Lead Opinion
CLAY, J., dеlivered the opinion of the court, in which COLE, J., joined.
KETHLEDGE, J. (pp. 448-50), delivered a separate dissenting opinion.
OPINION
Petitioner William Johnson (“Johnson”) appeals the district court’s judgment deny
I. BACKGROUND
A. Procedural History
On Januаry 10, 2003, a jury convicted Johnson of one count of second degree murder in violation of Michigan Compiled Laws (“MCL”) § 750.317; three counts of assault with intent to commit murder in violation of MCL § 750.83; and possession of a firearm during the commission of a felony in violation of MCL § 750.227b. Johnson was sentenced to concurrent prison terms of thirty-five to sixty years for the murder conviction and twenty to forty years each for the assault convictions, to be served consecutive to a two-year term for the felony firearm conviction.
Johnson timely filed a motion for a new trial and requested an evidentiary hearing, but his motion was denied. His convictions were affirmed on direct appeal, and the Michigan Supreme Court denied his application for leave to appeal. Johnson timely filed a petition for a writ of habeas corpus in the United States District Court for the Eastern District of Michigan and his petition was denied on February 12, 2008. Johnson timely filed a notice of appeal, along with a request for a certificate of appealability (“COA”) on numerous issues. The district court granted a partial COA, certifying Johnson’s claims that he was denied his right to a public trial and that his attorney was ineffective in failing to object to the closure of the courtroom. This Court entered an order stating that only the claims certified by the district court would be heard.
B. Substantive Facts
The Michigan Court of Appeals outlined the facts underlying Johnson’s convictions as follows:
Defendant’s convictions arise from the fatal shooting of Carlos Davis and nonfatal shooting assaults of James Mathis, Larry Lewis and Robert Richards outside a dance hall in Hamtramck on March 3, 2002. The shootings occurred after the victims and several other persons left the hall after a large brawl broke out among partygoers. Only two persons, Robert Richards and Damon Ramsuer, reported seeing the shooter.
Riсhards told the police that he saw the shooter, and he gave a detailed description of his clothing. The police obtained photographs taken by a hired photographer before the fight broke out, and showed the photographs to Richards, who identified defendant as the shooter from one of these photographs. Richards identified [Johnson] at the preliminary examination, but Richards was killed before defendant’s trial. His preliminary examination testimony was read [to the jury] at trial.
The police also interviewed Ramsuer, who signed a statement declaring that he saw the shooter. Ramsuеr also identified defendant from the party photographs. Ramsuer failed to appear for the preliminary examination. When he testified at trial, he denied seeing the shooter, denied telling the police that he saw the shooter, and denied making an identification. The prosecutor impeached him with the signed statement,*442 and with the testimony of the officer who took the statement....
At the start of trial, the prosecutor moved to close the courtroom to spectators during the testimony of three prosecution witnesses, Mathis, Lewis, and Ramsuer, who were afraid to testify publicly. The prosecutor explained that two other prosecution witnesses had been killed under suspicious circumstances: Richards was killed in his bed, and Elvin Robinson was killed before the preliminary examination. Defense counsel agreed to exclude spectators for these witnesses, but asked the trial court not to do so in the jury’s presence. The trial court never removed anyone from the courtroom, but instead instructed defendant’s relatives not to arrive before 11:00 a.m. on the day that Mathis, Lewis, and Ramsuer testified, and to remain outside the courtroom until permitted to enter.
(R. at 85-86.)
Following his conviction, Johnson filed a motiоn for a new trial claiming denial of the right to a public trial. In denying the motion, the trial court noted that counsel agreed to the suggested closure and that counsel asked members of Johnson’s family not to appear in the courtroom until after 11:00 a.m. the following day. After exhausting this claim and an ineffective assistance of counsel claim in the state courts, Johnson filed a petition for habeas relief in federal district court pursuant to 28 U.S.C. § 2254. Among other claims, Johnson claimed that his right to a public trial was violated and that counsel was ineffective for failing to assert that right. In the district court’s opinion denying habеas relief, the court held that Johnson’s claim was procedurally defaulted, providing the following explanation:
[I]n this case, Respondent’s procedural default argument is not based upon defendant’s failure to object, it is based upon his consent, through counsel, to the courtroom closure. Respondent argues that this acquiescence constituted a waiver of this claim. The Court finds that Petitioner waived his right to a public trial by his acquiescence, through his attorney, to the closure.
(R. at 1602.) The district court also explained, in the alternative, that the claim would fail on the merits:
The Court finds that the state сourt’s conclusion was a reasonable application of Waller. While the trial court’s findings could have been more clearly articulated on the record, it was, as observed by the Michigan Court of Appeals, a reasonable conclusion that the suspicious deaths of two witnesses had, in the trial court’s opinion, sparked enough fear in three witnesses and sufficiently placed their well-being at risk to override Petitioner’s right to a public trial. The trial court limited the closure to just three witnesses and ensured that the closure would not be evident to the jury. Considering these circumstances, the Court finds that the state court’s application of the Waller factors was not unreasonable.
(R. at 1603.)
With respect to Johnson’s ineffective assistance of counsel claim, the Michigan Court of Appeals concluded that “trial counsel’s acquiescence was neither objectively unreasonable, nor outcome-determinative.” (R. at 1148.)
II. DISCUSSION
A. Standard of Review
Because Johnson filed his habeas petition in 2006, his petition is governed by the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”). See Benge v. Johnson,
B. Analysis
Johnson’s appeal presents two interrelated issues: (1) whether his Sixth Amendment right to a public trial was violated when the court closed the courtroom during the testimony of three prosecution witnesses; and (2) whether trial counsel was constitutionally ineffective for failing to object to the closure.
The Sixth Amendment to the United States Constitution guarantees that, “[i]n all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial.” U.S. Const, amend. VI; see also In re Oliver,
Judge, let me make this very simple. Mr. Johnson and I have discussed this issue since [the prosecution] brought it to my attention. If the Court wants to do that, [i.e., close the courtroom], we don’t reаlly have any objection to it for those certain witnesses. The only thing I’m concerned about is that we do it well away from the jury; that either we excuse, you know, so it doesn’t look like it’s some weird circumstance. I mean, I don’t have any problem.
(R. at 387.) The court accepted defense counsel’s position without making further inquiry or findings, and defense counsel instructed members of Johnson’s family to remain outside of the courtroom during the testimony at issue.
Johnson concedes that his attorney acquiesced to the closure, but argues that because the right to a public trial is a fundamental constitutional right and a structurаl guarantee, his attorney’s statements were insufficient to constitute waiver. While we agree that the right to a public trial is an important structural right, it is also one that can be waived when a defendant fails to object to the closure of the courtroom, assuming the justification for closure is sufficient to overcome the public and media’s First Amendment right to an open and public trial proceeding. See Freytag v. Commissioner,
The doctrine of procedural default provides:
In all cases in which a state prisoner has defaulted his federal claims in state court pursuant to an independent and adequate state procedural rule, federal habeas review of the claims is barred unless the prisoner can demonstrate cause for the default and actual prejudice as a result of the alleged violation of federal law, or demonstrate that failure to consider the claims will result in a fundamental miscarriage of justice.
Id. Here, it is undisputed that Johnson failed to make a contemporaneous objection to the closure, which is required by an “independent and adequate state procedural rule.” United States v. Frady,
Under these circumstances, federal habeas review of Johnson’s public trial claim is barred unless Johnson can “demonstrate cause for the default and actual prejudice as a result of the alleged violation of federal law, or demonstrate that failure to consider the claims will result in a fundamental miscarriage of justice.” Coleman,
In order to establish ineffective assistance of counsel, a defendant must demonstrate that “counsel’s representation fell below an objective standard of reasonableness,” and that “the deficient performance prejudiced [his] defense.” Strickland,
To be sure, counsel’s decision would be owed deference if it could be viewed as strategic, and counsel may have been privy to information of which we are unaware. See Strickland,
If Johnson can establish that counsel’s performance was deficient, he will also be
In sum, we are deeply concerned by the lack of attention afforded to Johnson’s fundamental right to a public trial and conclude that further exploration of this issue is warranted.
For the reasons stated above, we VACATE the district court’s judgment denying habeas relief and REMAND for an evidentiary proceeding to determine whether the trial closure was justifiable, whether trial counsel was constitutionally ineffective for failing to object, and whether the cause and prejudice components of Johnson’s public trial claim can be satisfied.
Notes
. It is unclear what "outcome determinative” means, because, as discussed below, if the cоunsel's actions resulted in a closure that was unjustified or broader than necessary, prejudice would be presumed.
. The four-part test discussed above was first developed in Press-Enterprise,
. Johnson argues that the state procedural default was not an independent and adequate state ground barring subsequent federal review because Michigan courts "regularly waive contemporaneous objection defaults where the issue is perceived to concern constitutional due process rights” and that, here, the state court did so when it reached the merits of his public trial claim. (Johnson's Reply Br. 4.) However, while the state court did discuss the merits of Johnson's public trial claim, it clearly did so as an alternative basis for denying the claim, and the procedural default rule applies. (See R. at 86 ("[D]efendant expressly waived his right by assenting to the trial court’s decision.... Moreover, the right to a public trial is not absolute ....”)); see also Harris v. Reed,
. Attorney error can only constitute cause if it constitutes ineffective assistance of counsel under the test enunciated in Strickland,
. The prosecutor stated that "[t]he only case law I really found deals with small children [who wejre intimidated by someone present in those cases,” acknowledged that his motion was on "very thin ground,” and noted that he was sure that defense counsel would have an objection to the closure. (R аt 138-39.) When the prosecution requested closure, the trial court stated that the prosecutor was "treading on some very dangerous ground.” (Id. at 138.)
. Johnson alleges that the family members who were excluded included four aunts, ranging from 38 to 50 years in age, and a female first cousin who was 38 years old. Johnson's Br. 7. In In re Oliver,
. As discussed in Owens,
. While defense counsel’s objection triggers the trial court’s duty to make factual findings under Waller, the court could have averted the issues presented in this appeal by conducting a detailed inquiry before agreeing to the prosecutor’s request. Thе Supreme Court has made clear that trial closures infringe upon an important structural guarantee and that they should be rare. Waller,
Dissenting Opinion
dissenting.
In defending a murder charge, it is a bad idea, I think, to leave the judge with a smoldering suspicion that your client had a role in killing two of the prosecution’s key witnesses before trial. A lawyer who minimizes that danger — by consenting to, rather than fighting, closure of the courtroom during the testimony of three surviving witnesses, out of a total of 18 testifying witnesses in the case — does not thereby render constitutionally ineffective assistance of counsel. That is all the more true, in my opinion, when there is not a shred of evidence that the closure had the slightest effect on thе trial’s outcome.
The majority concludes otherwise. The majority suggests that the closure fight here was one worth having — indeed, that it was constitutionally mandated — its ethereal upside and concrete downside notwithstanding. The majority then sidesteps the absence of any actual prejudice resulting from Johnson’s consent to the closure— and with it, the plainly stated actual-prejudice requirement of Strickland v. Washington,
* * *
The majority and I agree that Johnson’s habeas petition fails unless he can prove his ineffective-assistance-of-counsel claim. To prove that claim, Johnson must first show that his “counsel’s errors were so serious as to deprive [him] of a fair trial, a trial whose result is reliable.” Strickland,
The district court did not abuse its discretion here, because Johnson’s claim clearly fails on both grounds. First, prior to trial, two witnesses identified Johnson as the shooter in a barrage that left Carlos Davis dead, Larry Lewis and James Mathis wounded, and Robert Richards untouched by the bullets that Johnson fired toward him. Richards was unavailable to testify at trial — because he had been shot to death, in bed, after his testimony at Johnson’s preliminary exam. Another prosecution witness, Elvin Robinson, was shot to death before he was able to testify at Johnson’s exam. At trial, the prosecution moved to close the courtroom during the testimony of three surviving witnesses: Damon Ramsuer, who was the sole surviving witness to have identified Johnson as the shooter; and Lewis and Mathis, two of the persons Johnson shot. In support of
The question before us is whether that decision was so far outside the bounds of competent representation as to amount to constitutionally ineffective assistance of counsel. I do not think the decision can possibly be seen that way. Having reviewed the trial transcript, it seems to me instead that the decision was correct. Johnson’s counsel essentially agreed to close the courtroom during the testimony of three witnesses, out of a total of 18 witnesses at trial. Strategically the net effect of that closure, as Johnson now describes it, was that several of his “female relatives” did not witness the testimony of those three witnesses. In return, Johnson’s counsel deflected the trial judge from a line of inquiry — as to why, exactly, these three witnesses were so terrified to testify against Johnson — that almost certainly would have reflected poorly on his client. That avoidance appears all the wiser given that it emerged at Johnson’s sentencing— and perhaps could have emerged sooner, had Johnson’s counsel fought the closure— that Richards was shot to death with ammunition frоm the same lot that Johnson used to kill Davis and wound Lewis and Mathis. The Constitution, suffice it to say, permitted this strategic choice.
Second, there is no evidence in the record — which includes the entire transcript of Johnson’s trial — that Johnson’s consent to closure as to three witnesses had any effect on the outcome of his murder trial. The majority does not assert the contrary. Instead, the majority holds, “[b]ecause the right to a public trial is a structural guarantee, if the closure were unjustified or broader than necessary, prejudice would be presumed.” Maj. Op. at 447. In so holding the majority drives right past the distinction between a Waller claim and a Strickland one. What the majority says is true enough for a Waller claim, but Johnson’s petition undisputedly turns on a Strickland one; and Strickland repeatedly and unequivocally says that actual prejudice is required. See, e.g.,
Reasonable jurists can disagree as to whether, when a defendant asserts an ineffective-assistance claim based on an underlying violation of his right to a public trial, the Waller definition of prejudice should trump the Strickland one, or vice versa. In a lengthy analysis of this very issue, the Eleventh Circuit held that the Strickland actual-prejudice requirement applies. See Purvis v. Crosby,
What has been clearly established for decades is that “a court must indulge a strong presumption that counsel’s conduct falls within the wide range of reasonable professional assistance[.]” Strickland,
