability. An examining physician found only 5 percent impairment in the use of his left extremity and attributed the problem to repeated occupational stress rather than to the fall. A psychologist, Gary Graham, who conducted a series of aptitude tests with a disguised purpose, claimed that Johnson generally possessed normal intelligence and an above average aptitude in spatial relationships. Dr. Graham also found evidence that he falsified or еxaggerated certain complaints.
“The general rule is that an employer of an independent contractor is not liable for the negligence of the contractor or its employees but the exceptions to the rule have become so numerous that it has been said that the rule is ‘general’ only in the sense that it is applied where no good reason is found for departing from it.”
(Castro
v.
State of California
(1981)
In applying the peculiar risk doctrine, California courts have adopted the statement of the rule in sections 413 and 416 of the Restatement Second of
The concept of peculiar risk is elucidated in comment b to section 413 of the Restatement Second of Torts, which is incorporated by reference in a comment to section 416 of the Restatement Second of Torts and quoted with approval in a number of California cases.
(Griesel
v.
Dart Industries, Inc., supra,
A similar explanation of the concept, cited in several decisions, is found in Prosser, Law of Torts (3d ed. 1964) page 486: “[T]he principle seems to be limited to work in which there is a high degree of risk in relation to the particular surroundings, or some rather specific risk or set of risks to those in the vicinity, recognizable in advance as calling for definite precautions. The emphasis is upon the ‘peculiar’ character of the risk and the need for special, unusual care.”
(Addison
v.
Susanville Lumber, Inc.
(1975)
A peculiar risk “is something other than the ordinary and customary dangers which may arise in the course of the work or of normal human activity.”
(Griesel
v.
Dart Industries, Inc., supra,
A contractor’s use of defective equipment, which its employer had no part in selecting, does not bring his conduct within the peculiar risk doctrine.
(Hughes
v.
Atlantic Pacific Construction Co., supra,
Again, the contractor’s misuse of equipment, whether or not it is defective, lies clearly outside the theory of liability. In
Stark
v.
Weeks Real Estate, supra,
Applying these principles, we see no reasonable basis for finding that the contractor’s use of a single-stage scaffold entailed a peculiar risk of
Several cases have regarded the erection of proper scaffolding as a needed precaution in peculiarly risky operations.
(Fonseca
v.
County of Orange
(1972)
The injury here resulted from the provision of a defective piece of equipment—the partially assembled (or disassembled) scaffold—and the negligent use of the equipment by reaching from an unstable perch to a barely accessible pipe fitting. Both of these elements of negligence lay outside the peculiar risk doctrine. Seeking to avoid this conclusion, respondents advance two arguments. First, they argue in various ways that Tosco knew or should have known of the dangerous condition at the work site and therefore should have taken precautions. These arguments, however, go to the other two theories of liability—the landowner’s responsibility and the owner’s retention of control over the operation. The peculiar risk doctrine is not a duplicative theory of liability that can be subsumed within these other theories but a distinct basis of liability.
Secondly, respondents argue that a peculiar risk was created by the “totality of the circumstances” at the job site, i.e., the lack of safety devices, the rainy weather, and hot pipes. To thе extent that this argument concerns lack of safety devices, it again serves to support an alternative theory of
Respondents argue that Tosco cannot claim to have been prejudiced by the instruction on this alternative theory of liability. Although respondent’s counsel emphasized the theory in arguments to the jury, the special verdict presented the jury with a single question: “Was the defendant Tosco Corporation negligent?” Since there was ample evidence for a finding of Tosco’s liability on the other negligence theories, respondents argue that the court сannot infer that the verdict would have been different in the absence of this unnecessary and erroneous instruction. (See
Seaman’s Direct Buying Service Inc.
v.
Standard Oil Co.
(1984)
Tosco next assigns error to the trial court’s refusal to give three instructions stressing aspects of the peculiar risk doctrine favorable to the defense.
1
Each instruction was a correct statement of Taw but served to elucidate or apply aspects of the peculiar risk doctrine rather than to state the general principles. The trial court ruled that two of the instructions were duplicative and the third was addressed to a distinguishable factual situation.
2
We see no error in these rulings. As stated in
Chandler
v.
Benafel
(1934)
In a further assignment of error, Tosco maintains that the trial court erred in giving the comparative negligence instruction of BAJI No. 3.40 which imposes a lesser standard of caution on workmen required to work in dangerous situations. The instruction states: “When a person’s lawful employment requires that he work in a dangerous location or a place that involves unusual possibilitiеs of injury, or requires that in the line of his duty he take risks which ordinarily a reasonably prudent person would avoid, the necessities of such a situation, insofar as they limit the caution that he can take for his own safety, lessen the amount of caution required of him by law in the exercise of ordinary care.”
As suggested by the previous analysis of the peculiar risk doctrine, we do not consider that a single stage scaffold can generally be regarded as “a dangerous location or a place that involves unusual possibilities of injury. ...” Respondents rely, however, on Johnson’s testimony that a supervisor of Plant Insulation Company, David Teeples, impliedly threatened him with discharge if he did not use the partially assembled scaffold. If this testimony is believed, the jury could reasonably find that Johnson was required to do work involving “unusual possibilities of injury.”
The facts are very close to those of the leading case,
Austin
v.
Riverside Portland Cement Co.
(1955)
Like the Austin case, the danger that Johnson faced was not inherent in the nature of the work but was rather created by his supervisor’s negligent instruction to employ an unsafe method of doing a particular job. In an attempt to distinguish the Austin decision, Tosco points out that the owner there shared responsibility for giving the negligent instruction. Here, Tosco had nothing to do with Teeples’s instruction and no reason to anticipate that the contractor would put its employees in such a dangerous predicament. But we consider that it is consistent with the principle of fault underlying our system of tort liability to judge Johnson’s conduct by what he actually was instructed to do in his employment. The question whether the owner shared responsibility for negligent instructions placing him in a dangerous situation may be relevant to the owner’s liability but it is irrelevant to assessing Johnson’s own degree of negligence. 3
In a final challenge to the jury instructions, Tosco attacks the instruction on a central issue in the case—its duty toward workmen of an independent contractor arising from control of the work or the premises. Tоsco requested an instruction pursuant to BAJI No. 8.30 concerning a landowner’s duty based on control of the premises where the contractor’s work is performed. Respondents requested BAJI No. 8.32 dealing with the duty of a general contractor to employees of a subcontractor. The court ultimately delivered Special Instruction No. 5 drawn largely from BAJI No. 8.32 and
Conner
v.
Utah Constr. & Mining Co.
(1964)
We will consider separately the three sentences in this instruction, beginning with the
last sentence.
This sentence, taken directly from
Kramer
v.
Cedu Foundation, Inc.
(1979)
The
Austin
decision proceeds to link this principle of liability to the duties of a person in possession of land toward invitees: “Generally, the owner of property ‘. . . is under a duty to keep in safe condition all portions of premises over which he has control’ [citation] and in more detail: ‘A possessor of land who knows, or reasonably should know, of a . . . condition upon his premises which, he should foresee, exposes his business visitors to an unreasonable risk, and who has no basis for believing that they will discover the condition ... is under a duty to exercise ordinary care either to make the condition reasonably safe for their use or to give a warning adequate to enаble them to avoid the harm.’ ” (
Later decisions have reiterated the principles of Restatement Second of Torts section 414, as quoted in the
Austin
decision.
(Van Arsdale
v.
Hollinger,
The first sentence in the instruction is drawn from one of these decisions involving a suit by a subcontractor’s employee against a contractor.
(Conner
v.
Utah Constr. & Mining Co., supra,
The language is sanctioned by ample judicial precedent applying to a contractor’s duty toward employees of a subcontractor, but it has uncertain application, demanding further clarification, with respect to the duty of the emplоyer of an independent contractor toward the contractor’s employees. In a particular case, the language may be consistent with the employer’s duties toward the contractor’s employees arising from retained control over the work, or, on the assumption that the employer possesses the land on which the work is done, with the duties of a landowner toward invitees. But removed from a proper context, the broad and unqualified language referring to “an owner . . . exercising supervision over a project” conflicts with decisions limiting the liability of the employer of an independent contractor.
A line of authority stemming from
McDonald
v.
Shell Oil Co.
(1955)
The middle sentence in the instruction requires less comment. The landоwner’s obligation to warn invitees of hidden hazards plainly does not apply here. It cannot seriously be argued that a partially assembled and unstable scaffold placed over a hard and uneven surface constitutes a concealed danger. The inclusion of this sentence in the instruction could only serve to confuse the jury.
The question of the prejudicial effect of this potentially misleading instruction again can best be left to the end of our analysis. Tosco argues lastly that, by limiting the testimony of a defense expert, the trial court effectively precluded it from contesting respondent’s damage claim for wage loss. Respondents asked their expert economic witness, Dr. Michael N. Wolfe, to calculate thе present value of Johnson’s wage loss over his lifetime on the assumption that he was qualified to earn only $6.62 per hour as a janitor. Dr. Wolfe set the loss at $677,052. In rebuttal, Tosco produced a vocational rehabilitation expert, Dr. Gary M. Graham, who testified that Johnson could qualify for a range of jobs offering better compensation than the janitorial work assumed by Wolfe. But the court sustained respondents’ objection when Tosco asked Dr. Graham to calculate the present value of Johnson’s wage loss, using Dr. Wolfe’s methods, assuming his qualification for such a better paying job. As a consequence, the only wage loss figure before the jury was Dr. Wolfe’s figure of $677,052. In final arguments, respondents argued that their claim for wage loss in this amount was undisputed. The jury verdict reflected an award of damages for wage loss precisely in the amount of $677,052.
In view of the tentative nature of an
in limine
ruling, we do not consider that an abuse of discretion can be predicated on the inconsistency between the exclusion of the testimony at trial and the earlier ruling apparently allowing it. But we see no reasonable basis for challenging Dr. Graham’s qualification to make mathematical computations using Dr. Wolfe’s methods. The calculations required no special expertise; and if Dr. Grahаm were not allowed to make them, Tosco would have no means of bringing the implications of his testimony before the jury. The calculations were sufficiently complex that, as a practical matter, they could not be easily adapted to a jury argument. Moreover, if counsel had attempted to present the calculations to the jury, he would face the objection that arguments of counsel are not evidence. (See
Emery
v.
Southern Cal. Gas Co.
(1946)
We have deferred the question of prejudical error to the end of this opinion. Respondents dispute the prejudicial effect of each of the errors we have reviewed—the erroneous instruction on the peculiar risk doctrine, the misleading instruction on retained control, and the restriction on Dr. Graham’s testimony. Without attempting to analyze separately these issues of prejudice, we conclude that the cumulative effect of the errors was unquestionably to make it “reasonably probable that a result more favorable to the appealing party would have been reached in the absence of the error[s].”
(People
v.
Watson
(1956)
Stein, J., and Dossee, J., concurred.
Respondents’ petition for review by the Supreme Court was denied January 15, 1992. Mosk, J., was of the opinion that the petition should be granted.
Notes
Tosco also assigns error to the refusal to give a fourth instruction that would in effect have directed a verdict for the defense on the peculiar risk issue: “The use of a scaffold does not constitute an inherently dangerous or peculiar activity.” On any analysis, this instruction was inappropriate. If a peculiar risk instruction was proper, the court should not retract the instruction in this manner. If the instruction was not proper, it should not be given in the first place.
Special Instruction No. 39 was taken verbatim from
Anderson
v.
Chancellor Western Oil Dev. Co., supra,
Special Instruction No. 7A adapts language in
Stark
v.
Weeks Real Estate, supra,
Instruction No. 8A was drawn from
Holman
v.
State of California, supra,
We see no error in the court’s refusal to give Special Instruction No. 40 which was plainly duplicative of BAJI Nos. 13.21 and 13.21.4: “The principal [sic] of inherently dangerous activities—unreasonable risk of physical harm—need for special precautions is limited to work in which there is a high degree of risk in relation to the particular surroundings, or some rather specific risk or set of risks to those in the vicinity, recognizable in advance as calling for definite precautions. The emphasis is upon the peculiar character of the risk, and the need for special, unusual care.”
We note that the trial court rejected two defense instructions based on the McDonald decision, Proposed Instructions Nos. 10A and 11A, that would have served to qualify the overly broad language of Special Instruction No. 5.
