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John Wesley Clutchette v. Raymond J. Procunier
497 F.2d 809
9th Cir.
1974
Check Treatment

*3 Before TUTTLE* HUFSTEDLER KILKENNY, Judges. Circuit Judge: HUFSTEDLER, Circuit Plaintiffs, who inmates of San Quentin prison, rights filed a civil challenging class action constitution- ality prison’s disciplinary proce- The dures. procedures district court held that the process violated the due equal protection clauses of the Four- granted teenth Amendment and plaintiffs declaratory,1 injunctive, and other The relief. authorities appealed. have phrased appeal, The broadly, issues on (1) are these: Did the district court jurisdiction lack either because 28 U.S. compelled convening C. a three- § judge court to consider the constitution Rodriguez al issues or because Preiser v. 411 U.S. 439, required plaintiffs L.Ed.2d exnaust state remedies before resort to (2) protec the district Do court? process tions of the due clause extend to prisoners subjected who were challenged procedures ? (3) process prisoners What is due these Quentin’s discipli context San system? nary Stein, Deputy Atty. D. Gen. William I. (argued), Younger, Evelle California J. Gen., Francisco, Cal., agree Atty. for de- San We with the district endants-appellants. three-judge panel f court that a did not * Circuit, designation. sitting by accusing witnesses, Fifth and cross-examination counsel-substitute, or counsel a decision alleged disci The district court declared that “the fact finder inci uninvolved with the procedures plinary employed finding dent, facts, a written Quentin San uniform process equal any right appeal decision, Prison protection violate the due notice of disciplinary hearing may clauses 14th amendment when such a result failing provide adequate grievous (328 notice loss [.]” charges, calling F.Supp. 767, 784-785.) favorable witnesses brought Rodriguez prisoners in The hear the cause. to be convened to have seeking apply restoration section 1983 actions to a suit to does not Section good regulations re- that had been time credits enjoin enforcement of through appli- voked “statewide local, rather than they Regents violated their due (Board claimed v. New Left cation.” rights. protection equal Project (1972), Education Court, stressing 697; Moody that relief would v. The or more result either immediate Flowers 1544, confinement, speedy from held release Hatfield v. Bail- 18 L.Ed.2d corpus 1961), was ex- (9th that a writ habeas leaux Cir. remedy pris- plaintiffs’ proce- because the clusive federal attack is limited to the core of oners’ lawsuits were “within the walls of dures conducted within San corpus attacking very Quentin’s du- Quentin, habeas rules do not *4 (Compare ration of their confinement itself.” apply Hatfield statewide. (411 487-488.) However, (three-judge supra Bailleaux, court not U.S. regulation challenged ap- expressly required its earlier Court reaffirmed when holding Wilwording single Oregon prison- plied prison), only in with challenging Lynch (9th on 1968), ers constitutional Gilmore Cir. 400 grounds confinement, (three-judge required of the conditions F.2d 228 court length regulation challenged than or of custo- rather the fact where established dy, bring every prison California). properly could section 1983 ac- rules for in tions, eliminating Wainwright (5th cor- thus the habeas also Cir. See Sands pus (411 requirement. 1973), exhaustion U.S. 4 498-499.) question A more difficult is whether gloss Wilwording plaintiffs nei- of Clutchette The attack Swenson (1971), 407, 249, ther the fact nor the their 92 S.Ct. 30 duration of 418, by plaintiff L.Ed.2d the Court in confinement. seeks immedi- Preiser v. No Rodriguez prison. They (1973), 475, ate or earlier from release U.S. 439, challenge grounds pris- compels plain- on 36 L.Ed.2d constitutional corpus on tiffs can to seek relief via habeas result sanc- (42 ranging using Rights privileges stead tions joyed by from the Civil Act loss en- 1983). general prison plaintiffs’ population If U.S.C. sole § prolonged prisoners, habeas, they isolation from other recourse were to could not significant they impact all of maintain their which have a on federal suit because have not their exhausted state remedies.3 conditions confinement. 2254(b). provides Rodriguez, : See Preiser v. Section 491; Fay interlocutory permanent injunc- “An 411 U.S. at v. Noia or 391, 418-480, restraining enforcement, operation tion U.S. any by or execution Wisconsin v. Constantineau statute re- State cf. straining 433, 437, such L.Ed. action of officer of U.S. 2d State the enforcement or execution by such statute or of an order made Rodriguez majority recognized pos- 4. The acting administrative board or commission sibility prisoner might that a want chal- statutes, granted under State shall not be lenge by any both the of his confinement judge conditions district court thereof length They upon ground unconstitutionality the fact or of confinement. deci- application noted that latter claim “under our such statute unless today, cognizable only in federal ha- sion therefor is heard and determined a dis- corpus, requirement beas its attendant judges trict court of three under section But, con- of exhaustion of state remedies. 2284 of this title.” holding decisions, prior sistent with our simultaneously press point way precludes 3. The him from defendants do not on no jurisdie- appeal they litigating court, below, did under section but federal relating phase re- claim to the conditions tionalization quires of this of abstention (28 (411 499 n. us to consider it. his confinement.” § U.S.C. precisely appears lease be more iden- date cannot thus profile their action The obligated Authority However, Wilwording. The is not tified. to resemble (See for its actions Pa- to state reasons features examination closer supra California, disciplinary procedures role Board Reform in Quentin’s therefore, 16), and, note the causal Indeterminate of California’s the context (Cal.Penal a record of a disci- Sentencing connection between Act Code §§ response plinary prisoners offense and an adverse 3020-3035), are these to which Authority always reappraisal is not evident. requires of their subject, Rodriguez doctrine. under the case potential effect of Because the by Rodriguez be- established line parole dates sanctions seeking re- proceedings earlier

tween nebulous, length is so we of sentence and actions chal- from confinement lease Rodriguez should be do not think that lenging the conditions confinement plain compel the Clutchette extended to good sys- applied in time credit can be through relief to seek all of their tiffs of credits has a direct tem because loss Rodriguez corpus. Nor should habeas relationship specific to release plaintiffs separate require be read to California, good But where dates. proceedings somehow those nonexistent, the line time credits only of their that affect conditions inapplicability point of blurred than can have confinement from those disciplinary sanctions no because *5 bring dates, impact on their release length relationship or fixed to the fact rights challenging civil actions one law, of incarceration. California Under challenging type petitions and habeas empowered Authority is with- the Adult verbally course, the other. we could Of statutory limits to set and to reset limiting problem by circumvent imprisonment the terms of adult male scope in this civil of relief available prison to to offenders sentenced rights disciplinary hear action to those parole serve as of- board such length ings of in that do not affect (Cal. 1168, fenders. Penal Code §§ leaving time, prisoners, carceration to 3020, 5077.) disciplinary All actions authorities, state courts the prisoner eventually report- deciding proceedings are task of Authority. ed to the Adult The Adult judgment. within or without our That Authority has unfettered discretion to Rather, unacceptable. ac course is we effect, disciplinary any, decide what if knowledge Quentin’s that inmates length sanction will on the petition in Rodri cannot cast a habeas Authority inmate’s confinement.5 The guez’ exceed mold it would be because pre- can and sometimes does cancel ever, ingly rare, if could that viously parole set date or reset entitled to aver that would have been he statutory mate’s sentence to a maximum or release on a date immediate release on the basis of even minor subjected he certain had been (See actions. 2 California Bd. disciplinary procedures that he attacks Corrections, System Study: grounds. Correctional on constitutional hold that We speculative (1971). effect of Report and incidental Prison Task Force 36-37 on the du imposition relationship The between the plaintiffs’ is not suf ration sentences of a sanction cancella- bring any part ficient of this action postponement prisoner’s tion re- or Justice, published guiding Board Parole Administration exercise criteria No (interim study Authority’s Reform in California 15-16 dis- have been discretion Corrections, 1970) ; Bd. 3 California covered. The discretion committed System Study: Task Authority appears Parole broad as Correctional at least as to be (1971). Report See, sentencing judge. Force 115 e. on a that conferred Comm, Assembly Report g., on Select corpus. process general within “core” of habeas due line other than proper principle, Therefore, it was for the district derived from Mr. Justice permit plaintiffs proceed concurring opinion in court Frankfurter’s Refugee section Anti-Faeist with their civil action under Joint Comm. having 123, their exhausted McGrath 1983 without U.S. S.Ct. 624, 817, procedural due remedies.6 95 L.Ed. process protections prison are due state subjected disciplinary proceedings ers II. if, proceedings, they as a result such plaintiffs retained a resid grievous will be “condemned to suffer liberty constitutionally protected uum of Goldberg (Id. quoted 168, loss.” they convicted and incarcer after were Kelly (1970), 254, 263, liberty inroads ated. Serious Morrissey 1011, 287, 25 L.Ed.2d following only by proc due can be made Brewer, supra, U.S. Gagnon (Cf. requirements. ess Scar “grievous applying concept, loss” pelli (1973), U.S. district court recited instances which 656; Morrissey L.Ed.2d v. Brewer enough deprivations were serious to re (1972), 408 quire application process7 of due 484.) Accordingly, our circuit implied significant other, less disci and others have held that those plinary prisoner’s restrictions of a liber proceedings that can result might ty property interests not war “significant” imposition sanc procedural protections. rant Other upon prisoners tions must be conducted comparable courts have made efforts at safeguards. (Allen with due v. defining, part, least those sanc (9th 1973), Nelson Cir. depriva tions which constitute “serious aff’g (N.D.Cal.), F.Supp. 505; 354 (8th “grievous tions” or loss” so to out 1973), McDonnell v. Wolff Cir. 483 weigh governmental interest in sum granted F.2d cert. 414 U. mary adjudication. (See, g., e. United *6 108; 1156, 913, S. L.Ed.2d 39 supra, Twomey, ex States rel. Miller v. Twomey United ex rel. Miller States v. Wainwright Sands v. (M.D.Fla.1973), 701; 1973), Gray (7th Cir. F.2d 479 v. F.Supp. 1062, vacated, 417; 357 F.2d 491 (3d 179; 1972), Creamer Cir. 465 F.2d Bundy (D.Md.1971), v. Cannon 328 F. (2d 1971) Sostre v. McGinnis Cir. 442 Supp. 165.) 178; Palmigiano F.2d v. See Baxter (1st 1973), 1280.) Cir. 487 F.2d attempts classify thus to disciplinary adversely When sanctions the district court decided this case, guidance drawing change prisoner’s it had little predicated a a status are agree 1174.) Finally, 6. We with the district court 2d because there is no im- inappli- pending ongoing prosecution traditional doctrine of abstention is or or civil action, cable to the case at bench. Plaintiffs chal- abstention based on the notions of lenge constitutionality Younger of the federalism central v. Harris procedures (1971), 37, 746, utilized at San There Quentin. 401 U.S. 91 L.Ed. S.Ct. 27 dispose appropriate. is no state law issue that can of the 2d 669 is not necessity reaching case without of questions “grievous federal constitutional raised. The district court held that loss” (Compare possible prisoner’s Railroad Comm’n v. Pullman Co. included a in a increase (1941), 496, 643, by 312 U.S. 61 85 L.Ed. S.Ct. sentence reason of referral of the disci- 971.) question plinary Authority, There is no as to the mean- action to the fine Adult scope procedures earnings, or of the or forfeiture of accumulated isola- challenged. Thus, saving days, there con- is no tion confinement for than in- more 10 adjustment struction of the that can be made definite confinement cen- infirmity. (See, segregation, to avoid their constitutional ter or to the dis- referral Chicago Ry. g., Atchison, attorney prosecution. e. v. T. & F. S. trict for criminal (328 (1958), 1063, F.Supp. 2 L.Ed. process. notion of guilty on an due that he erroneous has been found course, prison violation developed, regulations, The “schedules” whether great or immediately to an evaluation of not the file relevance is forwarded “weight” prisoner’s Authority, of the interests Adult has an incalcula- by imposition discipli- prisoner’s eligibility affected ble effect on a n nary weight parole (see, g., And the relative e. Wolff, sanctions. McDonnell v. liberty sig- property n.7; interest has a F.2d at 1064 & Hudson impact Hardy (1970), nificant on determination of v. U.S.App.D.C. 366, formality procedural requisites 856), 424 F.2d an effect which hearing particular required question impairs prisoner’s without a in- process. (Board “liberty.” circumstances due Finally, terest even a tem- Regents 564, porary suspension v. Roth 408 U.S. “privileges,” by re- 548; stricting prisoner’s 33 L.Ed.2d S.Ct. activities to a 67, greater Fuentes v. general Shevin extent than the n.21, population, abridgment constitutes an “But, prisoner’s to determine whether due limited residuum of liber- ty. (See requirements apply place, Palmigiano in the first Baxter, supra, we ‘weight’ must look not but to the 487 F.2d at Jackson v. Godwin cf. (Board (5th 1968), nature the interest at stake.” Cir. 400 F.2d In- Regents Roth, supra 570-571, deed, “the ‘right’ distinction between a citing Morrissey supra.)8 Brewer, ‘privilege’ and a ‘liberty’ between —or is, prisoner’s ‘privilege’ That we if see a for that no- matter —is terest meaningless affected is within the Fourteenth where more than behind protection liberty (Sostre Amendment’s McGinnis, walls.” su- (see property 571); any pris- pra, id. at (footnote omitted)). at 196 disciplinary proceeding impairs prisoner’s liberty residuum of or ad- III. versely property affects his interest Under the procedures ex- (and minimis) which is not de condemns isting time of commencement of prisoner grievous loss,” “to suffer lawsuit, this an accused inmate vis- was that term is now understood. ited officer within 24 alleged hours of an infraction. The of- imagine any It is difficult orally ficer informed the might imposed by sanction that charges against him. The officer could committee which impose sanctions for minor infractions *7 impair would not further constitute any investigation without further prisoner’s already ment of a restricted hearing, but serious offenses were re- liberty (or interest in the case of a ferred to a committee. At fine or a forfeiture of accumulated earn hearing, complaint the committee the ings, depri which would not constitute a and, cases, summary sup- in some interest). property vation of a All the plemental reports in- read to the were by sanctions considered the district (but him), mate not shown to and he “grievous (see court to constitute loss” given opportunity was then to ex- supra) impairment note 7 involve an plain his conduct. The decision the prisoner’s surviving in lib interests recorded erty committee was and forwarded property. Any entry pris in a permanent approval. oner’s which indicates to an file associate warden clear, however, weight Supreme Court, procedural 8. It is that the cannot 9. The in another slight may process generally context, be so that the interest be charac- due that observed (Fuentes Shevin, meaning ‘liberty’ terized as de minimis. v. “the be broad supra (Board Regents Roth, supra at 90 n. deed.” v. agreed Quentin Every The court with the district San hear- proce- prisoner’s plaintiffs’ these contention that threatens small store of satisfy protected liberty potentially minimum due dures did not the applicable property process severity The the standards as well. disciplinary proceedings. imposed addition to In sanction that be varies granting declaratory relief,10 and, accordingly, process the court the kind of due conducting vary, enjoined from will at least in defendants detail. disciplinary proceedings further prison discipli The state’s interests long Quentin the so nary procedures in San administered constitutionally in- employed remained Quentin varying multiple and also of the defendants to sub- firm and ordered importance. range They from its inter discipli- plan the mit a nary proceedings conduct offender, est in rehabilitation of consistent goal primary system of a corrections court opinion.11 The district court’s ultimately returns of almost all decisions also ordered disciplinary through society,12 fenders to se hearings committee custody” curity and consid “efficient aside, that plaintiffs be set of the named using economy pub erations of scarce pre- plaintiffs to their returned lic financial resources. hearing status, and that weighty of these The least interests disciplinary committee decisions procedural process due scale plaintiffs’ expunged from the named thrift. public need for conservation to the Adult not be referred records and Authority. resources real.13 financial

However, savings interest depriving prisoners can be realized from req now axiomatic It is procedural safeguards de- according vary of minimum process uisites of due finding (E. signed g., to enhance fair fact Mor specific contexts. factual outweighed by larger public 481; interest rissey Brewer, atU.S. rehabilitating offenders and Goldberg Kelly, supra, 397 U.S. clinging prisoner’s interest in individual 262-263.) Fashioning the due liberty. The Su- remnants of his requires formula for each situation linkage recognized preme striking appropriate Court has iden balance goals of assessing the rehabilitative tifying between relative of correc- weights competing the conduct corrections individual nonsummary hearings utilizing (Cafeteria & tional interests involved. McElroy (1961), procedures which are fair and which Workers Restaurant g., (See, e. appear offender. 886, 895, L. fair 367 U.S. Morrissey Brewer, supra, 1230; see v. Larche Ed.2d Hannah 484; 387 U.S. re Gault 1, 26, L.Ed.2d (1973) Goals, Supra cit- [hereafter Corrections 20 note 1. Corrections].) ed stayed pending appeal, but *8 This 11. order was voluntarily plan to the dis- a submitted was practical problems 13. are serious “[T]here part plan made a The was not trict court. introducing many legal into controls with too appeal, is described on but it record process. in mon- Their cost the correctional in in Corrections: Judicial Interventions already ey and in the time of overburdened Experience Empirical The California —An personnel defense counsel and correctional Study, 539-41 20 U.C.L.A.L.Rev. great. scarce resources would Given (1973). justice system, throughout is it the criminal percent priorities be estab- It 99 obvious that some 12. has been estimated that (President’s persons Law En- will Comm’n on sentenced to confinement lished.” those Justice, society. (National day Task forcement & Administration one return to free Comm, (1967).) Report: Advisory 84 & on Justice Force Corrections Crim. Stds. permitting Millemann, Disciplinary temporarily Hear Prison officials potentially ings disruptive Procedural Due Process: to isolate (Biagiarelli Requirement (3d Full mates.15 Cir. Administrative v. Sielaff 508; Hearing, 1973) 27, 42-44 F.2d 31 Md.L.Rev. North America cf. Storage (1971).) Chicago (1908), an indi It also held that Cold Co. has v. adequate in interest vidual’s U.S. 53 L.Ed. inter be sacrificed to the state’s Once the imminent cannot threat of violence has course, saving money: passed, time “Proce in authorities ests pro cognizable process not intended to have no dural due is interest in maintain- pos efficiency suspected all or accommodate in mote troublemakers isola- protect imposing any it intended to tion status —or in other interests: is sible person disciplinary particular interests of first sanctions—-without possessions providing appropriate hearing. are liberties] whose [or Shevin, (Fuentes v. be taken.” about to pointed out, As we have earlier the re- 22; accord, supra, 407 90 n. U.S. at goal improved, habilitative is im- not Goldberg Kelly, paired, by imposing procedural protec- 265-266.) that fact The undeniable designed tions to thwart arbitrariness imposition process of due mínimums quality and to enhance the find- of fact maintaining San the cost of will increase Quentin ing. prisoner A who he receives what rejecting for is a basis reasonably arbitrary views as unfair or plaintiffs’ due claims. from treatment likely is authorities subject to become a difficult security and custo- Prison “efficient or even reformation dy. for efficient custo- (Palmigiano dy” Bax- of the inmates (E. g., United Miller States ex rel. ter, supra, 1285) inter- Twomey, supra, 715; 479 F.2d at that must be accommodated. With- ests Report: Corrections, supra Task Force them, Quentin ad- out San could not be word, key ministered at all. The ever, how- “accommodation,” that, except not “sacri- We conclude in emergency situations, emergency in fice.” situations inter inmate’s grave physical slight liberty preserving harm to there is risk of est in his prison personnel property public from out- or to inmates and the in interest riots, reaching of individual or breaks violence ends of rehabilitative But, outweigh any competing action immediate can be taken. in corrections (328 F.Supp. promoted by pre court that could district observed terests 13), serving summary proceedings n. at 782 interest state’s in the con Quentin’s achieving summary security through duct of hear procedures ings. adequately vindicated Stanley (1972) emergency 14. also See Illinois U. While isolation not be need S. based suffi on information which would be prompt finding by “The establishment efficacious cient to warrant legitimate engaged to achieve ends that committee had proper cogni worthy prisoners is a state interest conduct which threatened other adjudication. prison, zance constitutional But such least be action must recognizes higher predicated good-faith Constitution than values determination speed might efficiency. Indeed, (see necessary one immediate action say general, fairly Rights Twomey, of the Bill su United States ex rel. Miller v. particular, pra, 717) ; and the Due Process Clause 479 F.2d at isolation and the they frag designed protect accomplished that, were must be in the manner citizenry ile values of from the vulnerable consistent the maintenance order overbearing efficiency prison prison, concern and effi is least restrictive cacy praiseworthy rights privileges. Palmigiano (Cf. characterize er’s *9 government perhaps less, Baxter, supra.) officials no and v. (Footnote more, than mediocre omit ones.” ted.) Right To Be Heard and 2. The To

IV. Witnesses—The fundamental Present defining to the task of turnWe guaranty process opportu- due of procedural safe specifically minimal nity imposi- Prior to- to be heard. guards accorded to San must be that sanctions, an of accused tion prison discipli Quentin’s in all inmates opportunity to an inmate must have doing so, nary em In we proceedings. show, can, if he did violate he that agree we with phasize that the outset at that, charged explain rule or to our conclusion that court’s district charged although guilty infrac- pre properly judicial limited to role is mitigating tion, circumstances. there are scribing minimums constitutional supra, (Sostre McGinnis, at F.2d v. Quentin adminis requiring the and Brewer, 198-199, Morrissey 203; see v. plan produce which the dis to trators 489; at American 408 U.S. the basic test trict court can Assoc., Manual Correc- Correctional criteria. constitutional 1966).) (3d ed. tional Standards 409-10 concede 1. Notice—The defendants present He to wit- also has system element that essential an sup- documentary evidence to nesses and port safeguards procedural minimum (McDonnell v. his contentions. spe- providing inmate the accused 1062-1063; Wolff, supra see Morris- at charges against him. cific notice of the Adequate sey supra Brewer, v. Correc- at been our has held notice 52.)16 produce ability ev- tions at to indispensible ingredient circuit to be an testimony own idence other than his process of minimum due necessary he will heard assure (Allen Nelson, supra), and it context v. (Armstrong meaningful “in a manner.” unanimously a neces- has been viewed as 545, 552, v. Manzo safeguard sáry 62.) 1187, 14 L.Ed.2d Without (See, g., proceedings. e. McDonnell exculpatory right, evi- such relevant 1062-1063; Wolff, supra, at knowledge dence, personal not within Twomey, ex rel. Miller v. United States nonetheless accused but essential 716, 718; supra, 479 F.2d at Corrections finding to a fair fact de- and accurate at the in- The notice must inform all; termination, may heard not be at charges against mate of the him and testimony relevant and corroborative alleged (Mor- details his offense important evidence, frequently real rissey Brewer, supra, 408 U.S. at possibly pris- the defense of a unreliable 489); promptly it must be delivered may oner, presented for also be the same sufficiently him must be received and concerning purpose. The initial decision hearing him to enable advance in his to be called defense witnesses prepare any defense he have. by the accused. How- should be made (McDonnell Wolff, supra 1062; see at ever, committee has Gault, supra, re power to limit the number of witnesses permit presentation Moreover, prevent repetitiousness called to and effective and to defense facilitate documentary control the admission therapeutic impartial fair merely value of a evidence to avoid irrelevant hearing, the should cumulative evidence. explanation also receive a written Right 3. The to Confrontation employed that will be Cross-Examination—Confrontation disciplinary proceeding and a statement witnesses a hear- cross-examination of rights (and finding ing guarantee help limitation that the fact complete rights) those reliable as under the is as rules. procedural ad- 16. The terial versary, not be admissible rules utilized hear- would at the (See Morrissey flexible, possible trial. should be so it is criminal affidavits, Brewer, letters, supra ma- other consider

819 possible. Accordingly, right almost ev “[i]n interests —such as the to confron- ery setting important where decisions tation and cross-examination of adverse questions fact, turn on due witnesses—the concern for administra- requires opportunity yield. (See an to confront and tive dislocation must Fuentes Shevin, supra, 22.) cross-examine adverse v. witnesses.” 407 U.S. at 90 n. (Goldberg Kelly, supra, v. 397 at U.S. It is also true that identification of 269.) disciplinary hearings, Prison no testifying against inmates the accused parole proceedings less than revocation prisoner, obviously necessary aspect (Morrissey supra Brewer, 489), at in v. cross-examination, confrontation volve factual determinations thus may reprisals against lead to those testi provide opportunity an for an ac fying. (See generally American Correc cused inmate to that demonstrate the ev Assoc., Corrections, tional Manual of su misper idence ceptions him is based on pra 410.) at But this concern for the faulty or on memories that it safety justify of inmates does not by prejudice. is motivated malice or right wholesale denial of the to confront (McDonnell Wolff, supra v. at 1062- and cross-examine adverse witnesses. 1063; Palmigiano Baxter, supra, v. 487 Rather, prison attempt authorities must 1290; McElroy F.2d at Greene v. cf. provide protection testifying for in (1959) 474, 496-497, 360 U.S. 79 S.Ct. in a mates manner which creates the 1400, 3 L.Ed.2d 1377. But see v. Sostre right least interference with the of an McGinnis, supra, 196-197.)17 F.2d 442 at accused disciplinary hearing. to a fair and reliable Permitting (See Palmigiano inmate to confront and may Baxter, supra gen cross-examine his accusers threaten at 1287-1288. See erally (1960) erosion of traditional inmate-staff re- Shelton v. Tucker 364 U.S. lationships. (Millemann, 479, 247, 231; Prison Disci- 5 L.Ed.2d Dean plinary Hearings City (1951), and Procedural Due Milk Co. of Madison supra Process, 53.) concern, 349, 295, 329.) But this U.S. 95 L.Ed. prisoners actual, legitimate based on a desire to isolate When an fear of retri from the correctional staff and to shield butive violence exists and usual methods scrutiny protecting testifying (e. conduct the latter from inmate criticism, premised g., protective segregation temporary, notions authority recently ques- by that inmate) been consented to are inade g., (See, however, tioned. quate, e. at 485- Corrections modification importantly, procedure More to the extent usual of confrontation and accommodating justified. this interest cross-examination implementation proce- consistent with But the exact to be un used protections necessary dural revealing to insure der these circumstances for proceed- fundamental fairness in those ings the accused inmate the substance prisoners testimony which threaten with the permit adverse witness’ deprivation constitutionally protected pro him to rebut the evidence and right Similarly, right 17. Neither to confront and cross- confront cross- .only examine adverse nor the correla witnesses examine means there must be an adequate opportunity tive to a decision based on the evidence to rebut the evidence (see infra) appropriate, precludes, facing where the Government’s witnesses. . hearings prison disciplinary (Goldberg Kelly, supra, the use in U.S. testimony. 270.) Thus, conventional substitutes live there is no constitutional bar- (See Gagnon Scarpelli, by prison U.S. rier to the use authorities of writ- 5; compare supra.) reports support charges against In 782-783 n. note 16 ten their deed, trials, inmate, provided law even in criminal common an accused inmate exceptions hearsay permit given meaningful opportunity rule some to call the being reports evidence tested admitted without authors of the as witnesses and sub- (E. g., ject (Palmigi- Dutton v. Ev cross-examination. them to cross-examination. (1970), Baxter, supra 1290; ans 27 L. S.Ct. ano v. see Richard- v„ 389, 407, Ed .2d v. Green California son Perales U.S. 26 L.Ed.2d S.Ct. 28 L.Ed.2d *11 489; Alldredge (3d Meyers disciplinary viding with at v. Cir. committee the 305-306; 1974), Land probe at opportunity in camera the to Royster be, (E.D.Va.1971), man v. credibility F. the should of witness Supp. 621, 653.) instance, the out the worked first subject approval prison authorities A Decision Evidence 5. on the Based Palmigiano (See v. of the court. district not of information Presented —Use 1290; Gagnon Baxter, supra, v. at cf. hearing presented the in- at the leaves Scarpelli, 782- at any rebutting or mate without means of 5.) n. seeking mitigate to the evidence (See United v. Abilene & him. States S. Detached” A “Neutral and U. Ry. (1924), pris Hearing Body to an accused —Basic 1016.) right For the to 68 L.Ed. guarantee of an ac oner’s constitutional wit- finding and cross-examine adverse confront fair fact determina curate and meaningful, disciplinary nesses to be the prior imposition to of sanctions tion required make its committee must be impartial by an to be heard finding solely determinations based fact disciplinary (Morrissey committee. v. upon presented at hear- 489; Goldberg supra the evidence Brewer, v. Kel at Kelly, supra ing. (See Goldberg at supra ly, supra Corrections, at see supra 271; Corrections, To knowledge of, at at “[P]ersonal requirement, compliance this sure toward, de sometimes bias fendant, the inmate briefly committee must state tendency support staff, and and indicate the reasons for its decision attitude toward reaction inmate (Morrissey it relied. [disciplinary may evidence on which affect committee]” 489; Goldberg Brewer, supra any prison administra decisions Kelly, supra sitting discipli tor or staff member on a nary (See Harvard Center committee. indicated, already utiliza- As we have Justice, for Crim. Judicial Intervention safeguards procedural of these tion necessary Discipline, in Prison 63 J.Crim.L. (1972).) likely And it is most proceeding the re- to be consistent with prison officials will have some aware process quirements the due clause significant ness of least the more dis Amendment, regardless Fourteenth ciplinary problems which have arisen imposed.18 Be- the sanction Nevertheless, within the institution. challenged in this cause the provided discipli that no member of the mínimums, they did case not meet these nary participated committee has or will unconstitutional. ara investigat participate case reviewing officer, or either is a V. personal knowledge witness or has material facts related the involvement Utilization of the minimum specific procedural protections out accused inmate heretofore alleged (or per satisfy infraction is otherwise lined sufficient to will sonally requirements interested in the outcome of the due clause proceeding), prison disciplinary proceedings. in all comprised times, will board satisfy officials As noted the se we have several process requirement verity imposed the due of the sanction a dis “ hearing body.” vary ciplinary may ‘neutral and detached’ committee over a supra (See, Brewer, range. g., Morrissey consequences e. wide When the concerning Nothing mini- we have said sanction unless there is a ra- protections necessary procedural differentiating mum should tional basis for between the saieguards limiting provide construed as inmates. Failure to even-hand- such provide. recog- treatment, Of officials ed as the district court course, (328 F.Supp. 784), safe- to the extent that additional nized violates guards utilized, they equal protection made avail- must be clause of Fourteenth subject class able to all the same Amendment. inmates parolees serious, probationers most education of action are (most prisoners), subject example, whom are former when inmate is Supreme “isolation,”19 prolonged periods Court term held that last *12 informality, prisoner’s the state’s in flexi interest balance between the accused economy bility, parole/probation procedural protections in in which interest hearings, cases, in in revocation most assure a fair and the state’s yield safeguards probationer’s limiting in al to an accused need terest is (See pro appointed “process for tered, and more is counsel whenever the due.” Morrissey supra Brewer, bationer a 481. See has colorable claim he v. at alleged (1971), has not also Boddie v. committed the infraction. Connecticut 786, (Gagnon 371, 780, Scarpelli, supra v. at 28 L.Ed.2d 113.) Thus, constitutionally 790.)20 while not

required every proceeding, many in in prison disciplinary In of the context prison provide cases officials must an hearings, parole/probation in the rev accused inmate with either or counsel right context, question ocation a (See Corrections, counsel-substitute. supra to counsel involves a conflict between a Report: at Task Force prisoner’s avoiding in unwar interest Corrections, supra generally at 86. See liberty ranted restrictions of his and the Gagnon Scarpelli, supra, v. 411 U.S. competing state’s interest in efficient 783-791.) hearing procedures. and informal The recog- Supreme long suggested has Court defendants no additional right interest, present parole nized that to be in rev “[t]he heard be, many cases, which, hearings, prin would in if ocation ciples little avail under right comprehend Gagnon Scarpelli, it did not in to be enunciated by (Powell justifies legal heard counsel.” v. Alabama denial of to an assistance 45, 68-69, (1932), inmate 287 U.S. who a wishes to assert factual present mitigating The need for assist- defense L.Ed. or circum permit adequate presentation However, ance to stances. in Avery, Johnson strong particularly Supreme a defense is in the held in Court prison proceed- context some instances the assistance fellow ings “penitentiaries acceptable because include inmates is an for substitute among high percentage “paraprofes their inmates a assistance of or counsel persons totally sionals,” of ly (393 who or are functional- such as law students. U. illiterate, Thus, whose educational attain- S. at we cannot formulate a intelligence per slight, ments and whose se rule that whenever assistance (Johnson Avery required prison is limited.” disciplinary proceed 483, 487, ings, provided qualified it by must be a (footnote omitted).) (See Palmigiano In- member of the bar. deed, large part Baxter, supra 1290-1292.) because the lack of court, by infraction, 19. As described the district isola- committed the there are “sub per spending justified mitigated tion involves at least hours stantial reasons which or day cell, regular may inappro in a 5 feet violation make revocation cot, sink, priate, complex 9 feet cell concrete and that the reasons are or door, “strip” present.” develop or a toilet cell with a solid otherwise difficult or place cot, (Id.) mat in the usual hole regulation plumbing. the floor instead Palmigiano rejected In the First Circuit prisoners Tlie in isolation eat meals alone requires the contention that due only pris- and have with other vocal contact prison the state in all furnish counsel may except during oners who inbe isolation disciplinary hearings, noting that rules special period. the brief A exercise restrict- prisons provide force Rhode Island for imposed ed diet (a the assistance of counsel-substitute clas- (328 775-777.) F.Supp. committee. spe- sification counselor or other individual presumptively, cifically that, approved by 20. The Court also held administra- probationer appointed tion) help requests has a counsel if the accused inmate despite presentation that, (487 if he has a claim hav colorable case. F.2d at spec Similarly, rath- now side” counsel counsel-substitute we cannot relying legal er than inmate assist- mutual ify precisely assistance when inmate when, required, ance limit instances of required it must if gaining power “lawyers” attorney. within qualified It coercive by a be rendered (see re social appropriate it structure than no us is more 675, 685, 87 2 Cal.3d of Harrell write a code Supreme Court to 640); Brewer, supra Cal.Rptr. 470 P.2d the avail- procedure. (Morrissey v. through ability of the bar of members it first instance is the In the voluntary publicly programs responsibility funded and officials— Quen- operating vicinity in the subject approval by the district court n —to evaluate tin; proximity of the institution of the rules context *13 law severity and extent to law schools the which particular the institution as may to function imposed by students be available dis the sanctions of various possibility counsel-substitute; and the ciplinary and, once committees some using paraprofessionals, and formulated, of trained form of has been “schedule” supervised by qualified attorneys, to disciplinary types ac to decide of which (see sufficiently serve as counsel-substitute Correc- require tions to serious 26). Accordingly, tions, supra we attorney qualified the of a assistance properly hold court re- require that the district at least “counsel-sub which quired plan making complex defendants to a the submit stitute.” In these eval hearings uations, for conduct of prison the the officials should con Quentin sider, using alia, consistent with both problems inter the requirements process the minimum due in staff members to the accused assist require- we and the may have enumerated mate which result from the inevita ment that counsel or loyalty counsel-substitute respon ble conflict between provided sibility be before “serious” sanctions to the and a desire to institution may (see imposed. be aid Harvard one’s “client” Center Justice, for Crim. 63 J.Crim.L. Finally, agree also we with 208); holding’ desirability providing prison- the that the “out- district court’s a indigent hand, a the inmates faced with On the other court did counsel to prison hearing permitted permitted but hold that an inmate be to should wealthy bring be such assistance for sure, inmates. To retained counsel him into the dis- with (Id. 1291-1292.) may mitigated by ciplinary hearing. problem the this be provision indigent hearing, however, Counsel’s role in the was of counsel-substitute to suggested Moreover, “consultation”; specifically, limited the has been to inmates. it provided case-by-case partic- court that not a evaluation of whether counsel could that (Id. Gagnon ipate by required, at n. counsel is as mandated cross-examination. any equal necessary Scarpelli, protec It is the not us now to reach would avoid for question problems permitting whether a -constitutional tion retained coun there is right (E. Argersinger appear. g., Ham which is sel to to retained counsel broader appointed 31, right (1972), 25, lin than n. 92 the due to question, 2006, (Powell, J., as L.Ed.2d concur counsel. Consideration this Scarpelli many relating proper ring).) Gagnon well scope But Su others to preme only probationer’s implementation right a coun- Court to considered process right appointed counsel, counsel-substitute, sel or due ex should left to pressly leaving open question under of a due first instance authorities process right represented by supervision (We retained to be the district court. note, example, (411 6.) By n. thus the First Circuit’s counsel. U.S. at 783 & was, extent, grounded limiting inquiry, unde decision to a its also left certain the Court equal existing prison permit- protec in the fact that rules cided the extent to which clause, Douglas ted tion intermittant consultation with retained under California (1963), 814, 353, counsel outside the hearing room 9 L.Ed. while 372 U.S. progress. propriety 2d 351 U. was 811 and Griffin v. Illinois by properly 12, first evaluated S. L.Ed. 891 and their such rule is administrators.) responsible prison progeny, provides appointed right coun necessary recognition observe, however, sel as a We do serious concomitant equal protection question by process right would a due to retained counsel. be raised any procedure which denied the assistance of lawsuit, (and however, not commencement this afforded er must be merely counsel-substitute) counsel by questions re inmates not asked he is were when Instead, pris- appear quired disci committee. before a given plinary oner was standard Miranda committee for violation warn- ings (but punisha told that the which also to counsel rule questioned only Mathis v. attached when ble authorities. In he was (1968) attorney) then 391 U.S. 88 S. district was United States given Supreme opportunity explain his conduct. Ct. agree interrogation of an We held that the with the district court’s con- Court suspect, explain” “opportunity not in clusion whether or incarcerated actuality was in tended prosecution evidence for a criminal a subtle to obtain form inter- rogation. effect, whether not related presented the inmate committee offense evidence against questioned imprisoned, is “cus has been and then said interrogation” him, you say Miranda v. todial under “And do what have to interrogative Arizona S.Ct. about that?” The nature protect hearing, however, depend his of 16 L.Ed.2d 694. To does privilege procedural pro- Fifth on an Amendment absence of other *14 self-incrimination, subjected tections, apparently an inmate as the district court (328 interrogation to F.Supp. such custodial is enti concluded. at & n. 779 right tled to to remain be advised hearing inherently A in- is attorney silent and is entitled to have an designed quisitive. is It induce reve- to present he further wishes—before —if including facts, lation of all the the ac- interrogation constitutionally permis is cused inmate’s version them. The (391 3-4.) sible. at It U.S. follows prison disciplinary hearing the forces from Mathis that if the prisoner “interroga- into a situation of questions committee directed at the ac custody,” tive and the authorities inmate, subject cused he would to safeguard privilege the inmate’s interrogation” “custodial and would against Adequate self-incrimination. right have a Fifth to Amendment re protection provided by postpon- either right represent main silent and a to be ing disciplinary action by (retained until crimi- after appointed) ed counsel subject proceedings questioning. completed while to nal by such have been Fail recognize rights ure to these would ren the providing courts or the accused disciplinary hearing der the constitu attorney advising inmate with an and tionally invalid.22 right him pursuant of his silence requirements Arizona, the disciplinary pro

Under Miranda the supra.23 Quentin cedures utilized in the Supreme consistently impermissibly (Id.

22. The Court has inval coercive. at 467— impermissibly governmental Accordingly, satisfy idated coercive failure Miranda procedural goal compulsion guarantees required actions which have as their when in a self-incriminatory prison disciplinary hearing statements has at render would tempted remedy by returning impermissibly and, coercive; the coercion itself injured parties quo Turley Gardner, to the status ante. consistent with the ac- (E. g., Turley (1973) judicial Lefkowitz v. 414 cused U.S. inmate seek relief from 70, 79-84, 316, consequences hearing. 94 S.Ct. 38 L.Ed.2d 273, (1968), Gardner v. Broderick U.S. holding 88 S.Ct. The Mi accused inmate enti- recognized immunity” randa Court custodial inter tled to “use he for statements rogation inherently (384 might prison disciplinary was coercive. U.S. make within the 445-458.) procedural hearing, appeared safe Without the First to as- Circuit guards (or equally right it formulated effective sume that a has to remain no legislative apprising disciplinary hearing accused silent tiie without his persons (id. (Palmigiano being their silence to silence used him. 467)), interrogation Baxter, supra 1289-1290.) agree, custodial was held to be We incorrectly says: majority of the district The decree and orders “. . . only fact nor the neither the Plaintiffs attack court are to the extent modified The in- necessary opinion; of their confinement.” comply duration with our accuracy is demon- respects or- of this statement all other decree following quotation from court affirmed. strated ders the district complaint: amended The cause is remanded district Clutchette’s proceedings court for further consistent punish- to the above “In addition expressed. with the views herein plaintiff upon imposed ments grant- rehearing Petition has been by the CLUTCHETTE light ed McDonnell Wolff v. discipli- committee, the action of - -, U.S. by de- nary referred will be committee opinion will A new L.Ed.2d -. Adult Au- to the California fendants published. later thority, law under California responsibility charged of set- with the Judge (concur- KILKENNY, Circuit ting plaintiff’s and term sentence ring dissenting): determining wheth- imprisonment and agree majority’s I with the treatment pa- on plaintiff be released er should three-judge issue, I but do (6/5/64) of No. 216 Resolution role. placed by condone the ma- strictures Authority requires Adult jority impact overall of Preiser v. actions of all report Rodriguez, volving presented to an inmate be 36 L.Ed.2d in connection Authority when at the time Adult with the exhaustion state remedies. fixing Authority considers Adult Utilizing Wilwording Swenson, parole date. On of the sentence belief, Adult Au- 30 L.Ed.2d information and *15 (1971), jurisdiction, and support thority in the into consideration takes speak must, punishment; in is to as of if a if he decides course we ous hearing, compelled questions explain to or to at the answer his defense own regulations however, in a either he his conduct under risks self-incrimination prosecution. subsequent the his si- But or because he been advised that criminal has discipli- against making necessity does him in the choice lence will be used this difficult speak nary hearing, “coerced” inadmissible to his answers are render the decision immunity. prosecution: grant against require use him in criminal it a a later does nor give prisoner may rightfully long a witness a tes- when refuse to held that It has voluntarily been timony might criminal he in a civil or which tend show that to testifies proceeding, Fifth Amend he had a crime “unless and until he has waived committed subsequent object protected against right use is use his to the at least ment to (and Wigmore, compelled (4 testimony. § Evidence evidence derived J. answers such 1066, 1972) ; (Chadbourn therefrom) any subsequent id. 8 in case 82 rev. criminal at % 1961) (E. ; g., (McNaughton see rev. Simmons in Lef- which he a defendant.” 2276 (1968), 377, Kastigar supra 78; 394 Turley, v. 390 U.S. States kowitz at United 23, 967, (1972), 441, 19 See L.Ed.2d United 92 n. States 406 S.Ct. U.S. Garrity 1653, U. States v. New Jer- also Brown v. United L.Ed.2d sey 622, L.Ed.2d S. 385 U.S. then, authorities the In essence guarantee they already indicated, However, can a choice: either have as we adversely is, grant immunity, right the silence to silence without there right absent a of use provide affecting Mi and hear- the accused inmate to remain silent at a preventing safeguards, being against disci the thus without used randa that silence being impermissibly plinary hearing inmate, from the Miranda and Mathis. based on right to recognized coercive, Nevertheless, is no case there which Miranda itself (as counsel) immunity to right right decides if the prisoner this use speak well as the to they require hearing; suspect, voluntarily can the be waived provided speak clearly his own defense in- the inmate that he first been has (see rights. (384 Broderick, formed of his Gardner Baxter, (dictum) ; Palmigiano Similarly, at 278-279 supra), accused inmate can waive immunity sure, follows use case to remain silent. To be compelled consequence necessary silent, mate faces dilemma. If he remains as a Jersey, supra.) yields (Garrity v. New he risks seri- valuable defense and disclosures. date, unfavorably disciplinary reported records offense must views Authority plaintiff’s case. the Adult for immediate ac- of the kind involved single disciplinary discipli- Therefore, A of the tion. the action offense finding plaintiff nary cause Adult Author- committee in sufficient ity parole imposing se- release order guilty and rescind of misconduct prisoner’s seriously pro- punishment may and reset sentence rious impris- statutory maximum, long plaintiffs and the disci- term actual plinary [Emphasis supplied] committee is authorized onment.” Authority recommend that Adult requests Paragraph (c) prayer of the F.Supp. parole rescind the date.” 328 following relief: (N.D.Cal.1971). [Emphasis “(c) permanent preliminary and A supplied] setting discipli- injunction aside the findings Following through on these nary against plaintiff actions taken part par- fact, court, as and the lower November CLUTCHETTE judgment, declared: cel of its plaintiff JACKSON expunging discipli 25, 1970, “4. decisions on November records, nary committee such actions defendants’ from reporting hearings plaintiffs, restraining the named defendants from aside, Authority Jackson, Adult are set such actions to the Clutchette and, reinstating plaintiffs’ plaintiffs restored normal said shall be they prison privileges;”. sup- en [Emphasis of confinement to the status joyed prior plied] of such institution proceedings, shall such decisions precisely the Jackson makes same records, expunged all their from charges. the Adult and shall not be referred appellees’ impris- That the duration of (N.D. Authority,”. F.Supp. 784 onment is stake is made clear Cal.1971). supplied] [Emphasis findings judge from which I trial complaint, light appellees’ quote: findings, I would hold that court’s say, “Needless to an inmate’s controlling Rodriguez, supra, and that key Adult behavior is a factor required exhaust appellees should be making Authority’s process. decision resorting to remedies before their state *16 Currently, No. Resolution only speak the merits I other relief. (6/5/64) Authority re- Adult majority compulsion of the under quires report that a of all holding appellees need not exhaust presented Au- actions be to the Adult remedies. their state thority fix- at the time it considers the parole sentence and date. THE MERITS ON disciplinary proceeding cannot While a recognize outset, we must At good-time in credits—(cid:127) result loss of nor- between a difference fundamental good-time in there are no credits since prison society society mal and within the internal incon- California due to necessity of strict walls. The absolute against sistency earning an credits security discipline, trouble- with its and is obvious indeterminate sentence —it unavoidable, an some, restraint but taken action controlling act, is a inmate’s freedom to reported to the Adult and prison ad- principle and efficient of safe Authority ad- can and does characteris- The inherent ministration. length sen- verse on the effect community prison such that tics of a good-time tence, parallel to the loss of here, make officers, as such jurisdictions. in other credits problems prompt confront decisions governmental in them, interest this committee finds “If the maintaining disciplined in order guilty disciplinary of- inmate outweighs in- individual occurring Au- far the Adult fense after Here, justice. the offi- perfect parole thority in terest has set his sentence prison- with two defiant cers were faced Corrections and of the Wardens and Su- obey perintendents refused to orders. ers who of the State of California visiting System. confrontation turned the Prison Within this Code are battleground, bloody specific guiding room into a rules officers Quentin the of- Clutchette assaulted one of which Prison in the administra- leg of broken chair discipline. Second, ficers with the tion of inmate there placed and, turn, Quentin was handcuffs. is the San Prison Institution circumstances, due these Plan for the Administration of Inmate highly only Discipline. those flexible and calls This Plan is divided into procedural protections the situa- specific chapters consisting (I) four of: suggests. general introduction, (II) tion administrative policies (III) responsibilities, oper- respond I will to the contentions ating procedures with reference to they majority in the order which discipline, (IV) mate opinion. are set forth pro- operations. unit ID-II-OI Section the conduct vides that: “. . . when NOTICE of an inmate results a serious viola- ” rules, law, . . . or of the tion institutional Before us are written having duty employee guidelines it is the knowledge followed immediate- in dis- violation institution the officers of the writing ly report First, on Form ciplinary there is the facts matters. Form, “Report Vio- CDC-115.1 This of the Director of detailed code of rules OF CORRECTIONS 1 DEPARTMENT REPORT OF OF VIOLATION INSTITUTION RULES *17 Rules”, occurred, forth occurred, Institution sets it it lation of where and who committed the violation. The for the attached form the basis the facts which supplemental reports mentioned on the Form, purported after violations. face the Form were introduced in evi- completion, writer’s to the is forwarded appellant’s dence as Exhibit One. These Form) (officer “area who submitted reports prepared by were correctional screening. super- supervisor” If the participated officers who either charge vising that the officer concludes struggle, or witnessed the incident report properly legitimate, and the visiting room. prepared, supervisor indicate will given inmate, The Form Form, is not by initialing approval and will charges but set forth therein are Custody then forward it to the Officer twenty-four read to him within hours scheduling appropriate on the Hear- again hearing. infraction, at the ing Court Docket. case, Form, In the instant both the complete, To be the Form set portions supplemental reports at- violation, thereto, forth the when nature tached were read to Clutchette *18 hearing. number, Additionally, probable when an name date appearance sufficient inmate commits infraction before the com- mittee, charge. appearance before the dis- and the warrant Notice 263,2 ciplinary hearing, committee, prior Form a CDC read to the inmate prepared. Complaint”, “Notice of with rules accordance duplicate completed the inmate’s This Notice must contain OF COMPLAINT NOTICE *19 good sig- many commentators, original going in inmate for his courts and weighing case, Notice the interest of the inmate instant In the

nature. the. against administration, that in blank. in was evidence introduced prison’s have only testi- concluded that interest appellees’ witness the However, security yield in right the inmate’s the viola- to contained fied that the Notice question to confront and his accus- language to used on that in similar tions along noteworthy ers. Cases this line are cited in It Form CDC-115. the majority opinion. general, the I that appellees’ testified sole witness that say would in that the state’s interest to Clutchette tendered was the Notice prompt, decidedly decisive action out- signature, refused Clutchette but his weighs the individual inmate’s interest sign it. cross-examining superintendent, in the not, conceding, I do which Even guard, the or the fellow who prison are rights in an inmate might charge against made rights of a same as precisely the particularly where, him. This is true rights liberty, are those as parolee at regulations, prohi- under the there is no Brewer, Morrissey v. in enunciated calling bition the inmate wit- testifying nesses his own behalf. discipli- would hold I inevitably Such confrontation would requirements the San nary notice go beyond consequences the usual outlined, Prison, previously Quentin imposi- cross-examination in court. constitutionally adequate and that right tion of the to confrontation would upon the warden not force we should procedure lead to a chaotic where in ev- seriously guidelines could set ery discipline instance of the inmate which inheres impair the effectiveness confronting would insist on his accuser. disciplinary proceed- prompt prison only It pa- in rare even cases that ings. proce- rolee is entitled to the additional safeguard right dural to confront AND TO BE HEARD TO RIGHT special witnesses and in those instances WITNESSES PRESENT parolee allege the burden is on anything in the I am find unable demonstrating facts the failure to regulations prevent inmates which would provide procedural safeguard is, this un- calling testifying, witness- or from from case, der the es- circumstances enough, a in their True es own behalf. process. sential element'of due Dennis that an inmate official testified Authority, v. California Adult 456 F.2d If this is not to call witnesses. allowed (CA9 1972). fact, procedure should be changed. extent, I To this concur only exceptional If it is cases that a opinion majority. However, I do parolee is entitled to confront his accus- not believe that an inmate is entitled call, ers, then, beyond only question, it is purpose confrontation very exceptional cases that an inmate in cross-examination, persons who prison may right. be accorded such a charges against subject filed him. This grant right I would a wholesale be discussed the next will under head- cross-examination and confrontation to ing. inmates, but would limit those cases where loss to inmate AND RIGHT CONFRONTATION TO might “grievous”. Here, be “severe” or CROSS-EXAMINATION say charges against ap- I would that the pellees ‘“grievous” were and that under ques- controversial One of the most circumstances, they these should have rights prisoners’ tions field of been allowed to confront accusers. their permitted inmates should be whether Meyers Generally, Alldredge, Warden, person confront and cross-examine charge against (CA3 making 1974), support. is in them. A *20 siding. say, no Moreover, except to there in the Needless views. of these course, of cases, prison a member such rule. Of the authori unusual most identify compelled the committee with knowl- to not ties should be edge supplied record facts outside of the prison infor of the who inmates other presented, facts take those should not the the of accused. as to conduct mation proc- probability, into in disclosure, consideration the decisional in all Such a Here, the shows that a ess. record reprisals those as lead to would sisting ar- prison discipline member of the board and in such in cooperating rived the scene incident a safety in on of the cases the alleged right outweighs any short time after it Thereaf- of occurred. mates far ter, being appellees re- he observed and cross- the accused to confrontation is noth- in strained with handcuffs. There ing of valuable This flow examination. report whatsoever in his that would if accused formation would cease any majori way participated in rights suggested by in indicate he had the investigation knowledge or had ty. in the writ The evidence contained say by other the incident than to ten statements and considered Clutchette allowed examination be likened state committee should cut pre-sentence report on his head and refused medical aid. in consid ments Nothing suggests by sentencing judge, in the record even ered United Cf. that any Weston, this member committee had 448 F.2d States knowledge (CA9 1971), denied, inside of the occurrence. cert. Therefore, discipli- (1972). I would hold that the 30 L.Ed.2d 749 nary constitutionally give majority committee was con- The would an inmate greater rights stituted. those of a defendant than

prior sentencing.

A BASED THE DECISION ON EVI- DENCE PRESENTED “NEUTRAL AND A DETACHED” HEARING BODY majority’s I in concur view that decision committee inmate, prior the extent an To presented on the based evidence be sanctions, imposition has a at the and that it should state impartial disciplinary heard to be committee, briefly the reasons its decision. How- majority. I concur with ever, require I would not the committee However, I am not convinced that a the evidence it recite on which relied member of the committee reaching in its decision. sitting merely should be barred from be- participated in the cause he case TO RIGHT COUNSEL investigatory capacity he or because might knowledge already myself of mate- expressed some I have relating Palmigiano subject my rial facts to the inmate’s this dissent promulgation Baxter, (CA1 1973), en- volvement. The nothing paralyze forcement of would such a rule and I find in the observations disciplinary pro- change my prison majority the execution of views. all, hearings seldom, probably presence if at cedures. It is counsel major proceedings prison disciplinary the facts or “severe” in a would broadcast, presence disturbance are create havoc. Counsel’s would underground otherwise, meaningless partici- they unless the entire could most, If, population. pate proceedings. as I said Consequently, all, Palmigiano, if not would officials defendant under indict- knowledge major The ment crime of bank have some of the affair. rob- bery, presence rule not entitled to the enforcement such a would during display photographs preventing judge counsel akin to from testi- arranged specific purpose fying pre- in a he for the case was bring identification, myself I cannot to What was said in Mathis in connec- *21 very inmate, right prison ap- with tion with plication no believe that a the counsel has rights, constitutionally background. limited is enti- to our factual disciplinary hearing, to counsel at a tled majority proposal discipli- The hearing might though in even result nary proceedings postponed until aft- “grievous” loss to “severe” or completed er criminal actions have been Always kept in mind is the mate. to be impossible in the courts would be ful- disciplinary prison proceed- fact that a ing prison atmosphere fillment in the of a equated with a is not to be criminal required. security where maximum is trial. postponement suggestion The is even unique immunity” more “use than the charged An with a violation inmate is Palmigiano proposal outlined Bax- disciplinary rule, a crimi ter, supra. post- only The alternative to charge might nal The inciden offense. ponement majority offered is tally under or fed crime state involve a provided accused inmate be guilt finding law, in the eral but a guide- attorney with an under Miranda way in no af action would accept proposal. lines. I either cannot rights in a ac criminal fect inmate’s The trial in the lower court was at controversy. growing tion out of There best bobtailed affair. never majority’s on reliance Mathis trial it was a on the merits unless can States, United applica- said that the on the completely 20 L.Ed.2d 381 preliminary injunction for a tion took misplaced. our The distinction between place full-fledged As trial. readily apparent. case There, although Mathis impossi- stands, record now next to it is the defendant was precise procedures to decide the fol- ble custody, only suspect and was he was Appellees called lowed only this case. rights. entitled Here, full to his constitutional Quen- witness, in the San an official concedes, everyone the inmates' as system. tin on the merits A trial rights severely nar constitutional were certainly the at- court clear state mosphere would impris upon rowed their conviction and give the courts a solid strong implication By onment. United ruling. ground on De- base F. Twomey, States ex Miller v. rel. spite appellees’ argument appellants my (CA7 1973), supports 2d 715-716 their waived to a trial on mer- Alldredge, supra, Meyers di view. its, provided 65(a)(2), for in Rule rectly point and holds that inmates F.R.Civ.P., I such a trial would believe are not dis entitled to counsel give picture of a court clearer a much ciplinary Meyers, proceedings. proceedings occurs what court said: Quentin. in San legal is less “The need for skills hearing, where there acute at a CONCLUSION evidentiary rules, and are no formal appellees attempt Since no to ex- made interjection counsel in remedies, haust their I would re- severely hearings would give oppor- verse state courts pris- undermine the conflict with tunity judicially examine, in a full interest in sum- administration’s constitutionality trial, blown mary disposition of mat- prison rules and of uti- lized to them. enforce ters.” At 309.

Case Details

Case Name: John Wesley Clutchette v. Raymond J. Procunier
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Jul 29, 1974
Citation: 497 F.2d 809
Docket Number: 71-2357
Court Abbreviation: 9th Cir.
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