Plaintiffs, on behalf of their minor son, filed suit pursuant to 42 U.S.C. § 1983 asserting Fourteenth Amendment substantive due process violations based on an
Defendants bring this interlocutory appeal from an order by the District Court of the Southern District of New York (George A. Yanthis, Magistrate Judge)
We agree with the district court’s conclusion that, on the present record, the individual defendants are not entitled to qualified immunity. The remainder of the defendants’ appeal is dismissed for lack of appellate jurisdiction.
BACKGROUND
Plaintiffs Timothy Johnson, Sr. and Luaine Sims brought this action on behalf of their minor child, T.J. — who at the time of the events in question was an eighth grade African-American student at South Junior High School in Newburgh, New York — whom they allege was assaulted at the school by his gym teacher, Nicholas Bucci. The complaint alleges that this assault violated T.J.’s Fourteenth Amendment substantive due process rights, and constituted racial discrimination in violation of Title VI of the Civil Rights Act of 1964, 42 U.S.C. § 2000d. Plaintiffs pled the following facts.
On February 20, 1996, after T.J. and his classmates had finished playing dodge ball, Bucci asked T.J. to hand in the ball. T.J. threw the ball towards Bucci from a distance of about twenty feet. The ball landed near Bucci without hitting him.
In response, Bucci threw two balls back at T.J. and then yelled “you think that’s funny, you think that’s funny!” as he walked over to T.J. Bucci grabbed T.J. by the throat, shouted “I’ll kick the shit out of you!,” lifted him off the ground by his neck and dragged him across the gym floor to the bleachers. Bucci then choked T.J. and slammed the back of T.J.’s head against the bleachers four times. Bucci also rammed T.J.’s forehead into a metal fuse box located on the gym wall and punched him in the face. During much of the attack, Bucci prevented T.J. from escaping by placing one of his arms across the boy’s chest. Bucci only stopped his assault after another student threatened to intervene.
According to the complaint, this was Bucci’s fifth assault on students — four of whom were African-American — in ten years. In 1994, Bucci allegedly hit Jonathan Bryant and twisted his arms causing injury to Bryant’s “arm and shoulder that required medical treatment.” In 1988, Bucci allegedly slapped Herman Patrick and “a fight ensued,” injuring Patrick. In 1987, Bucci allegedly slapped George Blake and, in 1986, he was allegedly involved in a physical altercation with Derrick Walters. Each of these incidents was reported to school officials. Of the five assault victims, only Blake was not African-American.
DISCUSSION
I. Qualified Immunity
The central issue before us is whether the district court erred in denying the individual defendants qualified immunity from the substantive due process claims
Section 1983 authorizes civil suits for equitable relief and money damages against government officials acting under the color of government authority who subject individuals to “deprivation[s] of any rights, privileges, or immunities secured by the Constitution and laws.” 42 U.S.C. § 1983. Plaintiffs here seek only money damages, both compensatory and punitive.
The ability to sue for money damages under § 1983 serves both as an incentive for government agents to operate within the confines of their prescribed authority and as a remedy for vindicating federal civil rights. See Anderson v. Creighton,
To accommodate the conflict between the goals of § 1983 in deterring governmental abuse and remedying unlawful governmental transgressions on the one hand, and the societal interest in not unduly burdening legitimate government operations on the other, the Supreme Court established qualified immunity as an affirmative defense to § 1983 claims. See Harlow,
In this action, the defendants assert only the first basis — that no clearly established right was violated — in arguing for qualified immunity.
Two principles guide our analysis. First, in ascertaining whether the right was clearly established with respect to a given situation, a court must consider “not what a lawyer would learn or intuit from researching case law, but what a reasonable person in [the government actor’s] position should know” about the appropriateness of his conduct under federal law. Young v. County of Fulton,
A. Bucci
Bucci contends that even “[assuming arguendo that the ... conduct ... alleged in the Complaint would constitute a violation of the [plaintiffs’] minor son’s 14th Amendment due process rights, [he] is nonetheless entitled to qualified immunity because such a right was and is not ‘clearly established.’ ”
The Supreme Court has encouraged lower courts in appropriate circumstances “to determine first whether the plaintiff has alleged a deprivation of a constitutional right at all,” before reaching the question of whether the right was clearly established at the time. County of Sacramento v. Lewis,
Accepting plaintiffs’ factual allegations as true, we conclude that a violation of T.J.’s constitutional “right to be free from the use of excessive force” in the “non-seizure, non-prisoner context” occurred here. Rodriguez v. Phillips,
With respect to the last factor, if the force was “maliciously or sadisticalty [employed] for the very purpose of causing harm” in the absence of any legitimate government objective and it results in substantial emotional suffering or physical injury, then the conduct is presumptively unconstitutional. This presumption follows from the fact that the substantive due process guarantee of the Fourteenth Amendment protects individuals from “conscience-shocking” exercises of power by government actors. See, e.g., County of Sacramento,
When considered objectively as is required at the qualified immunity stage, Bucci’s alleged assault on T.J. is conscience-shocking because it constitutes conduct (1) maliciously and sadistically employed in the absence of a discernible government interest and (2) of a kind likely to produce substantial injury. First, the force Bucci used far surpassed anything that could reasonably be characterized as serving legitimate government ends, such as student discipline, classroom control or self-defense. Second, the alleged assault was extremely violent. Bucci’s conduct was of a kind likely to cause substantial physical injury or emotional suffering and a need for medical treatment. It is alleged that T.J. suffered head trauma, lacerations, and bruising, that his injuries required hospital treatment, and that various emotional injuries were inflicted. Accordingly, we easily find the alleged assault to be conscience-shocking in violation of T.J.’s substantive due process right to be free of excessive force. See, e.g., Miller v. Lovett,
Bucci’s reliance on the absence of Supreme Court or Second Circuit precedent expressly holding students have a substantive due process right, as he puts it, “not to be struck by a teacher” construes the right too narrowly. In Rodriguez, decided one year before Bucci’s alleged attack on T.J., we held that individuals possess a Fourteenth Amendment substantive due process right “in the non-seizure, non-prisoner context” to be free from excessive force employed by government actors acting under the color of government authority. Rodriguez,
Bucci argues further that even if the right at issue, properly conceived, is the broader substantive due process right to be free of excessive force, the “contours” of the right as applied to the educational setting are not sufficiently concrete to overcome qualified immunity. To be sure, the Supreme Court has counseled that for qualified immunity to be inoperative, the right in question cannot be too abstract but rather must be “ ‘clearly established’ in a more particularized, and hence a more relevant sense.” Anderson,
[Cjonduct intended to injure in some way unjustifiable by any government interest is the sort of official action most likely to rise to the conscience-shocking level ....
Whether the point of conscience shocking is reached when injuries are produced with culpability falling within the middle range, following from something more than negligence but less than intentional conduct, such as recklessness or gross negligence, is a matter for closer calls. ...
Deliberate indifference that shocks in one environment may not be so patently egregious in another, and our concern with preserving the constitutional proportions of substantive due process demands an exact analysis of circumstances before any abuse of power is condemned as conscience shocking.... That which may, in one setting, constitute a denial of fundamental fairness, shocking to the universal sense of justice, may, in other circumstances, and in the light of other considerations, fall short of such denial.
County of Sacramento,
B. Supervisors
The school’s former and current superintendents and the school principal (“the Supervisors”) challenge the district court’s denial of their qualified immunity defense. The Supervisors argue that the factual allegations in the complaint fail to establish that they were “personally involved” in the deprivation of T.J.’s substantive due process rights and that, as a result, they are entitled to qualified immunity because they did not violate T.J.’s right to be free of excessive force.
“It is well settled in this Circuit that personal involvement of defendants in alleged constitutional deprivations is a prerequisite to an award of damages under § 1983.” Colon v. Coughlin,
Because this appeal comes to us from a denial of defendants’ motion to dismiss on the basis of qualified immunity, our task is to consider whether, as a matter of law, the factual allegations and all reasonable inferences therefrom are insufficient to establish the required showing of personal involvement. See Gubitosi v. Kapica,
If these factual allegations are borne out, a jury could find the Supervisors personally involved in the unconstitutional deprivation on the basis that they were either grossly negligent in supervising Bucci or that they exhibited deliberate indifference to the students’ rights by failing to act on information that unconstitutional acts were occurring. As a result, we cannot say at this stage of the case that, as a matter of law, the plaintiffs are incapable of establishing the Supervisors’ liability for the assault on T.J. Accordingly, we conclude that qualified immunity based on the Supervisors’ lack of personal involvement was, at the pleadings stage, appropriately denied by the district court.
II. Pendent Claims
A. Section 1983
The school district requests that we exercise pendent appellate jurisdiction over the district court’s denial of dismissal as to the § 1983 claim against it. The school district contends that the complaint does not make out a policy, custom or practice on its part that led to Bucci’s attack on T.J., a requirement for § 1983 municipal liability. See Monell v. N.Y.C. Dep’t of Social Services,
The school district is not a party to the qualified immunity interlocutory appeal; it is only a pendent party. “[0]n an interlocutory appeal from an order rejecting a claim of qualified immunity, a claim involving a ‘pendent party’ is an ‘unrelated question’ that cannot be resolved under pendent jurisdiction.” Kaluczky v. City of White Plains,
The individual defendants and the school district both appeal the district court’s refusal to dismiss the Title VI claim.
Here again, we lack pendent appellate jurisdiction. The Title VI claim and defendants’ challenges on appeal involve questions of whether defendant Bucci’s assault on T.J. was racially motivated, whether the school district and the Supervisors were aware before the attack of Bucci’s history of violence towards African-American students but failed to take precautionary action, and whether Bucci and the Supervisors, as non-contracting parties, can be liable under Title VI. These issues are separate and distinct from the appealable § 1983 qualified immunity questions of whether the right to be free of excessive force was “clearly established” when Bucci attacked T.J., and whether the plaintiffs can establish the Supervisors’ personal involvement. Accordingly, the Title VI issues are neither “inextricably, intertwined” with, nor “necessary” for resolving the qualified immunity issues. See, e.g., Davidson v. Chestnut,
CONCLUSION
The judgment of the district court is affirmed as to the denial of qualified immunity to Bucci and the Supervisors. We lack appellate jurisdiction over the remaining issues and, as to them, we dismiss the appeal. Appellants to bear costs.
Notes
. The parties consented to transfer of the case to Magistrate Judge Yanthis pursuant to 28 U.S.C. § 636(c)(1).
. Specifically, Bucci contends that any right he violated was not clearly established and the remaining individual defendants argue that, as a matter of law, they committed no violation.
. We note further that the complaint fairly alleges that Bucci was acting out of racial
