KETHLEDGE, Circuit Judges.
CLAY, J., оpinion delivered the court, COLE, J., joined. which KETHLEDGE, 448-50), (pp. J. delivered separate dissenting opinion. OPINION CLAY, Judge. Circuit (“Johnson”) Petitioner William Johnson appeals the district judgment deny- attorney ineffective corpus for a of habeas and that his petition writ On the court- appeal, to 28 U.S.C. to the closure of pursuant violated his he Sixth room. an order stat- argues This Court entered *3 right a trial when it to that ing Amendment the claims certified the public from the courtroom excluded the district court would heard. jury of trial that his and
during portions to Amendment effective his Sixth B. Facts Substantive violated his of was when assistance The of Michigan Apрeals Court outlined attorney object to clo- trial failed to the underlying the convictions facts follow, that sure. For the reasons we as follows: the judgment district VACATE evidentiary REMAND an court and for convictions arise from the Defendant’s hearing. shooting fatal of Davis and non- Carlos Mathis, shooting fatal assaults of James BACKGROUND
I.
Larry Lewis and Robert Richards out-
side a
hall
Hamtramck on
dance
History
A. Procedural
shootings
March
2002. The
occurred
January
jury
a
On
convicted
after
per-
the victims and
other
several
degree
of one count of second
Johnson
large
sons left the hall after a
brawl
Michigan
Compiled
murder
violation of
among
Only
broke
two
partygoers.
out
(“MCL”) 750.317;
§
three counts of
Laws
persons, Robert Richards and Damon
with intent to commit murder
assault
Ramsuer, reported seeing the shooter.
750.83;
§
possession
of MCL
and
violation
police
Richards told the
that he saw
of
the commission of a
during
a firearm
shooter,
gave
and he
a detailed de-
in violation
felony
of MCL
750.227b.
scription
clothing.
police
of his
The
ob-
to
pris-
Johnson was sentenced
concurrent
tained
a hired
photographs taken
sixty years
thirty-five
on
of
terms
out,
photographer
fight
before the
broke
twenty
forty
murder conviction and
photographs
and showed the
to Rich-
convictions,
years
for the
each
assault
ards, who identified defendant as the
two-year
a
be served consecutive to
term
one of
photographs.
shooter from
felony
for the
firearm conviction.
pre-
Richards identified
at the
[Johnson]
timely filed a motion for a new
Johnson
examination,
liminary
Richards was
but
requested
evidentiary hearing,
trial and
an
pre-
killed
His
before defendant’s trial.
His
but his motion was denied.
convic-
testimony
liminary examination
appeal,
were affirmed on direct
and
tions
jury]
read
[to the
trial.
Michigan Supreme
Court denied his
Ramsuer,
The
appеal.
police
for leave to
Johnson
also interviewed
application
declaring
who
timely
petition
signed
filed a
for a writ
habeas
a statement
in the
District
he
shooter.
also iden-
corpus
United States
Court
saw the
Ramsuer
party photo-
tified
from the
for the Eastern District
and
defendant
graphs.
appear
Ramsuer
petition
February
denied on
failed
his
preliminary
a
When he
timely
filed
notice of
examination.
trial,
seeing
for a
he
along
request
with a
certifi-
testified at
denied
appeal,
(“COA”)
shooter,
telling
that he
appealability
police
on
denied
cate of
numerous
shоoter,
making
saw
granted
par-
The district court
denied
issues.
im-
COA,
certifying
prosecutor
Johnson’s claims that
identification.
tial
statement,
peached
signed
his
him with the
denied
he was
defaulted,
with the
of the officer
procedurally
provid-
claim was
following explanation:
took the statement....
who
case, Respondent’s
this
procedural
[I]n
trial,
prosecutor
At the
start
argument
upon
default
is not based
de-
specta-
to close the courtroom to
moved
object,
fendant’s failure to
based
pros-
tors
consent,
counsel,
upon
through
Lewis,
witnesses, Mathis,
ecution
Respondent argues
courtroom closure.
Ramsuer,
testify
who were afraid to
acquiescence
constituted a
explained
prosecutor
publicly.
of this
waiver
claim. The Court finds
other
two
had
*4
that Petitioner
right
waived his
to a
suspicious
killed under
circum-
been
by
public
acquiescence,
trial
his
through
bed,
in
stances: Richards was killed
his
attorney,
his
to the closure.
Elvin Robinson
killed
before
(R.
1602.)
at
The district court also ex-
preliminary
the
examination. Defense
alternative,
the
plained, in
claim
that the
agreed
spectators
counsel
to exclude
for
on the
would fail
merits:
witnesses,
the
these
but asked
trial
The Court finds that the state court’s
nоt
jury’s presence.
court
to do so
the
conclusion was a
application
reasonable
anyone
The trial court never removed
of
While
Waller.
the trial court’s find-
courtroom,
the
but
instead in-
ings
clearly
could have been more
artic-
structed defendant’s
not to ar-
relatives
record, was,
ulated on the
as observed
day
rive before 11:00 a.m. on the
Michigan
the
Appeals,
Court of
Mathis, Lewis,
testified,
and Ramsuer
reasonable
suspicious
conclusion that the
and to remain outside the courtroom
had,
of two
deaths
in the trial
permitted
until
to enter.
opinion, sparked
court’s
enough fеar in
(R.
85-86.)
placed
three witnesses and sufficiently
well-being
their
at risk to
Peti-
override
Following
conviction,
his
Johnson filed a
right
public
tioner’s
to a
trial. The trial
claiming
motion
a new trial
denial of
court limited the closure
just
three
right
public
the
to a
denying
trial.
the
witnesses and ensured that
closure
motion, the trial court
noted
would not
evident to
jury.
Con-
agreed to
suggested
closure
sidering
circumstances,
the Court
counsel asked members of Johnson’s fami-
finds that
application
court’s
of
ly
to appear
in the courtroom until
the Waller factors was not unreasonable.
after 11:00 a.m.
following day.
After
1603.)
(R. at
exhausting this clаim and an ineffective
of
assistance
counsel claim in the
respect
state With
to Johnson’s ineffective as-
courts, Johnson
petition
filed a
habeas
sistance of counsel
pursuant
relief
federal district court
Appeals
Court of
“trial
concluded that
claims,
2254. Among
U.S.C.
other
acquiescence
objec-
counsel’s
was neither
Johnson claimed
to a
right
unreasonable,
that his
tively
nor outcome-determi-
(R.
1148.)1
was violated and that counsel was
native.”
The district court
ineffective for
that right.
to assert
agreed, holding that because “the decision
In the district
opinion denying
ha-
to close the courtroom for a limited time
relief,
beas
the court held that Johnson’s was not an
application
unreasonable
1. It is unclear what
unjustified
necessary,
"outcome determinative”
broader than
means, because,
below,
as discussed
if the
presumed.
would be
counsel's actions resulted in a closure that
Amendment
to estab-
The Sixth
has failed
... Petitioner
Waller
guarantees
Constitution
United States
to the closure
that the failure
lish
that,
prosecutions,
all criminal
“[i]n
range
professional-
the wide
fell ‘outside
”
enjoy
speedy
accused shall
required by
assistance’
as
ly competent
Const,
VI;
trial.”
U.S.
amend.
Washington, 466 U.S.
Strickland
Oliver,
see also
re
(1984).
(1948)
(holding
moved to close the courtroom
assuming
closure of the
witnesses.
justification for closure is sufficient
informed the court that
prosecutor
overcome the
and media’s First
very
two
had been killed “under
open
Amendment
to an
suspicious grounds” near the time of the
proceeding.
Freytag
See
v. Commis
preliminary examination and that a num-
sioner,
868, 896,
501 U.S.
S.Ct.
remaining
ber of the
witnesses were afraid
(1991) (“[T]he
445
of reasonable-
(1982).
objective
standard
the last
below
It
is also evident
ness,”
performance
аnd that “the deficient
sought
from which Johnson
state court
defense.”
466
prejudiced [his]
rule as
procedural
the state
review invoked
687-88,
at
447
(2006)
proposi-
(citing
for the
prej-
409
Waller
that he
to demonstrate
required
Coleman, 501
guar-
error. See
public-trial
of the
udiced
tion that “violation
a
750,
(requiring
2546
111 S.Ct.
U.S.
subject to harmlessness re-
antee
procedural
to excuse
showing
prejudice
of
a
public
‘the benefits of
view because
Strickland,
claim);
of a
default
intangible,
prove,
difficult to
frequently
are
showing of
687,
a
(requiring
2052
104 S.Ct.
”).
if
Consequently,
chance’
or a matter of
ineffective assistance
to establish
prejudice
that counsel’s failurе to
evidence reveals
counsel).
preju-
would be no
There
of
object
objective
below an
standard of
fell
in-
to Johnson’s
respect
with
dice—either
reasonableness,
strong
there is a
likelihood
claim or
assistance of counsel
effective
would
performance
that counsel’s deficient
showing
prejudice
of
respect
prejudicial.7
deemed
be
procedural default—if
necessary to excuse
in closure was so
interest
government’s
sum,
deeply
we are
concerned
at issue would
that the closure
compelling
fun-
lack of attention afforded to Johnson’s
notwithstanding coun-
have been ordered
trial and con-
public
damental
However, in
objection.
light
sel’s
exploration
that further
of this issue
clude
in a
trial and the
public
interest
compelling
record, it is virtual-
is warranted.8 On this
Waller,
we are
test set forth
rigorous
ly impossible to determine whether
that the closure would
far from confident
justifiable.
closure of the trial
Once
suggested by
as
implemented
been
available,
further
facts are
the district
objections.
over Johnson’s
equipped
court will be better
to determine
public
trial is a
Because
justified,
of the trial was
whether closure
were
if the closure
guarantee,
structural
constitutionally
trial counsel was
whether
necessary,
than
unjustified
broader
object,
and wheth-
ineffective for
Waller,
See
presumed.
would be
prejudice
prejudice components
and
er the cause
2210;
9,104
n.
see also
at 50
U.S.
trial claim can be satis-
public
Gonzalez-Lopez, 548 U.S.
v.
United States
4,
2557,
165 L.Ed.2d
fied.
149 n.
Owens,
agreeing
ducting
inquiry
detailed
before
at 64 n.
7. As discussed
showings
preju-
prosecutor’s request.
Supreme
make two
Court
Johnson must
First,
fail-
he must show that counsel’s
infringe
dice.
has made clear that
trial closures
prejudiced
to the trial closure
ure
guarantee
upon
important structural
dеtermining whether
purposes of
him for
Waller,
they
467 U.S. at
should be rare.
of counsel.
there was ineffective assistance
Moreover,
First
S.Ct. 2210.
while
687,
The concludes otherwise. as the in bаrrage shooter that left Carlos majority dead, suggests fight Larry the closure Davis Lewis and James Math- wounded, here having indeed, was one worth that it and Robert Richards un- — was constitutionally mandated —its ethere- touched the bullets that Johnson fired upside al and concrete him. downside notwith- toward Richards was unavailable to standing. majority sidesteps testify then at trial —because he had been shot death, any bed, absence of prejudice resulting actual after preliminary Johnson’s consent to the closure— Johnson’s exam. Another it, witness, Robinson, plainly and with actual-preju- stated Elvin requirement testify dice of Strickland v. shоt to death he Wash- before was able to ington, trial, prosecu- 80 at Johnson’s exam. At (1984) by holding that John- tion moved to the courtroom close — any prejudice son need not at all in surviving show witnesses: Ramsuer, support of his ineffective-assistance-of- Damon who was the sole surviv- holding sup- counsel claim. That is not witness have identified Johnson as ported by law, shooter; Mathis, “clearly Federal established and Lewis and two of Court,” Supreme persons as determined 28 the support Johnson shot. *10 Instead, holds, majority motion, explained that the the “[b]ecause the its guar- to a trial is a structural “literally terri- were all three witnesses antee, unjustified if the closure were “cowering, refusing to come were fied” and necessary, prejudice broader than would court, being arrest- even under threat Maj. Op. at 447. presumed.” so afraid for their ed, they [were] because majority holding right past drives pick not to counsel chose lives.” Johnson’s distinction between a Waller claim and a strategic de- fight truly a particular — majority says one. Strickland What and, if after cision there ever one— for a but enough true Waller John- Johnson, affirmatively consulting turns on a petition undisputedly son’s the three-witness closure. agreed to one; reрeatedly Strickland and Strickland us is whether that question before says that unequivocally preju- actual far outside the bounds of decision was so See, required. e.g., dice is as to amount to competent representation (“The defendant must show S.Ct. assistance of constitutionally ineffective that, probability that there is reasonable decision can counsel. I do not think the errors, unprofessional but for counsel’s way. re- Having seen that possibly be proceeding result would been transcript, it seems to me viewed the ”) added); (emphasis id. at different was correct. instead that the decision (“It enough is not for the essentially agreed defendant to show that the errors had close the courtroom some conceivable effect on the outcome of witnesses, a total of 18 out of proceeding”). net Strategically at trial. jurists disagree can as to Reasonable de- of that as Johnson now effect whether, when a defendant asserts inef- it, that several of his “female scribes was fective-assistance claim based on an under- not witness the relatives” did trial, lying violation of his return, three witnesses. John- those the Waller definition of should judge the trial son’s counsel deflected one, trump the Stricklаnd or vice versa. why, exactly, inquiry a line of —as issue, lengthy analysis very In a of this testify three witnesses were so terrified that the Eleventh Circuit held Strickland certainly almost against Johnson —that requirement applies. See actual-prejudice on client. poorly have reflected would (11th Crosby, Purvis appears given all the wiser That avoidance Cir.2006). (Our today directly decision emerged sentencing— at Johnson’s decision.) The First conflicts with sooner, emerged perhaps could have definition Circuit has held that the Waller fought the closure— had Johnson’s counsel States, prevails, see Owens v. United am- was shot to death with Richards (1st Cir.2007)— n. 14 F.3d 64-66 & lot that Johnson munition from the same although, critically, considering it did so kill Davis and wound Lewis and used to challenge underlying to an federal Constitution, say, it to Mathis. The suffice viction, § thus see 28 U.S.C. strategic choice. permitted this here, limited, deciding as we are Second, law, evidence in the rec- “clearly there is no established Federal whether transcript Court,” Supreme includes the entire ord—which as determined 2254(d)(1) (em- consent that result. Id. requires of Johnson’s trial —that Johnson’s added). not see any simply had But I do phasis to closure as to three witnesses how, presents a Strickland of his murder trial. when Johnson effect on the outcome imposes its terms contrary. claim and Strickland majority not assert the does *11 standard, canwe hold actual-prejudice Supreme Court clearly established required the precedent presumed-prejudice stan- apply
courts to dard instead. clearly established for
What has been
indulge
must
decades is that “a court
presumption that counsel’s conduct
strong
range
the wide
of reasonable
falls within
professional
assistance[.]”
In re Michael Mark NOWAK and Nowak,
Christina Susan Debtors. Financial, Plaintiff-Appellant, PCFS Lydia Spragin, Defendant-Appellee. E.
No. 08-3690. Appeals, United States Court Circuit. Sixth Argued: Oct. 2009. Decided Filed: Nov.
