Lead Opinion
OPINION
delivered the opinion of the Court
After a jury trial in Gonzales County, appellant, Jimmie Lee Johnson, was convicted of two counts of aggravated sexual assault. Johnson v. State,
The District Attorney and the State Prosecuting Attorney each filed petitions for discretionary review. The two questions presented ask this Court to determine (1) whether the Clewis factual sufficiency standard of review is still valid and, (2) if so, whether the Court of Appeals properly applied the correct standard of review in this case. See Clewis v. State,
The Relevant Facts
The following represents, unless indicated otherwise, the uncontradicted facts as to what occurred on or about November 16, 1992. After working the 3:00 p.m. to 11:00 p.m. shift at Gonzales Memorial Hospital, the victim of this assault, K_C_, drove into the parking lot outside her apartment. Before she could turn off the car’s engine, a man dressed entirely in black and wearing a ski mask and gloves, opened her car door, forced his way into the back seat, and directed her to drive from the parking lot. Believing that her assailant was armed and potentially violent, K_ C__ complied, and she was directed to a local community center outside the Gonzales city limits. Once there, the victim was blindfolded, her hands and ankles were bound, and she was forced into the passenger’s seat. Her assailant began driving and proceeded to an even more remote location in the county.
After the assault, K__ C_was driven back to Gonzales but by a different route. She was dropped off at a hotel close to her home, and the police were notified. Investigators discovered later that the victim’s car had been returned to her apartment’s parking lot. It was impounded and examined for possible evidence.
Investigators began tracking down possible suspects from the area. K_ C_ looked through several photo line-ups but was unable to positively identify the perpetrator. At one point, however, she was shown a line-up that contained appellant’s picture and, while she did not positively identify appellant, she told the sheriff that the eyes of the man in that picture were “similar” to the eyes of the man who had raped her. Additionally, shortly after the attack, K_ C_was driven to Austin to describe her assailant to a sketch artist for the Texas Department Public Safety. This collaboration produced a composite sketch that, in the victim’s opinion, bore a resemblance to appellant’s face. However, a defense witness who had known appellant for most of his life stated that, in her opinion, the sketch did not bear a reasonable likeness.
Appellant’s arrest for this crime did not occur until August 31, 1994, almost two years after the attack. A month after his arrest, appellant escaped from the Gonzales County Jail. He remained at large for two months before being apprehended near Dallas. The State used evidence of appellant’s escape to help establish his guilt in this crime. See Rumbaugh v. State,
Due to the circumstances of the abduction and the sequence of events from that night, the Gonzales County Sheriff hypothesized it was likely that the individual responsible for the crime was intimately familiar with the areas where the abduction occurred and where the rape took place. Prosecutors established that appellant lived within a half-mile of the victim’s apartment and determined that he had spent at least part of his boyhood years in the remote and sparsely populated area where the assault occurred.
The State also relied upon DNA evidence taken from the victim’s dress to link appellant to the assault. The State’s expert determined that appellant was within the 8 1/2% of the black male population that could have contributed the DNA found in the sperm extracted from the dress.
The State also relied on an in-court identification by the victim to establish that appellant was her attacker. During direct examination, the victim was asked to describe her attacker, and admitted, because of the conditions and her state of mind, her identification could not be absolutely certain:
PROSECUTOR: ... can you describe for this jury the man that did this to you? You know he was a black man?
WITNESS: He was a black man.
PROSECUTOR: Do you have any idea how tall he was?
WITNESS: Like I said, maybe like 5’9”, something like that. He is black. He has a flat — his tummy is flat and I could tell that he isn’t circumcised.
PROSECUTOR: You saw his face briefly when you were out there?
WITNESS: I believe I saw his face.
COURT REPORTER: I’m sorry.
WITNESS: I believe that I saw his face.
PROSECUTOR: K_ C_, have you had an opportunity to look at this defendant ... ?
WITNESS: Pardon me?
PROSECUTOR: Have you had a chance to look at this defendant ... ?
WITNESS: Yes, sir.
PROSECUTOR: Do you believe or do you know whether or not that is the man that sexually assaulted you in November of 1992?
WITNESS: I cannot tell a hundred percent that it is him, but I am positive.
PROSECUTOR: I’m sorry?
WITNESS: I’m positive that it is him.
PROSECUTOR: But you are not a hundred percent positive?
WITNESS: No, sir.
PROSECUTOR: Why can’t you be a hundred percent positive?
WITNESS: It was dark. I was blindfolded. I was so scared. He had a ski mask on most of the time. I didn’t take ■a look at him very good. I was just so scared. I don’t think I would have a chance to identify him. I thought I was going to die.
During subsequent cross-examination by defense counsel concerning uncertainty about the shade of her assailant’s skin, the victim continued:
WITNESS: Like I said before, I cannot tell you exactly a hundred percent that it is [appellant], but something in his eyes.
DEFENSE COUNSEL: Something about [appellant’s] eyes?
WITNESS: Yes, ma’am.
DEFENSE COUNSEL: Is it possible ... that you had seen a picture of [appellant] before?
*6 WITNESS: I believe that I did.
DEFENSE COUNSEL: And when was that?
WITNESS: When I saw lots of pictures, many different times after that. I cannot tell when that I saw his picture.
DEFENSE COUNSEL: Do you know who it was that showed it to you?
WITNESS: Investigator Reyna showed them to me; the Sheriff at least twice.
DEFENSE COUNSEL: Did you ever look at his picture when Investigator Reyna showed it to you and say, “This is the man”?
WITNESS: They never told me who— which one.
DEFENSE COUNSEL: I am talking about did you ever say, “This is the man,” to detective-investigator Reyna?
WITNESS: No.
DEFENSE COUNSEL: And did you ever tell the Sheriff, “This is the man”?
WITNESS: No.
The defense, aside from disputing the State’s DNA evidence, called a handful of other witnesses. In an attempt to discredit the victim’s in-court identification of appellant, one defense witness told of a time the victim described her assailant as being tall, having a slender build, very dark skin, and long, greasy hair. This is a description contrary to her previous accounts. An expert on hair analysis testified that three foreign hairs recovered from the victim could not be matched with sample hairs taken from appellant. Another witness testified that while appellant’s hair style never matched the victim’s description of her attacker, the brother of appellant did wear a hairstyle similar to the description she provided.
The Thirteenth Court of Appeals reversed appellant’s conviction on the grounds of factual insufficiency. The Court of Appeals focused on the victim’s less-than-certain identification of appellant as the primary reason why the conviction could not stand, saying “[t]he in-court identification was not clear and unequivocal.” The additional evidence used to incriminate appellant — the DNA match, appellant’s familiarity with the area where the assault occurred, the fact he lived relatively close to the victim’s home, the fact he was uncircumcised, and the fact appellant escaped from jail while awaiting trial, could, in the opinion of the court, “all apply to many people other than him.”
We granted the State’s petition for discretionary review to (1) ascertain the continued validity of an appellate court’s authority to conduct a factual sufficiency review and (2) determine if that standard of review was properly applied in the case at bar. Specifically, the State Prosecuting Attorney’s office presents us with the arguments that the present factual sufficiency standard of review has proven “unworkable,” and, especially in light of our decision in Cain v. State,
The Factual Sufficiency Standard of Review
A.
As this Court stated in Clewis, and has continued to state in its progeny, the Courts of Appeals are constitutionally empowered to review the judgment of the trial court to determine the factual sufficiency of the evidence used to establish the elements of an offense. Cain v. State, 958 5.W.2d at 408; Clewis v. State,
To ensure that this proper standard of review has been followed and to ensure that a reviewing court is not merely usurping the role of the fact finder, certain procedural requisites have been erected. Clewis v. State,
This Court continues to recognize the constitutionally mandated authority vested in appellate courts to conduct a factual sufficiency review of the elements of an offense.
The assertions of the State Prosecuting Attorney’s office notwithstanding, we recognize that differences do exist between a factual sufficiency review of the evidence and a legal sufficiency review. After extensive investigation into hundreds of opinions that have conducted factual sufficiency reviews, there exist no indications the standard has become “unworkable,” especially to the degree this Court would feel justified in overruling existing precedent.
To support its argument that no difference exists between criminal legal and factual sufficiency review, the State Prosecuting Attorney’s (S.P.A.) office relied on its interpretation of our decision in Cain v. State,
The degree of deference a reviewing court provides must be proportionate with the facts it can accurately glean from the trial record. A factual sufficiency analysis can consider only those few matters bearing on credibility that can be fully determined from a cold appellate record. Such an approach occasionally permits some credibility assessment but usually requires deference to the jury’s conclusion based on matters beyond the scope of the appellate court’s legitimate concern.
In conclusion, the reviewing court must always remain cognizant of the fact finder’s role and unique position, a position that the reviewing court is unable to occupy. The authority granted in Clewis to disagree with the fact finder’s determination is appropriate only when the record clearly indicates such a step is necessary to arrest the occurrence of a manifest injustice. Otherwise, due deference must be accorded the fact finder’s determinations, particularly those determinations concerning the weight and credibility of the evidence. Jones v. State,
B.
Having addressed the arguments of the State Prosecuting Attorney, we now determine whether the Court of Appeals applied the correct standard in its factual sufficiency review of the elements in this case. As a corollary to this matter, it is necessary to first consider the scope of the Clewis factual sufficiency review.
In deciding Clewis and its accompanying standard of review, this Court adopted the Third Court of Appeals’ analysis in Stone v. State,
Historically, courts and academicians have recognized that the civil factual sufficiency standard of review consists of two separate elements. In civil matters, the Courts of Appeals are empowered to consider and weigh all the evidence in the case and set aside the verdict and remand the cause for a new trial if it concludes that (1) the evidence is insufficient or if (2) the verdict is so against the great weight and preponderance of the evidence as to be manifestly unjust, regardless of whether the record contains some evidence of probative force in support of the verdict. Pool v. Ford Motor Co.,
Legal scholars also recognize that “factual sufficiency points of error are designated as ‘insufficient evidence’ points or ‘great weight and preponderance of evidence’ points ... depending on whether the complaining party had the burden of proof. Although both points are classified generally as ‘insufficiency evidence’ points, they are distinct.”
While the civil factual sufficiency review encompasses insufficient evidence claims and great weight and preponderance claims (albeit now in an amalgamated analysis), it has been unclear whether this Court in Clewis adopted the “insufficient evidence” prong of the civil factual sufficiency review. As Clewis reads in its literal sense, a point which at least one Court of Appeals decision has recognized,
The Court of Appeals in the case at bar decided that the State presented insufficient evidence to satisfy the identity element of the offense and reversed appellant’s conviction. Johnson v. State,
Having decided that the Court of Appeals correctly incorporated the true scope of a criminal factual sufficiency review of the elements of an offense, we must determine whether its review in the case at bar was properly performed. Cle-wis directs a reviewing court to presume that the evidence supporting the jury’s verdict was legally sufficient. Clewis v. State,
The Court of Appeals’ opinion in this matter detailed the relevant evidence and determined the accuracy of the victim’s in-court identification could not shoulder sufficient reliability to establish beyond a reasonable doubt that appellant carried out the assault. We have reviewed the Court of Appeals’ analysis and can find no fault in its application of the factual sufficiency review and affirm its decision to reverse and remand the case for further proceedings.
Notes
. The third member of the panel dissented on this point by writing that, although this case presented a "close call,” after appropriate consideration of all the available evidence and after providing the appropriate deference to the jury’s findings, "the evidence was not so overwhelming such that the jury’s verdict ... was ‘manifestly unjust.’ ”
. It took about a week before the Gonzales County Sheriff was able to determine the exact location where this assault took place, and over the next few months investigators were able to discover and recover evidence from the site (blood stains, victim’s property, etc.).
. A jail guard who had helped conduct a strip search of appellant testified that appellant was uncircumcised.
. In other words, approximately one out of twelve people in the black population would have the particular genetic type extracted from the DNA sample.
. Police looked into the possible involvement of appellant's brother in the assault but eliminated him as a possible suspect.
. We are uncertain how appellant’s escape from jail could be considered applicable to another individual’s guilt.
. This includes the authority of the Court of Criminal Appeals to conduct a factual sufficiency review of those cases brought to it upon direct appeal, i.e., capital cases. See Santellan v. State,
. The United States Supreme Court and the vast majority of courts across the nation apply different terms than Texas courts when it comes to considering the sufficiency of the evidence. Elsewhere, the equivalent of determining legal sufficiency is often referred to as examining the “sufficiency of the evidence,” and the companion term to factual sufficiency is referenced as reviewing the "weight of the evidence.” However, there appears to be no substantive differences between these terms, and this Court has treated them interchangeably. See Clewis v. State, 922 S.W.2d at 136; Meraz v. State,
. This principle of appropriate jury deference is a concept understood and adhered to in many jurisdictions, including those advocating a factual sufficiency, or weight of the evidence, review. "Credibility determinations are properly left to the fact finder, as it is that entity which has the opportunity to examine those tell-tale signs of credibility— such as the physical appearance, demeanor, and cadence of speech of the witness — which are unavailable to an appellate court on the face of a cold record.” Commonwealth v. Williams,
. Civil courts, by their own admission, often use these terms identifying the two elements interchangeably and claim the distinction is merely semantical with no substantive differ-
. Scott v. State,
. Research into those Courts of Appeals cases applying the factual sufficiency standard indicates, despite the arguably restricted
. Appellate courts must be persistently mindful that this review differs from a legal sufficiency determination in that while conducting its factual sufficiency review the court must consider all of the evidence in a neutral light favoring neither party.
. True to Judge Meyers' pronouncement in Clewis that reversals based on factual sufficiency reviews should be "most uncommon,” Clewis v. State,
Dissenting Opinion
delivered a dissenting opinion in which KELLER and KEASLER, JJ., joined.
I respectfully dissent. We should seize this opportunity to remove the judicially-inflicted Clewis opinion
Contrary to principles of stare decisis
Well, Clewis has resulted in the reversal of a growing nmnber of “well-founded” convictions.
It is beyond dispute that one of the main differences between a civil “factual sufficiency” standard and a Jackson v. Virginia
The problem begins with Clewis’ internal contradictions on the question of appellate deference to the jury’s credibility and weight determinations. Clewis said that under its “factual sufficiency” standard “an appellate court reviews the factfinder’s weighing of the evidence and is authorized to disagree with the factfinder’s determination.” See Clewis,
But, contrary to Article 38.04, Cain also carried forward Clewis’ internal contradictions on appellate deference to the jury’s credibility and weight determinations when Cain also stated that the reviewing court views the evidence without the “prism” of “in the light most favorable to the verdict” and “sets aside the verdict only if it is so contrary to the overwhelming' weight of the evidence as to be clearly wrong and unjust.” Cain,
The Court’s opinion in this case is also contrary to Article 38.04 and also carries forward Clewis’ internal contradictions on the question of a reviewing court’s deference to the jury’s credibility and weight determinations. The Court’s opinion does this when it says “the reviewing court must always remain cognizant of the fact finder’s role and unique position, a position that the reviewing court is unable to occupy ” but then it says the reviewing court may sometimes occupy this position, which it earlier says the reviewing court cannot occupy, when “necessary to arrest the occurrence of a manifest injustice.” See Johnson v. State,
Another one of Clems’ serious flaws is its determination that its modified civil “factual sufficiency” standard is necessary to prevent an “unjust” conviction.
This is an important point which Clewis glossed over with its 40 nun hypothetical to which Clewis claimed Jackson v. Virginia provided no remedy. See Clewis,
Another hypothetical that illustrates this is a robbery of a convenience store case. The store clerk at trial identifies A as the robber. A properly authenticated surveillance videotape of the event clearly shows that B committed the robbery. But, the jury convicts A. It was within the jury’s prerogative to believe the convenience store clerk and disregard the video. But based on all the evidence the jury’s finding of guilt is not a rational finding.
A properly applied Jackson v. Virginia standard, therefore, is much more exacting than Clewis claims. Jackson v. Virginia requires the reviewing court to consider all the evidence in the “light most favorable to the verdict,” and then it requires the reviewing court to decide whether the jury’s finding of guilt is “rational.” A properly applied Jackson v. Virginia standard is essentially as exacting a standard as a “factual sufficiency” standard which means that when the evidence meets the Jackson v. Virginia standard, it can never be “factually insufficient” and when the evidence is “factually insufficient,” it will always be insufficient under the Jackson v. Virginia standard.
The Clewis standard also presents a federal constitutional problem assuming the jury is the sole judge of the credibility and weight of the evidence as Article 38.04 clearly requires. The only real way to reconcile Clewis and Cain is to follow the “plain” language of Article 38.04 and decide that an appellate court must defer to the jury’s credibility and weight determinations.
This is a tougher standard to meet than the Jackson v. Virginia standard. This presents a federal constitutional problem because Jackson v. Virginia insufficiency requires the remedy of an acquittal
The Court’s opinion also erroneously states this Court has only addressed a “factual sufficiency” standard when a defendant “had the burden of proving [an] affirmative defense by a preponderance of the evidence” but not “when a [defendant] contests the factual sufficiency of an issue in which the State possessed the burden of proof.” See Johnson,
The Court also errs to adopt both prongs of the civil “factual sufficiency” standard to matters the State has to prove. See Johnson,
To be consistent with the civil side, a defendant with the burden of proof on an issue such as an affirmative defense would raise a “factual insufficiency” point by claiming the jury’s failure to find the affirmative defense is “against the great weight and preponderance of the evidence.” See id. The only “factual sufficiency” challenge a defendant would raise to a jury’s adverse finding on matters the prosecution has to prove would be to claim the jury’s finding is “clearly wrong and manifestly unjust.” See id.
Finally, it should be noted that the Court of Appeals misapplied the contradictory “factual sufficiency” standard set out in the Court’s opinion today. Despite its statements to the contrary, the Court of Appeals could not have reversed this conviction without substituting its judgment for the jury’s on credibility and weight determinations or, as the Court’s opinion says today, without “substantially [intruding] upon the fact finder’s role as the sole judge of the weight and credibility given to witness testimony.” See Johnson,
In summary, rather than digging our jurisprudence deeper into the Clewis quagmire, the Court should overrule Clewis.
I respectfully dissent.
.Clewis v. State, 922 S.W.2d 126 (Tex.Cr.App.1996).
. Arguing that principles of stare decisis require continued adherence to Clewis is disingenuous as Clewis itself ignored these principles. See Clewis, 922 S.W.2d at 155-57 (McCormick, P.J., dissenting) (explaining how Clewis ignored 75 years of well-settled precedent).
. See Clewis,
. So, from its very inception the Clewis standard was out-of-harmony with civil law which undermines its stated rationale to harmonize criminal and civil law. See Clewis,
. The criticisms of the Clewis dissenters, however, were directed at the Clewis decision itself and not at the intermediate appellate courts. See Clewis,
. See Footnote 19.
. Jackson v. Virginia,
. See also Clewis,
. Another case decided after Clewis repeated this contradiction. See Jones v. State,
. Clewis rejected this when it was raised in one of the dissenting opinions. Compare Cle-wis,
. A reviewing court cannot set aside a verdict because it is "against the great weight of the evidence” without substituting its judgment for the jury’s on questions of credibility and weight of the evidence. In also deciding that a reviewing court must defer to the jury's credibility and weight determinations, Clewis and Cain are contrary to the essential nature of a “factual sufficiency” standard which in all cases permits the reviewing court to substitute its judgment for the jury’s on credibility and weight determinations.
. The Court's opinion repeats the contradictory statements from Jones that an appellate court "must employ appropriate deference to prevent an appellate court from substituting its judgment for that of the fact finder, and any evaluation should not substantially intrude upon the fact finder’s role as the sole judge of the weight and credibility given to witness testimony.” (Emphasis Supplied). See Footnote 9.
.I have yet to see any case where Clewis has prevented an "unjust” conviction. It is difficult to imagine how a "rational” finding of guilt beyond a reasonable doubt could also be considered "manifestly unjust.” So far, there has been no case where 40 nuns have showed up at a convicted defendant's trial to proclaim his innocence which is the only “useful example” of an "unjust” conviction that Clewis .provides. See Clewis,
.This was necessary to support Clewis’ “harmonization with civil law” rationale which the Court’s opinion in this case also carries forward. Civil law has "no evidence” and "factually insufficient evidence” sufficiency standards. The "harmonization with civil law” rationale would be undermined if the Jackson v. Virginia standard was characterized as something other than a "no evidence” standard. Harmony would be lost.
Of course, there are many examples where the criminal side and the civil side are not in harmony. The two most glaring examples are burden of proof and right to appeal. Unlike the criminal side where the burden of proof is beyond a reasonable doubt, the burden of proof on the civil side is preponderance of the evidence. Unlike the civil side where both parties have the right to appeal an adverse jury verdict, the State has no right to appeal an adverse jury verdict in a criminal case.
. Compare Clewis,
. See Clewis,
. The reader might note that Clewis would permit a reprosecution of A and the defendant in the 40 nun hypothetical when they would be entitled to appellate acquittals under Jackson v. Virginia which further undermines Cle-wis ' rationale that it is needed to prevent an "unjust” conviction.
. See Clewis,
. See, e.g., Goodman v. State,
. The author has found two reported cases where the Courts of Appeals reversed a conviction on Clewis "factual insufficiency” grounds and remanded for a new trial when the appellants were actually entitled to appellate acquittals under a proper application of Jackson v. Virginia. See Burns v. State,
. Here, the Court of Appeals decided that appellant’s guilt was, not "established beyond a reasonable doubt” and remanded the case for a new trial. Johnson v. State,
. Or, the Court could do another flip-flop and decide that Article 38.04 does not apply to the appellate process.
. See Burks v. United States,
. Compare Tibbs v. Florida,
. See Footnote 19.
. See Footnote 20.
