Bruce JOHNSON, Administrator of the Estate of Thornton Johnson v. AMERICAN STANDARD, Amchem Products, Inc., A.W. Chesterton, Inc., Benjamin Foster Co., Brand Insulations, Brown Boveri Corp., Burnham Boiler Corp., Certainteed Corporation, Crane Co., Demming Division, Crane Packing, Crouse-Hinds, Crown Cork & Seal, Inc., Dresser Industries, Inc., Eastern Gunnite Co., Inc., Georgia-Pacific Corporation, Goulds Pumps, Inc., Green Tweed & Company, Inc., Hajoca Plumbing Co., Ingersoll Rand Co., J.H. Refractories Co., Metropolitan Life Insurance, Nosroc Corp., Owens-Illinois, Inc., Pecora Corporation, Riley Stoker Corporation, Union Carbide Corp., Walter B. Gallagher Co., Weil McLain Co., Viacom/Westinghouse Electric Corporation, Bondex International, Inc., Cleaver Brooks Co., Durabla, Durametallic Corporation, General Electric Company, Goodyear Tire & Rubber Co., Goodyear Canada, Inc., Hercules Chemical Co., Herman Goldner Company, IMO Industries, Inc., ITT Corporation, Melrath Gasket, Inc., Pars Manufacturing Company, Rite Hose & Packing, Inc., Rockbestos Company, McMaster Carr Supply House.
Supreme Court of Pennsylvania
Decided Nov. 18, 2010.
8 A.3d 318
Argued March 9, 2010.
PER CURIAM.
AND NOW, this 17th day of November, 2010, the order of the Commonwealth Court is AFFIRMED.
8 A.3d 318
Bruce JOHNSON, Administrator of the Estate of Thornton Johnson
v.
AMERICAN STANDARD, Amchem Products, Inc., A.W. Chesterton, Inc., Benjamin Foster Co., Brand Insulations, Brown Boveri Corp., Burnham Boiler Corp., Certainteed Corporation, Crane Co., Demming Division, Crane Packing, Crouse-Hinds, Crown Cork & Seal, Inc., Dresser Industries, Inc., Eastern Gunnite Co., Inc., Georgia-Pacific Corporation, Goulds Pumps, Inc., Green Tweed & Company, Inc., Hajoca Plumbing Co., Ingersoll Rand Co., J.H. Refractories Co., Metropolitan Life Insurance, Nosroc Corp., Owens-Illinois, Inc., Pecora Corporation, Riley Stoker Corporation, Union Carbide Corp., Walter B. Gallagher Co., Weil McLain Co., Viacom/Westinghouse Electric Corporation, Bondex International, Inc., Cleaver Brooks
Appeal of Bruce Johnson.
Dorothy Mauger, Executrix of the Estate of Russell Mauger, and in her own right,
v.
A.W. Chesterton, Inc., Certainteed Corp., Inc., Crane Co., Crane Packing, Crown Cork & Seal Co., Inc., Durabla Manufacturing Co., Foseco, Inc., Garlock, Inc., Georgia-Pacific Corp., Goodyear Tire & Rubber Co., Goodyear Canada, Inc., Goulds Pumps, Inc., Green Tweed & Co., Inc., Hercules Chemical Co., J.H. Refractories Co., Metropolitan Life Insurance, Nosroc Corp., Pecora Corp., Rapid America Corp., Union Carbide Corp., Viacom/Westinghouse Electric Corporation.
Appeal of Dorothy Mauger.
Dolores Stea, Administratrix of the Estate of Joseph Stea and in her own right,
v.
A.W. Chesterton, Inc., Crane Co., Demming Division, Crown Cork & Seal Co., Inc., Foster Wheeler Corp., Inc., Garlock, Inc., General Electric Co., Goulds Pumps, Inc., Green Tweed & Co., Inc., Melrath Gasket, Inc., Metropolitan Life Insurance, Pecora Corporation, Rapid American Corp., Bevco Industries, Weil McLain Co., Viacom/Westinghouse Electric Corp.
Appeal of Dolores Stea.
Supreme Court of Pennsylvania.
Argued March 9, 2010.
Decided Nov. 18, 2010.
Mathieu Jode Shapiro, Thomas A. Leonard, Obermayer Rebmann Maxwell & Hippel, L.L.P., Philadelphia, Michael J. Stack, Barry Corrado Grassi & Gibson, PC, for Crown Cork & Seal Co.
Vincent Francis Reilly, Reilly, Janiczek & McDevitt, P.C., Philadelphia, for J.H. France Refractories Co.
Scott Robert Kipnis, Hofheimer Gartlir & Gross, L.L.P., for Rapid American Corp.
OPINION
Justice BAER.
We granted allowance of appeal in this case to determine whether individual plaintiffs, who have suffered bodily injury or death due to exposure to asbestos, have standing to raise constitutional challenges under the Commerce and Equal Protection Clauses of the United States Constitution to a state statute, which limits the potential liability in asbestos litigation of certain Pennsylvania corporations. For the reasons that follow, we hold that the plaintiffs herein do have standing to challenge the constitutionality of the statute, and thus reverse the order of the Superior Court, and remand this appeal to that court for further proceedings.
This consolidated appeal arises out of three separate actions brought by the estates of Thornton Johnson, Russell Mauger, and Joseph Stea (collectively, Plaintiffs), against several manufacturers of asbestos, as well as entities which, while never manufacturing asbestos, became successor corporations of former manufacturers. All defendants save one, Crown Cork & Seal, Inc. (Crown Cork), have settled and have been released from the litigation; this appeal centers upon the potential liability of Crown Cork to Plaintiffs.
Crown Cork, a Pennsylvania corporation, has been in existence for over 100 years, dealing primarily in the manufacture of bottle-caps and aluminum cans. In 1963, Crown Cork paid $7 million to purchase a majority of stock in rival bottle-cap manufacturer, Mundet Cork Corporation. Prior to Crown Cork‘s purchase of Mundet, a small division of Mundet had manufactured products containing asbestos. While the division had ceased manufacturing asbestos products prior to Crown Cork gaining majority control of Mundet, the division still existed at the time of purchase. Ninety days after Crown Cork‘s acquisition of Mundet, the prior asbestos producing division was sold. Subsequently, and for reasons immaterial
On December 17, 2001, the General Assembly enacted Act 101 of 2001, entitled “Limitations on asbestos-related liabilities relating to certain mergers or consolidations.” The Act, now codified at
the cumulative successor asbestos-related liabilities of a domestic business corporation that was incorporated in this Commonwealth prior to May 1, 2001, shall be limited to the fair market value of the total assets of the transferor determined as of the time of the merger or consolidation, and such corporation shall have no responsibility for successor asbestos-related liabilities in excess of such limitation.
In direct response to Ieropoli, the General Assembly immediately enacted a second statute, intended to remedy this fatal flaw. The new act, Act 152 of 2004 and now codified at
At the time of passage of Act 152 of 2004, the actions filed by Plaintiffs Mauger and Stea against Crown Cork (and other corporations) were proceeding before the supervising judge of the CLC. Upon enactment of Act 152, Crown Cork subsequently filed a second global summary judgment motion, averring that the causes of action stated by Plaintiffs Mauger and Stea were barred by Section 1929.1, because of the imposed statutory cap on (Crown Cork‘s) liability.
In response to the global summary judgment motion, Plaintiffs Mauger and Stea did not dispute that Crown Cork had already exceeded the statutory cap on liability. Rather, they averred that Section 1929.1, generally, was unconstitutional under the dormant Commerce and Equal Protection Clauses of the United States Constitution.5 Specifically, they
As the global motion was pending in the Mauger and Stea actions, Plaintiff Johnson commenced his own litigation against Crown Cork, which was assigned to a different judge within the CLC. Crown Cork filed for summary judgment in the Johnson matter, incorporating its argument from Mauger and Stea. Plaintiff Johnson subsequently opposed summary judgment, adopting the Mauger and Stea Plaintiffs’ response in opposition as his own. Ultimately, the Mauger and Stea court granted summary judgment in favor of Crown Cork, finding that the “impact of this statute on foreign companies is de minimus,” such that the prohibitions against protectionism
All three Plaintiffs appealed to the Superior Court, which consolidated the matters. Originally, the case was heard by a three-judge panel of the court. After argument, however, the court sua sponte ordered reargument of the case en banc. In due course, a 5-4 majority of the court affirmed the respective grants of summary judgment in favor of Crown Cork. Johnson v. Am. Standard, 966 A.2d 573 (Pa.Super.2009) (en banc) (Johnson II). Before addressing the merits of the constitutional challenges, the majority, in an opinion authored by former-Judge Lally-Green, addressed “the threshold question of whether [Plaintiffs] lack standing to raise a dormant Commerce Clause challenge.” Id. at 577.6 The Superior Court began its analysis by stating that, generally, “a person who is not adversely affected in any way by the matter he seeks to challenge is not aggrieved thereby and has no standing to obtain a judicial resolution of his challenge,” id. (quoting Soc‘y
With this background in mind, the Superior Court then went on to hold that Plaintiffs lacked standing to raise their constitutional challenges. Specifically, the court found that Plaintiffs were not within the “zone of protected interests” of the dormant Commerce Clause. In other words, according to the Superior Court, the dormant Commerce Clause serves to protect out-of-state corporations, not in-state individuals. Thus, Plaintiffs were essentially the wrong persons to bring the constitutional challenge to Section 1929.1. Johnson II, 966 A.2d at 578 (citing Commonwealth v. Rose, 960 A.2d 149 (Pa.Super.2008) (holding that a Pennsylvania resident charged with a crime could not challenge the constitutionality of a criminal statute under the Commerce Clause because the defendant, being an in-state resident, was not within the zones of interests implicated, or the class of entities protected, by the Commerce Clause)); cf. Oxford Assocs. v. Waste System Auth. of E. Montgomery County, 271 F.3d 140 (3d Cir.2001) (finding that entities not directly affected by a regulation may assert dormant Commerce Clause challenges, but only if they establish they fall within the zone of interests of the Commerce Clause.). Moreover, the court agreed with the trial courts below that Plaintiffs were not affected by any Commerce Clause violation because they could assert causes of action against other manufacturers of asbestos products. Johnson II, 966 A.2d at 578-79. For these same reasons, the Superior Court also found that Plaintiffs lacked standing to challenge the constitutionality of Section 1929.1 based upon the Equal Protection Clause. Id. at 579.
Judge Klein, joined by three of his colleagues, dissented. In Judge Klein‘s view, Plaintiffs gained standing to challenge the constitutionality of Section 1929.1 based upon the protec-
Plaintiffs filed a timely petition for allowance of appeal with this Court, and we granted the petition, limiting our review to deciding “[W]hether [Plaintiffs] have standing to raise constitutional challenges to 15 Pa.C.S. § 1929.1 based upon its alleged violation of the Commerce Clause and Equal Protection Clause.” Johnson v. Am. Standard, 603 Pa. 146, 982 A.2d 1223 (2009) (per curiam). Threshold issues of standing are questions of law; thus, our standard of review is de novo and our scope of review is plenary. Hunt v. Pa. State Police, 603 Pa. 156, 983 A.2d 627, 631 (2009).
Plaintiffs begin their argument by observing that this Court has indicated the “core concept [in a standing analysis] is that a person who is not adversely affected in any way by the matter he seeks to challenge is not aggrieved thereby and has no standing to obtain a judicial resolution of his challenge.” Brief of Plaintiffs at 12 (quoting Wm. Penn Parking Garage, Inc. v. City of Pittsburgh, 464 Pa. 168, 346 A.2d 269, 280 (1975)). Here, Plaintiffs assert they have been so aggrieved in that they filed a “garden-variety” personal injury/wrongful death action against a successor corporation of the manufacturer of a defective product; an action in which they clearly have standing, and the defendant corporation invoked the statute as an affirmative and absolute defense to liability in a motion for summary judgment. Plaintiffs, in response to that motion, sought an edict from the trial court declaring the statute unconstitutional, thereby defeating the defense and, concomitantly, Crown Cork‘s motion for summary judgment. Indeed, Plaintiffs do not dispute that, without a pronouncement that Section 1929.1 is unconstitutional, they possess no right of recovery against Crown Cork.
Finally, Plaintiffs assert that the Superior Court erred by holding that Plaintiffs were required to fall within the zone of interests of the Commerce Clause in order to assert a challenge to Section 1929.1. On this final point, Plaintiffs contend that being required to fall within the zone of interests is only relevant for persons and entities indirectly affected by implementation of a statute. See Oxford Assocs., supra p. 326. However, because Section 1929.1 has directly caused Plaintiffs to suffer a real injury, the dismissal of their suits against Crown Cork, they have been directly and adversely affected by the potentially unconstitutional statute.8 According to
Crown Cork counters that standing is obtained by both (1) satisfying the “case or controversy” requirements of Article III of the United States Constitution;9 and (2) meeting additional prudential concerns, such as being within the zone of interests of the constitutional provision implicated. Seemingly conceding that Plaintiffs meet the “case or controversy” requirement, Crown Cork acknowledges that Pennsylvania caselaw requires a party to have an “immediate interest” in a case in order to be aggrieved for purposes of standing. However, Crown Cork argues that to have an immediate interest, a party must be within “the zone of interests sought to be protected by the statute or constitutional guarantee in question.” Brief of Crown Cork at 13 (quoting Ken R. v. Arthur Z., 546 Pa. 49, 682 A.2d 1267, 1270 (1996)). In other words, Crown Cork advocates that unless Plaintiffs fall within the zone of interests of the constitutional protections raised, they cannot meet the Pennsylvania requirement that a party have an immediate interest in litigation in order to be sufficiently aggrieved to possess standing.
Crown Cork proceeds, noting that the Commerce Clause “was intended primarily to ‘limit the power of the States to
Crown Cork further advances that, while this Court has already considered a plaintiff‘s challenge to the constitutionality of Section 1929.1 in Ieropoli vis-à-vis the Remedies Clause of Article I, Section 11, such a decision is not dispositive of Plaintiffs’ ability to assert a different constitutional challenge in this appeal. According to Crown Cork, two salient facts distinguish Ieropoli from the instant appeal. First, this Court did not discuss standing in Ieropoli; rather, we merely decided the merits of the constitutional claim brought forward. Second, even had this Court analyzed the standing of the plaintiffs in Ieropoli, we would have been constrained to find the Ieropoli plaintiffs as being within the zone of interests of the constitutional violation asserted there, i.e., the Remedies Clause of Article I, Section 11 of the Pennsylvania Constitution, because the unconstitutionality of Section 1929.1 violated the plaintiffs’ right to open access to the courts under Pennsylvania law.
Plaintiffs filed a reply brief, responding that any prudential or zone of interests concerns raised by Crown Cork are irrelevant, because no one is questioning Plaintiffs’ standing in the underlying wrongful death actions that initiated this litigation. Plaintiffs then reiterate that the constitutional challenges to Section 1929.1 only became part of the case sub judice upon Crown Cork‘s invocation of Section 1929.1 as an affirmative defense at the summary judgment stage of the litigation.
Finally, Plaintiffs dispute Crown Cork‘s averments that prudential requirements must be met in every case brought before a court. In support thereof, Plaintiffs quote from Secretary of State of Maryland v. Joseph H. Munson Co., Inc., 467 U.S. 947 (1984), for the proposition that
the prudential limitations add to the constitutional minima [of standing] a healthy concern that if the claim is brought by someone other than one at whom the constitutional protection is aimed, the claim [will] not be an abstract, generalized grievance that the courts are neither well equipped nor well advised to adjudicate.
Id. at 956 n. 5. Here, Plaintiffs aver that, through the statute, they are persons who have been directly affected by a hindrance on interstate commerce, thus making the “prudential limitations” irrelevant. To Plaintiffs, zone of interests considerations are of no moment, because they are directly affected representatives of estates of individuals who died from exposure to asbestos, for which Crown Cork, as a successor corporation, is liable absent invocation of the statute. Accord Oxford Assocs., supra p. 326. Even if, however, Plaintiffs were required to meet the prudential requirements
In Pennsylvania, a party seeking judicial resolution of a controversy “must establish as a threshold matter that he has standing to maintain the action.” Fumo v. City of Philadelphia, 601 Pa. 322, 972 A.2d 487, 496 (2009). Unlike the federal courts, which derive their standing requirements from Article III of the United States Constitution, standing for Pennsylvania litigants has been created judicially. Id. at 500 n. 5 “The core concept of standing is that a person who is not adversely affected in any way by the matter he seeks to challenge is not aggrieved thereby and has no standing to obtain a judicial resolution to his challenge.” Id. (citing Wm. Penn Parking Garage, 346 A.2d at 280-81).
An individual can demonstrate that he has been aggrieved if he can establish that he has a substantial, direct and immediate interest in the outcome of the litigation. A party has a substantial interest in the outcome of litigation if his interest surpasses that of all citizens in procuring obedience to the law. The interest is direct if there is a causal connection between the asserted violation and the harm complained of; it is immediate if that causal connection is not remote or speculative.
Fumo, 972 A.2d at 496 (internal citations and quotations omitted).
The heart of Crown Cork‘s contention that Plaintiffs lack standing to challenge Section 1929.1 under the dormant Commerce and Equal Protection Clauses is that a party must be within the zone of interests of the statutory or constitutional protection claimed in order to satisfy the immediacy prong of Pennsylvania‘s basic criteria that one must have a substantial, direct, and immediate interest to assert standing. The zone of interests portion of an immediacy analysis has its genesis in
“The question of standing ... concerns, apart from the ‘case’ or ‘controversy’ test [of Article III of the United States Constitution], the question whether the interest sought to be protected by the complainant is arguably within the zone of interests to be protected or regulated by the statute or constitutional guarantee in question.” Ass‘n of Data Processing Serv. Orgs., Inc. v. Camp, 397 U.S. 150, 153 (1970).
It first appeared in Pennsylvania jurisprudence five years later in a footnote to the seminal William Penn Parking Garage decision:
Generalization about the degree of causal connection required to confer standing is more difficult than generalization about the other requirements [of substantiality and directness] discussed above. However, it is clear that the possibility that an interest will suffice to confer standing grows less as the causal connection grows more remote. It is also clear that standing will be found more readily where protection of the type of interest asserted is among the policies underlying the legal rule relied upon by the person claiming to be ‘aggrieved.’ [FN23]
[FN23.] See Barlow v. Collins, 397 U.S. 159 (1970) (tenant farmers receiving benefits under federal statute have standing to challenge regulations increasing their freedom to assign the benefits in advance on the ground that their increased freedom to assign renders them more vulnerable to exploitation by their landlords because protection of tenant farmers from such exploitation is within the zone of interests protected by the statute); Association of Data Processing Service Organizations, Inc., v. Camp, 397 U.S. 150 (1970) (plaintiffs in the business of providing data processing services have standing to challenge administrative ruling permitting national banks to furnish such services to their customers because the zone of interests protected by the regulatory scheme arguably includes the interest of non-bank competitors not being
subjected to competition from banks in the provision of non-banking services); Arnold Tours v. Camp, 400 U.S. 45 (1970) (travel agents have standing to challenge ruling permitting banks to furnish travel services for same reason); Investment Company Institute v. Camp, 401 U.S. 617 (1971) (investment companies have standing to challenge ruling permitting banks to operate investment funds for same reason). The test applied in these cases accords standing where the plaintiff has suffered (or will suffer) ‘injury in fact’ and the interest he seeks to protect is ‘arguably within the zone of interests sought to be protected or regulated by the statute or constitutional guarantee in question.’ See generally K. Davis, Administrative Law Treatise [§] 22.00-1 to -5 (Supp.1970); Stewart, The Reformation of American Administrative Law, 88 Harv. L. Rev. 1667, 1730-42 (1975); Albert, Standing to Challenge Administrative Action: An Inadequate Surrogate for Claims for Relief, 83 Yale L.J. 425, 493-97 (1974).
Wm. Penn Parking Garage, 346 A.2d at 283-84 & n. 23 (citations and quotations from main text omitted).
Thus, under William Penn Parking Garage, we observed that when a party falls within a zone of interests, this fact would permit “standing [to] be found more readily.” Id. at 284. This analysis, however, does not amount to a requirement that one be in the zone of interests for the immediacy prong of a standing analysis to be satisfied. Four years later, this Court reiterated the notion that the zone of interests analysis could be used as a guideline for finding standing, but not an absolute test:
In Wm. Penn, supra 464 Pa. at 197, 346 A.2d at 283, the requirement that the interest be immediate was explained as involving a concern with “the nature of the causal connection between the action complained of and the injury to the person challenging it.” Necessarily, any examination of this requirement was said to be a question of degree for which only guidelines could be established. One of the two
guidelines discussed was whether the type of interest asserted was among the policies or interests protected by the legal or constitutional rule relied on by the person claiming standing. Wm. Penn, supra at 198, 346 A.2d at 284. Stated another way, i.e., in terms of federal cases, see [Wilt v. Beal, 26 Pa.Cmwlth. 298, 363 A.2d 876, 882 (1976)], this guideline determines whether “the interest (the taxpayer) seeks to protect is ‘arguably within the zone of interests sought to be protected or regulated by the statute or constitutional guarantee in question.” Wm. Penn, supra, 46 [464] Pa. at 198 n. 23, 346 A.2d at 284 n. 23. As a test, as opposed to a guideline, this inquiry has been severely criticized. See, e.g., [K. Davis, Administrative Law Treatise §] 22.06.
Application of Biester, 487 Pa. 438, 409 A.2d 848, 851-52 n. 6 (1979) (emphasis added). Shortly after Biester, we expanded on the notion that the zone of interests analysis was merely a guideline used to aid courts in finding immediacy:
Within the requirement that the interest of the plaintiff be “immediate” in order to confer standing, is the concept that the “protection of the type of interest asserted is among the policies underlying the legal rule relied upon by the person claiming to be ‘aggrieved.‘” Wm. Penn Parking Garage [, 346 A.2d at 284]. The United States Supreme Court has phrased this guideline as whether “the interest the plaintiff seeks to protect is arguably within the zone of interests sought to be protected by the statute or constitutional guarantee in question.” [Camp, 397 U.S. at 153].
Upper Bucks County Vocational-Technical Sch. Educ. Ass‘n v. Upper Bucks County Vocational-Technical Sch. Joint Comm., 504 Pa. 418, 474 A.2d 1120, 1122 (1984) (emphasis added).
Despite the commentary of the Biester and Upper Bucks County Courts explaining that the federal zone of interests query should only be employed as a guideline in considering the immediacy prong of Pennsylvania standing analyses, again, Crown Cork argues that this Court has recently made
Indeed, without any citation to the “guideline” language of our previous decisions, the Ken R. Court used the zone of interests as the determinative factor in denying standing to a party. In that case, a minor girl, C.R., had been removed from the home of her mother and stepfather after alleging that her stepfather sexually abused her. Upon her removal, C.R. went to live with her biological father, Ken R.; C.R.‘s mother, however, denied C.R. the ability to visit and spend time with her half-sisters. Ken R. filed suit on his daughter‘s behalf, seeking a visitation order allowing C.R. to spend time with her half-sisters. The lower courts determined that C.R. did not have standing to seek visitation with her siblings, and this Court agreed. Specifically, the Court determined that the public policy of visitation, as stated in
Former Justice Newman dissented because she did not view Section 5301 as being the sole basis of inquiry in the matter. Rather, she would have inquired into the best interests of the minor children involved as to whether a visitation order was appropriate. In so doing, however, Justice Newman also disagreed with the Majority to the extent that it used a zone
Contrary to Ken R., we have on many occasions not conducted a zone of interests analysis when determining whether a party possesses standing. In Pittsburgh Palisades Park, LLC v. Commonwealth, 585 Pa. 196, 888 A.2d 655 (2005), for example, a case involving the constitutionality of sections of the Gaming Act, we stated that the critical inquiry in a standing analysis revolves around the notion “that the person must be negatively impacted in some real and direct fashion.” Id. at 660. In that light, one must possess direct and immediate interests such that the “matter complained of caused harm to the party‘s interest,” and that “causal connection is not remote or speculative.” Id. (internal citations and quotations omitted). Thus, in Pittsburgh Palisades, we found that landowners, who had presumably purchased real estate with the intention of building a casino upon that land, but had yet to apply for a casino license, did not possess standing to challenge portions of the Gaming Act because, inter alia, they had not demonstrated or offered that the Act “has harmed them or will harm them in any way that is not remote or speculative,” and further because “any possible harm to [landowners] is wholly contingent on future events.” Id. In other words, the causal connection between the harm and legal interests asserted were too remote and speculative. Thus, while finding that the landowners had no immediate interest (or, indeed, any direct or substantial interest) to raise a constitutional challenge to the Gaming Act, this Court did not engage in any analysis concerning whether the claims fell within the zone of interests protected by the Gaming Act or the constitutional protections asserted.
Accordingly, we reiterate what has been stated before: in Pennsylvania, a party must be aggrieved in order to possess standing to pursue litigation. Aggrievability is obtained by having a substantial, direct, and immediate interest in proceedings or litigation. When the standards for substantiality, directness, and immediacy are readily met, the inquiry into aggrievability, and therefore standing, ends. Should, however, a party‘s immediate interest not be apparent, a zone of interests analysis may (and should) be employed to assist a court in determining whether a party has been sufficiently aggrieved, and therefore has standing. Such a framework is consistent with William Penn Parking Garage, where we found that “standing will be found more readily where protec-
We stress, however, that such a consideration is merely a guideline that may be used to find immediacy, and not as an absolute test, as the Superior Court used below. To be sure, in the federal courts, which employ prudential considerations such as zone of interests regularly, such limits are only used “to ensure that only those parties who can best pursue a particular claim will gain access to the courts.” Oxford Assocs., 271 F.3d at 145. More specifically, in the context of Commerce Clause challenges, the zone of interests inquiry is only relevant for entities not directly affected by a regulation or statute. See generally id. Using, then, zone of interests as a guideline for finding an immediate interest only when that conclusion is not ordinarily apparent, will further the essential goal of ensuring that proper parties bring specific claims into court.
With the legal framework in which we shall decide this appeal set, we now apply it to the facts at hand. In our view, Plaintiffs possess standing to pursue their constitutional challenges without the need for analyzing any relevant zone of interests. First, this consolidated appeal began as tort claims sounding in strict products liability and wrongful death. Only upon Crown Cork invoking the protections of Section 1929.1 did Plaintiffs attempt to challenge the validity of Section 1929.1 under federal constitutional law. Thus, Plaintiffs had already gained access to the courts and there was no challenge to their standing to bring the lawsuits. Accord Oxford Assocs.
Moreover, as Plaintiffs’ cases were ultimately dismissed under Section 1929.1, it is hard to imagine a more “direct, substantial, and immediate” interest in a constitutional challenge than that presented instantly. First, they are “substantial” because their interest in having Section 1929.1 declared unconstitutional clearly surpasses the ordinary citizen of Pennsylvania, as their lawsuits are subject to dismissal under Section 1929.1. Second, there is a direct connection between
Further, the constitutional challenges presented by Plaintiffs are “real and concrete, rather than abstract,” and, in light of their entire cases being dismissed under the protections of Section 1929.1, we can discern of no other party more readily equipped than Plaintiffs to advocate the constitutional claims forwarded below. See City of Philadelphia, 838 A.2d at 569 (“The requirement of standing under Pennsylvania law is prudential in nature, and stems from the principle that judicial intervention is appropriate only where the underlying controversy is real and concrete, rather than abstract.“); Biester, 409 A.2d at 852 (finding that, in a standing inquiry, “[C]onsideration must be given to other factors such as, for example, the appropriateness of judicial relief, the availability of redress through other channels, or the existence of other persons better situated to assert the claim.“) (quoting Camacho v. Bird, 398 F.2d 314 (9th Cir.1968)). In light, then, of Plaintiffs readily and clearly meeting all three prongs, they have been aggrieved by Crown Cork‘s invocation of Section 1929.1, and thus possess standing to raise the applicable constitutional challenges before a trial court.13
Finally, to the extent the courts below found Plaintiffs lacked standing to raise the constitutional claims herein based upon their ability to recover against other defendants through
A plaintiff does not assert one cause of action against multiple defendants. Rather, a plaintiff asserts one cause of action (or two or several causes of action) against a single defendant. While a plaintiff may, under the appropriate circumstances, join the cause of action he has against one defendant with the cause of action he has against another defendant in one lawsuit, the cause of action he asserts against each defendant remains distinct. Thus, the fact that the causes of action [the Ieropoli] Appellants brought against Crown Cork‘s co-defendants are proceeding has no bearing on the Statute‘s unconstitutional effect on the accrued causes of action that Appellants brought against it.
Ieropoli, 842 A.2d at 930 (internal citations omitted).
In conclusion, we hold that Plaintiffs possess standing to challenge the constitutionality of Section 1929.1 under the dormant Commerce and Equal Protection Clauses through their opposition to Crown Cork‘s global summary judgment motion. Their access to the courts for their general redresses is not disputed, and they have a direct, substantial, and immediate interest in challenging the validity of Section 1929.1. Thus, the invocation of Section 1929.1 by Crown Cork has aggrieved them, such that standing is present. Moreover, the ability of Plaintiffs to recover from other manufacturers is of no concern within the instant analysis. We thus reverse the order of the Superior Court, which had affirmed the trial courts’ grants of summary judgment. In light, however, of the Superior Court dismissing Plaintiffs’ claims on standing grounds alone, without discussing the merits of the constitutional challenges themselves, we further remand this appeal back to the Superior Court for full consideration of the merits of Plaintiffs’ constitutional claims.
Jurisdiction relinquished.
Chief Justice CASTILLE, Justices EAKIN, TODD and McCAFFERY join the opinion.
Justice SAYLOR files a concurring and dissenting opinion.
Justice SAYLOR, concurring and dissenting.
In many past decisions, I have taken a broader view of standing than the majority of other Justices. See, e.g., Pittsburgh Palisades Park, LLC v. Commonwealth, 585 Pa. 196, 209-11 (2005) (Saylor, J., dissenting). Here, I support the majority‘s judgment that a zone-of-interest test should not be the sole determinant of “immediacy” as that factor is used in standing analysis in Pennsylvania.
Although I have no difficulty with the conclusion that Appellants have a direct, immediate, and substantial interest in the outcome of the litigation, I would note that such factors predominantly serve as the litmus applicable to standing to commence litigation (most frequently in controversy where a plaintiff seeks some sort of declaration of his or her rights and interests). With respect to those already enmeshed in an action where their rights and interests are unquestionably in issue, their standing to assert particular questions-here, a facial constitutional challenge to a presumptively valid statute-generally has been treated as a more refined inquiry.
In this regard, facial constitutional challenges typically are disfavored by courts. See Washington State Grange v. Washington State Republican Party, 552 U.S. 442, 450 (2008); Dickerson v. Napolitano, 604 F.3d 732, 741 (2d Cir.2010); accord National Automobile Service, Inc. v. Barfod, 288 Pa. 227, 229, 135 A. 630, 630-31 (1927) (explaining that, to support a challenge to a statute under which a court has acted, “‘it must plainly appear from the facts presented by the record, ... that the complainant is one who has been directly affected by what he claims to be the unconstitutional part or feature of the statute in question’ “). As to such contests to duly enacted pronouncements by the legislative branch of government, judicial restraint is implicat-
Since this particular line of analysis is not set out in the submissions to this Court, I do not consider it further here. I note only that I would not obviate its development in the intermediate or common pleas courts, to the extent it may remain available for consideration by those tribunals.
Thus, I reference the limitations on facial challenges here primarily because, without their consideration, I am unable to support the majority‘s broader pronouncements concerning Appellants’ standing to invoke the dormant Commerce and Equal Protection Clauses to challenge the facial validity of Section 1929.1. I also find the principles helpful to a better grasp of standing jurisprudence as applied to those whose individual interests are unquestionably at stake in an existing civil action.