LORETTA F. JOHNSON, Respondent, v. THE CITY OF NEW YORK et al., Appellants, Impleaded with Others. In the Matter of JOHN E. BOWE et al., Appellants, against S. HOWARD COHEN et al., Constituting the Board of Elections of the City of New York et al., Respondents. DAVID H. KNOTT, as Chairman of the County Committee of the Democratic Party of the County of New York, et al., Appellants. JOHN R. CREWS, as Chairman of the County Committee of the Republican Party of the County of Kings, et al., Respondents.
Court of Appeals of the State of New York
June 2, 1937
274 N.Y. 411
(Argued April 26, 1937; decided June 2, 1937.)
(Argued April 26, 1937; decided June 2, 1937.)
Walter M. Weis and Michael Potter for City Fusion Party, amicus curiae, in action. Chapter 43 of the new charter of the city of New York is constitutional. (Matter of Mooney v. Cohen, 272 N. Y. 33; Matter of Osborn v. Cohen, 272 N. Y. 55; Matter of Tierney v. Cohen, 268 N. Y. 464.) Chapter 43 of the charter is constitutional under the Home Rule Amendment. Therefore, even if it could be held to conflict with an earlier provision of the Constitution, this would be immaterial and no bar to its validity. (Matter of Mooney v. Cohen, 272 N. Y. 33; Bareham v. City of Rochester, 246 N. Y. 140.)
Edward S. Moran, Jr., for respondent in action. Chapter 43 of the new charter is in conflict with and in contravention of
Abraham S. Gilbert, Jackson A. Dykman and Alfred J. Callahan for appellants in proceeding. Chapter 43 violates
William J. O‘Shea, Jr., John T. Dooling, Francis D. McGarey, Walter A. Lynch, Sydney Rosenthal and Walter A. Smith, for interveners-appellants in proceeding. Chapter
Paul Windels, Corporation Counsel (William C. Chanler, Frederick vP. Bryan and Seymour B. Quel of counsel), for defendants, respondents, in proceeding. The functional objections to chapter 43 do not violate any provision of the Constitution. (Matter of Hopper v. Britt, 203 N. Y. 144.) No provision of law or of the Constitution is violated by basing the number of Councilmen to be elected from each borough upon the number of valid votes cast. (Matter of Mooney v. Cohen, 272 N. Y. 33; Cleveland v. City of Watertown, 222 N. Y. 159.)
Albert S. Bard, Samuel H. Ordway, Jr., Bertha Rembaugh, Ira S. Robbins, Samuel D. Smoleff, Laurence Arnold Tanzer, Louis Waldman, George H. Hallett, Jr., and Wallace S. Sayre for Citizens Union of the City of New York et al., amici curiae, in proceeding. The system of proportional representation does not violate
Thomas D. Thacher, amicus curiae (David E. Austen of counsel) in proceeding. The provisions of chapter 43 of the new charter are constitutional. (Matter of Mooney v. Cohen, 272 N. Y. 33.)
CRANE, Ch. J. The people of the city of New York, at the general election in 1936, declared by their votes on the question submitted that they wanted proportional representation in the election of Councilmen. This was chapter 43 of the proposed new charter also approved at said election. This declared will of the people has been challenged as unconstitutional, and so decided by a Special Term of the Supreme Court held in Kings county. A Special Term held in New York county has declared it constitutional.
The proposition before us may be stated in the following way:
Assuming that the borough of Brooklyn is entitled to twelve Councilmen, it is conceded by everybody that the
The State Constitution of 1821 did not give free and universal suffrage; neither did the laws preceding this Constitution. There were property qualifications entitling one to vote. This Constitution of 1821 reluctantly let go of this property qualification, as can be readily seen from the record of the debates. The voter was qualified if he had paid a tax assessed upon real or personal property or was exempted by law or had performed military duty or had been assessed to labor upon the public highways, and had performed such labor. Such an one was entitled to vote in the town or ward where he actually resided for all officers “that now are, or hereafter may be, elective by the people.”
These restrictions upon voting are to be found in article II, section 1, of the Constitution of 1821.
No one can read the history of these changes in the early Constitution without realizing that the object of the change in the law made by these two Constitutions was to remove the disqualifications which attached to the person of the voter. Poverty was no longer to disqualify any male citizen over twenty-one years of age who had resided a sufficient length of time within the State and territory where he voted. The special class of electorate was abolished and all were treated on an equality.
This amendment of the Constitution of 1826 remains in the present Constitution of the State, with a few minor changes, as follows: In the Constitution of 1846 the words “shall be entitled to vote in the town or ward where he actually resides” were changed to “shall be entitled to vote at such election in the election-district of which he shall at the time be a resident.” I may add that the amendments to the Constitution of 1864 and 1874 made no changes in these qualifications. The present Constitution embodies all these changes but adds nothing and takes nothing away from the Constitution of 1826 upon the point which we are considering. It reads:
So much for the Constitution. The early laws relating to elections, so far as pertinent here, may be referred to. Chapter 61, Laws of 1801, provided: “That all elections for governor, lieutenant governor, senators and members of assembly shall be by ballot, and that such elections shall be held in the cities of New York, Albany, and Schenectady by wards, and in all other parts of this State by towns * * *.” This method of voting was changed by the
These various provisions of the Constitution were before this court in Spitzer v. Village of Fulton (172 N. Y. 285), where property qualifications were placed upon the right of a voter to vote upon a proposition to establish a system of water works at village expense. The contention was that the statute placing upon the voters these restrictions was unconstitutional because it was in conflict with the provisions of
A similar question arose in People ex rel. Furman v. Clute (50 N. Y. 451). FOLGER, J., in his opinion said: “The legislature may not put upon any elector a personal restriction from voting for any officer who may be elective, or whom it may declare elective, save such restriction as is imposed by the Constitution, for from that it is especially prohibited. But it may, in the exercise of its judgment for the public good, limit the number from whom the elector may select, for thus to legislate is within the general and sovereign power of legislation, which it con-
Minority representation by voting has not been unknown in the history of elective franchise in the State of New York.
This system was amended by
The system was again amended by
In 1881 the Commissioners appointed to revise the charter of the city of New York carried this same system of limited voting for Aldermen into their draft of the Consolidation Act, and the same provision appeared in the Consolidation Act (
Thus limited or proportional voting was carried on in the city of New York, first for supervisors and then for Aldermen, for a continuous period of thirty years from 1857 to 1887.
The Board of Supervisors for the city of New York was abolished in 1874 and the Board of Aldermen established. (
This system of voting for Aldermen in the city of New York was brought to the attention of this court in People ex rel. Angerstein v. Kenney (96 N. Y. 294). Judge EARL wrote the opinion. He stated: “Under that article [
The fact remains, nevertheless, that for thirty years the system of minority representation prevailed in the Board of Aldermen of the city of New York and was never declared unconstitutional. During these years the press and the bar included men of marked ability and energy, with a willingness and courage to attack any fundamental principle of municipal government which was wrong. We can hardly imagine that
Matter of Hopper v. Britt (203 N. Y. 144), from which the briefs have copied so copiously, has no bearing upon this point we are now considering as it related to a limitation placed upon one voter which did not apply to another voter in the same district. Where all the voters had a right to vote for certain candidates the Legislature had made it difficult for those who wanted to vote for one candidate and easy for those who desired to vote for another. Chapter 43 of the charter, relating to the proportional voting, treats all electors alike, and does not prevent a man from voting for the candidate of his choice.
People ex rel. Goring v. President of Vil. of Wappingers Falls (144 N. Y. 616) likewise has no application, as, under section 1005, subdivisions 3 and 4, of chapter 43 of the present charter, a blank place is left upon the ballots, wherein any voter may write the name of any person he desires to vote for. He is not bound to vote simply for those who have been nominated.
The main argument against the constitutionality of this chapter has been that the proportional voting system permits the voter to select but one of the Councilmen from his borough. This is emphasized in all the briefs and in all the arguments. For this reason I have taken up this question at the beginning.
The other objections which have been presented have to do with the manner of voting and of counting the ballots. In a word, the system is described as one in which nominations for Councilmen may be made on the petition of two thousand electors. These are listed, and the voter on election day may vote for any of them or a person of his own choice, but, instead of making his mark as is now the practice, he places figures before the name of his choice, beginning with one and running up to as many as he wants to vote for. The numerical order represents his preference. Anybody getting first preference to the amount of seventy-five thousand is considered elected, and the votes for that person thereafter are given to the second choice on that ballot. It may be well to give the whole matter more in detail:
At the general election of 1936 the proposed New York charter was submitted to the people and adopted by them. Chapter 43, providing for the election of Councilmen by the system of proportional representation, was submitted to the voters as a separate question, and was likewise adopted.
Section 22-a of the new charter provides: “The council shall consist of the president of the council and of other members termed councilmen.” In section 22-b it is provided that Councilmen shall be elected one from each of the Senate districts lying wholly within the city, plus a specified number at large from each of the named boroughs. In section 1001, which is a part of chapter 43, provision is made that if chapter 43 is approved by the electors when the question is submitted to them, then subdivision “b” of section 22 shall have no effect. As stated above, the election of Councilmen by the system of proportional representation, as outlined in chapter 43, was approved by the electors, and thus by the terms of the charter section 22-b is of no effect and chapter 43 governs the election of Councilmen.
Chapter 43 of the new charter provides: Councilmen shall be elected by the system of proportional representation provided for in that chapter, from each borough in proportion to the number of valid votes cast for Councilmen in such borough as thereinafter provided. Elections shall be conducted by the election authorities prescribed by the election law and the provisions of that law so far as applicable shall govern the election except as provision is otherwise therein made. (§ 1002.)
Prior to the election, the board of elections must designate a central counting place for each borough where all
Section 1007, subdivision “c,” reads as follows: “Single transferable vote for each voter. Each candidate shall be credited with one vote for every valid ballot that is sorted to him as first choice or otherwise credited to him as hereinafter provided, and no ballot shall ever be credited to more than one candidate at the same time.” The remaining subdivisions of section 1007 direct the crediting of ballots and the method of counting. The quota of votes sufficient to elect a Councilman shall be seventy-five thousand. Whenever at any stage of the counting the number of ballots credited to a candidate equals that number, he shall be declared elected and no ballots in excess of that number shall be credited to him. However, if, after a candidate has been so elected, a ballot
When this process is completed, each candidate credited with fewer than two thousand ballots is declared defeated. All the ballots credited to these defeated candidates shall be transferred, each to the candidate indicated on it as next choice among the continuing candidates. “A ‘continuing candidate’ is a candidate not yet elected or defeated.” (§ 1007, subd. i.) A ballot taken for transfer which does not clearly indicate any candidate as next choice must be set aside as exhausted. After the ballots have been thus transferred, the one candidate who is lowest on the poll shall be declared defeated and his ballots shall be transferred in the same way. Then the next lowest candidate is declared defeated and his ballots similarly transferred. This goes on until the election is completed. In deciding a tie, a candidate shall be treated
For the purpose of facilitating a recount, it is provided (§ 1007, subd. o) that every ballot that is transferred from one candidate to another shall be so stamped or marked that its entire course from candidate to candidate can be conveniently traced. If in correcting an error or recounting ballots for any other purpose any ballots are re-sorted or re-transferred, every ballot shall be made to take the same course that it took in the original count unless the correction of an error requires its taking a different course. Provision is made for voting machines (§ 1008) and for the attendance of watchers, challengers, representatives and observers. (§ 1009.) Before the first of January following the election, the Board of Elections must cause the ballots to be examined and shall make public the number of first choice votes cast for each candidate and such other information as may be required, or which they may deem of interest. (§ 1010.)
The principal objections to this method have been to the whole system. It is insisted that a voter must be given the right to have his vote counted at all times and under all conditions for the man he voted for as his first and only choice, irrespective of the fact that the man may have been elected before his ballot was reached; and,
We must always be careful in approaching a constitutional question dealing with principles of government, not to be influenced by old and familiar habits, or permit custom to warp our judgment. We must not shudder every time a change is proposed. Many times those who are strongest for efficiency in business are loudest in their protest against efficiency in government. At least this Hare System of Proportional Voting is an attempt to make representative government a reality. It is common knowledge that many of our districts are so divided that equality of representation does not exist. This proposed system may be unworkable; it may be so cumbersome or so intricate as to be impracticable; the results desired may not be obtained; the remedy may be worse than the disease, but what have all these to do with the Constitution? If the people of the city of New York want to try the system, make the experiment, and have voted to do so, we as a court should be very slow in determining that the act is unconstitutional, until we can put our finger upon the very provisions of the Constitution which prohibit it. It has been our repeated admonition that legislation should not be declared unconstitutional unless it clearly appears to be so; all doubts should be resolved in favor of the constitutionality of an act. This court has repeatedly stated that the wisdom of legislation is not for us to determine.
The Hare System of Proportional Voting has been used in Cincinnati, Toledo, Wheeling, Hamilton (Ohio), Boulder (Col.), Winnipeg, Calgary, for the Provincial Legislatures of Manitoba and Alberta; in all elections in the Irish Free State; in the election of nine university members of the
British House of Commons; in Australia, New Zealand, South Africa and Denmark. This statement I take from the briefs, as it has not been questioned. We cannot say, therefore, that it is a mere dream or speculation. It has been used and found to work. Can the people of the city of New York under our Constitution try it? That is the sole question.Other courts have been divided upon this question. Wattles ex rel. Johnson v. Upjohn (211 Mich. 514) and People v. Elkus (59 Cal. App. 396) have held this system of voting unconstitutional under their State Constitution. (See, also, Brown v. Smallwood, 130 Minn. 492.) On the other hand, Reutener v. City of Cleveland (107 Ohio St. 117) declared it constitutional. (See, also, Commonwealth ex rel. McCormick v. Reeder, 171 Penn. St. 505.)
The Corporation Counsel has also presented the point that the adoption of the Home Rule Amendment to the Constitution modified
The judgment entered at Special Term held in and for the county of Kings should be reversed, and the complaint dismissed, without costs. The order of the Special Term held in and for the county of New York should be affirmed, without costs.
LEHMAN, J. (concurring). I agree with much that is said in the dissenting opinion, and I am constrained to question much that is said in the prevailing opinion, though I concur in its result. The method of voting as provided in chapter 43 of the new charter of the city of
Attempted analogy between such a system and a system of electing officers by majority vote in limited districts seems to me entirely specious. Distinction here is based on fundamental principle. The question still remains whether the principle of election by plurality of all the votes cast in the voting district is embodied in the Constitution. Undoubtedly it is, at least, doubtful whether
I find it difficult indeed to reconcile the system of proportional representation with the constitutional provision that each voter “shall be entitled to vote in the town or ward where he actually resides * * * for all officers that now are or hereafter may be elective by the people.” It is, of course, true that this constitutional provision was inserted in the Constitution primarily in order to prohibit discrimination between voters, and that
Nevertheless, in view of the fact that the constitutional provision was drafted to meet a different problem, it may be possible to construe the provision differently. Though I share Judge RIPPEY‘S misgivings about the possible result of the innovation, such misgivings may not blind me to the fact that the innovation does not violate the spirit of any of the great basic principles which are intended to be protected by the Constitution and that it is possible to construe the letter of the Constitution in manner which will confine its letter to the purposes which it is clear that the letter was intended to cover. There may then be room for reasonable doubt as to the scope of the constitutional provision and reasonable basis for the conclusion that those who challenge the validity of the new system of voting have not shown unavoidable conflict between such system and the provisions of the Constitution. For that reason I agree with the majority of the court that we may not declare invalid the charter provisions here challenged.
RIPPEY, J. (dissenting). At the general election held on November 3, 1936, a new charter was adopted for the city of New York previously formulated and recommended for adoption by a Commission appointed and acting pursuant to the authority granted by the Legislature of the State of New York under
Chapter 2 of the charter provides that the legislative power of the city shall be vested in a Council to be elected at the general election in 1937 and each two years
Chapter 43 of the charter provides for the election of Councilmen by a complicated and cumbersome system, there set up in detail and known as proportional representation. This chapter was proposed with the rest of the charter provisions by the Charter Commission as an alternative for section 22 (b), but no recommendation was made for its adoption. Section 1001 of the chapter provided that it should take effect only in the event that a majority of the electors of the city voting thereon should approve of it when submitted to them for approval, and that, if then approved, subdivision (b) of section 22 should be of no effect. Under the authority of
An action was brought in the Supreme Court of Kings county for a judgment declaring that chapter 43 is unconstitutional and for other relief, and a decree was granted to that effect. A mandamus proceeding was instituted in New York county to compel the City Clerk of the city of New York to certify pursuant to the provisions of
At the outset, it is asserted that this court settled the question of its constitutionality in Matter of Mooney v. Cohen (272 N. Y. 33; 272 N. Y. 597). That was a mandamus proceeding to restrain the submission of the question to the electors of whether or not the proposed charter should be adopted, and the sole matter considered or passed upon was whether the mere matter of its submission by referendum was constitutional. The question here presented might have been considered (Matter of McCabe v. Voorhis, 243 N. Y. 401; Matter of Tierney v. Cohen, 268 N. Y. 464; Matter of Osborn v. Cohen, 272 N. Y. 55), but it was not. Jurisdiction in the proceedings now before the court is discretionary (Bareham v. City of Rochester, 246 N. Y. 140, 143), and we might properly decline to pass on the questions presented until an actual controversy between proper parties litigant concerning some action later taken or refused were presented.
Where the claim is made that a legislative act is unconstitutional, the courts uniformly entertain such contentions with skepticism and extreme caution, and should never invalidate it unless its unconstitutionality is so clear as to leave no room for rational doubt. (Com. v. Smith, 4 Binn. [Pa.] 117, 123; Trustees of Dartmouth College v. Woodward, 4 Wheat. [U. S.] 518, 625; Fletcher v. Peck, 6 Cranch [U. S.], 87, 128; Ogden v. Saunders, 12 Wheat. [U. S.] 213, 270; Sinking-Fund Cases, 99 U. S. 700, 718.) This court has said that there must be some specific provision of the Constitution with which it clearly conflicts. (Cleveland v. City of Watertown, 222 N. Y. 159, 164.) But when that conflict is found, if no way may be found to avoid the issue, it is the duty of the courts to hold the act violative of the fundamental law.
The complicated and confusing detail of the scheme set up in chapter 43 cannot be fully covered within the proper confines of an opinion. By the provisions of section 1003 of the chapter each borough constitutes a single district for the election of Councilmen which “shall elect one councilman for every seventy-five thousand voters who cast valid votes for councilmen within it. A remainder of fifty thousand such voters or more shall entitle a borough to one additional councilman, and each borough shall be entitled to at least one councilman.” Section 1004 provides for nominations. Within one hun-
Can there be any doubt concerning the meaning of those words? Does the language mean what is expressly said or does it mean something else that someone would like to have it mean? Do the expressions mean that the elector shall have a right to vote for some officers only? The answer is too simple and obvious to be open to discussion. Where the words “all officers” are there used they mean “all officers” and not “some officers.” Words and phrases in the fundamental law may not be
The expression “for all officers” first appears in the Constitution of this State in the Constitution of 1821. The struggle to frame the suffrage provision was not exclusively centered, as has been asserted, in the matter of property qualifications. It was likewise centered on extending and preserving the right of each duly qualified citizen to vote for all elective officers offered in his election district instead of being limited to vote for some or a limited few. During the debates in the Constitutional Convention of 1821 preceding the adoption of
There is no provision of law in this State and cannot be any such which bars a duly qualified voter from casting his ballot for his candidate for every office for which voting is permissible within his election district. And yet this law says that he can vote for one Councilman and for one only although there may be, under the terms of the act, if he resides in Brooklyn, at least as many as twelve Councilmen to be elected, or if he resides in Manhattan at least as many as nine and all such offices available for his vote within the election district within which he resides. Under chapter 43, no matter how many offices of Councilmen may be created by the voters in any particular unit of representation, the ballot of the elector can be counted for only one candidate for one office. No matter how many choices he may indicate on his ballot, his vote will count, if it counts at all, for only one choice. No matter how sincere may be his desire to vote for a particular candidate for a particular
Where such constitutional guaranties exist, so far as diligent and eminent counsel have been able to show, no court has ever declared that a duly qualified voter may be debarred from voting for a candidate of his choice for every office available for his suffrage. On the contrary, decisions in this and other States uniformly declare that such expressions in the fundamental law mean what they say and include that which may be implied to make the exercise of the right of suffrage effective; they give to the voter the right to vote and to have his vote counted at any election for all officers that may be elective within his unit of representation for every office to be filled and any system of voting like the one here devised which impairs such right is unconstitutional. (Matter of Gage, 141 N. Y. 112; People ex rel. Goring v. President of Vil. of Wappingers Falls, 144 N. Y. 616; Matter of Callahan, 200 N. Y. 59; Matter of Hopper v. Britt, 203 N. Y. 144; Brown v. Smallwood, 130 Minn. 492; Maynard v. Board of Canvassers, 84 Mich. 228; Wattles ex rel. Johnson v. Upjohn, 211 Mich. 514; McArdle v. Mayor, 66 N. J. L. 590; People v. Elkus, 59 Cal. App. 396; Opinion to the House of Representatives, 21 R. I. 579; Bowden v. Bedell, 68 N. J. L. 451; State v. Constantine, 42 Ohio St. 437.) In the Goring Case (supra) Judge GRAY said: “The Constitution confers upon every citizen, meeting the requirements specified therein, the right to vote at elections for all offices that are elective by the people and there is no power in the legislature to take away the right so conferred. The legislature may prescribe regulations for ascertaining the citizens who shall be entitled to exercise the right of suffrage, for that power is given to it by the Constitution. In prescribing regulations for that purpose, or in respect to voting by ballot, it does so subject to and, presumably,
Particularly apt are the words of the Michigan Supreme Court in the Wattles Case (supra), where it was called upon to pass on the constitutionality of a provision of the charter of the city of Kalamazoo requiring the election of seven city commissioners in the city at large by a system of proportional representation.
“Each elector,” said the court, “had the right to vote for seven candidates, by a vote not only ‘of equal effect with, and no more than, the vote of every other elector for every officer to be elected,’ but of equal potential value as to each of the seven candidates he voted for. As construed in the Maynard Case, the Constitution gave him the right to express his choice by a ballot vote for each of the seven commissioners to be elected; and having done so, he ‘exhausted his privilege.’ The Hare system limits his power to express his preference ‘in this manner’ to but one candidate of the seven, only permitting him to express a second choice for one other, and so on by numerically dwindling and weakening choices until the elector has expressed thus ‘as many choices as you (he) please.’ As said in the Maynard Case, ‘it is not in the power of the legislature (nor a city adopting a charter under the home rule act) to give his preference or choice, without conflicting with these provisions of the Constitution, more than a single expression of opinion or choice;’ and he has the right to express that single choice as to each of the officers to be elected in his district. While each voter can under the Hare system vote for
Furthermore, by the express provisions of the local law, there is an unconstitutional delegation to the voters on election day of the power to create all offices of Councilmen except one for each borough. Chapter 43 neither creates the offices of Councilmen nor fixes their number. In some cases, public offices are expressly created by provisions of the Constitution (Arts. IV and V). Where not so created, they may be created by the Legislature or by the authority it may select (
Yet chapter 43 of the New York Charter makes the creation of office of Councilman not a legislative act but the act of the people at the very time that they are
The fact that legislative and charter commissions as well as constitutional conventions for more than fifty years and our courts have held that any scheme for proportional representation or minority representation in local government could not be adopted without an amendment to
There is no doubt that, if Brooklyn were entitled to twelve members of the Council, the borough could be divided up into twelve districts and one Councilman elected from each district. A division by Senate districts is set up in section 22 (b). Such a division was declared constitutional in Bareham v. City of Rochester (supra). So also can a county having a board of forty-three Supervisors be divided into forty-three towns and/or wards and one Supervisor elected from each unit. But that is no ground for holding that chapter 43 is constitutional.
Ours is a constitutional democracy — a government of law in which majorities rule. When the mandate of the law is plain, it is the duty of the court to follow. Courts must decide cases upon the law as written — not upon what some may think it ought to be or wish it might be to conform to fancy or theory. The courts may not usurp the legislative function or permit its unlawful delegation or override the plain and unambiguous mandate of the Constitution. The Constitution and the law permit of no such experiment as is attempted here.
The judgment appealed from in the Johnson case should be affirmed, with costs. The order appealed from in the Bowe case should be reversed, with costs, and the matter
HUBBS, LOUGHRAN and FINCH, JJ., concur with CRANE, Ch. J.; LEHMAN, J., concurs in result in separate opinion; O‘BRIEN, J.; concurs in result on the ground that chapter 43 of the charter providing for proportional representation is not so clearly in conflict with
Judgment in Kings county case reversed and order in case of county of New York affirmed.
