This is an appeal by John Stephan Parisie from the district court’s denial of his petition for habeas corpus. A panel of this court reversed the district court and ordered the writ of habeas corpus to issue.
The court, having vacated the panel decision, has decided to affirm the judgment of the district court denying the petition for habeas corpus, although no single opinion commands the support of a majority of the court’s members.
Five members of the court — Chief Judge Cummings and Judges Cudahy, Eschbach, Posner, and Swygert — believe that the court does have jurisdiction of Parisie’s appeal, but they do not agree on the basis for this conclusion. Judge Swygert, joined by Chief Judge Cummings and Judge Cudahy, proposes one basis, and Judge Eschbach proposes another. Although those joining in Judge Swygert’s opinion agree with Judge Eschbaeh’s alternative basis, as does Judge Posner, Judge Eschbach and Judge Posner do not agree with the basis for jurisdiction proposed in Judge Swygert’s opinion. The remaining members of the court (Judges Pell, Bauer, Wood, and Coffey), for reasons stated in Judge Wood’s opinion, believe that the court does not have jurisdiction of Parisie’s appeal.
A majority of the court (Judges Pell, Bauer, Eschbach, Posner, and Coffey) believes that if there is appellate jurisdiction, the court can decide the merits of the appeal even though the petition for rehearing was limited to the question of jurisdiction. Chief Judge Cummings and Judges Cudahy and Swygert disagree for the reasons stated in Judge Swygert’s opinion, and Judge Wood (joined by Judge Cudahy) believes that, if the merits are to be reached, the' proper course would be to order reargument on the merits.
With regard to the merits, four judges— Judges Pell, Bauer, Posner, and Coffey — believe that the judgment of the district court should be affirmed. Judge Eschbach believes the case should be remanded for the reasons stated in Judge Cudahy’s dissenting opinion from the panel decision. Chief Judge Cummings and Judges Cudahy and Swygert, believing that the panel majority opinion should be retained, would reverse the district court. (Part III of Judge Swygert’s opinion explains why he believes the panel decision is correct on the merits.) Since the court is divided equally on whether to affirm the district court, on the one hand, or reverse it and remand the case, on the other, the district court’s decision is affirmed, the panel decision having been vacated herewith. A similar conclusion is reached by observing that four members of the court believe there is no appellate jurisdiction and that a fifth, Judge Posner, believes there is jurisdiction but that the district court’s decision should be affirmed on the merits. Thus, five members of the court believe, though for different reasons, that the judgment of the district court should not be disturbed.
For the reasons stated, the panel decision is Vacated and the judgment of the district court is Affirmed.
I quote from the opinion of the Illinois Appellate Court in a recitation of certain facts in this case, not contested in the proceedings before this court.
A deputy sheriff testified that the defendant was found asleep in the decedent’s car at 5:22 A.M. the same morning [that the decedent was found] and that there was blood on the left front seat, left door and left rear fender of the car. When he was apprehended, the defendant had the decedent’s driver’s license and credit cards in his own wallet, and he had the victim’s cigarette lighter and wallet (containing checks and papers of the decedent) in his pocket. The decedent’s sport jacket was found folded on the back seat of the car and in the pocket was decedent’s gold wedding ring. The defendant was placed under arrest and remained in the county jail until trial. At the jury trial, Parisie testified on his own behalf and admitted that he shot deceased. He also admitted that he had stolen the pistol used to kill the decedent *884 during a burglary a few days earlier and that he had fired the pistol in his hotel room before the shooting of the decedent. Parisie was found guilty by the jury and was sentenced by the court to a penitentiary term of 40 to 70 years.
The defense was that of insanity — insanity based upon “homosexual panic.” The single constant thread woven throughout the fabric of this appeal is the issue of homosexuality and the theory of defendant attempting to equate “homosexual panic” with insanity. And since this theory underlies some of the specific issues raised, we will consider it at the outset.
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On the third day of voir dire the defense presented to the court an affidavit of one of the defendant’s lawyers wherein he stated that three persons who were presently incarcerated (one in a Tennessee jail, another in an Illinois penitentiary and a third at the Illinois State Farm), if called to testify, would state that each, respectively, had homosexual relations with the decedent, knew decedent’s reputation in the community was that of a homosexual, and that decedent had been observed in a “known homosexual hangout” holding hands with another male person. The affidavit was signed by defense counsel and alleged that it was based upon interviews conducted by an investigator.
Defendant offered [the same] three witnesses to testify relative to decedent’s homosexual reputation. All three witnesses were called to the stand, gave their names and their addresses, and then objection by the prosecution to their further testimony was sustained. The only offer of proof made by defense counsel as to what they would testify to came from defense counsel themselves. In the case of the first witness, defense counsel merely stated in chambers that the first witness would testify to three specific acts of homosexuality with the deceased and that the decedent’s reputation in the community was that of a homosexual. There was not even that much offer of proof on the other two witnesses, since counsel simply stated that they adopted as offer of proof the affidavit previously filed. When we turn to that affidavit we find that it is one executed by one of defense counsel, containing a mere recitation that the two witnesses had seen decedent in known homosexual locations. The “offer of proof” regarding all three of these witnesses is patently inadequate. They amount to nothing more than conclusionary, broad-sweeping statements of defense counsel and offer no acceptable foundation for admission as reputation evidence. “This court, on numerous occasions, has held that reputation witnesses must be shown to have adequate knowledge of the person queried about and that evidence of reputation, to be admissible, must be based upon contact with the subject’s neighbors and associates rather than upon the personal opinion of the witness.” People v. Moretti,6 Ill.2d 494 ,129 N.E.2d 709 , 725. Obviously, the form in which this offer of proof comes to us is insufficient to accommodate the well settled state of the law in this area.
People v. Parisie,
The panel majority opinion brushed aside the fact that the offer of proof failed to meet the standards of Illinois law and rather casually reversed not only this case but the holding of the Supreme Court of Illinois in the Moretti decision.
It is worth noting that the state trial court and the state appellate court each addressed the relevancy question and the offer of proof and found against the defendant. As Judge Cudahy pointed out in his dissent to the original panel opinion, this issue was never addressed or developed by the district court in the case before this court. Judge Cudahy, in footnote 2 of his dissent, stated prqperly that:
the majority ... [argues] that the proffered testimony “involved a great deal more than mere reputation evidence” because the witnesses allegedly would testi *885 fy about “actual homosexual acts and manifestations” attributed to the victim. Ante, at 1014. But I think under Illinois law evidence of prior homosexual acts may not be admitted to prove reputation. See People v. Moretti,6 Ill.2d 494 ,129 N.E.2d 709 , 725-26 (1955), cert. denied,356 U.S. 947 [78 S.Ct. 794 ,2 L.Ed.2d 822 ] (1958). The defendant apparently did not articulate at trial or on this or prior appeals any basis other than reputation upon which the state trial judge could have admitted evidence of prior acts by the victim. Rather than joining the majority in merely asserting that the proffered evidence “involved a great deal more than reputation evidence,” I believe that we should remand to the district court for a determination of the purpose for which this evidence was proffered and the state law evidentiary rules governing its admission.
I think that to require the district court, without further hearing, to issue the writ prayed for by Parisie would be just plain wrong. Illinois courts in the application of their own law are entitled to far more consideration than this would give them.
I recognize that the judges who joined the panel decision, and a minority of the other judges of this court, have taken the position that only the jurisdictional issue was before the en banc panel. I do not think this is either required or proper.
Circuit rule 16(b) should not be interpreted as a positive limitation on this court’s power. Rather, the rule is intended to insure that the court is properly apprised of the issues meriting reconsideration. If the petitioning party fails in this task, the court has both the power and the duty to raise and consider the issues itself. This court likely would denounce an attempt by a party to construe these rules as limiting its powers, but that is precisely what Judge Swygert suggests happened here. The failure of the litigants to suggest an appropriate route to rehearing does not limit this court’s power to recognize sua sponte the exceptional importance of this issue.
Considering all issues involved, I Would affirm the decision of the district court on the merits.
The majority finds jurisdiction in this court, but by two opposing views, one authored by Judge Swygert and the other by Judge Eschbach. I respectfully dissent from both.
Even though Judge Swygert makes a strong argument for creating an exception to the Federal Rules of Civil Procedure in order to give us jurisdiction in this case, I must respectfully dissent. I expect that any future cases taking advantage of this vague and flexible new precedent will continually remind us of today’s mistake.
On January 17, 1969, Parisie was found guilty of murder by a jury in the Circuit Court of Sangamon County, Illinois, and sentenced to a term of 40 to 70 years. In 1972, the Illinois Appellate Court affirmed the conviction. 1 Attempts at review by the Illinois Supreme Court and post-conviction proceedings were unsuccessful.
The undisputed facts giving rise to this jurisdictional dispute followed ten years later in 1979 and 1980:
April 8, 1979: Parisie, pro se, filed in the district court his petition for a writ of habeas corpus to which the state responded with a motion to dismiss or, alternatively, for summary judgment.
December 18, 1979: Judge Foreman awarded summary judgment in favor of the state denying the writ and supporting his order with an unpublished memorandum.
December 27,1979: Parisie mailed to the district court a pleading entitled, “Motion for Extension of Time to File a Motion for Reconsideration of an Order.” Parisie stated he was proceeding under Rule 60 of the Federal Rules of Civil Procedure. Judge Foreman did not rule on that motion.
*886 February 1, 1980: Parisie filed a “Motion for Reconsideration of an Order with Supporting Memorandum of Law” in which he reiterated he was proceeding under Rule 60 of the Federal Rules of Civil Procedure.
May 8, 1980: Judge Foreman denied the Motion for Reconsideration as being without merit.
June 2, 1980: Parisie filed his notice of appeal from Judge Foreman’s original order of December 18, 1979, and the subsequent order of May 8, 1980.
July 18, 1980: The state filed in this court a “Motion to Dismiss Appeal for want of Jurisdiction” which was denied by a two-judge panel of this court on August 14, 1982. 2
It is our obligation to apply the Federal Rules of Civil Procedure as interpreted by the Supreme Court to that sequence of procedural events. Parisie had an easy procedure to follow with plenty of time to secure appellate review of the original December 18,1979 order denying the writ. He needed only to file a notice of appeal within the 30 days provided by Fed.R.Civ.P. 4(a), or within an additional 30 days as provided in Rule 4(a)(5) for cause. In addition, he would have had to seek a certificate of probable cause under Title 28, section 2253. He has demonstrated that he knows how to do these things.
Instead, Parisie sought only to reargue the same issues before Judge Foreman. That is what got him into this jurisdictional problem. He first filed a motion for an extension of time to file his anticipated motion to reconsider which he stated would be a Rule 60 motion. A little over a month later he filed his motion to reconsider. It was timely for a Rule 60 motion, but as that rule plainly states, the filing of a Rule 60 motion does “not affect the finality of a judgment or suspend its operation.” If Parisie’s motion to reconsider had in fact been a Rule 59 motion, as the majority claims, there would be no argument about a mere change of label, but merely changing the label would not aid Parisie. Rule 59 clearly states that a Rule 59 motion “shall be served not later than 10 days after entry of the judgment.” If it had been a Rule 59 motion and timely filed, it would have tolled the running of the appeal period, but it was not. Nor could Parisie’s December 27, 1979, motion for an extension of time serve any purpose because Rule 6(b) of the Federal Rules of Civil Procedure clearly prohibits any extension of time for serving a Rule 59 motion.
Parisie’s outlawed motion for a continuance, by Judge Swygert’s reasoning, is transformed by an interesting process into a Rule 59(e) motion. That is a benevolent fiction fraught with mischief.
Haines v. Kerner,
Several additional cases are cited by Judge Swygert, two of the most current ones being
Alley v. Dodge Hotel,
Those cases are used as the excuse to transform the motion for a continuance into a Rule 59(e) motion which is what is needed to make this appeal timely. That process is supposed to work this way, as I understand it. First you change the label on the otherwise useless motion for an extension of time and thereby convert it into a Rule 60 motion. Since that doesn’t toll the appeal time by itself, another change has to be worked. The Rule 60 motion for reconsideration which was filed several months after the motion for a continuance is then relabeled to transform it into an amendment to the prior relabeled motion for an extension of time. By that process the motion for an extension of time is finally transformed into a timely Rule 59 motion to toll the appeal period. We are then told that Judge Foreman “appears to have treated the two motions in just the manner we suggest.” I suspect that this interpretation may come as a surprise to Judge Foreman. I long ago heard that “you cannot make a silk purse out of a sow’s ear,” but the Cinderella magic worked on these motions has now cast considerable doubt on that venerable country aphorism.
The need for an alternative basis to support this transformation process is recognized, but nothing more is offered than that it was somehow Judge Foreman’s fault anyway and the untimeliness should therefore be excused. It is suggested that Judge Foreman caused the problem by not ruling on Parisie’s ineffective extension motion in' time for Parisie to correct his error. An analogy is drawn to those cases which recognize an exception when the trial judge actually does something to mislead the party such as we recognized in
Needham v. White Laboratories, Inc.,
Judge Swygert also finds support in
Pierre v. Jordan,
Judge Swygert also mentions that the state filed four motions in this court to extend the time for filing its briefs in violation of Circuit Rule 8(a). Those state deficiencies, however objectionable, do not raise a jurisdictional question and are irrelevant.
Judge Swygert concludes by requiring that district judges dispel a pro se litigant’s “natural confusion” by either ruling immediately on a motion for an extension of time or advising the party of his mistake. Assuming for a moment that that is the way to require a district judge to conduct the business of his court, let us examine the Parisie situation. Even if the clerk had brought the extension of time motion immediately to Judge Foreman’s attention, it would be evident that Parisie still had plenty of time to file his Rule 60 motion, which is what he stated was his intention. Parisie needed nothing then from Judge Foreman. Parisie mentioned neither Rule 59 nor possible appeal in his extension of time motion. Judge Foreman, in my judgment, was not the least bit at fault. Judge Foreman would have had to immediately contact and confer with Parisie to make sure Parisie really meant what he said, and then advise Parisie accordingly.
I am not opposed generally to trial judges being expected to give some special attention to the problems of pro se litigants in situations where the problem is brought to the judge’s attention and the error is apparent. However, if it is to be more than that, then the trial judge will have to continually monitor the clerk’s office and somehow make sure that no pro se litigant is making a mistake. It would be better, I believe, for this court to plainly say what the rules provide. That should be enough to educate pro se applicants and those who assist them even if they had, for some reason, not previously understood what the rules clearly provide. That would be a more satisfactory solution than for this court to appoint the trial judge as a “guardian ad litem” for all pro se litigants and to require the judge to consult with and advise them. The tendency to heap those inappropriate additional burdens on trial judges should be resisted.
Finally, there is
Browder v. Director, Department of Corrections,
Browder, on the other hand, does make clear that Parisie’s notice of appeal would give this court jurisdiction to review on an abuse of discretion standard the denial of his so-called Rule 60 Motion for Reconsideration. That would not, however, bring the underlying judgment for review, although it would be at least indirectly implicated. This undisputed avenue of review is ignored which, although limited, would avoid the jurisdiction circumvention we are now to be faced with as precedent. The majority avoids Browder and the rules by some “unique circumstances” exception. The exception created is so unique that I must respectfully dissent from that analysis.
*889
In the other jurisdiction theory, Judge Eschbach, not desiring to embrace Judge Swygert’s analysis, now advances an original idea not suggested by the parties. Since Judge Eschbach in his individual search of the record we have here finds no separate judgment as required by Fed.R. Civ.P. 58, it is his view that appeal time never commenced. The consequence would be that when Parisie finally did file his notice of appeal it was timely. Since, this theory was not advanced by the parties, I hesitate to embrace it. I would prefer the assistance of the parties in assessing the record and the application of the law. In any event the separate document rule is not jurisdictional and may be waived by the parties.
Turner v. Air Transport Lodge 1894,
Believing we should take things as we find them and not manipulate the rules to create a rubber precedent merely to reach a particular case, I respectfully dissent from all the views advanced to give this court jurisdiction.
Since a majority of this court is finding jurisdiction contrary to my view, I briefly consider this case on the assumption that we do have jurisdiction.
I believe our order to hear en banc vacated the entire opinion of the original panel. That order did not say otherwise nor limit the issue to be considered en banc. Nothing but jurisdiction, however, was argued to the en banc court. It is obvious that some tentative views on jurisdiction changed after en banc argument. Now that jurisdiction is found to exist by the majority, there is some disagreement within the majority about what to do with it. Since the merits were not argued to the en banc court, I decline to take any position on the merits. I would, instead, impose on the parties the burden of coming back again to argue all the issues to the en banc court, including the four issues not reached by the original panel. 3 After that I would be prepared to take a stand on the merits, but in the present circumstances, I respectfully decline to join my colleagues in either affirming, reversing, or remanding.
I respectfully dissent.
I was a member of the original panel which decided this case on the merits.
Parisie v. Greer,
Judge Wood, in dissent, suggests that the case be brought back for reargument on the merits. I think this is a splendid suggestion, which I support. In the event that it is not adopted, however, I continue to think that only the jurisdictional question — and not the merits — is presently before this en banc court. This is also the view of Chief Judge Cummings who in fact confirmed this posture of the case to the parties at the beginning of the en banc oral argument.
As matters presently stand, I concur fully in the analysis of the jurisdictional issue made by Judge Swygert and decline to reach the merits here.
The notice of appeal in this case is not tardy; if anything, it is premature. The district court failed to enter a judgment on a separate document as required by Fed.R. Civ.Proc. 58. Given this failure, the time limit on filing a notice of appeal never commenced running.
1
United States v. Indrelunas,
It is suggested, however, that the separate document requirement is not “jurisdictional” and may be waived by the parties, and hence we should ignore the fact that no such document was entered below. This position, in my opinion, represents a basic misunderstanding of the precise jurisdictional issue before us.
As previously observed, the question of whether appellate jurisdiction existed
under 28 U.S.C.
§
1291
in the face of a violation of the separate document rule was in some doubt after the Supreme Court’s decision in
Indrelunas.
Section 1291, which
confers
jurisdiction on the courts of appeals, requires a “final” judgment, and the question was whether a judgment was “final” if no separate judgment was entered as required by Rule 58.
Mallis
settled that question, holding that the existence of a separate document recording the judgment is not required to make the judgment a “final” one for purposes of § 1291 and that where the parties can be deemed to have waived this defect, a formalistic remand for the purpose of entering such a judgment would spin wheels for no practical purpose. After
Mallis,
our jurisdiction under § 1291 in this case is clear. The fact that the district court and the parties viewed the district court’s December opinion as the final decision in the case is germane to the question
*891
of whether the decision is a “final” one under § 1291,
Bankers Trust Co. v. Mallis, supra,
The parties’ attitude toward the December opinion and their failure to raise the question of the separate document rule are irrelevant, however, in determining whether this appeal is untimely. Unlike § 1291, 28 U.S.C. § 2107 and Fed.R.App.Proc. 4(a) are not affirmative grants of jurisdiction, but rather, are temporal limitations on the right to appeal. Nonetheless, just as we have a duty, sua sponte, to assure that we have § 1291 jurisdiction over any appeal before us, we have a sua sponte duty to assure that the appeal is not time barred by these provisions. In discharging that duty, we must first determine when the time for appeal commenced to run. The Supreme Court, not the parties, tells us what legal event begins the time for appeal, and it has clearly stated that “a party need not file a notice of appeal until a separate judgment has been filed and entered.”
Bankers Trust Co. v. Mallis, supra,
In my examination of the record, I have been unable to locate such a document, no one calls such a document to my attention-, and hence I am satisfied that the thirty day time limitation on appeals is not a bar to our consideration of this case. While I therefore concur in the conclusion that this* court has appellate jurisdiction, I disagree *892 with the analysis set forth in Judge Swygert’s opinion.
Regarding the merits of this case, which I consider to be before the en banc court, I am persuaded by my brother Cudahy’s cogent opinion dissenting in part from the panel opinion, see
There are three issues potentially before us in this case: whether we have jurisdiction of the appeal; if so, whether we can decide the merits of the appeal even though rehearing
en banc
was granted only with respect to the jurisdictional question; if so, what our decision on the merits should be. On the first issue, I agree that we have jurisdiction for the reasons stated by Judge Eschbach, but not for the reasons stated by Judge Swygert. Although I am sympathetic to the policy of interpreting the federal rules of civil procedure liberally for the benefit of pro se prisoner litigants such as this appellant, see
Lewis v. Faulkner,
We have no authority to waive the federal rules for pro se litigants. A Rule 59(e) motion tolls the 3.0-day limit for docketing the appeal, see Fed.R.App.P. 4(a)(4), but it must be filed within 10 days after the entry of judgment, and extensions of time to file it are not allowed, Fed.R.Civ.P. 6(b). Motions under Rule 60(b) and motions to extend the time for filing Rule 60(b) motions do not toll the 30-day limit for docketing appeals. Judge Swygert would treat a motion for an extension of time to file a Rule 60(b) motion as a Rule 59(e) motion. It is a peculiar kind of R,ule 59(e) motion, since it contains no grounds for altering or amending the judgment but is just a request for more time to present those grounds. The district judge could not act on the motion till the movant was given a chance to present his grounds — to file, as it were, his substantive Rule 59(e) motion. By this sequence the 10-day limit in Rule 59(e) would be circumvented. We cannot allow this, cf.
Western Transport. Co. v. E.I. Du Pont de Nemours & Co.,
This is not a case where enforcing the federal rules as written would mislead the pro se litigant. The judgment which Parisie is trying to appeal was entered on December 18, 1980, and Rule 4(a)(1) of the Federal Rules of Appellate Procedure required him to file his appeal within 30 days (in fact he filed it more than five months later). Parisie does not argue that he was ignorant of the 30-day limitation for filing his appeal, and nothing in the federal rules, civil or appellate, would lead even a layman to think that the 30-day limitation was tolled by filing a motion under Rule 60(b) or a motion for an extension of time within which to file a Rule 60(b) motion. He might miss the interplay between Rules 6(b) and 59(e) of the civil rules and thereby fail to realize that he could not get an extension of time within which to file a Rule 59(e) motion; but I cannot imagine him thinking that filing a motion for an extension of time within which to file a Rule 60(b) motion would extend the time he had to file an appeal.
Turning to the second issue, I agree with Judge Bauer that we are not prevented from reaching the merits of the appeal by the fact that the state limited its petition for rehearing with suggestion for rehearing en banc to the jurisdictional issue. Nothing in 28 U.S.C. § 46(e), Fed.R.App.P. 35, or Circuit Rule 16 requires this court, when it hears a case en banc, to limit its consideration to the issues presented in the petition for rehearing as distinct from the issues presented in the appeal itself. When rehearing en banc is ordered, new briefs are *893 not filed; instead, the members of the court who were not on the panel are given the original briefs. Thus, they have the same papers before them that the panel had and they can if they wish hear the tape recording of the oral argument made before the panel. It is not unusual for a judge who did not attend the argument to participate in a panel’s decision after having read the briefs and heard the tape of the argument and there is no greater irregularity when judges who were not on the original panel participate in a decision on an issue briefed and argued before that panel but not raised in the petition for rehearing or argued at the rehearing en banc.
Turning, finally, to the merits of the appeal, I cannot agree that the appellant is entitled to a new trial so that he can introduce evidence that his murder victim was a homosexual, or even that a remand for further exploration of the question in the district court is warranted. Parisie wants the evidence admitted in order to bolster his defense of “homosexual panic,” which is the idea that a latent homosexual — and manifest “homophobe” — can be so upset by a homosexual’s advances to him that he becomes temporarily insane, in which state he may kill the homosexual. It is no business of mine whether the State of Illinois chooses to recognize a defense of “homosexual panic” as a subeategory of the insanity defense, but I cannot believe that the Constitution of the United States requires a state to allow defense counsel in a murder case to defame the murderer’s victim as a homosexual without satisfying the normal prerequisite to admitting evidence of reputation— that the evidence “ ‘be based upon contact with the subject’s neighbors and associates rather than upon the personal opinion of the witness.’ ”
People v. Moretti,
Although it would violate the due process clause of the Fourteenth Amendment for the state to prevent Parisie from putting on a defense at his trial,
Washington v. Texas,
Apart from the issue of evidence of homosexual panic, Parisie’s appeal from the denial of his petition for habeas corpus raises a number of other issues. A glance at the panel’s opinion, however, will show that the panel, correctly in my view, dismissed most of the alleged errors as harmless. Two, however, it dismissed as moot in view of its reversal of the district court’s denial of the petition for habeas corpus on the homosexual-panic ground. The alleged errors relate to pretrial publicity and the quality of the assistance of counsel that Parisie received at his trial. The appeal briefs persuade me that the district court correctly decided these issues against Parisie and therefore that the district court’s judgment should be affirmed in its entirety.
This case involves appellant John Stephan Parisie’s appeal from the denial by the United States District Court for the Southern District of Illinois of his petition for a writ of habeas corpus. The state, contending that this court lacks jurisdiction because Parisie’s notice of appeal was untimely, has repeatedly urged that the appeal be dismissed. A motion panel of this court
1
considered and summarily rejected this argument on August 4,'1980. In its briefs and
*894
at oral argument before a different panel
2
the state repeated its jurisdictional objection, but on February 18, 1982, the court noted jurisdiction and, reaching the merits, directed that the writ be issued.
Parisie
v.
Greer,
I
We believe that only the jurisdictional issue, not the panel’s disposition of the merits, is before us. This is true for three reasons. First, of the five votes to grant rehearing en banc, one 3 specified that it was “confined to the jurisdictional issue.” Because that vote was necessary to create a majority of the eight possible votes, its condition limits the scope of our reconsideration. Accordingly, Chief Judge Cummings noted at the start of oral argument on October 19, 1982, that the jurisdictional issue alone was before the court, restricting the appellant’s arguments to that issue.
Second, this circuit grants rehearings
en banc
in a limited class of cases, and only the jurisdictional issue satisfies those criteria. Fed.R.App.P. 35(a) provides in part that a “rehearing [en banc] is not favored and ordinarily will not be ordered except (1) when consideration by the full court is necessary to secure or maintain uniformity of its decision, or (2) when the proceeding involves a question of exceptional importance.” The use of the term “ordinarily” in this rule acknowledges that the court has the power to sit
en banc, Textile Mills Securities Corp. v. Commissioner,
Required Statement for Suggestion of Rehearing In Banc. Suggestions that an appeal be reheard in banc shall state in a concise sentence at the beginning of the petition why the appeal is of exceptional importance or with what decision of the United States Supreme Court, this court, or another court of appeals the panel decision is claimed to be in conflict.
The state does not claim that the panel’s disposition of the merits is especially important or inconsistent with any other decision of this or another court, but only that the jurisdictional ruling conflicted with the decision of the Supreme Court. Under this court’s criteria for rehearings
en banc,
therefore, only the jurisdictional issue qualified for reconsideration.
See United States v. Rosciano,
Finally, only the jurisdictional issue was presented by the appellee. Both the Feder *895 al Rules of Appellate Procedure and our circuit rules require that petitions for rehearing state what points should be reconsidered. Fed.R.App.P. 40(a) provides in part that
[t]he petition shall state with particularity the points .of law or fact which in the opinion of the petitioner the court has overlooked or misapprehended and shall contain such argument in support of the petition as the petitioner desires to present.
Circuit Rule 16(b), quoted above, states a similar requirement. In its petition the state claimed only that “[t]he reason for granting this request is that this Court’s decision is in direct conflict with the United States Supreme Court’s decision in
Browder.”
Even if this court had the
power
to grant rehearing on the merits, therefore, that power was not invoked. The state did not request such reconsideration, nor were the merits briefed to the court
en banc,
nor did the state object when Chief Judge Cummings noted that argument would be limited to the sole issue raised. Just as the Supreme Court does not address issues (other than jurisdictional ones) not presented in the petitions for certiorari and cross-petitions,
Lake Country Estates, Inc. v. Tahoe Regional Planning Agency,
II
The district court granted the state’s motion for summary judgment on December 18, 1979. On December 27, 1979, Parisie, acting pro se, mailed a motion to extend the time for filing a motion to reconsider, on which the court never ruled. The basis for this request, to which the state did not object, was Parisie’s lack of access to the prison law library because of abbreviated holiday hours. Parisie filed his motion to reconsider on February 1, 1980, and the district court denied it on the merits on May 8, 1980. Parisie filed a notice of appeal on June 2, 1980.
The state argues that this court lacks jurisdiction to review the summary judgment because Parisie did not file a notice of appeal within thirty days of that order, as required by Fed.R.App.P. 4(a)(1). It admits that a timely motion under Fed.R.Civ.P. 59(e) for amendment of the judgment would toll the running of the thirty-day period,
see Browder
v.
Director, Department of Corrections,
A
First, we agree with the analysis presented by Judge Eschbach,
ante.
We need not fully repeat here his reasoning that no timeliness problem exists because the thirty-day notice-of-appeal period was never triggered by the entry of judgment on a separate document as required by Fed.R. Civ.P. 58. But we do wish to respond to the objections of the members of the court who reject this analysis in reliance on
Bankers Trust Co. v. Mallis,
*896
In interpreting the separate-document requirement of rule 58, the Supreme Court held that in the absence of such a document (which is plainly lacking from the record in the present case) the notice-of-appeal period is never started and the deadline thus never accrues.
United States v. Indrelunas,
B
Even apart from the consequences of the separate-document rule, we find the state’s jurisdictional objections to be without merit, for we may construe Parisie’s December 27 motion as a motion to reconsider under rule 59(e) rather than as a mere request to extend time. Because formal pleading requirements are relaxed for
pro se
litigants,
see Haines v. Kerner,
Characterizing Parisie’s motion for extension as a rule 59(e) motion responds to the concerns expressed in Foman and Bradley. As in Foman, the state would not be misled or prejudiced by the change in label, because Parisie’s intention to ask the court to reconsider was made clear within the ten-day limit. The purposes of that time limitation — to hasten corrections of defects in judgments and to assure prompt appeals if the corrections requested are denied — were therefore served by Parisie’s timely but mislabeled motion. Cf. Fed.R.App.P. 3(e), 1979 Advisory Committee Notes (“so long as the function of notice is met by the filing of a paper indicating an intention to appeal, the substance of the rule has been complied with”). The February 1 motion for reconsideration may be treated under this reading as an amendment to the earlier motion.
It is no objection to this construction that Parisie styled his February 1 motion as one under rule 60(b). It is generally true that “[a] party should not be bound at his peril to give the proper nomenclature to his motion; this would be a retreat to the strict common law. So long as he makes a timely motion that states the ground ther[e]for,
*897
the court should grant relief appropriate thereto.” 6A J. Moore, Federal Practice ¶ 59.12[1], at 59-278 to 59-279 (2d ed. 1982) (footnotes omitted).
See Dove v. CODESCO,
It is also no objection to this construction that both motions were mislabeled. Once we decide that nomenclature is unimportant, we ought not to keep count of our indulgences and apportion each litigant only one, unless by multiplication of allowances we would distort reality. No such distortion is present here. Parisie apparently felt compelled to comply with some ten-day filing requirement, so we cannot be assured that he knowledgeably relied on rule 60 alone; and the motion he did make within ten days served the purpose of that time limitation.
In fact, the district court appears to have treated the'two motions in just the manner we suggest, for it never ruled on the motion for extension as such, but ruled only once, on the merits. Its failure to rule on the first motion may be interpreted as a tacit characterization of that motion as one under rule 59(e), later amended by the motion of February l. 4
The state conceded at oral argument that had Parisie styled his December 27 motion as a motion to reconsider, despite its lack of a researched supporting legal memorandum, he would have satisfied the time limitations. The state nevertheless urged that our power of review must turn on this nonfunctional distinction. We cannot agree. As in Foman and Bradley, such a distinction without a difference does not defeat jurisdiction.
C
Even if we do not recharacterize Parisie’s motion for extension, the lateness of his motion to reconsider (which he styled a rule 60(b) motion but which was treated by the district court as one brought under rule 59(e)) may be excused. It is true that
Browder v. Director, Department of Corrections,
In most of these cases the district court misled the parties by actually granting extensions of time that were beyond its power, or by making other explicit assurances that appeal rights would not be lost. Such explicitness is not essential to the so-called “unique circumstances” exception to
Browder,
however. In
Pierre v. Jordan,
In many ways the present case is like Pierre. In both, the district court treated the motion as timely; in both, the movant acted pro se; in both, the opposing party objected only on the merits and not on the ground of untimeliness.
In some respects, however, Parisie’s case is stronger: he actually attempted to file within the ten-day limit for rule 59(e) motions, but was physically unable because of lack of access to the prison library. When he filed his motion for extension of time, he obviously failed to realize that such extensions are not allowed. This mistake is understandable, for the exception to the general rule that enlargements of time may be granted for cause, Fed.R.Civ.P. 6(b), is not evident from the face of rules 59 and 60. Moreover, Parisie had been faced throughout his suit with the example of the state’s repeated requests for extensions, always after the fact.
5
It is therefore not remarkable that Parisie overlooked rule 6 and assumed that such extensions are always permitted. The district court’s failure to rule on the motion to extend seemed to confirm that assumption. It would he particularly ironic to hold that Parisie should have filed his notice of appeal despite the apparent pendency of his motion to reconsider, because if the motion were actually pending, the notice of appeal would have had no effect.
See Griggs v. Provident Consumer Discount
Co., -U.S.-,
In such a case of natural confusion by a
pro se
litigant, we may expect the district court to dispel the error, either by ruling on the motion or by advising the party of his mistake. This duty should be less burdensome than the one we found in
Lewis v. Faulkner,
We conclude that, because Parisie’s appeal was timely on any of these alternative grounds and because jurisdiction was the
*899
only question to be reconsidered, our inquiry is at an end. This court’s disposition of the merits of the appeal,
Parisie v. Greer,
m
Although I believe that the posture of this case renders consideration of issues other than jurisdiction unnecessary, I wish to respond to the views of other members of the court on the merits. My disagreement with those views is threefold.
A
Parisie was convicted under Ill.Rev.Stat. ch. 38, ¶9-1 (1981) of murdering Robert Jackson. His defense was that Jackson, who had picked up the nineteen-year-old Parisie in his ear, driven up a lonely road, and parked, made a homosexual advance that triggered in Parisie an irrational and disproportionate response, which either mitigated the degree of the crime, see id. ¶ 9-2(b) (voluntary manslaughter) (response not reasonably justified by the circumstances), or rendered.him insane in that situation, see id. ¶ 6-2 (lack of substantial capacity to appreciate criminality or conform conduct to law), and therefore lacking the state of mind necessary for conviction under ¶ 9-1. 6 He labeled this response “homosexual panic,” and was permitted at trial to submit psychiatric evidence that certain circumstances were likely to trigger such a response in him. His attempts to bolster his assertion that the triggéring event — the homosexual advance — had occurred, however, were frustrated by the trial court’s exclusion of testimony that Jackson had a reputation as and was a homosexual. Although the court acknowledged that such testimony was “very important” and “would be admissible,” it granted the widow and children’s motion in limine and issued' an order prohibiting the mention of the 'victim’s homosexuality. Hearing tr. 11 — 1)4—68 at 22-23, 29. Accordingly, the proffered testimony of three witnesses that they had had homosexual relations with JaeksQn and knew his reputation as a homosexual was rejected. The exclusion of this eVidence was particularly damaging to Parisie’s defense because during closing argument the prosecutor stated that “[n]o evidence [had been presented] that this man, Mr. Jackson, is or was a homosexual.... You know, it is very easy to accuse somebody of being a homosexual.” Tr. 1734, 1738.
On review the Illinois Appellate Court upheld the conviction over Parisie’s objection that the evidence had been wrongly excluded, on the ground that the issue had not been preserved by an adequate offer of proof.
People v. Parisie,
“reputation witnesses must be shown to have adequate knowledge of the person queried about and that evidence of reputation, to be admissible, must be based upon contact with the subject’s neighbors and associates rather than upon the personal opinion of the witnesses.”
Id.,
quoting
People v. Moretti,
Procedural defaults of this kind do not always act as such a bar, however. If a defendant shows “cause” for his failure'to-comply with a state’s procedural rule and resultant “prejudice” from the alleged constitutional violation, a federal court may* entertain his habeas petition.
See Wainwright v. Sykes,
Habeas review is available here under either of these rationales. The proof offered at the time the testimony of the three witnesses was excluded was defense counsel’s statement that the witnesses would testify that they were acquainted with the deceased, knew his reputation as a homosexual, and had engaged in homosexual acts with him; plus counsel’s similar statement in an affidavit presented during the hearing on the motion in limine, incorporated at trial by reference. There was ample “cause” for not offering more rigorous proof, because Illinois courts tolerate offers of proof made by attorneys rather than by the witnesses themselves, although they recognize that the practical purposes of the offer-of-proof requirement are sometimes better served by taking the witnesses’ testimony out of the presence of the jury.
See People
v.
Duarte,
Even if the issue was properly preserved, however, the exclusion of the evidence might have been proper under state evidence law, and if so, habeas relief would be precluded unless constitutional considerations outweighed the state’s interest in its procedural rule.
See Chambers v. Mississippi,
There is no consensus even in the medical and psychiatric communities whether homosexuality is a character trait (which would generally be provable under Illinois law only by evidence of reputation,
see People v. Collins,
The special restrictions on the use of evidence of character (if homosexuality is a character trait) do not counsel exclusion of the evidence despite its logical relevance. In comparable situations Illinois courts have admitted evidence of the character of the victim in order to show action in conformity with that character.
See, e.g., People v. Davis,
Moreover, if homosexuality is more like a medical condition than a character trait, the reasons for excluding character evidence have even less applicability. Evidence of the condition would demonstrate something akin to capacity or opportunity: it is as if Parisie’s argument were that Jackson had lunged toward him in an epileptic seizure, and proof of the victim’s epilepsy were attempted. In that case, proof of prior seizures or other direct evidence of the condition, rather than reputation evidence, would be appropriate.
I note that to the extent that character was provable by prior specific acts, or to the extent that the object of proof was a medical condition, the argument concerning the adequacy of the offer of proof vanishes. The offer-of-proof rule invoked by the appellate court concerns only reputation evidence, not evidence of specific acts, 8 and Parisie’s counsel’s offer to prove such acts was unambiguous. We therefore have an alternative ground for reaching the merits of the alleged constitutional violation.
The reason the trial court excluded all testimony concerning the victim’s homosexuality despite its acknowledged relevance appears to have been concern about its possible harmful effect on the victim’s family.. I assume that this decision did not constitute an abuse of discretion under applicable state law. The ultimate questions in this case are whether state law is entitled to authorize that choice, limiting the defendant’s constitutional right to present a defense, and if not, whether the erroneous exclusion rendered the trial unfair.
A defendant’s right to call witnesses in order to present a defense, rooted in the sixth amendment and applied to the states through the due process clause of the fourteenth amendment,
see McMorris v. Israel,
*902
riam);
Chambers
v.
Mississippi,
Whatever temporary embarrassment might result to [the witness] or his family by disclosure of his juvenile record ... is outweighed by petitioner’s right to probe into the inference of possible bias ....
... [T]he State’s desire that [the witness] fulfill his public duty to testify free from embarrassment and with his reputation unblemished must fall before the right of petitioner to seek out the truth in the process of defending himself.
If anything, in Davis the state’s interest in shielding its youth was stronger than the state interest here, because it was a generalized, statutory policy choice rather than the discretionary choice of a single judge. I conclude that the exclusion of the testimony was not warranted by a sufficiently strong state interest.
I also conclude that the exclusion rendered the trial unfair.
See Chambers v. Mississippi,
B
Even if it disagrees with my view of the merits of the objection to the exclusion of evidence, this court ought not affirm the district court’s denial of the writ without considering Parisie’s other objections. The panel opinion found dispositive its conclusion that Parisie had been denied his right to present a defense, and therefore did not reach the additional arguments concerning the lack of impartiality of the jury because of pretrial publicity and the restricted scope of voir dire, prosecutorial misconduct, and ineffective assistance of counsel. By ignoring these issues once it rejects the argument the panel found dispositive, the court deprives the defendant of complete review.
C
Finally, I disagree with Judge Posner’s assertion that speculations about the feasibility of retrial should enter our analysis of the propriety of habeas relief. That view appears to mistake the nature of habeas relief by overlooking the fact that habeas cases necessarily arise some time after trial due to the requirement that defendants exhaust state remedies, and by assuming that the risk that constitutional errors resulted in an erroneous determination of guilt shifts at some point to the defendant. It is true that some constitutional objections are not cognizable on collateral review if an opportunity for full and fair litigation was available on direct review. , In
Stone v. Powell,
This argument would prove far toó much. . .. Congress in [28 U.S.C.] § 2254 has selected the federal district courts as precisely the forums that are responsible for determining whether state convictions have been secured in accord-with federal constitutional law. The fed *903 eral habeas corpus statute presumes the norm of a fair trial in the state court and adequate state postconviction remedies to redress possible error.... What it does not presume is that these state proceedings will always be without error in the constitutional sense. The duty of a fed- . eral habeas corpus court to appraise a claim that constitutional error did occur — reflecting as it does the belief that the “finality” of a deprivation of liberty through the invocation of the criminal sanction is simply not to be achieved at the expense of a constitutional right — is not one that can be so lightly abjured.
Jackson v. Virginia,
IV
I believe that because there was no jurisdictional impediment to this court’s consideration of this appeal, the opinion of the panel should not be disturbed. If I were to reconsider the merits of the appeal, however, I would adhere to the determination of the panel that a writ of habeas corpus should issue.
ORDER
On June 27, 1983, petitioner-appellant John Stephan Parisie filed a motion for reconsideration of the court’s en banc decision entered on March 28,1983. A majority of the members of the court voting on the motion have voted not to grant the motion. The motion for reconsideration is therefore DENIED. *
Parisie seeks reconsideration of our en banc decision by which a majority of the court found that (1) we had jurisdiction of the appeal and (2) the petition for writ of habeas corpus should be denied on the merits. I think there are grave questions of due process in a procedure whereby an en banc rehearing was granted only on the issue of jurisdiction, the court decided for the defendant on this issue and then went on to decide against him on the merits. At the en banc rehearing Chief Judge Cummings clearly confirmed from the bench that only jurisdiction was in issue. I see nothing fair about a procedure where the decision is made on a basis specifically excluded before argument from consideration.
I therefore respectfully dissent from denial of the petition for reconsideration.
SWYGERT, Senior Circuit Judge, dissenting from the denial of the petition for reconsideration:
I join fully in Judge Cudahy’s dissent, but write separately to stress an additional reason why reconsideration would be appropriate. The district court below denied Parisie’s habeas petition, and a panel of this court reversed, finding one of the several arguments for granting the relief dispositive. When this court rejected that argument on rehearing
en banc,
it affirmed the district court without considering Parisie’s additional arguments. As I noted in my dissent from the
en banc
decision on the merits, Parisie was thus denied complete review.
Parisie v. Greer,
Notes
.
People v. Parisie,
. The panel’s order denying the state’s motion contains no explanation for the ruling, but it is apparent that in any event this court would have jurisdiction of the denial of Parisie’s motion for reconsideration of May 8, 1980. The panel’s order does not constitute the binding “law of the case” since that is a discretionary concept designed to put issues to rest once ruled upon in a case. It is not dispositive of jurisdictional issues.
Potomac Passengers Ass’n v. Chesapeake & Ohio Ry. Co.,
. Additional oral argument is proposed for several reasons. Only two members of this nine-judge en banc court have heard argument on any issue except jurisdiction. Judge Eschbach’s separate document jurisdiction view was neither briefed nor argued. Oral argument might have produced a majority result in preference to this melange.
. This fact also means that the ten day time limit for filing a Rule 59 motion never commenced to run. See Rule 58, 1963 Advisory Committee Notes.
. It should be noted that the requirement was instituted in direct response to the uncertainties present when a court enters an opinion which states a motion for summary judgment is granted,
Bankers Trust Co. v. Mallis, supra,
. The Court also stated that the “ ‘rule should be interpreted to prevent loss of the right of appeal, not to facilitate loss.’ ”
Bankers Trust Co. v. Mallis, supra,
. The duty imposed upon us to conduct siia
sponte
inquiries into jurisdictional questions is a two way street: it is not to be invoked only to defeat jurisdiction.
Cf. Cohens v. Virginia,
. Chief Judge Cummings and Judge Pell.
. Judge Cudahy, Senior Judge Swygert, and Senior District Judge William G. East (Judge East sitting by designation).
. Judge Pell’s. Similarly, Judge Cudahy voted to deny rehearing on the ground that only the jurisdictional issue was presented. As he noted in the comment accompanying his vote, he would have voted to grant rehearing had the merits been presented because he had dissented in part from the decision of the panel.
. If, however, the district court ruled on the merits because it failed to recognize its lack of jurisdiction, it shows by its example that the requirements of the federal rules can be confusing. This demonstration buttresses the argument of Part II-C below.
. The state filed four motions to extend the time for filing its brief before this court, each time past the deadline prescribed by Circuit Rule 8(a), and the last time despite the court’s admonition that further tardiness would not be tolerated. Moreover, its petition for rehearing, which was due on March 4, 1982, was not filed until March 5; Judge East granted the state’s request to file the brief instanter on March 11, 1982.
. Parisie therefore did not urge, as some members of this court fear, that the court create a new species of insanity defense based on “homosexual panic.” Rather, his argument was based on the unremarkable principle that evidence of panic from any source (only incidentally related to homosexuality in this case) is relevant to the issue of the defendant’s state pf mind.
. This case differs from
People v. Limas,
. It is improper to say that Parisie sought to present evidence o^’ specific acts in order to demonstrate Jackson’s reputation. What he sought to piove was character; reputation and specific-act evidence are alternative ways of proving that trait. See J. Wigmore, A Treatise on the Anglo-American System of Evidence § 52 (1940) (“Character and reputation are as distinct as are destination and journey.”); Fed. R.Evid. 405; f
Chief Judge Cummings did not participate in the consideration or decision of this motion.
