Johnson v. DretkeJohnson v. Dretke
In a prior opinion, this panel granted Petitioner Michael Dewayne Johnson, a Texas inmate sentenced to death for the murder of Jeffrey Michael Wetterman, a certificate of appealability (“COA”) on two issues of law: “(1) whether [Johnson’s] alleged prosecutorial misconduct claims meet the due diligence requirement of
In his successive habeas petition, Johnson claims that David Vest, an accomplice and witness at his trial, confessed to the capital murder crime for which Johnson was sentenced to death. Both Johnson and Vest were charged, separately, with aggravated robbery by indictments that charged each man with shooting Wetter-man. Vest signed under oath a factual stipulation, in which Vest averred that he shot Wetterman, and submitted the stipulation to the court when he pleaded guilty to the aggravated robbery count as charged. Although Vest’s factual stipulation was submitted to the court, it was not read aloud at the plea hearing. Subsequently, Vest testified at Johnson’s trial that Johnson shot Wetterman. Johnson argues that his sentence and conviction were obtained in violation of the U.S. Constitution because the prosecution failed to disclose Vest’s factual stipulation to Johnson’s counsel, in violation of
Brady v. Maryland,
Because we conclude that Johnson cannot meet the requirements of
I. FACTUAL AND PROCEDURAL BACKGROUND
A
The following summary of the material facts demonstrated at trial is taken from the opinion and order of the Texas Court of Criminal Appeals (“TCCA”), affirming Johnson’s conviction and sentence on direct appeal. See Johnson v. State, No. 72,436, (Tex.Crim.App. Sept. 24, 1997). David Vest testified for the State after pleading guilty to the aggravated robbery charge alleging that he shot Wetterman and after receiving an eight-year sentence in return for his testimony.
According to Vest, around September 8, 1995, a friend, Michael Barry, showed Vest a stolen Suburban and a nine-millimeter gun Barry had found in the stolen vehicle. The following day, Vest visited Johnson’s house while Barry was also there and saw the same nine-millimeter gun at Johnson’s house. Later that day, September 9, Vest drove around with friends, including Barry, in a stolen Cadillac, and eventually Vest dropped off all of the passengers and then picked up Johnson. Vest and Johnson returned to Johnson’s house, where by
In addition to Vest’s testimony recounted above, other evidence was presented by the State. A witness at the scene, Wetter-man’s co-worker, testified that Wetterman left the store to help a customer. The witness heard a shot, and when she looked out to the pumps, she saw Wetterman on the ground and a blond-haired man standing by the passenger door of what she later identified as a Cadillac. Larry Reynolds testified that he was at Vest’s house after the incident when Vest and Johnson arrived there. Reynolds testified that Johnson told him that Johnson and Vest had tried to steal gasoline and that Johnson had shot the victim in the face after he thought he heard Vest say “shoot.” Barry testified that he had stolen both the Suburban and the Cadillac and left the gun at Johnson’s house, but that he awoke in Johnson’s house to find the gun missing. When Barry asked Johnson about it, Barry testified that Johnson replied he had shot someone and was forced to dispose of the gun. A witness, Paul Muniti, also testified that Johnson said Johnson had shot someone while he and Vest were stealing gasoline. Id., slip op. at 3-5. 1
In presenting an alibi defense, Johnson offered the testimony of several witnesses. His mother testified that Johnson had been at his aunt’s farm on the weekend of the incident, and another witness testified to having seen Johnson at the farm that weekend and having been with Johnson on the night of September 9, 1995. Id., slip op. at 5-6.
B.
Johnson was convicted in May 1996 of capital murder and sentenced to death.
See
Approximately one week before his scheduled execution, Johnson filed a second state habeas application on February 18, 2003. There, Johnson asserted the same claims of prosecutorial misconduct he presents now in federal court (as well as the same ineffective assistance of counsel claim upon which this panel denied COA). The TCCA determined that Johnson’s application was an abuse of the writ under Article 11.071 of the Texas Code of Criminal Procedure and dismissed his application on February 19, 2003.
Johnson requested leave from this Court to file a successive federal petition. A majority of this panel granted his motion to file a successive writ on February 25, 2003, authorizing the district court to consider a successive habeas corpus application and granting a stay of execution. Under AEDPA, the district court was required to dismiss Johnson’s motion without reaching the merits if it found the claim did not meet the standards for a successive petition.
See
This panel granted a limited COA as quoted above. The parties submitted supplemental briefing, and oral argument was heard on September 13, 2005.
c.
David Vest was originally indicted separately from Johnson but with a nearly identical indictment. Vest’s indictment charged him with two counts of first degree felony aggravated robbery,
see
David Noel Vest [in the County of McLennan, State of Texas] on or about the 10th day of September, 1995, did then and there, while in the course of committing theft of property and with intent to obtain and maintain control of the property, namely gasoline, intentionally and knowingly cause bodily injury to JEFFREY MICHAEL WETTER-MAN, by shooting him with a handgun, and did use and exhibit a deadly weapon, namely said firearm.
Johnson concedes that he knew of Vest’s indictment, and the record reflects that Johnson’s counsel was present in the courtroom at the time of Vest’s guilty plea to Paragraph Two of the indictment.
With respect to Vest’s guilty plea, Johnson argues that he could not have discovered the following facts, exercising due diligence, in time to include the prosecuto-rial misconduct claims now presented and based upon these facts in his initial habeas petition.
I stipulate that I did then and there, while in the course of committing a theft of property and with intent to obtain and maintain control of the property, namely gasoline, intentionally and knowingly cause bodily injury to JEFFERY MICHAEL WETTERMAN, by shooting him with a handgun, and did use and exhibit a deadly weapon, namely said firearm.
Thus, the factual stipulation tracked verbatim the language of Paragraph Two of the indictment, the sole count to which Vest pleaded guilty. Vest’s sworn stipulation was offered in support of his plea to Paragraph Two of the indictment. At the plea hearing, Vest waived a reading of the indictment. 3
At Vest’s plea, held on February 29, 1996, Mr. Crawford Long, the Assistant District Attorney who also prosecuted Johnson, and Mr. Jack Hurley, counsel for Vest, made appearances before the court. Vest identified himself to the court, averring that he was charged in the relevant case number with the offense of aggravated robbery. Vest indicated his understanding that “the State elected to proceed only on paragraph 2 of th[e] indictment.” The court began to request that Mr. Long read the allegations, but counsel for Vest waived the reading of the indictment. Vest immediately pleaded guilty “to the allegations of Aggravated Robbery, as alleged in Paragraph 2 of the indictment.”
The court later asked about the existence of a plea bargain between the State and Vest. Mr. Long answered that in exchange for a plea of guilty on the aggravated robbery charge, Vest would “testify truthfully and honestly in the trial of Mr. Johnson.” Mr. Long tendered the plea agreement, signed by Vest, to the court which indicated its review of the agreement and then permitted the withdrawal of the agreement out of the record. The court then accepted Vest’s guilty plea but declined to find him guilty, instead ordering a presentence investigation. The hearing concluded.
Johnson argues that he could not have discovered Vest’s factual stipulation supporting his plea in the exercise of due diligence because the prosecution violated its
Brady
duty to disclose the stipulation. Johnson argues the prosecution’s failure to provide the stipulation is equivalent to an affirmative concealment that, as a matter of law, should satisfy the “due diligence” requirement of
II. DISCUSSION
Johnson’s successive petition is subject to the congressional requirements of the Anti-Terrorism and Effective Death Penalty Act (“AEDPA”).
See
A. Johnson Has Not Demonstrated Due Diligence.
In relevant part, AEDPA requires that Johnson’s successive petition be dismissed unless “the factual predicate for the claim[s not presented in a prior application] could not have been discovered previously through the exercise of due diligence.”
Johnson’s primary argument is that AEDPA’s due diligence requirement should not be binding upon this Court because in his view the courts exist “for the purpose of insuring that the States respect the Supreme law of the land” and in obtaining his conviction and sentence, Texas failed to do so. In essence, Johnson argues that the constitutional due process guarantee protected by
Brady
is eviscerated by AEDPA if a petitioner is required to be duly diligent in searching for evidence that should have been disclosed to him by the prosecution under
Brady.
Johnson also argues that he meets the due diligence requirement as a matter of law because Vest’s stipulation was located in a separate case file from his own and that, under the Open File policy of the prosecution at the time of the trial, the prosecution’s failure to place Vest’s stipulation in the Open File constitutes active suppression. Johnson asks this Court to collapse AEDPA’s due diligence requirement into the
Brady
duty such that due diligence is met under
The State responds that due diligence must be demonstrated under
To determine whether due diligence is satisfied by Johnson’s inaction— or by his failure to explain what actions were taken — based upon his reliance on
Brady
disclosure, we begin with the plain language of AEDPA.
See Moore v. Cain,
Thus, the plain language of the statute requires that we determine not whether Johnson has shown that Vest’s stipulation could not have been discovered previously through Johnson’s exercise of due diligence but instead whether Vest’s stipulation could have been discovered previously through the exercise of due diligence.
See
The State responds that the plain language of AEDPA creates a due diligence burden for petitioners that is higher than the elements of a
Brady
claim, even though the two are similar. The higher burden of AEDPA is acceptable, according to the State, because the assessment is jurisdictional in nature.
Compare
In
Williams,
the Supreme Court addressed diligence under a different AED-PA provision, § 2254(e)(2), in the context of a
Brady
claim. The Court found petitioner there diligent, under the statutory requirement, in pursuing his prosecutorial misconduct claim, in part because counsel had no reason to believe the misconduct existed given that the prosecutor remained silent when asked questions that would have revealed the misconduct.
Id.
at 441-42,
Such is not the case on this record, which includes evidence that would put a reasonable attorney on notice of the existence of Vest’s stipulation. Here, Johnson
One purpose of AEDPA is to enforce the preference for the state’s interest in finality of judgment over a prisoner’s interest in additional review.
See Calderon v. Thompson,
Following
Felker,
the Eleventh Circuit has consistently required successive petitioners stating
Brady
claims to first show that the factual predicate could not have been discovered previously before ever reaching whether the prosecution failed to disclose
Brady
material.
See In re Buenoano,
Thus, in addressing the intersection between successive petition due diligence and prosecutorial misconduct, the. Eleventh
However, we need not adopt the Eleventh Circuit’s approach, even though the State relies upon
Felker
and
Boshears.
In this Circuit, we have previously suggested that the merits of
Brady
cannot be collapsed with the due diligence requirements of
Unlike Kutzner, here the potentially exculpatory material, Vest’s stipulation itself, was not discussed at Johnson’s trial. However, the record does demonstrate that Johnson was aware of Vest’s indictment and that Johnson’s counsel was present at Vest’s plea. The transcript of that plea reflects that Vest’s factual stipulation was submitted. Thus, Johnson’s counsel knew or should have known that Vest was also charged with shooting Wetterman and pleaded guilty to that charge as indicted. In light of this notice, Johnson pursued an alibi defense at his trial, and Johnson’s counsel did not attempt to impeach Vest with the language of the indictment that identified Vest as the shooter. On such a record, Johnson cannot demonstrate that Vest’s stipulation could not have been discovered previously in the exercise of due diligence. The failure to previously discover Vest’s stipulation is objectively a bar to Johnson’s successive petition, irrespective of the merits of his Brady claim.
This conclusion is bolstered by other Circuits’ rejection of any collapse of AED-PA’s duty upon successive petitioners to show due diligence into
Brady’s
duty upon prosecutors to disclose material, exculpatory information. The Fourth Circuit, citing
Williams,
recognized the AEDPA policy supporting the separation of the successive petition due diligence requirement from the prosecutorial misconduct evaluation
In
Cooper v. Woodford,
In light of the plain text of AEDPA and our caselaw, we must conclude that a successive petitioner urging a
Brady
claim may. not rely solely upon the ultimate merits of the
Brady
claim in order to demonstrate due diligence under
B. Johnson Cannot Satisfy 28 U.S.C. 2244(b)(2)(B)(ii).
Though we need not address it in light of the above conclusion, we note that even if we concluded that
Johnson has made no such showing here. We cannot say that no reasonable jury would have found Johnson guilty where three witnesses, unaffected by Vest’s testimony or the potentially exculpatory evidence and Vest’s related plea, each testified that Johnson confessed to shooting the victim.
CONCLUSION
Accordingly and for the foregoing reasons, we affirm the district court’s dismissal of Johnson’s successive habeas petition for failure to meet the requirements of
AFFIRMED.
Notes
. Other witnesses also identified Johnson and Vest in several locations, consistent with Vest’s testimony, on the day of the shooting. Also, hair evidence from the recovered Cadillac was determined to be consistent with Johnson's, and cigarette butts found in the car revealed deoxyribonucleic acid evidence consistent with blood samples taken from both Johnson and Vest. Id., slip op. at 3-5.
.
(B)(i) the factual predicate for the claim could not have been discovered previously through the exercise of due diligence; and (ii) the facts underlying the claim, if proven and viewed in light of the evidence as a whole, would be sufficient to establish by clear and convincing evidence that, but for constitutional error, no reasonable factfin-der would have found the applicant guilty of the underlying offense.
. Although the record on appeal did not originally indicate whether Vest's sworn statement was read aloud at the plea, counsel for the State moved to supplement the record at oral argument, proffering a copy of the transcript of Vest's plea. The panel granted the State’s motion to supplement, and the State later filed the transcript. After supplementation, the record also reflects what was said at the time of Vest's guilty plea.
. The parties also agree that Vest's stipulation is the factual predicate for both of Johnson's claims of prosecutorial misconduct presented here, the Brady and Giglio claims.