Johnnie Marie Sumpter, now serving a two-to-five year sentence for prostitution, appeals the district court’s dismissal of her petition for a writ of habeas corpus, which alleges that the State of Indiana is holding her in custody in violation of several provisions of the United States Constitution.
1
We reverse the district court for the reason that Sumpter was twice placed in jeopardy for the same offense in violation of the Fifth Amendment, as incorporated in the due process clause of the Fourteenth Amendment.
Benton v. Maryland,
I.
Sumpter was charged with prostitution under an Indiana statute providing that
“[a ]ny female who frequents or lives in a house or houses оf ill fame, knowing the same to be a house of ill fame, or who commits or offers to commit one (1) or more acts of sexual intercourse or sodomy for hire, shall be deemed guilty of prostitution, and on conviction thereof shall either be fined not less than one hundred dollars ($100) nor more than five hundred dollars ($500); and imprisonment not to exceed 180 days or such person may be imprisoned in the Indiana women’s prison not less than two (2) years nor more than five (5) years.” 35 Ind.Code § 30-1 — 1 (1971) (emphasis added).
Following a jury trial, Sumpter was found guilty of prostitution 2 and sentenced to the maximum term of two to five years in the women’s penitentiary.
*1208
Her conviction was rеversed by the Indiana Court of Appeals because the State had neglected to present any evidence that Sumpter was a female, an essential element of the crime set out in the statute.
Sumpter v. State,
Ind.App.,
The State appealed, and the Indiana Supreme Court reversed. Although noting that the court of appeals had “correctly applied existing law in reversing the trial court,” the supreme court determined that the “method and sequence of proof” of a defendant’s sex was “in need of modification.”
Sumpter v. State,
Sumpter then sought review by the United States Supreme Court, which dismissed the appeal for want of jurisdiction.
Sumpter v. Indiana,
On remand, Sumpter raised a timely double jeopardy objection to retrial of the sex issue. The trial court overruled the objection, denied a motion for a jury trial, took judicial notice that “she” was a female, rejected rebuttal evidence, 3 and found “her” guilty.
Sumpter appealed, and the case was transferred directly to the Indiana Supreme Court. She argued,
inter alia,
that the effect of the remand was to place her in double jeopardy. The court recognized that “the proceedings on remand were ‘devoted to the resolution of factual issues going to the elements of the offense charged,’ and thereforе at odds with the constitutional policy against multiple trials.”
Sumpter v. State,
Ind.
The United States Supreme Court then denied Sumpter’s petition for a writ of certiorari.
Sumpter v. Indiana,
Sumpter subsequently brought the petition for a writ of habeas corpus now before us on appeal from the district court’s dismissal. She raises a host of federal constitutional claims for our consideration.
Specifically, Sumpter contеnds that the Indiana prostitution statute under which she was convicted violates (1) the equal protection clause of the Fourteenth Amendment, because it applies only to females 5 *1209 and imposes a harsher sentence than does a companion statute that applies to males who frequent houses of ill fame; 6 (2) the due process clause of the Fourteenth Amendment, because the terms “house of ill fame” are unconstitutionally vague and archaic; 7 and (3) the cruel and unusual punishment clause of the Eighth Amendment, both because the statute criminalizes the “status” of living in a house of ill fame, 8 and because it imposes a harsher sentence for that offense than does a companion statute for the allegedly greater offense of keeping a house of ill fame. 9
In addition to her constitutional attacks on the statute, Sumpter claims that a new criminal procedure unconstitutionally shifting the burden of proving a material element of the crime charged, 10 i.e., her sex, was retroactively imposed on her in violation of the due process clause of the Fourteenth Amendment and what she calls the “ex post facto principle” embodied in Article I, section 10. 11 Finally, Sumpter says that she was denied her right to a jury trial under the Sixth Amendment, 12 and placed in double jeopardy in violation of the Fifth Amendment, 13 when her case was remanded for retrial of the. issue of her sex.
Because we agree that Sumpter was twice placed in jeopardy for the same offense, we need not address the merits of her other constitutional claims. By resting our decision on this ground, we can afford Sumpter the unconditional release from custody to which she is entitled without having to rule on the constitutionality of the statute under which she was convicted and sentenced.
II.
The State finds “baffling” Sumpter’s claim that the Indiana Supreme Court placed her in double jeopardy by remаnding her case solely to give the prosecution a chance to retry one element of its fatally defective case. Noting that the double jeopardy clause permits retrial of a defendant after reversal of his conviction, the State reasons that its remand must be permissible a fortiori because it imposed a “lesser burden” of reprosecution on Sumpter than an outright reversal and trial de novo would have.
As the Indiana Supreme Court observed,
United States v. Ball,
We believe Ball and Bryan are distinguishable from the case at bar because retrials were permitted in those cases only after an outright reversal of a conviction that required the prosecution on remand to again meet its burden of proving every essential element of the crime charged. Here, in contrast, Sumpter did not start off on an equal footing with the State on remand because her conviction was affirmed in part on appeal. An examinatiоn of the premises underlying the Ball rule provides, we think, an appropriate backdrop against which to elaborate the significance of the distinction we advance here.
III.
Although several theoretical justifications have been proposed to support the
Ball
rule,
14
the Supreme Court’s current explanation
for
the rule is “the practical justification” that it “is simply fairer to both the defendant and the Government.”
United States v. Wilson,
“While different theories have been advanced to support the permissibility of retrial, of greater importance than the conceptual abstractions employed to exрlain the Ball principle are the implications of that principle for the sound administration of justice. Corresponding to the right of an accused to be given a fair *1211 trial is the societal interest in punishing one whose guilt is clear after he has obtained such a trial. It would be a high price indeed for society to pay were every accused granted immunity from punishment because of any defect sufficient to constitute reversible error in the proceedings leading to conviction. From the standpoint of a defendant, it is at least doubtful that appellate courts would be as zealous as they now are in protecting against the effects of improprieties at the trial or pretrial stage if they knew that reversal of a conviction would put the accused irrevocably beyond the reach of further prosecution. In reality, therefore, the practice of retrial serves defendants’ rights as well as society’s interest.” Id. at 466,84 S.Ct. at 1589 .
As
Wilson
and
Tateo
intimate, the
Ball
rule rests on an “analysis of the respective interests involved.”
Breed v. Jones,
We have no quarrel with that judgment as a general proposition and are not hesitant to apply the
Ball
rule following reversals prompted by defective indictments or other procedural errors of law. E. g.,
United States
v.
Lee,
In a case such as this, however, we believe the considerations motivating the balance of interests struck by application of the
Ball
rule in the above cases have- less force. Cases involving reversals grounded upon the insufficiency of the evidence of fact presented at trial, rather than reversals occasioned by procedural errors of law that prejudice the defendant’s ability to present his case, bring into play an additional element that tips the scales of justice in the defendant’s favor — his innocence as a matter of law. When the prosecution has failed to prove its case after a full and fair opportunity at trial, no “societal interest in punishing one whose quilt is clear”
16
arises, at least not if Justice Harlan meant “guilt” in its constitutional sense — that which is established when the prosecution proves beyond a reasonable doubt
“every
fact necessary to constitute the crime charged.”
17
In re Winship,
Moreover, rather than serving the “sound administration of justice,”
18
we believe the
Ball
rule operates in practice as an engine of inequity when applied in cases such as
Bryan.
Unlike reversals due to procedural errors of law that impair effective presentation of the defendant’s case, reversals based on the failure of the prosecution’s proof represent the judgment of an appellate court that the defendant was entitled to a directed acquittal at trial. By subjecting defendants who win such appellate re
*1212
versáis to retrial,
Bryan
serves to heighten rather than mollify disparities inherent in our criminal justice system, for, had the defendants been before other trial judges, they may well have received the directed acquittals to which they were entitled
19
—acquittals from which the prosecution would have no appeal.
20
Fong Foo
v. United States,
In summary, we believe thаt the premises of the fairness rationale for the Ball rule adopted in Wilson — the societal interest in punishing the guilty and the need to promote the sound administration of justice 22 —do not require the rule’s application in a case such as this. Sumpter was, by the Indiana Supreme Court’s own admission, not proven guilty of the crime of prostitution as defined by the Indiana law applicable at the time of her arrest and trial. 23 *1213 The State, having been given an opportunity to vindicate its interest in trying her, 24 had failed to establish the validity of its interest in punishing her. 25 To permit the State a second bite at the apple in these circumstances would not only interject inequity into the аdministration of criminal justice but also serve to condone and perhaps perpetuate careless prosecutorial trial preparation and practice.
IV.
We recognize that, as long as Bryan remains good law, 26 it stands for the proposi *1214 tion that the principles underlying the Ball rule retain some vitality even when a conviction has been reversed on appeal for want of sufficient supporting evidence. However, we need not decide here whether to follow other courts in anticipating Bryan’s demise, 27 for it does not dictate a result contrary to the one we reach here.
Unlike the
Bryan
defendant, Sumpter did not win a reversal of her conviction and a new trial at which the State was again put to its proper burden оf proving beyond a reasonable doubt each of the essential facts constituting the crime charged. Rather, Sumpter’s conviction was “affirmed in part” and her case remanded to a new factfinder solely to permit the State to retry an essential element of its case unproven and overlooked at trial.
Sumpter v. State,
*1215
The State’s argument that the remand imposed a “lesser burden” of reprosecution than would a full trial on the merits is unconvincing. “Jeopardy denotes risk.”
Breed v. Jones, supra
at 1785. That only one element of the crime was put at issue on remand hardly minimized the risk of conviction and punishment, and the attendant “anxiety and insecurity . . . traditionally associated with a criminal [rejprosecution,” that thе double jeopardy clause was designed to prohibit.
Id.
at 1785-86. Moreover, had the Indiana Supreme Court reversed Sumpter’s conviction outright and remanded the case for a trial
de novo,
Sumpter would have received at least the same opportunity to relitigate the weak aspects of her case that the State was given. Thus, rather than benefitting Sumpter, the limited remand at issue put her at a marked disadvantage vis-a-vis the State. We fail to see how this procedure was “fair to both the defendant and the Government.”
29
United States v. Wilson,
Our view of the difference between the legal effect of the remand before us and the effect of an outright reversal followed by a new trial draws support from
United States v. Rosenbarger,
“To allow the Government on remand to submit additional proof as to the separate receipt of the weapons would violate the prohibition against double jeopardy con *1216 tained in the Constitution. The Government had its opportunity to try the defendant . . . .” Id. at 721.
Wе concur in the view of our colleagues on the Sixth Circuit. Because we deal here with a remand granted solely to permit the State to submit proof of an essential element of the crime charged lacking at trial, rather than with an outright reversal and trial de novo that put the prosecution and the accused on an equal footing on remand, we believe that Ball and Bryan are not controlling. We hold that the limited remand at issue here violated Sumpter’s rights under the Fifth and Fourteenth Amendments by twice placing her in jeopardy for the same offense. 30
Accordingly, we reverse the district court’s dismissal of Sumpter’s petition and remand the case with directions to issue a writ of habeas corpus ordering her immediate and unconditional release from custody.
REVERSED and REMANDED WITH DIRECTIONS.
Notes
. The Indiana Supreme Court has already rejected each of the federal constitutional claims presented here on direct appeals from Sumpter’s conviction.
Sumpter v. State,
Ind.,
. Sumpter’s conviction was premised on evidence showing that she lived in a house of prostitution knowing it to be such, rather than on evidence that she offered to engage, or did engage, in acts of sеxual intercourse or sodomy for hire. See
Sumpter v. State,
Ind.App.,
. Sumpter offered into evidence medical treatises describing various genetic and pathological conditions that would make it difficult, if not impossible, to determine an affected person’s sex merely from direct observation. Because Sumpter failed to show that she suffered from any of the described conditions, the Indiana Supreme Court upheld the lower court’s ruling that this evidence was insufficient to rebut the presumption created by the judge’s taking notice of her sex.
Sumpter v. State,
Ind.,
.
Bryan v. United States,
. The statute was later amended to apply to “Any person.” Burns Ind.Stat.Ann. § 35-30-1-1 (1975). Effective July 1, 1977, the statute will be repealed and reenacted as follows:
“35-45-4-2. Prostitution.
A person who knowingly or intentionally performs, or offers or agrees to perform, sexual intercourse or deviate sexual conduct for money or other property commits a Class A misdemeanor.” Burns Ind.Stat.Ann. § 35-45-4-2 (Cum.Supp.1976).
The act repealing and reenacting the statute provides a savings clause for crimes committed *1209 prior to its effective date. Pub.L. No. 148, § 27, [1976] Ind. Acts.
. The companion statute imposed a maximum term of 60 days in the county jail on those who, “being a male person,” frequented houses of ill fame. 35 Ind.Code § 45-4 — 3 (1972). This statute has since been amended to delete the requirement that the аccused to be a “male person.” Burns Ind.Stat.Ann. § 35-1-87-2 (1975).
. E. g.,
Papachristou v. City of Jacksonville,
. E. g.,
Robinson v. California,
. E. g.,
Weems v. United States,
. E. g.,
Mullaney v. Wilbur,
. E. g.,
Bouie v. City of Columbia,
. E. g.,
Duncan v. Louisiana,
. E. g.,
Benton v. Maryland,
.
Ball
itself, like its progeny on which
Bryan
relies, is premised on the view that a defendant waives the right to claim double jeopardy following reversal of a conviction on appeal. Though
Green
v.
United States,
A second traditional justification offered for the rule is the “continuing jeopardy” theory first advanced by Justice Holmes in dissent to
Kepner v. United States,
The more recently advanced “clean-slate” theory rests the permissibility of retrial on the fact that “the original conviction, at the behest of the defendant, has been wholly nullified and the slate wiped clean.”
North Carolina v. Pearce,
. As the Court noted in
Breed,
a criminal prosecution “imposes heavy pressures and burdens — psychological, physical, and financial— on a person charged.”
.
United States v. Tateo,
. The requirement that the prosecution prove
every
essential element of the crime charged beyond a reasonable doubt is something much more than a “legal technicality.” It is no less than the very essence of the due process of criminal law required by our common law and constitutional traditions.
Mullaney v. Wilbur,
.
United States v. Tateo,
. In assessing Bryan's impact on the administration of criminal justice, we must not lose sight of the need to protect the uniformity and integrity of judicial systems administered by human beings prone to occasional error. We concur in the reasoning of our colleagues on the Tenth Circuit:
“[The defendant] properly moved for a judgment of acquittal, alleging insufficient evidеnce. By admission of the government, the trial court should have sustained the motion. If the motion had then been granted or had the jury acquitted [the defendant], the Fifth Amendment would clearly prohibit a second attempt at prosecution. We are unable to perceive why the government’s position should be improved by failing to recognize the defect until the appeal stage. If the defendant should have been acquitted for insufficient proof, he ought not to be subsequently penalized for his effort to rectify the original error.” United States v. Dotson,440 F.2d 1224 , 1225 (10th Cir. 1971) (citations omitted).
. Admittedly,
United States v. Wilson, 420
U.S. 332,
But
Wilson, Morrison
and
Rose
do not call into question
Fong
Foo’s holding that no appeal is permitted if the trial judge directs an acquittal prior to verdict or instructs the jury to acquit, even if his action is erroneously based. Nor do those decisions repeal the rule barring an appeal from a bench trial acquittal or directed verdict “bottomed on factual considerations . made on the basis of evidence adduced at trial.”
United States v. Sisson,
Obviously, any bench trial acquittal or directed verdict premised on the insufficiency of the evidence to support a guilty verdict is “bottomed on factual considerations made on the basis of the evidence adduced at trial” and would require “further proceеdings devoted to the resolution of factual issues going to the elements of the offense charged” if reversed on appeal and remanded. Accordingly, the rationales adopted in
Wilson, Jenkins
and
Sisson
are easily reconciled with
Fong
Foo’s holding that the double jeopardy clause bars an appeal by the prosecution in such cases. However, because appellate reversals premised on the same ground are likewise bottomed on an assessment of the trial evidence,
Wilson, Jenkins
and
Sisson
would seem to call into question
Bryan’s
holding that further factual resolution of the elements of the crime charged is permissible. See
United States v. Robinson,
. See, e. g.,
United States v. Dotson,
.
United States
v.
Tateo,
. To be sure, some may argue that, as a practical matter, thе State established Sumpter’s guilt at trial by proving that she lived in a house of prostitution knowing it to be such. They might urge that we distinguish the case at hand, where the State failed to prove only a *1213 “technical” element of the crime charged, from cases involving a failure to prove truly essential elements of the crime charged.
Although the distinction makes some sense as a policy matter, it is not one that we have the power to draw. As a court, we must take the applicable criminal law as we find it, for we have no inherent power to criminalize conduct not legislatively proscribed. Moreover, we have no business seсondguessing the policy judgments of the Indiana legislature embodied in its definition of the crime of prostitution. Accordingly, we must give the same significance to the State’s failure to prove Sumpter a female — no matter how “unwise” or “technical” we believe that requirement of proof as a basis for criminal liability — that we would to the State’s failure to prove any other element of the crime explicitly set out in the statute.
Simply put, considerations of comity and due deference to the proper limits of our judicial office mandate that we not pick and choose what legislatively prescribed elements of а crime be deemed matters of essential proof, as opposed to a “legal technicality” we may disregard if necessary to serve our own sense of justice.
.
United States v. Ewell,
.
United States v. Tateo,
.
Bryan’s
precedential underpinnings are suspect, for it relies on pure dictum from
Louisiana
ex rel.
Francis v. Resweber,
For example, mistrial cases such as
Jorn, supra
at 486,
The government-appeal cases such as
United States v. Jenkins,
At least in cases such as
Bryan,
where the accused was entitled to a directed aсquittal at trial, there is reason to apply the double jeopardy bar “against a second prosecution for the same offense after acquittal,”
United States v. Wilson, supra
. Relying on
United States v. Wilson,
Like the Second Circuit, the Third Circuit follows the
Ball
rule permitting retrial of defendants whose convictions are reversed for procedural errors of law but declines to apply it when “[rjeversals or mistrials [are] granted on the basis of insufficient evidence or any other assessment of the facts presented at trial.”
United States v. DiSilvio,
A growing number of state courts have likewise held that retrials following reversals for insufficiency of the evidence are barred by the double jeopardy clause.
Hervey v. Colorado,
Most federal courts have not yet gone so far as to repudiate
Bryan.
They have, however, strictly limited application of the
Bryan
rule to cases wherein the accused requested a new trial in the district court or on appeal. E. g.,
Greene v. Massey,
The commentators are also in agreement that Bryan deserves reconsideration in light of subsequent developments in the law of double jeopardy. See authorities cited in note 14 supra.
Indeed, even courts that continue to adhere to the practice of permitting retrial in a case such as
Bryan
acknowledge the “judicial tendency or trend towards recognition of the logic of appellate direction for the entry of judgment of acquittal if the state fails to prove its case in the trial court.”
Gray v. State,
. Because Sumpter was not given a trial de novo, none of the other justifications advanced for the Ball rule would be of help to the State in this case. See note 14 supra.
Though the much-criticized “waiver” theory retains some vitality, it is рremised on the view that the defendant received what was asked for on appeal. See
Forman v. United States,
The “clean-slate” theory is likewise inapposite because Sumpter’s conviction was not nullified; her slate not wiped clean; her presumption of innocence not restored.
Finally, the “continuing jeopardy” theory has been laid to rest by the Supreme Court’s recent repudiation thereof.
. To be sure,
Wilson’s
fairness-to-the-defendant rationale for the
Ball
rule rests on the assumption that the rule “enhances the probability that аppellate courts will be vigilant to strike down previous convictions tainted with reversible error.”
United States v.
Ewell,
Frankly, we are somewhat nonplussed that the Court would premise its fairness rationale on the fear that appellate judges sworn to uphold the Constitution might forsake their oaths of office because of personal convictions regarding a defendant’s moral depravity or guilt. As the Court has itself noted, we are “not at liberty to grant or withhold the benefits . . . which the Constitution commands for all, merely as we may deem the defendant innocent or guilty.”
Eubanks v. Louisiana,
But, even assuming
arguendo
that the Court’s concern over the impact that evidence of guilt may have on our zealous regard for the rights of defendants is valid, we believe that
Chapman v. California,
Thus, if, as Wilson says, the Ball rule exists because it is fair to the defendant, it must, post -Chapman, be so for reasons other than those expressed in Tateo and Ewell.
. In view of this holding, we need not reach the distinct due process and jury trial issues identified in
United States
v.
Alvarez,
