John R. TAYLOR, Jr., Plaintiff-Appellant, v. Ernest McDUFFIE; Ronnie Lovick, Defendants-Appellees.
No. 94-6808
United States Court of Appeals, Fourth Circuit
Decided Sept. 3, 1998.
Argued March 6, 1998.
LaSorsa v. Spears, 2 F.Supp.2d 550, 560 (S.D.N.Y.1998).
Under this view, BOP officials may deny sentence reductions to individual inmates convicted of nonviolent offenses based on such factors as sentence enhancements and firearm possession. But this does not change the fact that such inmates are statutorily eligible for sentence reductions, and are thus statutorily entitled to an individualized determination by the BOP. I do not believe the BOP may categorically exclude such inmates without offending the statute‘s plain language and settled law. For these reasons, I would join in the reasoned judgment of six of our sister circuits, as well as a recent panel of this court, and find that the BOP exceeded its statutory authority in categorically excluding inmates from sentence reductions based upon sentencing factors and firearm possession convictions.
Affirmed by published opinion. Judge WILLIAMS wrote the majority opinion, in which Judge BROADWATER joined. Judge MURNAGHAN wrote a dissenting opinion.
OPINION
WILLIAMS, Circuit Judge:
John R. Taylor, Jr., a North Carolina prisoner, filed this
ARGUED: Neal Lawrence Walters, Supervising Attorney, William R. McDonald, Third Year Law Student, University of Virginia School of Law Appellate Litigation Clinic, Charlottesville, Virginia, for Appellant. Catherine Ricks Piwowarski, Ward & Smith, P.A., New Bern, North Carolina, for Appellees. ON BRIEF: Raymond Krncevic, Third Year Law Student, University of Virginia School of Law Appellate Litigation Clinic, Charlottesville, Virginia, for Appellant. Kenneth R. Wooten, Ward & Smith, P.A., New Bern, North Carolina, for Appellees.
I.
In the early morning hours of July 4, 1990, Officer H.E. Dombrowsky observed a van traveling south in the northbound lane of a city street, with Taylor running alongside of it, beating on its side, and yelling at the driver. Taylor was arrested for drunk and disorderly conduct. Darsilene J. Cabbagestalk, his girlfriend, was arrested for driving under the influence. Officer Dombrowsky transported Ms. Cabbagestalk to the State Highway Patrol Office for a breathalyzer test. Officer Lovick, who was called as back-up, transported Taylor to the Craven County Jail for booking and appearance before a magistrate.3
Meanwhile, at the State Highway Patrol Office, Ms. Cabbagestalk refused to cooperate with the trooper administering the breathalyzer test. Of particular importance here, she refused to tell the trooper her name. As a result, the trooper called Officer Lovick at the magistrate‘s office to see if he knew her name. When Officer Lovick asked Taylor for Ms. Cabbagestalk‘s name, Taylor refused to reveal it to him.
At this point, Taylor‘s version of events differs substantially from Defendants‘. Taylor alleges that Officer Lovick became upset when Taylor refused to provide his girlfriend‘s name and driver‘s license, which he admits was in his possession.4 Specifically, Taylor contends that Officer Lovick grabbed him by the collar, pointed his gun at him, and demanded that he turn over his girlfriend‘s license or he would “blow [his] brains out.” (J.A. at 14.) Taylor claims that when he still refused, Officer Lovick threw him to the floor face first, jumped on his back, and searched his pockets. When Officer Lovick could not find the license—which Taylor concedes was in his mouth—Taylor contends that he was hit on the back of his head and punched in the ribs.
After he was moved from the magistrate‘s office to the booking area, Taylor alleges that Deputy McDuffie assisted Officer Lovick in beating him. In particular, Taylor asserts that in an effort to retrieve the license from his mouth, Deputy McDuffie placed his knee in the lower part of Taylor‘s back and at the same time grabbed Taylor by the head and started pulling his head backwards until his back popped. Taylor also claims that Deputy McDuffie shoved a small wooden object into Taylor‘s nose with such force that it caused his nose to hemorrhage and then shoved it into Taylor‘s mouth with such force that it cracked his tooth.5
Defendants, however, related a very different version of events. According to Officer Lovick, when Taylor refused to reveal his girlfriend‘s name, he simply walked toward the counter to retrieve the license. In response, Taylor knocked him against the wall, grabbed the license, and appeared to put it in his pants pocket. Officer Lovick claimed that Taylor fought with him to prevent Lovick from getting the license, grabbed the file blade from the counter, and threatened him. When Officer Lovick drew his weapon, Taylor dropped the file blade and placed the license in his mouth. According to Deputy McDuffie, he and other officers assisted Officer Lovick in restraining Taylor. Because Taylor continued to fight, the officers placed leg irons on him before taking him to the booking area.
In the booking area, Defendants contend that Taylor violently resisted the officers’ attempt to remove the license from his mouth. Fearing that Taylor would mutilate or swallow the license or hurt himself with it in his mouth, Officer Lovick used a kubaton to apply pressure under Taylor‘s nose to get him to release the license, and McDuffie applied pressure with his fingers behind Taylor‘s ears to get him to open his mouth. Defendants eventually removed the license from Taylor‘s mouth, removed the handcuffs and leg irons, and placed him in a holding cell. The magistrate released Taylor about three hours after the incident. Nine hours after his release, Taylor went to the Craven Regional Medical Center where he was X-rayed and treated for cuts and bruises.
Defendants answered the complaint and moved for summary judgment. With their motion for summary judgment, Defendants
Taylor was sent a notice of Defendant‘s motion for summary judgment pursuant to Roseboro v. Garrison, 528 F.2d 309, 310 (4th Cir.1975). In response, Taylor filed an affidavit from Nelson Bryant, a detainee who claims to have witnessed the altercation that occurred in the jail‘s booking area.6 Bryant stated that during the time Taylor was on the floor in the booking area, one officer had his knee on Taylor‘s back, and another pulled his head back, while a third officer jabbed a stick into Taylor‘s mouth. Bryant saw a plastic card in Taylor‘s mouth. After the officers removed the card from Taylor‘s mouth, Bryant claimed that the officer continued to jab the kubaton into Taylor‘s mouth. Bryant stated that Taylor‘s face was swollen and bloody. Defendants, however, submitted affidavits stating that Bryant was not in the booking area on July 4 and, therefore, could not have witnessed the incident with Taylor.
The district court analyzed Taylor‘s excessive force claim under the Fourth Amendment and granted Defendants’ motion for summary judgment on qualified immunity grounds. The district court concluded that Taylor‘s evidence was ambiguous because it failed to support his version of the events and that Taylor‘s medical records did not support his account of the injuries he allegedly sustained because “[he] had no serious cuts or wounds at all.” (J.A. at 172.) The district court found that Defendants submitted numerous affidavits supporting their version of the events and opposing Taylor‘s “conclusory and unsupported allegations.” (J.A. at 172.) The district court stated that “[g]iven this state of facts, no rational trier of fact could find that the conduct of defendants was objectively unreasonable, or even that the force used in this instance was excessive.” (J.A. at 172.) This appeal followed.
II.
On appeal, Taylor contends that he introduced sufficient evidence to establish that Defendants used excessive force in subduing him and that no reasonable officer would consider Defendants’ conduct to be lawful. As a result, he argues that the district court erred in granting Defendants summary judgment on qualified immunity grounds. We review de novo the district court‘s decision to grant Defendants summary judgment. See Halperin v. Abacus Technology Corp., 128 F.3d 191, 196 (4th Cir.1997). Summary judgment is appropriate only “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact.”
“In addressing an excessive force claim brought under
To succeed on a claim of excessive force under the Due Process Clause of the Fourteenth Amendment, Taylor must show that Defendants “inflicted unnecessary and wanton pain and suffering.” Whitley v. Albers, 475 U.S. 312, 320 (1986). The proper inquiry is whether the force applied was “in a good faith effort to maintain or restore discipline or maliciously and sadistically for the very purpose of causing harm.” Id. at 320-21 (citing Johnson v. Glick, 481 F.2d 1028, 1033 (2d Cir.1973)). Since Taylor concedes, as he must, that Defendants were entitled to use force to retrieve Ms. Cabbagestalk‘s license from his mouth, his claim of excessive force turns on whether Defendants behaved “maliciously” or “sadistically” after Taylor relinquished the identification card.
Taylor contends that his version of events diametrically contradicts that offered by Defendants on such issues as where the assault took place, how much force was used, and how much he resisted. In particular, Taylor points to the affidavit of Bryant, which states that Defendants jabbed the kubaton into Taylor‘s mouth eight to ten times after Taylor relinquished the identification card. Because the parties’ competing affidavits disclose a genuine issue of material fact as to what actually happened at the magistrate‘s office, Taylor argues that summary judgment on qualified immunity grounds was inappropriate. See, e.g., Rainey v. Conerly, 973 F.2d 321, 324 (4th Cir.1992) (finding that district court properly denied defendant‘s immunity-based summary judgment motion because “a determination of what actually happened is absolutely necessary to decide whether [defendant] could reasonably have believed that his actions were lawful“); Gray v. Spillman, 925 F.2d 90, 95 (4th Cir.1991) (finding summary judgment precluded where resolution of claim depends on credibility determination).
Even if there is a genuine issue of material fact as to whether Defendants behaved maliciously or sadistically after the need for force had subsided, Taylor has failed to show that his injuries resulting from such force are more than de minimis. See Riley, 115 F.3d at 1166 (holding that a plaintiff cannot prevail on a
In Norman v. Taylor, 25 F.3d 1259, 1263 (4th Cir.1994) (en banc), we held that “absent the most extraordinary circumstances, a plaintiff cannot prevail on an Eighth Amendment excessive force claim if his injury is de minimis.” Id. at 1263 (citing Hudson v. McMillian, 503 U.S. 1 (1992)). Extraordinary circumstances are present when “the force used [is] of a sort repugnant to the conscience of mankind or the pain itself [is] such that it can properly be said to constitute more than de minimis injury.” Id. at 1263
Like the plaintiff in Riley, Taylor‘s medical records do not support the injuries he purports to have received after he allegedly relinquished the identification card. According to Bryant‘s affidavit, Defendants jabbed a kubaton into Taylor‘s nose and mouth about eight to ten times after Taylor relinquished the identification card. According to Taylor‘s medical records, however, doctors found “no injuries” to his nose. (J.A. at 108.) Similarly, the injuries to Taylor‘s mouth were either nonexistent or clearly de minimis. For example, there is absolutely no evidence in the medical records that Defendants cracked Taylor‘s tooth when they forced the kubaton into his mouth. Rather, emergency room personnel described Taylor as having slight swelling in the jaw area, and some irritation of the mucous membranes of the mouth. Under the standard set forth in Riley, these injuries are clearly de minimis. Indeed, temporary swelling and irritation is precisely the type of injury this Court considers de minimis. See, e.g., Norman, 25 F.3d at 1263-64 (holding that a swollen thumb was de minimis). In any event, the slight swelling in Taylor‘s jaw and the irritation of the mucous membranes on one side of his mouth is entirely consistent with the force that was necessary to retrieve the license from his mouth. In sum, Taylor failed to create a genuine issue of material fact regarding any more than de minimis injury resulting from the alleged use of force on the part of Defendants after he relinquished the identification card.
We also note that Taylor‘s alleged injuries resulting from the use of force on the part of Defendants prior to his relinquishing the identification card were either nonexistent or de minimis.8 For instance, Taylor claims that Deputy McDuffie placed a knee in Taylor‘s back and then pulled his head back until his back popped. Taylor‘s medical records, however, failed to reveal any swelling around his spinal column. Taylor also alleges that he suffered numerous blows to the back of the head. In contrast, the physician who treated Taylor found “no scalp lesions.” (J.A. at 108.) Although emergency room personnel did diagnose Taylor with “abrasions about the wrists and the ankles,” and tenderness over some ribs, theses injuries are clearly de minimis. In fact, the abrasions on Taylor‘s wrists and ankles were caused by his handcuffs and leg irons.
III.
For the reasons stated above, the judgment of the district court is affirmed.
AFFIRMED.
MURNAGHAN, Circuit Judge, dissenting:
Four years ago, in Norman v. Taylor, 25 F.3d 1259 (4th Cir.1994) (en banc), a majority of this Court held that a plaintiff cannot sustain a
I.
In Hudson, the Supreme Court held that the Eighth Amendment “excludes from constitutional recognition de minimis uses of physical force....” 503 U.S. at 9-10. The Fourth Circuit later held that the de minimis force rule applies equally to claims of excessive force brought by pretrial detainees under the Fourteenth Amendment. See Riley v. Dorton, 115 F.3d 1159, 1166-67 (4th Cir.1997), cert. denied, — U.S. —, 118 S.Ct. 631, 139 L.Ed.2d 611 (1997).
In Norman, this Court embarked upon an unjustified extension of the Hudson de minimis force rule to exclude from constitutional protection all claims of excessive force that do not result in more than de minimis injury. See 25 F.3d at 1262. The majority held that “[w]hile [Hudson] ... excepted from the Eighth Amendment only de minimis uses of force, it seemed to affirm by negative implication one sentence later that de minimis injury can serve as conclusive evidence that de minimis force was used....” Id. (emphasis added). I believed then, as I do now, that the majority‘s “negative implication” was drawn in direct conflict with the express language of Hudson.
The Court in Hudson recognized that the ultimate issue to be decided in the excessive force inquiry is whether the degree of force employed by the officers was justified under the circumstances. See 503 U.S. at 6-7. With that in mind, the Court explained in no uncertain terms that the degree of injury suffered by the plaintiff is only one of many relevant factors:
[T]he extent of injury suffered by an inmate is one factor that may suggest “whether the use of force could plausibly have been thought necessary” in a particular situation, “or instead evinced such wantonness with respect to the unjustified infliction of harm as is tantamount to a knowing willingness that it occur.” In determining whether the use of force was wanton and unnecessary, it may also be proper to evaluate the need for application of force, the relationship between that need and the amount of force used, the threat “reasonably perceived by the responsible officials,” and “any efforts made to temper the severity of a forceful response.” The absence of serious injury is therefore relevant to the Eighth Amendment inquiry, but does not end it.
Id. at 7 (internal citations omitted) (emphasis added). In light of this admonishment, the majority‘s “negative implication” in Norman was clearly unjustified, for nothing in Hudson can be remotely interpreted to imply that the extent of injury is ever “conclusive” on the question of whether excessive force was used.
Given the error of our holding in Norman, it is not surprising that our circuit stands alone among all other courts of appeal in holding that de minimis injury, without more, is dispositive of an excessive force claim. Vigilantly adhering to Hudson, other courts of appeal have consistently held that the degree of injury is but one of many relevant factors. See, e.g., Ikerd v. Blair, 101 F.3d 430, 434 (5th Cir.1996) (holding that although “some injury” is required, “the extent of injury suffered by a [plaintiff] is one factor that may suggest whether the use of force” was excessive under the circumstances) (emphasis added) (quoting Hudson, 503 U.S. at 7); Harris v. Chapman, 97 F.3d 499, 505 (11th Cir.1996), cert. denied, — U.S. —, 117 S.Ct. 2422, 138 L.Ed.2d 185 (1997) (“[A]nalysis of an excessive force claim is contextual and requires that many factors be considered: ‘the need for the application of force, the relationship between that need and the amount of force used, the threat reasonably perceived by the responsible officials, and any efforts made to temper the severity of a forceful response....‘“) (emphasis added) (quoting Hudson, 503 U.S. at 7); Davidson v. Flynn, 32 F.3d 27, 29 n. 1 (2d Cir.1994) (“[T]he seriousness of the injury is relevant to the [excessive force] inquiry, but does not end it.“) (emphasis added) (quoting Hudson, 503 U.S. at 7); White v. Holmes, 21 F.3d 277, 281 (8th Cir.1994) (“The extent of injury ‘is a relevant factor as to whether or not the punishment inflicted was [excessive].‘“) (emphasis added) (quoting Cummings v. Malone, 995 F.2d 817, 822-23 (8th Cir.1993)); Lunsford v. Bennett, 17 F.3d 1574, 1582 (7th Cir.1994) (“[T]he degree of injury is relevant to determining ‘whether the use of force could plausibly have been thought necessary’ in a particular situation....“) (emphasis added) (quoting Hudson, 503 U.S. at 7).
The present case is indicative of the unacceptable results achieved when a finding of de minimis injury is considered dispositive of the excessive force inquiry. Relying on Norman, the majority holds that a claim of excessive force cannot survive summary judgment where the plaintiff‘s injuries are de minimis, regardless of whether excessive force was actually employed by the officers. With full faith in the fiction that de minimis injury means de minimis force, the majority‘s analysis does not even address the possibility that excessive force may have been used against Taylor despite the lack of any outward signs of serious injury. Yet, it is certainly not difficult to imagine circumstances where the excessive use of force might result in no serious, visible injury to the plaintiff. For example, imagine an inmate who, although thrown from a prison balcony, is fortunate to incur only minor scrapes and bruises. Or imagine an inmate who, although beaten intensely in the stomach, back, chest, or groin, displays no greater outward signs of physical injury than that which the majority terms “temporary swelling.” While the extent of the plaintiff‘s injuries in such cases is obviously relevant to damages, the fact that such injuries are less than severe does not answer the ultimate question of whether the force used was justified under the circumstances.
When prison officials maliciously and sadistically use force to cause harm, contemporary standards of decency always are violated. This is true whether or not significant injury is evident. Otherwise, the Eighth Amendment would permit any physical punishment, no matter how diabolic or inhuman, inflicting less than some arbitrary quantity of injury. Such a result would have been as unacceptable to the drafters of the Eighth Amendment as it is today.
Hudson, 503 U.S. at 9 (internal citations omitted) (emphasis added). Yet, the law in this circuit is clearly to the contrary. As the majority‘s opinion makes clear, officers in our circuit are free to use excessive or unjustified force against inmates, so long as they are careful or fortunate enough to leave only minor traces of their blows.
I expect that soon the Supreme Court will place the Fourth Circuit back on the course intended by Hudson. Until that day, I fear the injustice that awaits pretrial detainees in our nation‘s jails.
II.
Despite my belief that Norman was wrongly decided, I recognize that, in the absence of a contrary en banc decision or Supreme Court clarification, I am bound to apply the law as it has been articulated in this circuit. Even applying that law, however, I disagree with the majority‘s conclusion that summary judgment is appropriate.
As an initial matter, the record reveals that Taylor‘s injuries were more than de minimis. As his medical records demonstrate, Taylor suffered abrasions of the ankles, wrists, and inner mouth, swelling of the tricep, face, and lower jaw. The examining doctor observed that Taylor limped visibly from pain in his left thigh. In addition, Taylor‘s medical reports confirm that he complained of nausea, diffuse pain over his entire neck area, soreness of the ribs, as well as pain in his head, jaw, thorax, wrists, and ankles. Although Taylor‘s injuries were certainly not severe or permanently debilitating, we have held that such injuries are not required. See Riley, 115 F.3d at 1167 (“An injury need not be severe or permanent to be actionable....“). Moreover, Taylor‘s injuries are at least comparable to those the Supreme Court held not to be de minimis in Hudson. See 503 U.S. at 4 (reversing summary judgment where plaintiff suffered “minor bruises and swelling of (the) face, mouth and lip,” as well as several loosened teeth and a cracked partial denture).
In light of the medical evidence submitted by Taylor, I believe a genuine issue of material fact remains with respect to the severity of Taylor‘s injuries. While a jury might ultimately conclude that Taylor‘s injuries were de minimis, I cannot agree that such a conclusion is compelled as a matter of law on the record presented in this case. To hold otherwise is to revert back to the “significant injury” requirement explicitly rejected by Hudson. See id. at 9.
Finally, even assuming for the sake of argument that Taylor‘s injuries were de minimis, we have previously held that the de minimis rule does not apply to conduct “repugnant to the conscience of mankind....” Norman, 25 F.3d at 1263 n. 4 (quoting Hudson, 503 U.S. at 10); see also Hudson, 503 U.S. at 9 (“[I]t is safe to affirm that punishments of torture ... and all others in the same line of unnecessary cruelty, are forbidden by [the Eighth Amendment].“) (quoting Wilkerson v. Utah, 99 U.S. 130, 136 (1878)). Here, while I agree that the use of force was justified to the extent necessary to retrieve the identification card and bring Taylor under the officers’ control, I believe Nelson Bryant‘s affidavit creates a genuine issue of material fact with respect to whether the officers behaved maliciously or sadistically after the need for force had subsided. According to Bryant, even after Taylor relinquished the identification card, “the officer with the [kubaton] continued to jab it into Taylor‘s mouth repeatedly, eight to ten more times,” at which point Bryant could see blood on Taylor‘s swollen face and “could hear Taylor say the officers were hurting him.”
I dissent.
KAREN J. WILLIAMS
UNITED STATES CIRCUIT JUDGE