*1 litigate sought to the issue opportunity” to judgment. by the earlier
barred affirmatively judgment
The 1992 roll judge erroneously trial had that the
shows judgment on the Board’s
rested his confes- (of respond. judgment) failure sion facially apparent,, fatal flaw makes the
This preclusion. I judgment unfit for issue today’s holding.
hence dissent D.M.D., Ray JOHNSON,
Charles
Appellee/Counter-Appellant, OF
BOARD OF GOVERNORS REGIS OF the STATE OF
TERED DENTISTS
OKLAHOMA, Body Corpo Politic and
rate, Appellant/Counter-Appellee.
No. 82371.
Supreme Court Oklahoma. 19, 1996.
March Opinion Opala
Concurring of Justice 25, 1996.
Corrected March 2,May
As Corrected
Hammons & Associates Mark Ham- mons, Oklahoma, City, appel- Oklahoma for Johnson, Ray lee/counter-appellant Charles D.M.D. Loving, Attorney B. General
Susan Oklahoma, Ramana, Rabindranath Scott Johnson, Boughton, James Robert Assistant General, Attorneys City, Oklahoma Okla- homa, appellant/counter-appellee *4 Registered of Governors of Dentists State of Oklahoma.
HODGES, Justice. I. Issues (1) The issues before this Court are wheth- (2) jurisdiction, er the district court had agency required an whether administrative adopt rule-making procedures rules under out setting imposition standards for the (3) punishment, proof what is the standard of discipline imposing proceeding a against person a who holds a (4) license, establishing whether the rule the proof standard of prepon- in this matter as a properly derance the pro- evidence was rule, (5) mulgated emergency as an whether district court erred when it or- dered the members the Board of Gover- Registered nors of Dentists of the State of (Board Board), Oklahoma or Dental including conducting investigation, member (1) disqualified. We hold the district court (2) jurisdiction matter, had over this guide- Board was not to establish imposition lines for the discipline, proper disciplinary pro- standard of ceedings against holding person profes- a a sional license is clear and evi- dence, and the district court was within its it discretion when ordered the members disqualified Board hearing from proceeding against appellee. Because we proper find the is clear and convincing, proce- we need not address the dures under which promulgated the Board establishing a rule proof. evidence as the
II. Facts The Board’s statement of the facts is un- Beginning January contested. complaints against Board received some Dr. 11,1992, August presi- Johnson, the Board’s new plaintiff in this ease. com- On hearing dent before the Board on ordered Dr. allowed dental alleged plaints 1, 1992, Sеptember September On procedures perform which assistants request for an Dr. Johnson filed another only by li- performed have been should injunction Board. After hear- initially complaints were dentist. The censed if ing, the court found district Board’s investigated by investigator, the Board’s hearing September held on were investiga- finishing On David Murdock. prepare adequate Dr. Johnson could not tion, summary Mr. of his Murdock drafted defense. The district court found the Board findings. practice of Based on an unwritten complied parts with of Dr. Johnson’s had Board, summary was submitted discovery requests. On October dis- the Board member for district which enjoining the trict court filed an order complaints in this arose. member disciplinary hearing holding Farley. Farley case was Dr. James Dr. 7,1992. December they competitor prac- Dr. Johnson since geographical area. held January ticed the same the Board On meeting disqualify voted not to Farley own Dr. then conducted his investi- Farley investigating as the officer *5 Farley the gation.1 Dr. determined evidence disqualify not tо the other of the members hearing requested the warranted a hearing allegations against from Board the investigatory him the appoint Board as offi- meeting, At Dr. Johnson. the same the granted request at its cer. The Board adopt to rules Board voted not certain but May meeting. At the meet- March proceed- in proof defined the standard of the Farley hearing Dr. ing, recommended a be ings against preponderance Dr. as a Johnson Thus, the set as soon as statutes allowed. of the evidence. hearing May to the on the Board voted hold As a result of the action taken at this Following May meeting the January meeting, again Dr. Johnson filed a Board, vote of the the Board’s without a petition asking in it the district court to prosecutor special complaint issued a formal against enjoin proceeding the from Board Farley Dr. it against Dr. Johnson.2 admits properly had him because the Board not complaint to the was his decision issue formal setting proof adopted a the standard of rule aсting was on of the but insists he behalf as and con- disciplinary proceedings clear Board. vincing. requested also Dr. Johnson Board, Farley, including of the Dr. members complaint After formal issued and was disqualified proceedings against be set, requested hearing Dr. a was Johnson temporary court a him. district entered ninety days grant- which was continuance of stay until raised Johnson could the issues part hearing for with the rescheduled ed resolved. be 24,1992. 15,1992, July July Dr. Johnson On July petition a district court. On filed were consoli- The district court cases then granted hearing a the district court Johnson At March dated. a on temporary restraining prohibiting prohibition order of district court issued a writ April holding Board from an administrative hear- from the bench. Then on hearing prohibiting setting matter for a entered written order against Dr. permanent proceeding relief. Board from the district court for hearing is provide rules the President of In each instance where formal 1. The Board's conducted, be the Board shall cause be designate one of the members to Board Complaint or Pur- prepared a "Statement investigate complaint and whether a determine Investigation” pose which shall include the hearing is warranted. Board Gover- formal allegations charges concerning which 1—2(b). Registered Rule nors Dentists 195:3— hearing to be conducted. Such statement is require investigato- rules The Board's do not person complained against ... shall advise the approved by ry member be Board. Purpose Investiga- charges made of may prepare the tion in order that he or she 195:3-l-4(a) speci- rules 2. Rule Board’s appropriate defenses and have benefit full fies: complete hearing thereon. properly agency until it had enacted in compli- rules orders. Section title 328.43 of ance with provides the Administrative Procedures Act. appeal disciplinary that an from a identify particu- district court refused proceeding the district court. The lar deficiencies but found that the Board had argues Dr. Johnson appealing an adopt establishing faded a rule the stan- and, interlocutory order under these statuto proof proceedings. dard of in disciplinary ry provisions, the district court does have jurisdiction until final order issues. interim, April
In the on the Board adopted emergency proce- a rule under Generally, litigant seek setting
dures must re the standard agency pre of the evidence. The rule view of decisions in a manner 8,1993, was filed April with the on Governor scribed statute and cannot invoke signed by 21,1993, May Governor jurisdiction separate pro the court in forty-three days it was after filed with the Conoco, ceeding. Dep’t Inc. v. State forty-five days Governor but more than after Oklahoma, Health the State 651 P.2d adopted. it was (Okla.1982); Martin In v. Harrah District, dependent School 543 P.2d signed Governor, After the rule was (Okla.1976). independent An action is summary Dr. Johnson motion for filed a permitted judicial judgment where review an supplements arguing thereto agency provide adequate rule “fails to properly adopted. was not decision He also Martin, proper remedy.” reasserted the at 1375. Statu clear and evidence and the mem- tory procedures can be circumvented when disqualified bers the Board should question, inadequate there is a constitutional proceeding him. relief, and or im administrative threatened *6 pending irreparable injury. Id. “A district- 17, 1993, September On the district court court action if is abatable the uninvoked subject issued an order is the of this unavailable, remedy administrative was inef (1) appeal. The court district found the rule fective or would have been pursue.” futile to adopting a of the evidence as Tinker & Mortgage Corp. City Investment proof in disciplinary proceed- standard of (Okla. 1029, City, Midwest 873 P.2d ings before properly adopted the Board was 1994) omitted). (emphasis complied process requirements, and with due (2) complaint against found the Board’s Dr. alleged it Dr. Johnson has
Johnson was void because
had not
a constitu
been
issued,
question
properly
prohibited
right
tional
in that
pro
Board
taking any disciplinary
protection
from
cess is
action
a
afforded
both the
adopted
Dr. Johnson until it
rules
United
and the
establish-
States
Oklahoma Constitu
objective
guidelines categorizing
process
tions.
person
offenses
Due
“entitles a
to an
specifying
punishment
impartial
seriousness and
a
and disinterested
both
tribunal
proportionate to the seriousness of the
adjudicative
of-
civil and criminal”
proceedings.
fense,
disqualified
present
Jerrico, Inc.,
and
238,
242,
mem- Marshall v.
446 U.S.
Board,
including
bers
1610, 1613,
(1980);
member
100 S.Ct.
Dr. Johnson
jurisdictions
risk to the
irreparable
some
reduce the
relief
quate administrative
having
reputation
alleged the members
defendant of
tarnished
injury. Dr. Johnson
proceeding
erroneously by increasing
plaintiff’s
with
Board
biased
bur
were
or the
having properly
proof.”
enacted rules
Id. at
The standard
*7
damage
potential
and the
to a
process
“to
and
allocate the
of due
serves
reputation resulting
professional
from disci
and to
litigants
risk of error between the
recog
plinary
this
has
proceedings,
Court
importance attached to
indicate the relative
Texas,
proof
in
nized that the standard
revocation
Addington
the ultimate decision.”
holding a
418, 423,
1804, 1808,
proceedings against
person
pro
60
441 U.S.
99 S.Ct.
(1979).
clear-and-convincing-evi
fessional license
L.Ed.2d
The three standards of
(1)
ex
evidence,
dence
rel. State Bd.
standard. State
preponderance
are
Isbell,
(3)
Reporters v.
evidence,
Shorthand
elear-and-convincing
and
be Official
(Okla.1990);
rel.
424,
P.2d 1143
State ex
Okla
at
yond a
Id.
99 S.Ct.
reasonable doubt.
McMillian,
homa Bar Association
A
evidence is
at 1808.
(Okla.1989).
892, 895, n. 6
P.2d
private
in
generally the measurement used
beyond
disputes, while
a reasonable doubt is
424,
Addington,
In
at
at
441 U.S.
S.Ct.
in criminal
generally the measurement used
1808,
Supreme Court artic-
the United States
pre
application
proceedings.
Id. The
part
ulated
three
test
determine what
requires
ponderance of
evidence standard
еmployed
a civil
should be
burden
parties
equally
share
risk of error.
proceeding. The Court
commitment
bal-
423,
at
Id. at
99 S.Ct.
1807-1808.
interest”
anced “the extent of the individual’s
being “mind-
interest” while
clear-and-convincing standard is
“the state’s
legal
allegations
ful that
the function
employed
involving
“in civil cases
minimize the risk
erroneous deci-
quasi-criminal wrong
[was] to
of fraud or some other
test,
deter-
Applying
sions.”
this
the Court
doing
interest at
the defendant. The
preponderanee-of-the-evidence
mined the
is deemed to be more
stake
those cases
sufficiently protect
the de-
are
standard failed
there
times that we
look to other
Burrows,
beyond
guidance,
fendant’s interest and the
a reason-
Burrows v.
states
see
(Okla.1994);
protect
P.2d
Busby
able doubt standard failed to
988-89
Club,
Quail
Country
state’s
The Court found that the
Creek
interest.
&
Golf
(Okla.1994),
clear-and-convincing
1326, 1330-31
ap-
struck
where federal con
Thus,
propriate
generally
the Court held that
stitutional issues
involved we
balance.
are
courts,
elear-and-convincing-evidence-standard
to the
specifi
look
federal
and more
constitutionally required
cally
Supreme
civil commit-
the United States
Court.
C.J.S.,
proceedings.
ment
Id. at
99 S.Ct. at
In re
P.2d
See
307-308
(1995);
Election,
Sharp
County
1813.
v. Tulsa
(1994);
Wrig
P.2d
841-845
McDonald v.
bar,
Addington,
In the
case
(1994).
ley, 870 P.2d
780-781
interest of the defendant are substantial.
SEC,
possible
The defendant suffers the
lost of a
The Board relies on Steadman v.
constitutionally
protected property right,
S.Ct.
The Board has rule enacted a estab lishing a preponderance of the evidence as The State of Oklahoma can af proof the disciplinary proceed greater in process safeguards ford due than ings provided before on it. dissent relies the fact those the Federal Constitution. thirty-nine require Michigan medical Long, 1037-42, boards v. 463 U.S. preponderance 3474-77, the evidence standard and 77 S.Ct.
only eighteen require
(1983);
clear
Messenger Messenger,
(Okla.1992).
requirements
evidence.
“[M]inimum
[due
penal
Because of the
process] being a matter of federal law
of disciplinary proceedings
[can
nature
involving a
not
license,
be]
diminished
the fact that the State
the Oklahoma Constitu
may
specified
procedures
requires
have
its own
that it
tion
clear-and-convincing
the
adequate
determining
deem
pre
applied
the
disciplinary
standard be
in
pro
such
conditions
adverse
ceedings.
official action.” Vitek
In applying state standards to the
Jones,
S.Ct.
issue of burden of
in administrative
(1980); Santosky,
L.Ed.2d
455 disciplinary proceedings, this
pre
Court has
U.S. at
S.Ct.
Although
viously
at 1395-96.
appropriate
determined the
standard
Isbell,
against
order
the
cease and desist
Glover
clear-and-convincing evidence.
to be
Company.
Livestock
The Com
McMillian,
Commission
1144;
P.2d at
803 P.2d at
argued
Company
the sanction was
mission
898-99.
the
was more se
improper because
sanction
stated,
due
As
constitutional
at
imposed
vere than
other cases. Id.
disciplinary
requires the standard
recognized
at 1458-59. The Court
93 S.Ct.
holding
pro
person
proceedings
Secretary Agricul
the
Congress
given
had
convincing.
clear and
license to be
fessional
determining
ap
the
ture wide discretion
comply
not
feder
rule
with
The Board’s
does
the
propriate sanction and found
sanction
pro
al
minimum constitutional
or state
statutory
Secretary’s
within the
authori
is
Because
requirements and
invalid.
cess
187-88,
ty.
Id. at
at 1458-59. The
S.Ct.
of the evidence
the
we find
sanction to deter
Court then reviewed the
constitutionally inadequate, we
justified
if
in fact.
mine
the sanction was
procedure under which
not address the
need
justification
Finding authority in
law and
it was enacted.
sanction,
in fact for the
the Court held the
Secretary
not
his discretion.
Id.
had
abused
Duty
V.
to enact rules
at 1459.
argues
Dr.
Board is
Johnson
Butz,
In this case like in
the law
establishing guide
rules
required to enact
making
given
dis
body has
the Board wide
disciplinary
imposition
ac
lines for
determining
appropriate
sanc
cretion
Dr.
on section
Johnson relies
tions.
59, §
tit.
If
tion. Okla.Stat.
328.32
302(A)(2)
each
requires
75 which
title
statutory
is within the Board’s
the sanction
“adopt
practice setting
agency to
rules
authority
justified in fact so
not to
and is
as
requirements of all for
nature and
forth the
arbitrary
capricious,
or
then
sanction
procedures
informal
available.”
mal and
Further,
process.
not violate due
does
interprets
statute
incorrectly
this
predetermine
Board
guidelines
requiring the Board
establish
particular
range
applicable to a
of sanctions
imposing discipline on a licensed den
Light
&
American Power
offense. See
tist.
Commission,
Exchange
Securities &
145-46,
L.Ed.
gives
328.32
title 59
Section
power
suspend
to revoke or
Board
dentist,
place
on
a dentist
including
Board
Disqualification of the
VI.
public
private
probation, or to
or
issue
Investigatory
Officer
title
reprimand.
302 of
Unlike section
A. The Board
rules
requires
Board to enact
re
gives
lating
procedure,
section 328.32
The decision as to whether
appro
determining
investigatory
discretion
officer
Board members
discipline
discipline.
priate
disqualified
To the extent the
will not be reversed
should be
law,
arbitrary
capricious,
a clear abuse of discretion.
appeal
is not
within
absent
Bottrell,
facts,
Osage Implement
as to
supported by the
the decision
Co.
case,
(Okla.1961).
trial
In this
discipline
proper is within the discre P.2d
what
judge
v. United
did not abuse his discretion.
tion
the Board. See Robinson
*9
Cir.1983).
(10th
States,
Vice Chief here is not whether Our concern Today’s pronouncement holds that initially practice for the Registered should be licensed of Governors of Dentists of Berryhill, membership, investigatory see Gibson v. appointed is a dentist board 1. The officer practices district in which the com who competi plaints arose one of Johnson's and is proof, neutrality-and-de see For a 2. For discussion this tors. discussion requirements apply note 14. tachment infra *11 1350 dentistry
of
but rather to define the standard
Both
juris-
federal and Oklahoma’s extant
prudence proteсt
profes-
holders of various
persuasion3
of
govern
proceed
is to
sional
personal-status
licenses and
interests
ings which
In
license.4
affect
conferred
whenever
the individual’s interest at stake
the latter
Johnson’s stake is different
represents
something more substantial
than
from that in the
shape
former.
It takes the
money.6
mere loss of
convincing
Clear and
constitutionally protected
property inter
evidence is
to affect a shorthand
may
est which
not be
procedur
revoked sans
reporter’s
license.7 The Bar Association
process.
person’s
al due
A
li
prove
lawyer’s
must
profes-
violation of
longer may
cense no
be treated as a mere
responsibility
sional
clear and
privilege
something
King [government]
precondition
evidence as a
imposition
—
of
may both
away
create and take
discipline.8
at will.5
Parental
status
not be ter-
3.For
Bank & Trust
burden of
Commissioner v. Bain Peanut
the U.S. Courts of
-,
forward with the
and burden
dence
decades after
speech.”
ceptеd, although
already produced
term burden
tions
distinction
glish
"the
ery,
355-384
persuasion must lose. The term was also used to
tion—a
Greenwich
refer what is now
sion—the
balanced,
S.Ct.
(citing Thayer,
evidence to
1994),
two
refer to what
proof,
explicitly distinguished
n. 2
S.Ct. at
necessity
distinct
ambiguous,
between these two
and American
114 S.Ct. at
Oklahoma
2251,
U.S.
burden of
consistently distinguished
for an
many years
J.
party’s obligation
which it defined as burden
(5th Cir.1943).
production.
Hill v.
notion that if the evidence is
Supreme
between “the
Collieries,
support
2255-2256,
concepts.
Hill,
additional discussion of the distinc
of
production
Co.,
is now called the burden of
1351
clear-and-convincing stan-
convincing
fordable
except by clear and
minated
sym-
unsolemnized,
destroy the
persuasion14
would
dard
of an
The existence
proof.9
law)
regime.
(common
metry
present procedural
Its
marriage must
of our
non-ceremonial
5,
46,
§
uniformity
Art.
convincing
is commanded
by clear
be established
Apart
the strictures of
Const.15
from
Okl.
proof.10
federal,
46,
process,
§
both state and
due
Ill
vigorous anti-discrimination com-
which has a
academically
cre-
ponent, also demands
5, §
AND THE DUE PRO-
4611
ARTICLE
professionals—
dentialed and state licensed
DIS-
INTERDICT
CESS CLAUSE12
single
accorded the
comprise a
class —be
who
PROCEDURAL REGIMES
PARATE
proceeded
probative standards when
same
REVOCATION AF-
FOR LICENSE
acting
against by
in the exercise of
the State
SITUATED
FECTING SIMILARLY
policing powers.16
its
PROFESSIONALS
adoption
preponder-
governmen-
The Board’s
Academically
credentialed
standard,17
constitute,
if allowed to
for re-
ance-of-the-evidence
tally
professionals
licensed
scrutiny,
impermis-
court’s
would
single
class.13 John-
survive this
purposes, but
medial
asymmetry
sibly interject procedural
into the
of this class.
a dentist —is a member
son—as
process
governs
protection
af-
revocation.
withhold from dentists
To
9.
10. Matter Estate
11. The terms
Ass’n v.
Matter
er,
P.2d
pertinent
26,
71 L.Ed.2d
(1983).
(1988);
Okl.,
Matter of
judicial proceedings
provided
Regulating
See
plied.]
special law
“The
... or other
455 U.S.
29
287,
714 P.2d
Reynolds
(1983).
Legislature
Maule
[*]
Braswell, Okl.,
part:
Adoption
288
599
in this
C.G., Okl.,
745,
authorizing:
of Art. 5
(1980).
198,
[*]
(1982).
tribunals_”
practice
Independent
Porter, Okl.,
748,
Constitution, pass any
shall
203-204
Stinchcomb, Okl., 674 P.2d
[*]
Darren Todd
or
See also
§
102 S.Ct.
637
not,
inquiry
46,
or
663 P.2d
jurisdiction
[*]
P.2d
Okl.
except as otherwise
School Dist. No.
760 P.2d
Santosky v. Kram
[Emphasis
1388, 1391-92,
Const.,
66,
[*]
H., Okl.,
1228,
69
the courts
816,
[*]
local or
state
(1981);
...
1232
sup-
615
9.,
Association, 170 Conn.
portant
the risk of
burden of
Id.
higher, beyond-a-reasonable-doubt standard
dence. The intermediate standard
tate to act in
ton observes there are
doubt that would make reasonable
34
affairs
evidence
share the risk of error in a
true than not." Midland
also T. Anderson
or affirmative
363-66
Evidence 162 Okl.
[preponderance
(1976).
convincing
(b)
at
but would not exclude all
individual
—
1808;
standard,
44,
i.e., beyond a reasonable
persuasion.
evidence,
error
It is
18 P.2d
see
graver
defense
(1991).
interests in civil
also
and W.
which
distinguishable
lower,
calls for
which
three standards
increasing
and more
1089,
Dacey
520,
Id.,
appear
Valley R. Co. v.
requires the
preponderance-of-the-
roughly equal
Twining,
serves to
368 A.2d
making
1092
v. Connecticut Bar
possible
"more
important
cases,
(a)
(1933).]
of clear and
doubt,
person
one's
protect
Analysis
of the evi
at
litigants
(or levels)
125,
plaintiff's
from the
probably
fashion.
424,
reduces
Barnes,
doubt),
claim
clear
hesi
133-
im
See
life
99
(a
Const.,
Ford, Okl.,
223,
(1995);
§
of Art.
Okl.
state:
12. The terms
15. Brown v.
905 P.2d
Dixon, Okl.,
life,
Simpson
853 P.2d
deprived
liberty,
person
shall be
"No
Inc., Okl.,
(1993);
Browning-Ferris,
Tate v.
process
property,
of law.”
without
(1992);
supra
Reynolds,
note 11
P.2d
Okl.,
Bd.,
Naifeh,
etc v.
13.
State ex rel. State
822;
District Court Oklahoma
Johnson v.
J.,
dissenting),
(Opala,
J.,
Okl.,
(1987) (Opala,
County,
P.2d
that de-
of constitutional norms
for a discussion
concurring).
disciplinary pro-
equality for all
mand remedial
professionally
ceedings
affect
credentialed
Passman, 442 U.S.
16. Davis v.
certified licensees.
and state
(1979); Naifeh, supra note
60 L.Ed.2d
21;
Drilling
Egbert,
Co. v.
13 at
McKeever
clear-and-convincing
14. For a discussion
P.2d
Okl.
Addington, supra
proof,
note
see
424-425, 431-432,
S.Ct. at 1808-
U.S. at
preponderance-of-the-
1812-1813,
(in
17. For a discussion of
proceed
civil cоmmitment
supra
persuasion,
note
see
clear-and-convincing
evidence standard
ings
demands).
Adding-
to meet due
similarly
involving
judicial
professionals
Other
situated
licen-
licensed
already
given
protection
have
been
than the executive
State
sees
rather
branch.
Bd.
*13
Isbell,
Reporters
the
Shorthand
clear-and-convincing
of
standard. Both
v.
803
of Official
(Okla.1990);
uniformity
by §
remedial
P.2d 1143
State ex rel. Okla-
the
commanded
46
McMillian,
Bar
compel today’s
the due
homa
Association v.
770
and
clause
(Okla.1989).
Board,
holding
clear-and-convincing
that
P.2d 892
The
on the
the
stan-
hand,
Supreme
cites the
persuasion
of
other
United States
dard
stand as the dentists’
SEC,
91,
case of Steadman v.
450
Court
U.S.
constitutional due.
999,
(1981),
101 S.Ct.
use
standard is a
state’s
interest and
the risk of
process.
support
violation
It cites as
greater
erroneous decisions. The
the indi-
interest,
“clear and greater
standard” cases
vidual’s
the state’s
majority
upheld
A
other states have
justify
lower standard
must be to
preponderance of
evidence standard
proof.
constitutional. Swiller
Commissioner of
& Exch.
In
Securities
Steadman
Serv., 1995
Health & Addiction
W.L.
Public
Comm’n,
1995)
(Conn.
(chiroprac
October
(1981),
up-
Supreme
Court
L.Ed.2d
tor);
Pharmacy,
Or.App.
Sobel Bd. of
“preponderance
evidence”
held
(pharmacist);
P.2d
Pick
by the
when used
securities
Commerce,
Dept.
was fact that once revoked Hampshire required clear evi- granted may again upon a license be a show- dence, public interest that a revoca- competent that is to the individual and fit tion a psychologist of a license of a be held to practice medicine. proof. attorney lower standard of Unlike an The state’s interest was also substantial. professional generally whose behavior is strong The state has a interest as courtroom, well as an display in a opposing front of obligation health, protect safety counsel, trail, by paper or well-documented welfare of wrongdоing its citizens. The aof professional medical/psychological general- physician can threaten life itself. The court ly practice private conducts his or her with obligation believed that “the of the is state Thus, no patient. other but the witnesses superior privilege any to the individual quantity be less available practice profession.” her Id. at 299. dealing when with medical private physician “The prac- interest attorney. than with an right: tice medicine is not a it privilege.” is a case, present In adopted Id. at 300. preponderance the evidence standard. factor, As for the third the court looked reasoning Supreme Under the Court reviewing panel in a medical licensure Eldridge in Mathews v. and majority panel, being revocation. The also the fact jurisdictions, our sister this standard is con- finders, mostly physicians. consisted Thus stitutionally permissible. Johnson’s interest they experienced are par- trained and dentistry substantial, in practicing is but so profession. ticular This minimized the risk is safeguarding the interest the statе in Furthermore, of error. the Wisconsin stat- the health of its citizens. The review board provided utes safeguards for a doctor faced dentists, up practicing is made disciplinary with proceedings. The Wiscon- govern by requiring seen fit to its own only a sin court that due concluded was not preponderance By adopting the evidence. offended use standard, this implicit the Board made an the evidence standard. determination the risk of error should arguments,
In re Polk
similar
equally
addressed
both
borne
the dentist and the
through
reasoning,
public.
similar
Disciplinary
Involving
New Jer-
Matter
sey
Walton,
(Alaska 1983)
Court
the same
reached
results. Polk
pointed
legislature
(attorney
disciplined
out that the
must
by preponder-
be left
could be
relationship
a rational
between
ble if there is
since there were sub-
of the evidence
anee
and the risk
disparity
legiti
on both sides
of treatment and some
interests
stantial
borne).
equally
Id.;
should be
governmental purpose.
Nordling
mate
Hahn,
1, 8-10,
er v.
result,
different
majority reaches a
The
2331, 120
L.Ed.2d
factor —risk оf
mainly relying on this third
majority
that risk of
asserts
error.
relationship
There is a rational
between
here,
investiga-
great, where as
error is
treatment of dentists
the difference
But the
competitor of Johnson.
tor was a
First,
foremost,
gov
attorneys.
that it
error to
opinion goes on to hold
erning bodies of each have chosen different
investigate.
competitor to
Thus the
permit a
The Board of Governors chose
standards.
away
any concern
majority opinion does
with
stan
“preponderance
of the evidence”
investigator.
because of the
Court,
Supreme
dard. The Oklahoma
my opinion
of error should be
In
the risk
governing body for the
Bar Asso
Oklahoma
reviews
equally allotted. The Board which
ciation, chose to utilize the “clear and con
up
is made
of den-
the licenses of dentists
states,
vincing”
standard. As noted
other
integri-
seeking to maintain the
tists. While
requirement
there is no constitutional
also in
ty
profession, its members are
of their
attorney
higher
utilized for
this
standard be
dentist who
position
empathize
with the
See,
discipline.
e.g., Disciplinary Matter In
protection
public
disciplined.
(Alaska 1983)
Walton,
volving
S.Ct. at 2642.
Co.,
Creamery
Quoting
Minnesota v. Clover Leaf
Finally, point far-reaching I out the ramifi
cations of this decision. this in While case dentist, holding
volves a presumably its will beyond profession
extend the dental to other professions in cursory
licensed Oklahoma. A
examination of Oklahoma law shows that at thirty-seven professions, ranging
least foresters,
plumbers, electricians and barbers embalmers, physical therapists could implicated. eight At least of these have
adopted the Oklahoma Administrative Proce interpreted similarly Act. If
dures to the Act,
Federal Administrative Procedures our requires only “preponderance
OAPA
evidence” for a license revocation. See
Steadman, 102, 101 S.Ct. at 1008. OAPA, validity § 75 O.S.1991 likely
will question.4 thus be called into contemplation
While far-reaching of these
consequences holding will not deter us from unconstitutional,
a statute I find no constitu necessity
tional to override the Dental
Board’s choice of standards. *17 PENNINGTON, Appellant,
Michael L. Oklahoma, Appellee.
STATE of
No. F-93-968. Appeals
Court of Criminal of Oklahoma.
Dec. 1995.
Rehearing 26, 1996. April Denied presently legislation pending There is which legislation, the holders of licenses. This expressly require only OAPA, would presumably clarifies our would disciplinary proceedings evidence for involv- majority opinion. unconstitutional under the
