Lead Opinion
I. INTRODUCTION
Convicted by a jury of malicious wounding and obstruction of justice, Larry Johnson maintains the circuit court erred: (1) in failing to order an examination as to his competency; (2) in refusing to reduce the charge of maliciously wounding Kevin Casey, a former Assistant Commonwealth’s Attorney, to assault and battery; and (3) in refusing to set aside the sentenc
II. BACKGROUND
On October 16, 2006, Johnson was on trial on charges unrelated to this appeal. Kevin Casey was the prosecuting attorney. After Johnson was found guilty and the trial ended, the parties were preparing to leave the courtroom when Johnson rose and struck Casey once with a closed fist on his left ear and the area behind his ear, causing Casey to fall. Johnson’s momentum caused him to fall near Casey. Court personnel responded within seconds and removed Johnson from the courtroom. Casey rose, but lacked a sense of balance, causing him to fall against a table. Other persons seated Casey in a chair until a medical squad responded. Although he felt well when the squad arrived, he shortly told one of its members he was about to vomit or faint, at which point the medical squad member placed him on the ground and administered oxygen. Casey suffered a concussion, two cuts in his ear, one of which required four stitches, and soreness in his shoulder lasting for several weeks.
Johnson later manifested pride at his actions. Detective Mike Zeets heard Johnson declare “that if he saw Mr. Casey, he would do the same thing again.” Corporal Jason Anns reported Johnson said: “Kevin Casey got what he deserved. It was a long time coming____ I would do it again.” Anns further testified Johnson repeatedly said: “I got him good, didn’t I?” Anns observed Johnson generally “seemed like he was proud of himself.” Anns also heard Johnson threaten to harm Greg Ashwell, another prosecutor in Casey’s office. Major Dale Mauck testified similarly. He testified Johnson affirmed: “I’m not sorry for what I’ve done, I’m proud of what I’ve done---- I did it for everybody he’s wronged up in here.”
A grand jury indicted Johnson on charges of maliciously wounding Casey and obstruction of justice.
[JOHNSON]: You’re going to deny everything from this man, ain’t you? Why don’t you give somebody a fair trial? Man, let me out of here, Bradley.1 Man, you know what? Man, I’m telling you, I’m baking a cake.
[SECURITY]: Mr. Johnson.
[JOHNSON]: I’m baking a cake.
[SECURITY]: Calm down, Mr. Johnson.
[JOHNSON]: Hey, hey, hey, hey, Miller, I’m tired of this [expletive], man. Every time I come—
[SECURITY]: Sit down, Mr. Johnson.
[JOHNSON]:—down here, I’m getting railroaded.
[SECURITY]: Mr. Johnson.
[JOHNSON]: Get away from me, man. Miller, let me out of here, please. Miller, please, please. Miller, I’m asking you. Miller, you and me have got a good understanding. I’m getting tired of these people down here.
Subsequently, defense counsel moved to withdraw from the case. Counsel based the motion on the fact that Johnson had told him of an intent to harm people when taken to the court for trial and that counsel had disclosed this intent to the sheriff, after consulting the Bar concerning the propriety of disclosure.
The court held a hearing on this motion the day the trial was scheduled. After hearing argument from counsel, the court inquired of Johnson whether he wished his counsel to withdraw. Johnson indicated he wanted counsel to remain. The court sought to confirm Johnson had this desire by asking if he “had the opportunity to discuss [the motion] with [counsel], you understand his motion, and it’s your desire that he
During this hearing, the court sua sponte raised the issue of whether to order a competency evaluation. The court indicated it considered the issue because of what the charges involved, the previous disruptive behavior by Johnson in court, the motion to withdraw, and an unspecified event occurring while Johnson was in jail. Defense counsel asked the court to order the evaluation. Counsel stated:
I will tell Your Honor that whenever I’ve talked to Mr. Johnson, he gets very, very agitated. It’s very difficult to speak with him about what’s going on in the case. He can’t stay on task very well and he—Your Honor, he just—he gets extremely agitated and then—I don’t know of a word to use, but he kind of rants, Your Honor.
I haven’t brought a [competency exam] motion basically because of how I viewed the facts of this case and what our argument would be and with my previous discussions with Mr. Johnson---- I guess, in an abundance of caution, I would suggest that a [competency exam] motion would not be an unfrivolous motion....
The court questioned Johnson about whether he wished to be evaluated, and Johnson responded: “No. I wish for the trial to go.” In the end, the court declined to order a competency evaluation, stating it would “see how things go today, and then we’ll proceed accordingly.”
Johnson was tried by a jury on April 18, 2007. He remained calm throughout the guilt phase of the trial. At the conclusion of the evidence, defense counsel made a motion to strike the malicious wounding charge on the ground that the Commonwealth’s evidence only proved assault and battery. The court denied the motion. The jury convicted Johnson of both charges.
The jury then heard evidence in the sentencing phase of the trial, including further testimony by Casey. Casey stated that as a result of this incident, he ceased enjoying his profession and found the risks of further such encounters outweighed his
Johnson disrupted the sentencing phase due to his belief in the unfairness of the proceedings. When defense counsel asked Casey whether he resigned because his office placed him on administrative leave and Casey responded in the negative, Johnson spoke:
[JOHNSON]: Huh? Man, that man got suspended, Your Honor.
[JUDGE]: I’m going to say it again, sir. Please be quiet.
[JOHNSON]: Come on, now, Miller, you can’t stop me from talking.
[JUDGE]:—or I’ll have to remove you from the courtroom.
[JOHNSON]: He shouldn’t lie. He shouldn’t lie.
[JUDGE]: Ladies and gentlemen of the jury, please disregard what’s going on at this time.
Any other questions?
[JOHNSON]: He got suspended. It wasn’t because of me.
After the court, gave Johnson a final warning, he temporarily became calm.
Johnson also testified during the sentencing phase. The testimony covers slightly under eight pages of transcript and represents a coherent dialogue between Johnson, counsel for both sides, and the court. Johnson testified he lived in Virginia his entire life, experienced a rough childhood, received mental health treatment while incarcerated, and had been on suicide watch several times in the past.
The jury recommended Johnson receive sentences of fifteen years on the malicious wounding charge and twelve months on the obstruction of justice charge.
Defense counsel subsequently filed a motion to set aside the sentencing portion of the jury’s verdict, asserting the Com
The court heard argument on the motion to set aside the verdict at the beginning of the sentencing proceeding. Although defense counsel presented an argument consistent with his motion, he did not produce any evidence to support it. The court denied the motion, finding that even if the alleged meeting did occur, it was speculation that it represented the reason for Casey’s resignation. The court held the “motion is pure speculation that the reason [Casey] resigned was because he was banned from the juvenile court. There is no evidence to that. That’s simply your argument under speculation here today.” The court imposed the sentences fixed by the jury.
III. ANALYSIS
A. Whether the Circuit Court Erred in Declining to Order a Competency Evaluation
Johnson first maintains the circuit court erred by failing to sua sponte order a competency exam after the court expressed doubts about Johnson’s fitness for trial and by denying his motion for a competency exam, even though he never raised the issue before the court addressed it sua sponte. Johnson contends this violated his constitutional and statutory rights to not face trial while incompetent.
The Due Process Clause of the Fourteenth Amendment forbids the prosecution of incompetent persons. Medina v. California,
A defendant makes a procedural due process claim when he argues “that the trial court failed to hold a competency hearing after the defendant’s mental competency was put in issue.”
By contending the circuit court erred in failing to order a competency exam, Johnson raises a procedural due process argument.
The General Assembly has provided a framework for considering whether to order a competency evaluation in Code § 19.2-169.1(A). This section provides that if “there is probable cause to believe that the defendant ... lacks substantial capacity to understand the proceedings against him or to assist his attorney in his own defense, the court shall order that a competency evaluation be performed.” Code § 19.2-169.1(A). The Code reflects the constitutional guarantees of the Due Process Clause, described by courts above as necessitating only a “bona fide doubt” as to competency. See Orndorff v. Commonwealth,
In Smith v. Commonwealth,
While the court should strongly consider representations by defense counsel, such statements, standing alone, do not typically provide probable cause for an evaluation. “[T]he trial court may consider an express doubt by the accused’s attorney, although such doubt alone is not enough to establish sufficient doubt.” Reynolds v. Norris,
This does not mean, of course, that counsel must submit certain pieces of evidence to obtain a competency exam. The court remains on a duty to watch a defendant’s behavior for signs of irrational conduct and may order an exam sua sponte. Smith,
Other cases help to illustrate this point. In State v. Zorzy,
All of this precedent leads us to affirm the circuit court’s decision not to order a competency evaluation. In spite of Johnson’s history of disruptive behavior, defense counsel had never previously mentioned the issue of Johnson’s competence. When the circuit court raised the issue sua sponte, defense counsel responded that “in an abundance of caution” an evaluation would be “unfrivolous.” Counsel’s actions and statements strongly suggest the defendant was competent. Smith,
Furthermore, Johnson’s behavior in court before the court denied his motion, while sometimes disruptive, evidenced a rational comprehension of the proceedings. When Johnson interrupted the pre-trial motions hearing, he did so in response to the court’s partial denial of one of his motions. He chose to express anger that the court had not ruled in his favor. Johnson also expressed a belief he was not receiving a fair trial, albeit while ranting. It is clear Johnson understood the context of the proceedings. See Edwards,
Proceedings after the court denied the evaluation again reveal no reason to order an evaluation. Johnson clearly and succinctly answered the court’s questions regarding whether he wished his counsel to withdraw and whether he wanted to proceed to trial. After the trial commenced, Johnson behaved normally throughout the guilt phase. He gave his plea when asked by the clerk and never displayed aberrant behavior during the guilt phase. When Johnson interrupted the proceedings during the sentencing phase, it was to express his belief Casey was lying. Edwards,
Johnson’s attack on Casey, while criminal, also demonstrated a rational comprehension of what was occurring. Corporal Anns heard Johnson say he hit Casey because Casey “did a lot of people wrong” and Casey “got what he deserved.” Johnson believed Casey was “lying on” him. Johnson apparently disapproved of local prosecution policies, as he also threatened to harm Greg Ashwell, another Assistant Commonwealth’s Attorney. Johnson expressed pride in his actions to multiple persons after the incident, boasting he would commit the same act again if given the opportunity. It is understandable that Johnson, who Casey had just participated in convicting, would feel anger towards Casey. Johnson expressed that anger through physical violence. Anger often leads to violence. It does not give rise to probable cause of legal incompetence.
While the court itself raised the issue of Johnson’s incompetence sua sponte, this does not mean the court had to order a competency evaluation. We agree with the reasoning of the
In summary, the record overwhelmingly suggested Johnson possessed mental competence for trial. As another court held, since “the trial judge was not faced with substantial evidence of [Johnson’s] incompetence—and in fact had good reason to think that [Johnson] was competent—he did not err in failing to” order a competency evaluation. Davis v. Woodford,
B. Whether the Evidence of Intent to Permanently Injure Sufficed
Johnson next argues the circuit court erred in denying his motion to strike the malicious wounding charge since the evidence showing only a single blow with a fist did not suffice to prove an intent to permanently disfigure Casey, as required by the statute.
Code § 18.2-51 provides that “[i]f any person maliciously shoot, stab, cut, or wound any person or by any means cause him bodily injury, with the intent to maim, disfigure, disable, or kill,” he is guilty of malicious wounding.
Under well established law, “the evidence and all reasonable inferences flowing therefrom must be viewed in the light most favorable to the prevailing party in the trial court,” the Commonwealth. Commonwealth v. Hudson,
This deferential standard of review “applies not only to the historical facts themselves, but the inferences from those facts as well.” Crowder v. Commonwealth,
“Intent is the purpose formed in a person’s mind at the time an act is committed. Intent may, and often must, be inferred from the facts and circumstances of the case, including the actions and statements of the accused.” Commonwealth v. Taylor,
To be guilty under Code § 18.2-51, a person must intend to permanently, not merely temporarily, harm another person. Campbell v. Commonwealth,
In Lee v. Commonwealth,
The holding of Lee must be read in light of other precedent that makes clear a person may be found to have intended permanent harm by an attack with fists where the assailant employs sufficient brutality. As far back as M'Whirt’s Case,
Our Supreme Court found only a few blows with a fist could prove the intent to permanently injure in Shackelford v. Commonwealth,
This Court confronted a situation similar to Shackelford in Williams v. Commonwealth,
Although we have not previously held in a reported opinion that a single blow with a fist may constitute sufficient evidence to prove an intent to permanently injure, we hold that under the circumstances of this case the jury could make such a determination.
First, Casey did nothing to provoke Johnson’s attack (other than prosecute him). Roark,
Second, the evidence clearly reveals Johnson employed great force in striking Casey. This becomes evident from the fact that Casey suffered a concussion, two cuts in his ear, one of which necessitated four stitches, and soreness in his shoulder lasting several weeks.
Finally, Johnson’s consistent statements after the incident reveal a premeditated attack to punish Casey for perceived injustices in local prosecution policies. Johnson expressed pride in his actions and vowed to do the same thing again if given the opportunity. Cf. Rhodes v. Commonwealth,
Based on all this evidence, a rational fact finder could discern an intent to permanently injure. The circuit court did not err.
As to the dissent, we simply disagree with the argument that a rational jury could not find an intent to permanently injure. The dissent either ignores or minimizes the evidence considered above. The dissent gives no attention to the unprovoked nature of Johnson’s attack, which represents a fact consistently found important by Virginia courts. The dissent similarly disregards the circumstances surrounding the assault concerning how the devastating force of Johnson’s blow caused him to fall with Casey. The dissent minimizes the severity of Casey’s injuries, claiming they represent simply one result from a range of possibilities. Johnson’s repeated bragging receives light consideration as “insufficient to prove he acted with the specific intent.” As demonstrated in our analysis above, the jury could evaluate and weigh a number of factors found relevant in prior cases to determine Johnson possessed a specific intent to inflict permanent injury to Casey. Since that holding is rational, we will not disturb it on appeal.
C. Whether the Circuit Court Erred in Denying Johnson’s Brady Claims
Lastly, Johnson contends the circuit court erred in denying his motion to set aside the verdict based on the prosecution’s failure to disclose evidence that Casey received a reprimand the day he resigned. Johnson maintains the prosecution had a duty to disclose this as it presented information material to punishment.
In Brady v. Maryland,
In order for withheld evidence to qualify under Brady and its progeny, it must be material. Jefferson v. Commonwealth,
In Taylor v. Commonwealth,
Other courts have also reached this conclusion. For instance, in Thompson v. Cain,
We hold the information Johnson claims the prosecution should have disclosed about Casey is not material. Casey testified he resigned as a prosecutor “[i]n part” because of Johnson’s attack on him. When asked whether other reasons existed, Casey stated he “grew not to like the job.” While
IV. CONCLUSION
The circuit court did not err in declining to order a competency evaluation. Confronted only with the vague, unsubstantiated representations of counsel and a history of rational behavior by Johnson, it was reasonable for the circuit court to proceed without an evaluation. Additionally, the evidence sufficed for the jury to infer an intent by Johnson to permanently injure Casey. The lack of provocation by Casey, the severity of Johnson’s blow, and the braggadocio by Johnson combine to make it reasonable for a jury to conclude Johnson harbored an intent to seriously injure- Casey. Since the jury’s finding was rational, this Court will not disturb it. Finally, the evidence Johnson claims the prosecution should have given him under Brady would not have contradicted the prosecution’s evidence, thereby making it fail the required test of materiality. For the foregoing reasons, we affirm the judgment of the circuit court.
Affirmed.
Notes
. Johnson referred to the trial court as Bradley and Miller.
. On the other hand, a substantive due process claim maintains the defendant was incompetent when tried or sentenced. United States v. General,
. This represents a different question from whether the defendant acted with malice, although the two are closely related and cases often speak of them together.
. Although Casey suffered fewer injuries than the victims in other cases, they still presented a significant harm.
. We perceive no reason why contrition should prove relevant in determining an intent to kill, but not an intent to permanently injure. To the contrary, the level of a defendant’s braggadocio about a crime may rightly be expected to correlate with the level of harm anticipated and inflicted.
Concurrence Opinion
concurring, in part, and dissenting, in part.
I concur with the majority’s holding and analysis with respect to all issues presented with the exception of its holding that the evidence was sufficient to prove an intent to permanently maim, disfigure, disable or kill, as required by Code § 18.2-51. I respectfully dissent from that portion of the majority opinion because I believe the evidence was insufficient to prove such intent.
The majority finds that from the extent of the injury to the victim, a rational fact finder could discern intent to permanently injure. Essentially, the majority argues backward from the result, holding that the fact that the -victim was disfigured as a result of the blow supports a finding that Johnson acted with the requisite intent. The majority relies for this conclusion on the common law concept that the fact finder may infer that a person intends the natural and probable consequences of his acts. Campbell v. Commonwealth,
Although obviously not binding on us, the British House of Lords has provided valuable perspective regarding the phrase “natural and probable consequences,” as used in this venera
In its most recent pronouncement on the subject, albeit in a civil tort context, our Supreme Court has held that “the injury should have been foreseen in the light of the attending circumstances.” Interim Personnel v. Messer,
Under Virginia law, maiming, disfigurement, disablement or death are not the inevitable, probable, or reasonably foreseeable consequences of a blow with a bare fist. Thus, an assailant’s intent to render such harm with his fist must be discerned from either his statements or unusual “circumstances of violence and brutality.” Roark v. Commonwealth,
The cases cited by the majority in support of its position are easily distinguished from the case at bar. In Shackelford v. Commonwealth,
Like Shackelford, the assault at issue in Williams v. Commonwealth,
The circumstances surrounding Johnson’s assault are decidedly different from those in Shackelford and Williams. In this case, even viewing the evidence in the light most favorable to the Commonwealth, the record is devoid of either direct evidence of specific intent as existed in Shackelford or circumstantial evidence of unusual violence or brutality to support an inference that Johnson acted with the specific intent as was the case in Williams. In contrast to those cases, Johnson’s attack involved but a single blow with the fist, without any accompanying statements expressing an intention to maim, disfigure, disable or kill. The majority gives great weight to the fact that “Johnson expressed pride in his actions and vowed to do the same thing again if given the opportunity. Johnson stated he ‘got him good’ and that [the victim] ‘got what he deserved.’ ” ° While these statements illustrate Johnson’s lack of remorse for his actions, they are insufficient to prove he acted with the specific intent to maim, disfigure,
A single blow with the fist may reasonably result in a range of possible injuries, running the gamut from a temporary bruise or contusion through a laceration resulting in a permanent scar, as is the case here, to the other end of the spectrum where such a blow may result in severe, permanent neurological damage. Common sense would seem to suggest that the severity of injuries resulting from a single blow with a closed fist are a function of a number of variables including the strength of the assailant, the amount of force used, the victim’s physical condition, and whether the damage has been compounded by the victim striMng furniture or other objects as he fell. This record is bereft of any evidence that the nature of the injuries sustained were anything more than merely a possible result of Johnson’s single blow with his fist. Thus, an inference that the result was intended is insufficient here as a matter of law to sustain a conviction for malicious wounding.
In conclusion, without some evidence that Johnson intended to cause the injuries that resulted in the form of contemporaneous statements, use of a weapon, or other evidence of unusual violence or brutality, one cannot reason backward from the result, as the majority has done, and find the requisite intent solely from the resulting injury and a remorseless comment. What the majority has done today is extend its holding beyond established precedent, a point they themselves recognize: “Although we have not previously held in a reported opinion that a single blow with a bare fist may constitute sufficient evidence to prove an intent to permanently injure, we hold that under the circumstances of this case the jury could make such a determination.” In so doing, the majority has lowered the bar of a previously significant permissible inference to the point that in the future, it will require little, if any, effort to step over it.
For these reasons, I believe the trial court erred in finding the evidence, on the issue of intent, sufficient to convict
