155 F.3d 479 | 4th Cir. | 1998
Lead Opinion
Affirmed by published opinion. Judge WILLIAMS wrote the majority opinion, in which Judge BROADWATER joined. Judge MURNAGHAN wrote a dissenting opinion.
OPINION
John R. Taylor, Jr., a North Carolina prisoner, filed this § 1983 action alleging that Officer Ronnie Lovick and Deputy Ernest McDuffie (Defendants) used excessive force against him while he awaited his initial appearance before a local magistrate.
I.
In the early morning hours of July 4,1990, Officer H.E. Dombrowsky observed a van traveling south in the northbound lane of a city street, with Taylor running alongside of it, beating on its side, and yelling at the driver. Taylor was arrested for drunk and disorderly conduct. Darsilene J. Cabbages-talk, his girlfriend, was arrested for driving under the influence. Officer Dombrowsky transported Ms. Cabbagestalk to the State Highway Patrol Office for a breathalyzer test. Officer Lovick, who was called as backup, transported Taylor to the Craven County Jail for booking and appearance before a magistrate.
Meanwhile, at the State Highway Patrol Office, Ms. Cabbagestalk refused to cooperate with the trooper administering the breathalyzer test. Of particular importance here, she refused to tell the trooper her name. As a result, the trooper called Officer Lovick at the magistrate’s office to see if he knew her name. When Officer Lovick asked Taylor for Ms. Cabbagestalk’s name, Taylor refused to reveal it to him.
At this point, Taylor’s version of events differs substantially from Defendants’. Taylor alleges that Officer Lovick became upset when Taylor refused to provide his girlfriend’s name and driver’s license, which he admits was in his possession.
After he was moved from the magistrate’s office to the booking area, Taylor alleges that Deputy McDuffie assisted Officer Lovick in beating him. In particular, Taylor asserts that in an effort to retrieve the license from his mouth, Deputy McDuffie placed his knee in the, lower part of Taylor’s back and at the same time grabbed Taylor by the head and started pulling his head backwards until his back popped. Taylor also claims that Deputy McDuffie shoved a small wooden object into Taylor’s nose with such force that it caused his nose to hemorrhage and then shoved it into Taylor’s mouth with such force that it cracked his tooth.
Defendants, however, related a very different version of events. According to Officer Lovick, when Taylor refused to reveal his girlfriend’s name, he simply walked toward the counter to retrieve the license. In response, Taylor knocked him against the wall, grabbed the license, and appeared to put it in his pants pocket. Officer Lovick claimed that Taylor fought with him to prevent Lov-ick from getting the license, grabbed the file blade from the counter, and threatened him. When Officer Lovick drew his weapon, Taylor dropped the file blade and placed the license in his mouth. According to Deputy McDuffie, he and other officers assisted Officer Lovick in restraining Taylor. Because Taylor continued to fight, the officers placed leg irons on him before taking him to the booking area. ■
In the booking area, Defendants contend that .Taylor violently resisted the officers’ attempt to remove the license from his mouth. Fearing that Taylor would mutilate or swallow the license or hurt himself with it in his mouth, Officer Lovick used a kubaton to apply pressure under Taylor’s nose to get him to release the license, and McDuffie applied pressure with his fingers behind Taylor’s ears to get him to open his mouth. Defendants eventually removed’ the license from Taylor’s mouth, removed the handcuffs and leg irons, and placed him in a holding cell. The magistrate released Taylor about three hours after the incident. Nine hours after his release, Taylor went to the Craven Regional Medical Center where he was X-rayed and treated for cuts and bruises.
Defendants answered the complaint and moved for summary judgment. With their motion for summary judgment, Defendants
Taylor was sent a notice of Defendant’s motion for summary judgment pursuant to Roseboro v. Garrison, 528 F.2d 309, 310 (4th Cir.1975). In response, Taylor filed an affidavit from Nelson Bryant, a detainee who claims to have witnessed the altercation that occurred in the jail’s booking area.
The district court analyzed Taylor’s excessive force claim under the Fourth Amendment and granted Defendants’ motion for summary judgment on qualified immunity grounds. The district court concluded that Taylor’s evidence was ambiguous because it failed to support his version of the events and that Taylor’s medical records did not support his account of the injuries he allegedly sustained because “[he] had no serious cuts or wounds at all.” (J.A. at 172.) The district court found that Defendants submitted numerous affidavits supporting their version of the events and opposing Taylor’s “eonclusory and unsupported allegations.” (J.A. at 172.) The district court stated that “[g]iven this state of facts, no rational trier of fact could find that the conduct of defendants was objectively unreasonable, or even that the force used in this instance was excessive.” (J.A. at 172.) This appeal followed.
II.
On appeal, Taylor contends that he introduced sufficient evidence to establish that Defendants used excessive force in subduing him and that no reasonable officer would consider Defendants’ conduct to be lawful. As a result, he argues that the district court erred in granting Defendants summary judgment on qualified immunity grounds. We review de novo the district court’s decision to grant Defendants summary judgment. See Halperin v. Abacus Technology Corp., 128 F.3d 191, 196 (4th Cir.1997). Summary judgment is appropriate only “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact.” Fed.R.Civ.P. 56(c). Rule 56(c) mandates entry of summary judgment “against a party who fails to make a showing sufficient to establish the existence of an element essential to that party’s case.” Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). In deciding whether there is a genuine issue of material fact, the evidence of the non-moving party is to be believed and all justifiable inferences must be drawn in his favor. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986).
“In addressing an excessive force claim brought under § 1983, [our] analysis begins by identifying the specific constitutional right allegedly infringed by the challenged application of force.” Graham v. Connor, 490 U.S. 386, 394, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989). The district court analyzed Taylor’s excessive force claim under the Fourth Amendment. Although the Second, Sixth, and Ninth Circuits analyze similar claims under the Fourth Amendment, see Powell v. Gardner, 891 F.2d 1039, 1044 (2d Cir.1989) (“Fourth Amendment standard probably should be applied at least to the
To succeed on a claim of excessive force under the Due Process Clause of the Fourteenth Amendment, Taylor must show that Defendants “inflicted unnecessary and wanton pain and suffering.” Whitley v. Albers, 475 U.S. 312, 320, 106 S.Ct. 1078, 89 L.Ed.2d 251 (1986). The proper inquiry is whether the force applied was “in a good faith effort to maintain or restore discipline or maliciously and sadistically for the very purpose of causing harm.” Id. at 320-21, 106 S.Ct. 1078 (citing Johnson v. Glick, 481 F.2d 1028, 1033 (2d Cir.1973)). Since Taylor concedes, as he must, that Defendants were entitled to use force to retrieve Ms. Cabba-gestalk’s license from his mouth, his claim of excessive force turns on whether Defendants behaved “maliciously” or “sadistically” after Taylor relinquished the identification card.
Taylor contends that his version of events diametrically contradicts that offered by Defendants on such issues as where the assault took place, how much force was used, and how much he resisted. In particular, Taylor points to the affidavit of Bryant, which states that Defendants jabbed the kubaton into Taylor’s mouth eight to ten times after Taylor relinquished the identification card. Because the parties’ competing affidavits disclose a genuine issue of material fact as to what actually happened at the magistrate’s office, Taylor argues that summary judgment on qualified immunity grounds was inappropriate. See, e.g., Rainey v. Conerly, 973 F.2d 321, 324 (4th Cir.1992) (finding that district court properly denied defendant’s immunity-based summary judgment motion because “a determination of what actually happened is absolutely necessary to decide whether[defendant] could reasonably have believed that his actions were lawful”); Gray v. Spillman, 925 F.2d 90, 95 (4th Cir.1991) (finding summary judgment precluded where resolution of claim depends on credibility determination).
Even if there is a genuine issue of material fact as to whether Defendants behaved maliciously or sadistically after the need for force had subsided, Taylor has failed to show that his injuries resulting from such force- are more than de minimis. See Riley, 115 F.3d at 1166 (holding that a plaintiff cannot prevail on a § 1983 excessive force claim if his injury is de minimis). Because Taylor failed to establish an element essential to his case, the district court did not err in granting Defendants’ motion for summary judgment. See Celotex, 477 U.S. at 322, 106 S.Ct. 2548 (noting that Rule 56(c) mandates entry of summary judgment “against a party who fails to make a showing sufficient to establish the existence of an element essential to that party’s case”).
In Norman v. Taylor, 25 F.3d 1259, 1263 (4th Cir.1994) (en banc), we held that “absent the most extraordinary circumstances, a plaintiff cannot prevail on an Eighth Amendment excessive force claim if his injury is de minimis.” Id. at 1263 (citing Hudson v. McMillian, 503 U.S. 1, 112 S.Ct. 995, 117 L.Ed.2d 156 (1992)). Extraordinary circumstances are present when “the force used [is] of a sort repugnant to the conscience of mankind ... or the pain itself [is] such that it can properly be said to constitute more than' de minimis injury.” Id. at 1263
Like the plaintiff in Riley, Taylor's medical records do not support the injuries he pur-poi’ts to have received after he allegedly relinquished the identification card. According to Bryant’s affidavit, Defendants jabbed a kubaton into Taylor’s nose and mouth about eight to ten times after Taylor relinquished the identification card. Aecoi’ding to Taylor’s medical records, however, doctors found “no injui’ies” to his nose. (J.A. at 108.) Similarly, the injuries to Taylor’s mouth were either nonexistent or clearly de minimis. For example, there is absolutely no evidence in the medical records that Defendants cracked Taylor’s tooth when they forced the kubaton into his mouth. Rather, emergency room personnel described Taylor as having slight swelling in the jaw area, and some irritation of the mucous membranes of the mouth. Under the standard set forth in Riley, these injuries are clearly de minimis. Indeed, temporary swelling and irritation is precisely the type of injury this Court considers de minimis. See, e.g., Norman, 25 F.3d at 1263-64 (holding that a swollen thumb was de minimis). In any event, the slight swelling in Taylor’s jaw and the irritation of the mucous membranes on one side of his mouth is entirely consistent with the force that was necessary to retrieve the license from his mouth. In sum, Taylor failed to create a genuine issue of material fact regarding any more than de minimis injury resulting from the alleged use of force on the part of Defendants after he relinquished the identification card.
We also note that Taylor’s alleged injuries resulting from the use of force on the part of Defendants prior to his relinquishing the identification card were either nonexistent or de minimis,
III.
For the reasons stated above, the judgment of the district court is affirmed.
AFFIRMED.
. Although Taylor filed this § 1983 action pro se, North Carolina Prisoner Legal Services represented him in the district court. The University of Virginia Appellate Litigation Clinic ably represented Taylor before this Court.
. The district court also denied relief on Taylor’s claim that Defendants exhibited deliberate indifference to his serious medical needs, finding that Taylor’s injuries were not sufficiently serious. In addition, the district court held that Defendants' employers could not be held liable, finding that respondeat superior is inapplicable to § 1983 actions. Taylor does not challenge these rulings on appeal. See Canady v. Crestar Mortgage Corp., 109 F.3d 969, 973 (4th Cir.1997) (holding that issues not briefed are deemed waived on appeal).
.The charges against Taylor eventually were dropped because he received life plus forty years imprisonment on an unrelated first-degree murder conviction.
. At some point, presumably while Officer Lovick was on the phone with the trooper at the State Highway Patrol Office, Taylor admits that he reobtained Ms. Cabbagestalk's identification card.
. Officer Lovick stated in an internal investigation report that he, and not Deputy McDuffie, used the kubaton on Taylor.
. The district court also granted Taylor's request for additional time in which to file a supplemental response to Defendants' summary judgment motion, but Taylor never did so.
. The dissent’s contention that Norman v. Taylor, 25 F.3d 1259 (4th Cir.1994) (en banc), and Riley v. Dorton, 115 F.3d 1159 (4th Cir.1997) (en banc), were wrongly decided need not detain us long. See post at 485-86 ("I remain convinced that Norman was wrongly decided, and I am compelled to dissent once again on that basis”). “It is well established that a decision of this Court is binding on other panels unless it is overruled by a subsequent en banc opinion of the Court or an intervening decision of the United States Supreme Court.” Smith v. Moore, 137 F.3d 808, 821 (4th Cir.1998) (citing Industrial Turnaround Corp. v. NLRB, 115 F.3d 248, 254 (4th Cir.1997)). The holdings in Norman and Riley have not been called into question by the en banc Court. Indeed, both opinions were decided by the en banc court. Similarly, neither opinion has been called into question, much less overruled, by an intervening decision of the Supreme Court. As a consequence, Norman and Riley continue to be the binding law of this Circuit.
. Interestingly, although conceding that force was justified to retrieve the identification card from Taylor's mouth, see post at 487-88, the dissent uses the injuries resulting from that force to bolster its finding that Defendants’ conduct after the removal of the identification card constituted excessive force, see post at 487 (noting abrasions to wrists and ankle, swelling of the tricep, and soreness of the ribs and thigh). The only force alleged after Taylor relinquished the identification card involved the "jabbing" of a kubaton into Taylor's nose and mouth. We are hard pressed to understand how such force led to the injuries cited by the dissent.
. The dissent also contends that even if “Taylor's injuries were de minimis," Bryant’s affidavit created a genuine issue of material fact with respect to whether the officers “conduct [was] repugnant to the conscience o.f mankind.” See post at 15 (internal quotation marks omitted). Although the de minimis rule does not apply to conduct "repugnant to the conscience of mankind,” Hudson v. McMillian, 503 U.S. 1, 10, 112 S.Ct. 995, 117 L.Ed.2d 156 (1992), we have little difficulty concluding that the conduct alleged in Bryant’s affidavit was not so "diabolic” or "inhuman” as to render the force unconstitutional regardless of injury, id:
Dissenting Opinion
dissenting:
Four years ago, in Norman v. Taylor, 25 F.3d 1259 (4th Cir.1994) (en banc), a majority of this Court held that a plaintiff cannot sustain a § 1983 action for the use of excessive force where the plaintiffs injuries are de minimis. I dissented from that holding, along with three other judges, because I believed it was based on a patent misreading of the Supreme Court’s decision in Hudson v. McMillian, 503 U.S. 1, 112 S.Ct. 995, 117 L.Ed.2d 156 (1992), and because it represented an unacceptable curtailment of an inmate’s right to be free from the use of excessive force by police officers. Today, I remain convinced that Norman was wrongly decided, and I am compelled to dissent once again on that basis. I also dissent because, even accepting Norman as the established law of our circuit, I cannot agree that summary judgment was proper on the facts presented in this case.
I.
In Hudson, the Supreme Court held that the Eighth Amendment “excludes from constitutional recognition de minimis uses of physical force...” 503 U.S. at 9-10, 112 S.Ct. 995. The Fourth Circuit later held that the de minimis force rule applies equally to claims of excessive force brought by pretrial detainees under the Fourteenth Amendment. See Riley v. Dorton, 115 F.3d 1159, 1166-67 (4th Cir.1997), cert. denied, — U.S. -, 118 S.Ct. 631, 139 L.Ed.2d 611 (1997).
In Norman, this Court embarked upon an unjustified extension of the Hudson de min-imis force rule to exclude from constitutional protection all claims of excessive force that do not result in more than de minimis injury. See 25 F.3d at 1262. The majority held that “[w]hile [Hudson ] ... excepted from the Eighth Amendment only de minimis uses of force, it seemed to affirm by negative implication one sentence later that de min-imis injury can serve as conclusive evidence that de minimis force was used-”
The Court in Hudson recognized that the ultimate issue to be decided in the excessive force inquiry is whether the degree of force employed by the officers was justified under the circumstances. See 503 U.S. at 6-7, 112 S.Ct. 995. With that in mind, the Court explained in no uncertain terms that the degree of injury suffered by the plaintiff is only- one of many relevant factors:
*486 [T]he extent of injury suffered by an inmate is one factor that may suggest “whether the use of force could plausibly have been thought necessary” in a particular situation, “or instead evinced such wantonness with respect to the unjustified infliction of harm as is tantamount to a knowing willingness that it occur.” In determining whether the use of force was wanton and unnecessary, it may also be proper to evaluate the need for application of force, the relationship between that need and the amount of force used, the threat “reasonably perceived by the responsible officials,” and “any efforts made to temper the severity of a forceful response.” The absence of serious injury is therefore relevant to the Eighth Amendment inquiry, but does not end it.
Id. at 7, 112 S.Ct. 995 (internal citations omitted) (emphasis added). In light of this admonishment, the majority’s “negative implication” in Norman was clearly unjustified, for nothing in Hudson can be remotely interpreted to imply that the extent of injury is ever “conclusive” on the question of whether excessive force was used.
Given the error of our holding in Norman, it is not surprising that our circuit stands alone among all other courts of appeal in holding that de minimis injury, without more, is dispositive of an excessive force claim. Vigilantly adhering to Hudson, other courts of appeal have consistently held that the degree of injury is but one of many relevant factors. See, e.g., Ikerd v. Blair, 101 F.3d 430, 434 (5th Cir.1996) (holding that although “some injury” is required, “the extent of injury suffered by a [plaintiff] is one factor that may suggest whether the use of force” was excessive under the circumstances) (emphasis added) (quoting Hudson, 503 U.S. at 7, 112 S.Ct. 995); Harris v. Chapman, 97 F.3d 499, 505 (11th Cir.1996), cert. denied, — U.S. -, 117 S.Ct. 2422, 138 L.Ed.2d 185 (1997) (“[A]nalysis of an ... excessive force claim is contextual and requires that many factors be considered: ‘the need for the application of force, the relationship between that need and the amount of force used, the threat reasonably perceived by the responsible officials, and any efforts made to temper the severity of a forceful response ....’”) (emphasis added) (quoting Hudson, 503 U.S. at 7, 112 S.Ct. 995); Davidson v. Flynn, 32 F.3d 27, 29 n. 1 (2d Cir.1994) (“[T]he seriousness of the injury is ‘relevant to the [excessive force] inquiry, but does not end it.’ ”) (emphasis added) (quoting Hudson, 503 U.S. at 7, 112 S.Ct. 995); White v. Holmes, 21 F.3d 277, 281 (8th Cir.1994) (“The extent of injury ‘is a relevant factor as to whether or not the punishment inflicted was [excessive].’ ”) (emphasis added) (quoting Cummings v. Malone, 995 F.2d 817, 822-23 (8th Cir.1993)); Lunsford v. Bennett, 17 F.3d 1574, 1582 (7th Cir.1994) (“[T]he degree of injury is relevant to determining ‘whether the use of force could plausibly have been thought necessary’ in a particular situation ....”) (emphasis added) (quoting Hudson, 503 U.S. at 7, 112 S.Ct. 995).
The present case is indicative of the unacceptable results achieved when a finding of de minimis injury is considered dispositive of the excessive force inquiry. Relying on Norman, the majority holds that a claim of excessive force cannot survive summary judgment where the plaintiffs injuries are de minimis, regardless of whether excessive force was actually employed by the officers. With full faith in the fiction that de minimis injury means de minimis force, the majority’s analysis does not even address the possibility that excessive force may have been used against Taylor despite the lack of any outward signs of serious injury. Yet, it is certainly not difficult to imagine circumstances where the excessive use of force might result in no serious, visible injury to the plaintiff. For example, imagine an inmate who, although thrown from a prison balcony, is fortunate to incur only minor scrapes and bruises. Or imagine an inmate who, although beaten intensely in the stomach, back, chest, or groin, displays no greater outward signs of physical injury than that which the majority terms “temporary swelling.” While the extent of the plaintiffs injuries in such cases is obviously relevant to damages, the fact that such injuries are less than severe does not answer the ultimate question of whether the force used was justified under the circumstances.
When prison officials maliciously and sadistically use force to cause harm, contemporary standards of decency always are violated. This is true whether or not significant injury is evident. Otherwise, the Eighth Amendment would permit any physical punishment, no matter how diabolic or inhuman, inflicting less than some arbitrary quantity of injury. Such a result would have been as unacceptable to the drafters of the Eighth Amendment as it is today.
Hudson, 503 U.S. at 9, 112 S.Ct. 995 (internal citations omitted) (emphasis added). Yet, the law in this circuit is clearly to the contrary. As the majority’s opinion makes clear, officers in our circuit are free to use excessive or unjustified force against inmates, so long as they are careful or fortunate enough to leave only minor traces of their blows.
I expect that soon the Supreme Court will place the Fourth Circuit back on the course intended by Hudson. Until that day, I fear the injustice that awaits pretrial detainees in our nation’s jails.
II.
Despite my belief that Norman was wrongly decided, I recognize that, in the absence of a contrary en banc decision or Supreme Court clarification, I am bound to apply the law as it has been articulated in this circuit. Even applying that law, however, I disagree with the majority’s conclusion that summary judgment is appropriate.
As an initial matter, the record reveals that Taylor’s injuries were more than de minimis. As his medical records demonstrate, Taylor suffered abrasions of the ankles, wrists, and inner mouth, swelling of the tricep, face, and lower jaw. The examining doctor observed that Taylor limped visibly from pain in his left thigh. In addition, Taylor’s medical reports confirm that he complained of nausea, diffuse pain over his entire neck area, soreness of the ribs, as well as pain in his head, jaw, thorax, wrists, and ankles. Although Taylor’s injuries were certainly not severe or permanently debilitating, we have held that such injuries are not required. See Riley, 115 F.3d at 1167 (“An injury need not be severe or permanent to be actionable_”). Moreover, Taylor’s injuries are at least comparable to those the Supreme Court held not to be de minimis in Hudson. See 503 U.S. at 4, 112 S.Ct. 995 (reversing summary judgment where plaintiff suffered “minor bruises and swelling of [the] face, mouth and lip,” as well as several loosened teeth and a cracked partial denture).
In light of the medical evidence submitted by Taylor, I believe a genuine issue of material fact remains with respect to the severity of Taylor’s injuries. While a jury might ultimately conclude that Taylor’s injuries were de minimis, I cannot agree that such a conclusion is compelled as a matter of law on the record presented in this case. To hold otherwise is to revert back to the “significant injury” requirement explicitly rejected by Hudson. See id. at 9,112 S.Ct. 995.
Finally, even assuming for the sake of argument that Taylor’s injuries were de min-imis, we have previously held that the de minimis rule does not apply to conduct “repugnant to the conscience of mankind.... ” Norman, 25 F.3d at 1263 n. 4 (quoting Hudson, 503 U.S. at 10, 112 S.Ct. 995); see also Hudson, 503 U.S. at 9, 112 S.Ct. 995 (“[I]t is safe to affirm that punishments of torture ... and all others in the same line of unnecessary cruelty, are forbidden by [the Eighth Amendment].”) (quoting Wilkerson v. Utah, 99 U.S. 130, 136, 25 L.Ed. 345 (1878)). Here, while I agree that the use of force was justified to the extent necessary to retrieve the identification card and bring Taylor under the officers’ control, I believe Nelson Bryant’s affidavit creates a genuine issue of material fact with respect to whether the officers behaved maliciously or sadistically after the need for force had subsided. According to Bryant, even after Taylor relinquished the identification card, “the officer with the [kubaton] continued to jab it into Taylor’s mouth repeatedly, eight to ten more times,” at which point Bryant could see blood on Taylor’s swollen face and “could hear Taylor say the officers were hurting him.”
I dissent.
The sentences from which the majority drew the alleged “negative implication” state as follows: "[T]he blows directed at Hudson, which caused bruises, swelling, loosened teeth, and a cracked dental plate, are not de minimis for Eighth Amendment purposes. The extent of Hudson’s injuries thus provides no basis for dismissal of his § 1983 claim." Hudson, 503 U.S. at 10, 112 S.Ct. 995.
