Lead Opinion
The petitioners, veterans John R. Ramsey and Robert C. Johnson, each have an appeal pending before the Board of Veterans’ Appeals (Board) seeking separate increased ratings of 10% for service-connected, bilateral tinnitus. On May 20, 2005,
I. BACKGROUND
On October 6, 1988, a VA regional office (RO) granted Mr. Ramsey service connection for tinnitus and assigned a single 10% rating under 38 C.F.R. § 4.87a, Diagnostic Code (DC) 6260 (1988), effective from April 28, 1988. A. at 9-10. The RO decision noted that on examination Mr. Ramsey had complained of constant, bilateral tinnitus. A. at 9. He did not appeal. See R. at 11. On May 20, 2002, he filed a claim for an increased rating for tinnitus (A. at 11-12), and on September 9, 2002, the RO denied the claim. A. at 12-14. On May 13, 2003, Mr. Ramsey filed a Notice of Disagreement in which he argued that because he had constant, bilateral tinnitus, he was entitled to a 10% disability rating for each ear in accordance with 38 C.F.R. § 4.25 and DC 6260. A. at 16-18. On November 5, 2003, the RO issued a Statement of the Case, thereafter Mr. Ramsey timely appealed to the Board, which assigned docket number 03-35 495 to that appeal, and on January 12, 2004, his appeal was certified to the Board. A. at 28 (computer printout from the Veterans Appeals Control and Locator System (VACOLS)).
On September 7, 2001, an RO granted Mr. Johnson service connection for tinnitus and assigned a 10% rating under 38 C.F.R. § 4.87a, DC 6260 (2001), effective from November 16, 1998. A. at 22. The RO noted that on examination Mr. Johnson had complained of constant, bilateral tinnitus. A. at 21. On February 5, 2003, Mr. Johnson filed a claim for an increased rating for tinnitus. A. at 23. Because he claimed to have bilateral tinnitus, he also requested separate 10% ratings for each ear. Id. In an undated letter, the RO denied his claim and Mr. Johnson appealed to the Board. A. at 24-25. The Board assigned docket number 03-24 377 to that appeal, and on February 27, 2004, the appeal was certified to the Board. A. at 30 (VACOLS computer printout); Pet. at 8.
On April 5, 2005, while both petitioners’ appeals were pending before the Board, this Court issued its decision in Smith, supra. In Smith, the Court held that “[bjased on the plain language of the regulations [(38 C.F.R. § 4.25(b) and DC 6260)], the ... pre-1999 and pre-June 13, 2003, versions of DC 6260 required the assignment of dual ratings for bilateral tinnitus.” Smith,
Shortly after Smith was issued and while petitioners’ claims were pending before the Board, the Secretary issued to the Board Chairman a memorandum that advised the Chairman that the VA General Counsel was recommending that Smith be appealed to the U.S. Court of Appeals for the Federal Circuit (Federal Circuit). Therefore, the Secretary directed the Board Chairman to stay the adjudication of tinnitus claims and stated as follows:
To avoid burdens on the adjudication system, delays in adjudication of other claims, and unnecessary expenditure of resources through remand of final adjudication of claims based on court precedent that may ultimately be overturned on appeal, I direct the Board to stay action on and refrain from remanding the following claims until such time as I rescind this memorandum or the General Counsel provides advice and instruction to you upon resolution of the ongoing litigation: (A) all claims in which a claim for tinnitus was filed prior to June 13, 2003, and a disability rating for tinnitus of greater than 10 percent is sought; and (B) all claims in which a claim for service connection for tinnitus filed prior to June 10,1999, was denied on the basis that the veterans’ tinnitus was not persistent for purposes of DC 6260.
A. at 1.
In Memorandum No. 01-05-08, dated April 28, 2005, the Board Chairman directed the Board to stay the adjudication of the tinnitus claims cited in the Secretary’s memorandum. A. at 4 (Board Chairman’s Memorandum). In addition, the Board Chairman noted that a “case containing a tinnitus claim affected by the Smith stay that has been returned to the Board by the [U.S. Court of Appeals for Veterans Claims] will generally be handled in the same manner as non-Court remand cases.” A. at 7. In this regard, as to those cases that were remanded by this Court, the Chairman’s Memorandum directed the Board not to adjudicate the remanded tinnitus claims, and the Chairman’s Memorandum made no reference to whether the Secretary had sought the authority to do so from this Court. The Chairman’s Memorandum also stated that the stay applied to any claim that is inextricably intertwined with a claim for a bilateral tinnitus rating (such as a claim for a rating of total disability based on individual unemploya-bility resulting from service-connected disability). A. at 5. Additionally, the Board Chairman’s Memorandum indicated that in multiple-claim cases containing claims not subject to the stay, the Board must adjudicate those claims. Id.
In a letter dated May 4, 2005, the Board notified Mr. Ramsey that a “temporary stay has been imposed on processing your claim for entitlement to compensation for
On May 20, 2005, the petitioners moved for extraordinary relief in the nature of mandamus. The Secretary responded, and the Court thereafter granted the petitioners’ leave to file a reply. Thereafter, the Court heard oral argument.
II. ANALYSIS
This Court has authority to issue extraordinary writs in aid of its jurisdiction pursuant to the All Writs Act (AWA), 28 U.S.C. § 1651(a). See Bates v. Nicholson,
Regarding the first condition, the petitioners make three arguments in support of their position that they have an indisputable right to a writ. First, they contend that the Secretary and the Board are refusing to act in accordance with 38 U.S.C. § 7107. Pet. at 7-8. They argue that section 7107 requires the Board to consider and decide its appeals in docket number order and that, as a result of the stay imposed on their appeals, the Board is deciding appeals bearing more recent docket numbers ahead of those of petitioners. Pet. at 8. Specifically, the petitioners assert that the Board docketed their appeals in 2003, assigning docket numbers with “03” as the first two digits (A. at 28, 30), and that the Board has since issued decisions in appeals bearing docket numbers beginning with “04,” which indicates that they were docketed in 2004 (A. at 31, 32). Pet. at 8. The petitioners further argue that none of the exceptions in section 7107(a) that allow the Board to decide appeals out of regular order apply here and that section 7107 does not provide the Secretary or the Board Chairman with discretion to stay proceedings for the reasons given in the Board Chairman’s Memorandum. Pet. at 7-8. Second, the petitioners argue that the memoranda issued
In response, the Secretary maintains that the petitioners do not have an indisputable right to a writ. Relying on Tobler v. Derwinski, the Secretary counters that this Court has long recognized that the Board Chairman and the Secretary have authority to stay administrative proceedings while an appeal to the Federal Circuit is being contemplated and that it is reasonable to impose a stay of petitioners’ claims for similar reasons here. Response (Resp.) at 2, 4 (citing Tobler,
In reply, the petitioners argue that the Secretary’s reliance on Tobler as authority for him to stay proceedings is misplaced because the Court in Tobler did not consider whether the Secretary or Board Chairman can impose a stay of proceedings and it did not consider section 7107. Reply at 3-5. They argue that they are not complaining of ordinary delay but maintain that the Secretary and Board Chairman have violated a statutory right granted to veterans by Congress. Id. at 5. They assert that the delay here is unlawful because later-docketed cases have been decided in violation of section 7107. Further,
Initially, we note that we are not reviewing the Board Chairman’s Memorandum imposing the stay as a decision of the Board but are reviewing it as part of the Court’s examination of the reasons for the asserted inaction or delay in the processing of the petitioners’ appeals at the Board to determine whether a writ must issue. In determining whether the petitioners have demonstrated a clear and indisputable right to a writ based on the asserted violation of section 7107, the Court must examine whether the Secretary has the authority to stay cases and how section 7107 might affect any such authority. We also examine below the additional question implicated here, whether it is unlawful for the Secretary to stay the effect of Smith, supra, on cases, including those of the petitioners, that are pending at the Board.
A. Appropriateness of Stay of Proceedings at Board— Generally
Before addressing whether the Secretary has authority to stay claims at the Board, we review a number of cases from this Court and the Federal Circuit that have discussed the availability of stays on claims processing at the Board. Court decisions have recognized that there are times when staying adjudications at the Board may be appropriate. See Nat’l Org. of Veterans’ Advocates, Inc. v. Sec’y of Veterans Affairs (NOVA v. Sec’y),
[A] decision of this Court, unless or until overturned by this Court en banc, the United States Court of Appeals for the Federal Circuit, or the Supreme Court, is a decision of the Court on the date it is issued; any rulings, interpretations, or conclusions of law contained in such a decision are authoritative and binding as of the date the decision is issued and are to be considered and, when applicable, are to be followed by VA agencies of original jurisdiction, the Board of Veterans’ Appeals, and the Secretary in adjudicating and resolving claims.
Id. at 14. Today, we reaffirm that holding.
In reaching this holding, the Tobler Court examined the decisions of other circuits that had been presented with a similar issue. The U.S. Court of Appeals for
Of course, we do not expect the Board or any other litigant to rejoice in all the opinions of this Court. When it disagrees in a particular case, it should seek review in the Supreme Court. During the interim before it has sought review or while review is still pending, it would be reasonable for the Board to stay its proceedings in another case that arguably falls within the precedent of the first one. However, the Board cannot, as it did here, choose to ignore the decision as if it had no force or effect. Absent reversal, that decision is the law which the Board must follow. The Board cites no contrary authority except its own consistent practice of refusing to follow the law of the circuit unless it coincides with the Board’s views. This is intolerable if the rule of law is to prevail.
Tobler,
In Lane, the petitioner on June 24, 1998, filed a petition for a writ of mandamus, which requested that this Court order the Board to issue a decision on the petitioner’s section 7111 clear and unmistakable error (CUE) motion. Lane II,
The Court in Lane II noted its prior order in that same case, Lane v. West,
The Court in Lane II noted that the authority cited in the Secretary’s response for the adoption of a policy of deferral was the Secretary’s general rulemaking authority under 38 U.S.C. § 501(a) and the legislative history of the 1997 CUE Act. Lane II,
[Tjhere could be thousands of such claims, and therein lies the seed of a problem of potentially great magnitude. Simply put, the longer it takes to promulgate regulations, the greater the number of claims and the greater the impact on already-existing backlogs at the BYA, the office of the counsel for the Secretary, and the Court.
Id. The Court admonished that “a lack of urgency [or] an inexcusable delay in promulgating such rules[ ] could adversely impact not only those veterans who filed claims under the 1997 CUE Act, but all veteran-claimants” and clarified that “[i]n short, such factors must be considered in this Court’s determinations as to whether there has been ‘action of the Secretary unlawfully withheld or unreasonably delayed’,” 38 U.S.C. § 7261(a)(2), and if “the ultimate answer is in the affirmative, a writ of mandamus will have to issue.” Lane II,
Thereafter, on February 17, 1999, the Court denied the petition for a writ of mandamus. Lane v. West,
Similar to this Court in the above cases, the Federal Circuit in NOVA I and NOVA II, both supra, recognized the appropriateness of staying proceedings in cases that were then pending with the Board. In imposing a stay at VA, including at the Board, on the processing of claims for dependency and indemnity compensation
B. Secretarial Authority to Stay Proceedings — Generally
Before addressing the effect of section 7107, we will address the general statutory framework asserted for providing authority for a stay in certain cases. The Secretary relies on 38 U.S.C. §§ 501(a) and 7101 for his authority to stay proceedings at the Board in cases affected by this Court’s opinion in Smith, supra. Resp. at 6. He argues that the chapter 71 statutory scheme recognizes his management control over Board action and that Congress has charged the Board Chairman with the responsibility for conducting the business of the Board in a proper and timely manner. Resp. at 6-7. The Secretary maintains that he possesses “certain inherent powers that are necessary to carry out the administrative and managerial functions of the Board and the appeals pending at the Board” and that “[t]hese powers must include the authority to stay pending cases when the efficient management of the docket reasonably requires.” Resp. at 7. The petitioners do not dispute the Secretary’s assertion that he has inherent powers that are necessary to carry out administrative and managerial functions of the Board, but they argue that he does not possess authority to violate the clear direction of a statute, i.e., section 7107(a)(1). R. at 10-11.
We recognize that there is no direct authority in title 38 that expressly provides the Secretary with authority to stay proceedings in appeals pending before the Board. Therefore, we will examine the statutory scheme to determine whether there is any implicit authority. Section 7101(a) provides:
*26 (a) There is in the Department a Board of Veterans’ Appeals.... The Board is under the administrative control and supervision of a chairman directly responsible to the Secretary. The Board shall consist of a Chairman, a Vice Chairman, and such number of members as may be found necessary in order to conduct hearings and dispose of appeals properly before the Board in a timely manner.
*27 (a) The Secretary shall decide all questions of law and fact necessary to a decision by the Secretary under a law that affects the provision of benefits by the Secretary to veterans or the dependents or survivors of veterans. Subject to subsection (b), the decision of the Secretary as to any such question shall be final and conclusive and may not be reviewed by any other official or by any court, whether by an action in the nature of mandamus or otherwise.
38 U.S.C. § 511(a). The exceptions set forth in section 511(b) include matters arising under chapter 72 of title 38, which covers the appeals process to the Board, this Court, the Federal Circuit, and the Supreme Court.
Examining section 7101(a) together with sections 501(a)(4) and 511, we observe that these statutes give the Board the authority to “dispose of appeals properly before the Board in a timely manner,” and the Secretary the authority to “prescribe all rules and regulations which are necessary or appropriate” regarding “the manner and form of adjudications and awards” and to “decide all questions of law and fact necessary to a decision by the Secretary.” 38 U.S.C. §§ 501(a)(4), 511, and 7101(a). The authority to decide “all questions of law” means the authority to interpret and apply the relevant law. Id. The general authority of the Secretary to interpret and apply the relevant law and of the Board to dispose of appeals in a timely manner authorizes the Secretary to manage the Board in its dispositions of cases and to consider the relevant law in its control of the dispositions of the appeals pending on the Board’s docket and to do so with economy of time and effort. This management reasonably includes a decision on whether a particular appeal at the Board must be stayed pending an interpretation of law— an interpretation to be provided by the Secretary in a regulation or General Counsel opinion. See 38 U.S.C. § 7104(c) (providing that “Board shall be bound in its decisions by the regulations of the Department, instructions by the Secretary, and the precedent opinions of the chief legal officer of the Department”). Caselaw supports the proposition that an agency’s authority to act may be based on general provisions in a statute. See, e.g., Nat’l Cable & Telecomm. Ass’n, Inc. v. Gulf Power Co.,
In addition, the Court notes that interpreting the general provisions of section
The Secretary’s inherent authority to stay matters pending before the Board, however, is not without limitations. For example, such authority is balanced against Congress’s clearly expressed disapproval of delay in adjudicating the claims of veterans. See Lane II,
Therefore, in the absence of statutory limitations or limitations imposed by this Court or another court, the Secretary’s and Chairman’s broad authority to manage the activities of the Board necessarily includes the authority to stay classes of cases before it for well-articulated reasons of sound case management. The petition before this Court, however, asserts that there exists a statutory limitation on that authority and that the stay in this instance is a violation of section 7107 by the Secretary and Board Chairman. We proceed now to determine whether the Secretary and Board Chairman have unlawfully withheld or delayed action under section 7107.
1. Plain Meaning
The petitioners argue that the stay imposed by the Secretary and Board Chairman is not authorized because it is prohibited by the plain meaning of section 7107. The petitioners maintain that section 7107 requires the Board to decide a case “in regular order according to its place upon the docket” and that there is no specified exception in section 7107 that allows the Board Chairman to stay cases. As discussed below, even on the face of that quoted language, it is not absolutely clear that the Board is required to process cases in strict numeric order, but the petitioners argue that that language requires strict numeric order, and the Court finds it necessary to address that argument.
Section 7107 provides in pertinent part:
(a)(1) Except as provided in paragraphs (2) and (3) and in subsection (f), each case received pursuant to application for review on appeal shall be considered and decided in regular order according to its place upon the docket.
(2) A case referred to in paragraph (1) may, for cause shown, be advanced on motion for earlier consideration and determination. Any such motion shall set forth succinctly the grounds upon which the motion is based. Such a motion may be granted only&emdash;
(A) if the case involves interpretation of law of general application affecting other claims;
(B) if the appellant is seriously ill or is under severe financial hardship; or
(C) for other sufficient cause shown.
(3) A case referred to in paragraph (1) may be postponed for later consideration and determination if such postponement is necessary to afford the appellant a hearing.
(f) Nothing in this section shall preclude the screening of cases for purposes of&emdash;
(1) determining the adequacy of the record for decisional purposes; or
(2) the development, or attempted development, of a record found to be inadequate for decisional purposes.
38 U.S.C. § 7107(a), (f).
The Court interprets a statute de novo. See Butts v. Brown,
The language of section 7107 plainly states that, except as provided therein, “each case received pursuant to application for review on appeal shall be considered and decided in regular order according to its place upon the docket.” 38 U.S.C. § 7107(a)(1). The exceptions to the “regular order” are the following: (1) Where a case is “advanced” for earlier consideration and determination; (2) where a case is “postponed for later consideration and determination if such postponement is necessary to afford the appellant a hearing”; and (3) where a case is “screen[ed]” for purposes of determining the adequacy of the record or developing a record found to be inadequate for decisional purposes. 38 U.S.C. §§ 7107(a)(1), (a)(2), (a)(3), (f). Regarding the exception allowing a case to be “advanced” on the docket, the statute requires that a motion be filed and that such motion be granted only (A) if the case involves interpretation of law of general application affecting other claims; (B) if the appellant is seriously ill or is under severe financial hardship; or (C) for “other sufficient cause shown.” 38 U.S.C. § 7107(a)(2)(A), (B), (C). Section 7107 is silent concerning whether the Secretary or the Chairman may stay a case (or group of cases) on appeal to the Board pending the issuance of an interpretation of law of general application that would affect that case (or group of cases). Read literally, therefore, save for the three categorical exceptions, the Board is required by this statute to “consider and decide” cases in the exact order in which they appear on the docket.
What then is the logical outcome of such a plain-meaning interpretation under the circumstances presented in this petition? We conclude that strict adherence to docket order in the consideration and decision of cases before the Board would necessarily lead to an absurd result when considering the statute’s overall structure and concepts relating to effective review of appeals. See Trilles,
Next, a literal reading of the language of section 7107 would mean that one member of the Board who is ready to issue a decision in one appeal would not be able to do so if another member of the Board is considering another appeal bearing a docket number assigned before that of the appeal ready for issuance of a decision. Requiring that Board decisions be issued strictly in the “regular order” of their docket numbers in a system where there are approximately 56 members of the Board (not including acting Board members) who are considering over 40,000 appeals, see Report of the Chairman, Board of Veterans Appeals Fiscal Year 2004 at 6-8, produces an absurd result because it unnecessarily delays the processing of appeals at the Board. At oral argument, the petitioners conceded that, under the circumstances presented in this second example, the Board member considering the appeal with the newer docket number should be able to issue that decision even though another Board member is still considering an appeal with an older docket number. Yet, such a sensible accommodation is outside the plain language of the statute.
Indeed, the petitioners have provided the Court with two Board decisions on bilateral tinnitus cases that were issued, as a matter of course, out of “regular order.” A. at 31, 32. These two Board decisions were issued in appeals with docket numbers beginning with “04,” which indicates that they were docketed in 2004. A. at 31, 32. Both were decided in March 2005, before the Board Chairman’s April 2005 Memorandum and the May 2005 stay imposed in the petitioners’ own appeals. Moreover, these decisions were issued pri- or to any Board decision in the petitioners’ appeals, which have older docket numbers (i.e., numbers beginning with “03”). Before any stay was imposed, the Board issued these two bilateral tinnitus decisions out of regular docket order. We doubt that these two decisions, cited by the peti
Accordingly, as shown by the illustrative examples above, we conclude that administering section 7107 as written would unavoidably lead to absurd results while simultaneously depriving the appeals system of the flexibility it requires to manage its caseload. Therefore, section 7107 cannot be read literally. See Trilles,
As discussed above, the petitioners’ interpretation of section 7107(a) (i.e., a plain reading of the statute) would lead to absurd results inconsistent with the overall statutory scheme-the Board Chairman could never stay proceedings in an appeal even where Board review of the claim is dependent on a regulation whose validity has been called into question by the Federal Circuit (see NOVA I and NOVA II, both supra) or where the outcome would be affected favorably by a final regulation that is soon to be promulgated. See X-Citement Video, Inc.,
2. Congressional Intent
Having concluded that a literal reading, demanding rote adherence to strict docket order in interpreting this statute, would yield absurd results, we examine next the legislative history to discern congressional intent with respect to the processing of appeals at the Board. The parties agree that the legislative history is scant. A 1933 “Veterans Regulation” promulgated by Executive Order No. 6230 contained provisions that formed the basis for current section 7107(a). Veterans Regulation No. 2(a), Part II, para. IX, Ex. Ord. No. 6230 (July 28, 1933). The regulation provided in part:
All cases received pursuant to application for review on appeal shall be considered and decided in regular order according to their places upon the docket; however, for cause shown a case may be advanced on motion for earlier consideration and determination. Every such motion shall set forth succinctly the grounds upon which it is based. No such motion shall be granted except in cases involving interpretation of law of general application affecting other claims, or for other sufficient cause shown.
Id. President Franklin D. Roosevelt promulgated this Veterans’ Regulation pursuant to his authority under section 9, title I, of Public Law No. 2, 73d Congress, entitled “An Act to maintain the credit of the United States Government,” which provided:
Claims for benefits under this title shall be filed with the Veterans’ Administration under such regulations, including provisions for hearing, determination, and administrative review, as the*33 President may approve.... No person who is entitled to any benefits under this title shall participate in any determination or decision with respect to any claim for benefits under this title.
Act of March 20, 1933, Pub.L. No. 73-2, Title I, § 9, 48 Stat. 8. The regulatory provision was repealed in 1957, and the language was retained in 38 U.S.C. § 3306. Act of June 17, 1957, Pub.L. No. 85-56, Title XIII, § 1396, 71 Stat. 129. The section was thereafter redesignated as 38 U.S.C. § 4006 (Pub.L. No. 85-857, § 4006, 72 Stat. 1242 (Sept. 2, 1958)), as 38 U.S.C. § 4007 (Pub.L. No. 87-666, § 1, 76 Stat. 554 (Sept. 19, 1962)), and currently as 38 U.S.C. § 7107 (Pub.L. No. 102-40, Title IV, § 402(b)(1), 105 Stat. 238 (May 7, 1991)).
Notably, this original provision existed 55 years before this Court and judicial review were established. The last sentence of section 9 of the original 1933 authorizing legislation, which prohibited any VA adjudicator who was entitled to veterans’ benefits from participating in any decision with respect to any claim for veterans’ benefits, is instructive in establishing the context in which these regulations were originally promulgated. It appears that Veterans’ Regulation 2(a) was promulgated at a time when there was concern that claims be adjudicated in a fair and impartial manner, free from cronyism. The publication of Veterans Regulation No. 2(a), part II, para. IX, providing that appeals be considered and decided in regular order according to their places upon the docket and that, for cause shown, a case may be advanced on motion for earlier consideration and decision, is consistent with this concern that each veteran’s claim not be subjected to unfair manipulation in order to obtain favorable or expedited treatment or to obtain an unfair advantage in having his or her case decided ahead of that of another claimant.
The statute has been amended three times during the Court’s existence. In July 1994, section 7107 was amended to add provisions relating to hearings, including new section 7107(b), which stated: “The Board shall decide any appeal only after affording the appellant an opportunity for a hearing.” Pub.L. 103-271, § 7, 108 Stat. 742 (July 1, 1994). The amendment repealed section 7110 and moved hearing provisions in existing sections 7102, 7104, and 7110 to amended section 7107, thereby combining the provisions governing the docketing of appeals and the scheduling of hearings into one section. See 140 Cong. Reo. H4350, H4352 (daily ed. June 13, 1994) (Committees on Veterans’ Affairs of the Senate and House of Representatives’ Explanatory Statement of Compromise Agreement on S.1904). In urging his colleagues in the Senate to support S.1904, Mr. Rockefeller, Chairman of the Senate Committee on Veterans’ Affairs noted that “[a] critical part of VA’s mission is to make sure veterans and their families receive fair, efficient, and timely adjudication of their benefit claims. Timeliness is simply vital.” 140 Cong. Reo. S4757, 4758 (Apr. 21, 1994). Mr. Rockefeller noted that the purpose of the pending measure, which included provisions in addition to those in amended section 7107, was to allow the Board “to begin to reduce its present back log and improve its decision-making timeliness” and to allow the Board “to become more productive.” Id. at S4759.
In November 1994, section 7107 was again amended to permit early screening of appeals at the Board to determine whether further development of individual appeals is warranted. Pub.L. 103-446, § 303, 108 Stat. 4645 (Nov. 2, 1994). Specifically, new subsection (f) was added, and in subsection (a)(1), “Each case” was
Although there is little in this legislative background to help discern explicit congressional intent on the question at hand, the petitioners’ counsel at oral argument argued that Senator Rockefeller’s statements indicated a desire to reduce delay in deciding cases. To be sure, Senator Rockefeller’s statement included an allusion to the value of timely decisionmaking. Fairness and efficiency were also cited by Senator Rockefeller as critical to VA’s mission.
We conclude that there is nothing in the legislative history that indicates a clear intent that section 7107 be read as an exclusive set of rules by which the Board must consider and decide cases. It is more reasonable to conclude that Congress did not intend to micromanage the Board. The limited legislative history that is available states a concern only that veterans and their families receive fair, efficient, and timely adjudication of their benefits claims and that there be fairness in adjudications among and between veterans. Nevertheless, this history is instructive in that these concerns are better met when the Board is given some flexibility in managing the appeals. In this regard, we believe that the purpose of section 7107 was to set broad guidelines for the general order of processing of appeals at the Board to ensure fairness, efficiency, and timeliness in consideration and decision of appeals. At its genesis, the statute was designed to provide fair treatment to all claimants by ensuring that cases were not advanced on the docket for other than good cause and were not advanced based on personal favoritism or other inappropriate influence. The fact that this provision had a lengthy history in Agency regulations prior to the creation of section 7107 or the establishment of judicial review supports the position that its purpose had nothing to do with limiting the Secretary’s ability, in considering an appeal or group of appeals that involve the same legal issue and that he has determined would be affected by an interpretation of law provided in a soon-to-be-promulgated regulation or opinion of the General Counsel or this Court or the Federal Circuit, to stay the appeal(s).
As it currently exists, this statute establishes some criteria for accelerating and delaying the adjudication of claims in enumerated circumstances. In that regard, the statute maintains its focus on providing a fair process for all claimants. Thus, we hold that Congress could not have intended to totally preempt the authority of the Secretary, Chairman, and Board to manage the Board and its work to produce fair, efficient, timely, effective review of appeals.
“[I]t [is] fundamental that a section of a statute should not be read in isolation from the context of the whole act, and that in fulfilling our responsibility in interpreting legislation, ‘we must not be guided by a single sentence or member of a sentence, but [should] look to the provisions of the whole law, and to its object and policy.’ ”
Moreau v. Brown,
As held above, Congress has not specifically addressed in section 7107 (or elsewhere in title 38) the question whether the Secretary may stay the ultimate disposition of a case at the Board pending an interpretation of law. The Secretary has promulgated an implementing regulation concerning section 7107. In pertinent part, it provides:
(a) Docketing of appeals. Applications for review on appeal are docketed in the order in which they are received. Cases returned to the Board following action pursuant to a remand assume their original places on the docket.
(b) Appeals considered in docket order. Except as otherwise provided in this Rule, appeals are considered in the order in which they are entered on the docket.
(c) Advancement on the docket. (1) Grounds for advancement. A case may be advanced on the docket on the motion of the Chairman, the Vice Chairman, a party to the case before the Board, or such party’s representative. Such a motion may be granted only if the case involves interpretation of law of general application affecting other claims, if the appellant is seriously ill or is under severe financial hardship, or if other sufficient cause is shown. “Other sufficient cause” shall include, but is not limited to, administrative error resulting in a significant delay in docketing the case or the advanced age of the appellant....
(d) Consideration of appeals remanded by the United States Court of Appeals for Veterans Claims. A case remanded by the United States Court of Appeals for Veterans Claims for additional development or other appropriate action will be treated expeditiously by the Board without regard to its place on the Board’s docket.
(e)Postponement to provide hearing. Any other provision of this Rule notwithstanding, a case may be postponed for later consideration and determination if such postponement is necessary to afford the appellant a hearing.
38 C.F.R. § 20.900 (2005). The Court holds that the Secretary’s regulation, 38 C.F.R. § 20.900, also does not address that question, and, therefore, the principle discussed in Chevron-that if “Congress has not directly addressed the precise question at issue,” a reviewing court generally must defer to permissible agency constructions of a statutory provision-is not applicable here. Chevron,
Generally, where a veterans benefits statute is ambiguous, “interpretive doubt is to be resolved in the veteran’s favor.” Gardner,
Our colleague in her thoughtful separate opinion agrees that a literal reading of section 7107 to require that the Board decide cases in strict docket number order yields absurd results but, to avoid those absurd results, offers a different interpretation of section 7107. Rather than read section 7107 as not precluding the Secretary from determining whether it is appropriate to stay an appeal (or group of appeals) pending before the Board, our colleague offers an interpretation of section 7107 that essentially creates additional exceptions that effectively dictate to the Secretary how best to manage cases pending before the Board. On the one hand, the separate opinion states that section 7107 provides an absolute set of rules, to which Congress intended no exceptions other than those expressly stated, and narrowly reads section 7107 as prohibiting VA from staying cases pending before the Board. It states that a “broad exception” to the general docket number order rule in section 7107 in permitting stays is at odds with the plain meaning of section 7107 and is not required to avoid the absurd result reached from a literal reading of section 7107.
On the other hand, the separate opinion would broadly read section 7107 not to require the Board to decide appeals in regular docket order. For example, our colleague would hold that the Board “may issue a decision in docket number 16 before, but relatively contemporaneous with, a decision in docket number 15,” and that the Board could decide later-docketed appeals months after some earlier-docketed appeals. Post at 41-42 (emphasis in original). In addition, our colleague finds reasonable an interpretation of the terms “considered and decided” in section 7107, which provides that appeals before the Board “shall be considered and decided in regular order,” as meaning only “considered.” Under such interpretation, the Board complies with section 7107 so long as the appeals reach the Board members for a decision in docket number order but that, because of the complexity or number of issues in an appeal, the appeals need not be “decided” in docket number order. Post at 41-43. Our colleague would further interpret section 7107 so as to allow the Board not to consider cases in regular docket order where the Board needs “guidance on issues necessary to adjudicate those claims.” Post at 43-44.
An interpretation of section 7107 to allow such numerous and vast deviations from the strict docket order effectively rewrites the statute. The creation of these additional exceptions, without interpreting any particular terms in the statute, necessarily goes beyond any plain meaning of the statute. In our view, there are a number of circumstances that could warrant the Secretary’s having to stay an appeal that is pending before the Board, and, where Congress has chosen not to do so, it is not the role of the Court to dictate to the Secretary how most effectively to administer the VA benefits system to ensure timeliness and fairness. We cannot supplant agency discretion with action by the Court that constrains the authority of the agency to act in the first instance. Cf. Norton v. So. Utah Wilderness Alliance,
D. Evaluating Stay in Instant Cases
The Secretarial directive and the Board Chairman’s Memorandum state that the bases for the Board’s stay of proceedings in appeals at the Board that involve tinnitus claims affected by this Court’s decision in Smith, swpra, are “[t]o avoid burdens on the adjudication system, delays in adjudication of other claims, and unnecessary expenditure of resources through remand of final adjudication of claims based on court precedent that may ultimately be overturned on appeal.” A. at 1, 4. Regarding the length of the stay, the Board Chairman’s Memorandum noted that it was staying action on the claims until the Secretary’s directive is rescinded or “until the [Office of General Counsel] provides advice and instruction ... upon resolution of the ongoing litigation.” A. at 4. Regarding the scope of the stay, the Board Chairman stated that the following claims would be stayed: (1) All claims in which a claim for tinnitus was filed prior to June 13, 2003, and a disability rating for tinnitus of greater than 10% is sought; and (2) all claims in which a claim for service connection for tinnitus filed prior to June 10, 1999, was denied on the basis that the veterans’ tinnitus was not persistent for purposes of DC 6260. A. at 4-5. The stay also applied to tinnitus claims affected by Smith, supra, that are remanded to the Board by the Court. A. at 7. The Memorandum directed, however, that the Board process in the usual manner cases not affected by the Court’s decision in Smith, such as those involving increased-rating claims filed after June 13, 2003, and that the Board adjudicate, as appropriate, in multiple-issue cases all issues that are not subject to the stay. A. at 5.
As previously outlined, section 7107 predates the creation of this Court and the provision of judicial review for final decisions of the Board. No decision of this Court has previously addressed the implications of the Secretary’s authority to stay cases pending before the Board while he seeks to appeal a decision potentially affecting such cases. But, it is clear to the Court that that issue is not governed by section 7107.
While the Court in the past has alluded to the understandable desire of an agency, on occasion, to seek review of a decision of this Court and perhaps to stay its application, pending appeal, to other cases, see Tobler,
This Court’s decisions are “binding as of the date the decision is issued and are to be considered and, when applicable, are to be followed by VA agencies of original jurisdiction, the Board ..., and the Secretary in adjudicating and resolving claims.” Tobler,
The Court now holds that where the Secretary desires to stay the effect of any decision from this Court pending ap
Accordingly, as to the nature of the Secretary’s action and the Board Chairman’s stay here, it is based on this Court’s decision in Smith, supra, and the Secretary’s desire to pursue an appeal of that decision in the Federal Circuit. He has unilaterally stayed the effect of this Court’s decision pending his appeal. The stay does not affect solely the Secretary’s own internal matters but directly impacts this Court’s directive in Smith that certain tinnitus claims be adjudicated in a certain manner. To proceed with a stay without filing a motion for a stay at the appropriate appellate court and unilaterally continue a stay of the effect of this Court’s decision in Smith is henceforth unlawful. See Tobler,
III. CONCLUSION
On the basis of the foregoing analysis and upon consideration of the parties’ pleadings and argument, the Court holds that the petitioners have not established a clear right to a writ, and the petition is therefore DENIED. The Clerk will enter judgment 30 days after the date of this opinion. U.S. Vet. APP. R. 36.
Concurrence Opinion
concurring in part and dissenting in part:
I fully agree with the Court’s conclusion that the Secretary does not have the au
a decision of this Court, unless or until overturned by this Court en banc, the United States Court of Appeals for the Federal Circuit, or the Supreme Court, is a decision of the Court on the date it is issued; any rulings, interpretations, or conclusions of law contained in such a decision are authoritative and binding as of the date the decision is issued and are to be considered and, when applicable, are to be followed by VA agencies of original jurisdiction, the Board of Veterans’ Appeals, and the Secretary in adjudicating and resolving claims.
Id. at 14 (second and third emphases added). I further agree with the Court’s conclusion that, “where the Secretary desires to stay the effect of any decision from this Court pending appeal, the proper course is to file in the court that has jurisdiction over the particular case a motion to stay the effect of that case.” Ante at 38-39. I write separately, however, because I disagree with the Court’s interpretation of 38 U.S.C. § 7107, its implementing regulation, 38 C.F.R. § 20.900 (2005), and the Secretary’s general authority to stay cases pending before the Board.
I. INTERPRETATION OF 38 U.S.C. § 7107
The petitioners argue that 38 U.S.C. § 7107 prohibits the Secretary and the Board Chairman from imposing a stay on the petitioners’ appeals before the Board. Section 7107 requires the Board to “consider! ] and decide! ]” each appeal “in regular order according to its place upon the docket.” 38 U.S.C. § 7107(a)(1). This general rule is subject to six enumerated exceptions. A case may be advanced on the docket pursuant to section 7107(a)(2) for three reasons: (1) The case involves an interpretation of law of general application affecting other claims; (2) the appellant is seriously ill or under severe financial hardship; or (3) other sufficient cause shown. Section 7107(f) also provides for screening of cases (1) to determine the adequacy of the record or (2) to develop a record found to be inadequate. Section 7107 provides only one instance where the Board may delay consideration and decision of an appeal — “if such postponement is necessary to afford the appellant a hearing.” 38 U.S.C. § 7107(a)(3). It is undisputed that none of these exceptions apply to the petitioners’ appeals.
Section 7107 is silent regarding whether the Secretary may stay consideration of appeals pending the issuance of an interpretation of law that would affect those appeals — such as, in this case, a Federal Circuit decision either upholding or reversing our decision in Smith. The Secretary seeks a new exception to the general docket-number-order rule in section 7107 for instances when the Secretary disagrees with a precedential opinion of this Court, for the Secretary to seek review of that decision in the Federal Circuit. This exception has no basis in statute or in the Secretary’s own regulation interpreting that statute. See 38 U.S.C. § 7107; 38 C.F.R. § 20.900.
The Court reaches the conclusion that a literal application of the statute would yield an absurd result. Ante at 30-31. I generally agree that a literal reading of section 7107 to require that the Board decide cases in strict docket number order, e.g., 1, 2, 3, 4, ..., etc., would yield absurd results. However, a general rule of statutory construction provides that statutes
Turning to the intent of Congress in drafting section 7107, it is Congress’s silence regarding whether appeals pending before the Board may be stayed that speaks volumes regarding Congress’s intent. The legal maxim “expressio unius est exclusio alterius” means “[t]he expression of one thing is the exclusion of another.” Blaok’s Law Dictionary 1635 (7th ed.1999); see Sutherland § 47.23. Because Congress (and the Secretary by regulation) provided specific, enumerated exceptions to the general docket-number-order rule in section 7107, I would conclude that Congress did not intend to provide any other exceptions that it did not expressly create. See, e.g., Cook v. Principi,
Another applicable rule of statutory interpretation is that “[i]n attempting to apply a statute to a situation that was not intended by its drafters, the interpreting court should not rely on literalisms, technical constructions, or so-called formal rules of interpretation, but rather should rely on the breadth of objectives of the legislation and the common sense of the situation.” Sutherland § 46.02; see also Gardner,
A broad exception to the general docket-number-order rule in section 7107(a)(1) for staying appeals affected by a case pending in the Federal Circuit is at odds with the plain meaning of section 7107. Indeed, no veterans benefits statute or regulation supports the notion that claims can be stayed for some indefinite period rather than adjudicated as promptly as possible. However, the absurd result reached by reading section 7107 literally can be avoided merely by holding that the Board is not required to issue decisions in strict docket number order, but, for example, may issue a decision in docket number 16 before, but relatively contemporaneous with, a decision in docket number 15.
II. INTERPRETATION OF 38 C.F.R. § 20.900
The Secretary has issued a regulation, 38 C.F.R. § 20.900, implementing section 7107 and interpreting some of the language in section 7107. For example, § 20.900 provides that the phrase “other sufficient cause shown” in section 7107(a)(2)(c) includes the advanced age of the appellant. 38 C.F.R. § 20.900(c)(1). Yet, this regulation does not provide for an exception to the docket-number-order rule for issues decided in a precedential opinion of a Court with which the Secretary disagrees and which the Secretary appeals. See 38 C.F.R. § 20.900. Thus, applying the expressio unius principle to the Secretary’s own regulation yields the same result — the Secretary did not intend, in issuing § 20.900, to include an exception allowing appeals pending before the Board to be stayed pending an appeal of a precedential decision of a court.
Furthermore, although the Court holds that § 20.900 does not provide any more insight into the interpretation of section 7107, see ante at 35, I would respectfully disagree. At oral argument, the parties disputed the meaning of the phrase “considered and decided” in section 7107(a)(1). To the extent that there may be ambiguity in that phrase, and to the extent a literal reading of section 7107 yields an absurd result, I would hold that § 20.900 reasonably interprets the phrase “considered and decided” in section 7107(a)(1) in a manner that avoids an absurd result. See Gallegos v. Principi,
III. CASES INVOLVING STAYS
The Secretary cites two prior instances where Board stays have been approved. First, in Lane v. West,
The Secretary also relies on the Federal Circuit’s decisions in National Organization of Veterans Advocates, Inc. v. Secretary of Veterans Affairs (NOVA v. Sec’y),
I respectfully find the Court’s determination that 38 U.S.C. § 7101(a), combined with 38 U.S.C. §§ 501(a)(4) and 511 gives the Secretary inherent or implicit authority to stay cases to be overly broad. Instead, the impetus for limited stay authority in circumstances such as those present in the Lane and NOVA cases results from the inability of the Board to adjudicate those claims because of the lack of guidance on issues necessary to adjudicate those claims. In addition, section 7107 would not be implicated by the inability of the Board to adjudicate such cases because it would be absurd to read section 7107 to require the Board to adjudicate claims when it cannot do so. See Public Citizen, Thayer, Faust, and Trilles, all supra; SUTHERLAND § 46.07.1 do not read sections 501, 511, and 7101 to give the Secretary the authority to stay claims pending before the Board beyond this limited circumstance.
IV. CONCLUSION
In light of the foregoing, I would avoid the absurd result reached by a literal reading of section 7107 without reading the statute so broadly as to provide the Secretary the general authority to stay appeals pending before the Board. I would read section 7107 to give the Board the flexibility to decide later-docketed appeals before earlier-docketed appeals in the ordinary course of business so long as the decisions are issued relatively contemporaneously. Thus, I would conclude that section 7107 prevents the Secretary or the Board Chairman from staying a broad class of cases indefinitely because the plain, obvious intent of section 7107, and the Secretary’s implementing regulation, § 20.900, is to require that the Board generally decide appeals in the order in which they are docketed.
Furthermore, I read very narrowly the Court’s conclusion that the Secretary’s management authority over the Board to include “a decision on whether a particular appeal pending at the Board must be stayed pending an interpretation of law— an interpretation to be provided by the Secretary in a regulation or a General Counsel Opinion.” Ante at 27. I believe that this authority to stay is limited solely to instances where an interpretation of law is absolutely necessary to adjudicate a claim (see NOVA II, NOVA I, and Lane, all supra), and without such an interpretation, the Board clearly cannot decide the appeal. In these instances, section 7107
Notes
. Although I do not define "relatively contemporaneous,” in light of the factors discussed infra, it would not be unreasonable for some later-docketed appeals to be decided months after some earlier-docketed appeals.
. At oral argument, the Secretary argued that the petitioners' appeals were "considered” by
. At oral argument the petitioners provided an apt analogy regarding the structure of the Board and how cases are distributed. The petitioners compared the Board's decision-making process to the checkout lines at a large store. In this analogy, each Veterans Law Judge would be like a cashier and each appellant would be like a customer. An appeal would be “considered” when the cashier begins ringing up an order, and would be decided when the customer leaves the store. A postponement of consideration would be analogous to a price check. Just as some customers at a store have more items than others, some appeals involve more issues than others, and thus, some lines will likely move faster than others at any given time. Under the petitioners' desired interpretation of section 7107, it would be sufficient that the appeals get into their respective line in docket number order.
