John R. Ramsey Et Al. v. R. James NicholsonJohn R. Ramsey Et Al. v. R. James Nicholson
Lead Opinion
The petitioners, veterans John R. Ramsey and Robert C. Johnson, each have an appeal pending before the Board of Veterans’ Appeals (Board) seeking separate increased ratings of 10% for service-connected, bilateral tinnitus. On May 20, 2005,
I. BACKGROUND
On October 6, 1988, a VA regional office (RO) granted Mr. Ramsey service connection for tinnitus and assigned a single 10% rating under
On September 7, 2001, an RO granted Mr. Johnson service connection for tinnitus and assigned a 10% rating under
On April 5, 2005, while both petitioners’ appeals were pending before the Board, this Court issued its decision in Smith, supra. In Smith, the Court held that “[bjased on the plain language of the regulations [(
Shortly after Smith was issued and while petitioners’ claims were pending before the Board, the Secretary issued to the Board Chairman a memorandum that advised the Chairman that the VA General Counsel was recommending that Smith be appealed to the U.S. Court of Appeals for the Federal Circuit (Federal Circuit). Therefore, the Secretary directed the Board Chairman to stay the adjudication of tinnitus claims and stated as follows:
To avoid burdens on the adjudication system, delays in adjudication of other claims, and unnecessary expenditure of resources through remand of final adjudication of claims based on court precedent that may ultimately be overturned on appeal, I direct the Board to stay action on and refrain from remanding the following claims until such time as I rescind this memorandum or the General Counsel provides advice and instruction to you upon resolution of the ongoing litigation: (A) all claims in which a claim for tinnitus was filed prior to June 13, 2003, and a disability rating for tinnitus of greater than 10 percent is sought; and (B) all claims in which a claim for service connection for tinnitus filed prior to June 10,1999, was denied on the basis that the veterans’ tinnitus was not persistent for purposes of DC 6260.
A. at 1.
In Memorandum No. 01-05-08, dated April 28, 2005, the Board Chairman directed the Board to stay the adjudication of the tinnitus claims cited in the Secretary’s memorandum. A. at 4 (Board Chairman’s Memorandum). In addition, the Board Chairman noted that a “case containing a tinnitus claim affected by the Smith stay that has been returned to the Board by the [U.S. Court of Appeals for Veterans Claims] will generally be handled in the same manner as non-Court remand cases.” A. at 7. In this regard, as to those cases that were remanded by this Court, the Chairman’s Memorandum directed the Board not to adjudicate the remanded tinnitus claims, and the Chairman’s Memorandum made no reference to whether the Secretary had sought the authority to do so from this Court. The Chairman’s Memorandum also stated that the stay applied to any claim that is inextricably intertwined with a claim for a bilateral tinnitus rating (such as a claim for a rating of total disability based on individual unemploya-bility resulting from service-connected disability). A. at 5. Additionally, the Board Chairman’s Memorandum indicated that in multiple-claim cases containing claims not subject to the stay, the Board must adjudicate those claims. Id.
In a letter dated May 4, 2005, the Board notified Mr. Ramsey that a “temporary stay has been imposed on processing your claim for entitlement to compensation for
On May 20, 2005, the petitioners moved for extraordinary relief in the nature of mandamus. The Secretary responded, and the Court thereafter granted the petitioners’ leave to file a reply. Thereafter, the Court heard oral argument.
II. ANALYSIS
This Court has authority to issue extraordinary writs in aid of its jurisdiction pursuant to the All Writs Act (AWA),
Regarding the first condition, the petitioners make three arguments in support of their position that they have an indisputable right to a writ. First, they contend that the Secretary and the Board are refusing to act in accordance with
In response, the Secretary maintains that the petitioners do not have an indisputable right to a writ. Relying on Tobler v. Derwinski, the Secretary counters that this Court has long recognized that the Board Chairman and the Secretary have authority to stay administrative proceedings while an appeal to the Federal Circuit is being contemplated and that it is reasonable to impose a stay of petitioners’ claims for similar reasons here. Response (Resp.) at 2, 4 (citing Tobler,
In reply, the petitioners argue that the Secretary’s reliance on Tobler as authority for him to stay proceedings is misplaced because the Court in Tobler did not consider whether the Secretary or Board Chairman can impose a stay of proceedings and it did not consider
Initially, we note that we are not reviewing the Board Chairman’s Memorandum imposing the stay as a decision of the Board but are reviewing it as part of the Court’s examination of the reasons for the asserted inaction or delay in the processing of the petitioners’ appeals at the Board to determine whether a writ must issue. In determining whether the petitioners have demonstrated a clear and indisputable right to a writ based on the asserted violation of
A. Appropriateness of Stay of Proceedings at Board— Generally
Before addressing whether the Secretary has authority to stay claims at the Board, we review a number of cases from this Court and the Federal Circuit that have discussed the availability of stays on claims processing at the Board. Court decisions have recognized that there are times when staying adjudications at the Board may be appropriate. See Nat’l Org. of Veterans’ Advocates, Inc. v. Sec’y of Veterans Affairs (NOVA v. Sec’y),
[A] decision of this Court, unless or until overturned by this Court en banc, the United States Court of Appeals for the Federal Circuit, or the Supreme Court, is a decision of the Court on the date it is issued; any rulings, interpretations, or conclusions of law contained in such a decision are authoritative and binding as of the date the decision is issued and are to be considered and, when applicable, are to be followed by VA agencies of original jurisdiction, the Board of Veterans’ Appeals, and the Secretary in adjudicating and resolving claims.
Id. at 14. Today, we reaffirm that holding.
In reaching this holding, the Tobler Court examined the decisions of other circuits that had been presented with a similar issue. The U.S. Court of Appeals for
Of course, we do not expect the Board or any other litigant to rejoice in all the opinions of this Court. When it disagrees in a particular case, it should seek review in the Supreme Court. During the interim before it has sought review or while review is still pending, it would be reasonable for the Board to stay its proceedings in another case that arguably falls within the precedent of the first one. However, the Board cannot, as it did here, choose to ignore the decision as if it had no force or effect. Absent reversal, that decision is the law which the Board must follow. The Board cites no contrary authority except its own consistent practice of refusing to follow the law of the circuit unless it coincides with the Board’s views. This is intolerable if the rule of law is to prevail.
Tobler,
In Lane, the petitioner on June 24, 1998, filed a petition for a writ of mandamus, which requested that this Court order the Board to issue a decision on the petitioner’s section 7111 clear and unmistakable error (CUE) motion. Lane II,
The Court in Lane II noted its prior order in that same case, Lane v. West,
The Court in Lane II noted that the authority cited in the Secretary’s response for the adoption of a policy of deferral was the Secretary’s general rulemaking authority under
[Tjhere could be thousands of such claims, and therein lies the seed of a problem of potentially great magnitude. Simply put, the longer it takes to promulgate regulations, the greater the number of claims and the greater the impact on already-existing backlogs at the BYA, the office of the counsel for the Secretary, and the Court.
Id. The Court admonished that “a lack of urgency [or] an inexcusable delay in promulgating such rules[ ] could adversely impact not only those veterans who filed claims under the 1997 CUE Act, but all veteran-claimants” and clarified that “[i]n short, such factors must be considered in this Court’s determinations as to whether there has been ‘action of the Secretary unlawfully withheld or unreasonably delayed’,”
Thereafter, on February 17, 1999, the Court denied the petition for a writ of mandamus. Lane v. West,
Similar to this Court in the above cases, the Federal Circuit in NOVA I and NOVA II, both supra, recognized the appropriateness of staying proceedings in cases that were then pending with the Board. In imposing a stay at VA, including at the Board, on the processing of claims for dependency and indemnity compensation
B. Secretarial Authority to Stay Proceedings — Generally
Before addressing the effect of
We recognize that there is no direct authority in title 38 that expressly provides the Secretary with authority to stay proceedings in appeals pending before the Board. Therefore, we will examine the statutory scheme to determine whether there is any implicit authority. Section 7101(a) provides:
*26 (a) There is in the Department a Board of Veterans’ Appeals.... The Board is under the administrative control and supervision of a chairman directly responsible to the Secretary. The Board shall consist of a Chairman, a Vice Chairman, and such number of members as may be found necessary in order to conduct hearings and dispose of appeals properly before the Board in a timely manner.
*27 (a) The Secretary shall decide all questions of law and fact necessary to a decision by the Secretary under a law that affects the provision of benefits by the Secretary to veterans or the dependents or survivors of veterans. Subject to subsection (b), the decision of the Secretary as to any such question shall be final and conclusive and may not be reviewed by any other official or by any court, whether by an action in the nature of mandamus or otherwise.
Examining
In addition, the Court notes that interpreting the general provisions of
The Secretary’s inherent authority to stay matters pending before the Board, however, is not without limitations. For example, such authority is balanced against Congress’s clearly expressed disapproval of delay in adjudicating the claims of veterans. See Lane II,
Therefore, in the absence of statutory limitations or limitations imposed by this Court or another court, the Secretary’s and Chairman’s broad authority to manage the activities of the Board necessarily includes the authority to stay classes of cases before it for well-articulated reasons of sound case management. The petition before this Court, however, asserts that there exists a statutory limitation on that authority and that the stay in this instance is a violation of
1. Plain Meaning
The petitioners argue that the stay imposed by the Secretary and Board Chairman is not authorized because it is prohibited by the plain meaning of
(a)(1) Except as provided in paragraphs (2) and (3) and in subsection (f), each case received pursuant to application for review on appeal shall be considered and decided in regular order according to its place upon the docket.
(2) A case referred to in paragraph (1) may, for cause shown, be advanced on motion for earlier consideration and determination. Any such motion shall set forth succinctly the grounds upon which the motion is based. Such a motion may be granted only&emdash;
(A) if the case involves interpretation of law of general application affecting other claims;
(B) if the appellant is seriously ill or is under severe financial hardship; or
(C) for other sufficient cause shown.
(3) A case referred to in paragraph (1) may be postponed for later consideration and determination if such postponement is necessary to afford the appellant a hearing.
(f) Nothing in this section shall preclude the screening of cases for purposes of&emdash;
(1) determining the adequacy of the record for decisional purposes; or
(2) the development, or attempted development, of a record found to be inadequate for decisional purposes.
The Court interprets a statute de novo. See Butts v. Brown,
The language of
What then is the logical outcome of such a plain-meaning interpretation under the circumstances presented in this petition? We conclude that strict adherence to docket order in the consideration and decision of cases before the Board would necessarily lead to an absurd result when considering the statute’s overall structure and concepts relating to effective review of appeals. See Trilles,
Next, a literal reading of the language of
Indeed, the petitioners have provided the Court with two Board decisions on bilateral tinnitus cases that were issued, as a matter of course, out of “regular order.” A. at 31, 32. These two Board decisions were issued in appeals with docket numbers beginning with “04,” which indicates that they were docketed in 2004. A. at 31, 32. Both were decided in March 2005, before the Board Chairman’s April 2005 Memorandum and the May 2005 stay imposed in the petitioners’ own appeals. Moreover, these decisions were issued pri- or to any Board decision in the petitioners’ appeals, which have older docket numbers (i.e., numbers beginning with “03”). Before any stay was imposed, the Board issued these two bilateral tinnitus decisions out of regular docket order. We doubt that these two decisions, cited by the peti
Accordingly, as shown by the illustrative examples above, we conclude that administering
As discussed above, the petitioners’ interpretation of
2. Congressional Intent
Having concluded that a literal reading, demanding rote adherence to strict docket order in interpreting this statute, would yield absurd results, we examine next the legislative history to discern congressional intent with respect to the processing of appeals at the Board. The parties agree that the legislative history is scant. A 1933 “Veterans Regulation” promulgated by Executive Order No. 6230 contained provisions that formed the basis for current
All cases received pursuant to application for review on appeal shall be considered and decided in regular order according to their places upon the docket; however, for cause shown a case may be advanced on motion for earlier consideration and determination. Every such motion shall set forth succinctly the grounds upon which it is based. No such motion shall be granted except in cases involving interpretation of law of general application affecting other claims, or for other sufficient cause shown.
Id. President Franklin D. Roosevelt promulgated this Veterans’ Regulation pursuant to his authority under section 9, title I, of Public Law No. 2, 73d Congress, entitled “An Act to maintain the credit of the United States Government,” which provided:
Claims for benefits under this title shall be filed with the Veterans’ Administration under such regulations, including provisions for hearing, determination, and administrative review, as the*33 President may approve.... No person who is entitled to any benefits under this title shall participate in any determination or decision with respect to any claim for benefits under this title.
Act of March 20, 1933, Pub.L. No. 73-2, Title I, § 9, 48 Stat. 8. The regulatory provision was repealed in 1957, and the language was retained in
Notably, this original provision existed 55 years before this Court and judicial review were established. The last sentence of section 9 of the original 1933 authorizing legislation, which prohibited any VA adjudicator who was entitled to veterans’ benefits from participating in any decision with respect to any claim for veterans’ benefits, is instructive in establishing the context in which these regulations were originally promulgated. It appears that Veterans’ Regulation 2(a) was promulgated at a time when there was concern that claims be adjudicated in a fair and impartial manner, free from cronyism. The publication of Veterans Regulation No. 2(a), part II, para. IX, providing that appeals be considered and decided in regular order according to their places upon the docket and that, for cause shown, a case may be advanced on motion for earlier consideration and decision, is consistent with this concern that each veteran’s claim not be subjected to unfair manipulation in order to obtain favorable or expedited treatment or to obtain an unfair advantage in having his or her case decided ahead of that of another claimant.
The statute has been amended three times during the Court’s existence. In July 1994,
In November 1994,
Although there is little in this legislative background to help discern explicit congressional intent on the question at hand, the petitioners’ counsel at oral argument argued that Senator Rockefeller’s statements indicated a desire to reduce delay in deciding cases. To be sure, Senator Rockefeller’s statement included an allusion to the value of timely decisionmaking. Fairness and efficiency were also cited by Senator Rockefeller as critical to VA’s mission.
We conclude that there is nothing in the legislative history that indicates a clear intent that
As it currently exists, this statute establishes some criteria for accelerating and delaying the adjudication of claims in enumerated circumstances. In that regard, the statute maintains its focus on providing a fair process for all claimants. Thus, we hold that Congress could not have intended to totally preempt the authority of the Secretary, Chairman, and Board to manage the Board and its work to produce fair, efficient, timely, effective review of appeals.
“[I]t [is] fundamental that a section of a statute should not be read in isolation from the context of the whole act, and that in fulfilling our responsibility in interpreting legislation, ‘we must not be guided by a single sentence or member of a sentence, but [should] look to the provisions of the whole law, and to its object and policy.’ ”
Moreau v. Brown,
As held above, Congress has not specifically addressed in
(a) Docketing of appeals. Applications for review on appeal are docketed in the order in which they are received. Cases returned to the Board following action pursuant to a remand assume their original places on the docket.
(b) Appeals considered in docket order. Except as otherwise provided in this Rule, appeals are considered in the order in which they are entered on the docket.
(c) Advancement on the docket. (1) Grounds for advancement. A case may be advanced on the docket on the motion of the Chairman, the Vice Chairman, a party to the case before the Board, or such party’s representative. Such a motion may be granted only if the case involves interpretation of law of general application affecting other claims, if the appellant is seriously ill or is under severe financial hardship, or if other sufficient cause is shown. “Other sufficient cause” shall include, but is not limited to, administrative error resulting in a significant delay in docketing the case or the advanced age of the appellant....
(d) Consideration of appeals remanded by the United States Court of Appeals for Veterans Claims. A case remanded by the United States Court of Appeals for Veterans Claims for additional development or other appropriate action will be treated expeditiously by the Board without regard to its place on the Board’s docket.
(e)Postponement to provide hearing. Any other provision of this Rule notwithstanding, a case may be postponed for later consideration and determination if such postponement is necessary to afford the appellant a hearing.
Generally, where a veterans benefits statute is ambiguous, “interpretive doubt is to be resolved in the veteran’s favor.” Gardner,
Our colleague in her thoughtful separate opinion agrees that a literal reading of
On the other hand, the separate opinion would broadly read
An interpretation of
D. Evaluating Stay in Instant Cases
The Secretarial directive and the Board Chairman’s Memorandum state that the bases for the Board’s stay of proceedings in appeals at the Board that involve tinnitus claims affected by this Court’s decision in Smith, swpra, are “[t]o avoid burdens on the adjudication system, delays in adjudication of other claims, and unnecessary expenditure of resources through remand of final adjudication of claims based on court precedent that may ultimately be overturned on appeal.” A. at 1, 4. Regarding the length of the stay, the Board Chairman’s Memorandum noted that it was staying action on the claims until the Secretary’s directive is rescinded or “until the [Office of General Counsel] provides advice and instruction ... upon resolution of the ongoing litigation.” A. at 4. Regarding the scope of the stay, the Board Chairman stated that the following claims would be stayed: (1) All claims in which a claim for tinnitus was filed prior to June 13, 2003, and a disability rating for tinnitus of greater than 10% is sought; and (2) all claims in which a claim for service connection for tinnitus filed prior to June 10, 1999, was denied on the basis that the veterans’ tinnitus was not persistent for purposes of DC 6260. A. at 4-5. The stay also applied to tinnitus claims affected by Smith, supra, that are remanded to the Board by the Court. A. at 7. The Memorandum directed, however, that the Board process in the usual manner cases not affected by the Court’s decision in Smith, such as those involving increased-rating claims filed after June 13, 2003, and that the Board adjudicate, as appropriate, in multiple-issue cases all issues that are not subject to the stay. A. at 5.
As previously outlined,
While the Court in the past has alluded to the understandable desire of an agency, on occasion, to seek review of a decision of this Court and perhaps to stay its application, pending appeal, to other cases, see Tobler,
This Court’s decisions are “binding as of the date the decision is issued and are to be considered and, when applicable, are to be followed by VA agencies of original jurisdiction, the Board ..., and the Secretary in adjudicating and resolving claims.” Tobler,
The Court now holds that where the Secretary desires to stay the effect of any decision from this Court pending ap
Accordingly, as to the nature of the Secretary’s action and the Board Chairman’s stay here, it is based on this Court’s decision in Smith, supra, and the Secretary’s desire to pursue an appeal of that decision in the Federal Circuit. He has unilaterally stayed the effect of this Court’s decision pending his appeal. The stay does not affect solely the Secretary’s own internal matters but directly impacts this Court’s directive in Smith that certain tinnitus claims be adjudicated in a certain manner. To proceed with a stay without filing a motion for a stay at the appropriate appellate court and unilaterally continue a stay of the effect of this Court’s decision in Smith is henceforth unlawful. See Tobler,
III. CONCLUSION
On the basis of the foregoing analysis and upon consideration of the parties’ pleadings and argument, the Court holds that the petitioners have not established a clear right to a writ, and the petition is therefore DENIED. The Clerk will enter judgment 30 days after the date of this opinion. U.S. Vet. APP. R. 36.
Concurrence Opinion
concurring in part and dissenting in part:
I fully agree with the Court’s conclusion that the Secretary does not have the au
a decision of this Court, unless or until overturned by this Court en banc, the United States Court of Appeals for the Federal Circuit, or the Supreme Court, is a decision of the Court on the date it is issued; any rulings, interpretations, or conclusions of law contained in such a decision are authoritative and binding as of the date the decision is issued and are to be considered and, when applicable, are to be followed by VA agencies of original jurisdiction, the Board of Veterans’ Appeals, and the Secretary in adjudicating and resolving claims.
Id. at 14 (second and third emphases added). I further agree with the Court’s conclusion that, “where the Secretary desires to stay the effect of any decision from this Court pending appeal, the proper course is to file in the court that has jurisdiction over the particular case a motion to stay the effect of that case.” Ante at 38-39. I write separately, however, because I disagree with the Court’s interpretation of
I. INTERPRETATION OF
The petitioners argue that
The Court reaches the conclusion that a literal application of the statute would yield an absurd result. Ante at 30-31. I generally agree that a literal reading of
Turning to the intent of Congress in drafting
Another applicable rule of statutory interpretation is that “[i]n attempting to apply a statute to a situation that was not intended by its drafters, the interpreting court should not rely on literalisms, technical constructions, or so-called formal rules of interpretation, but rather should rely on the breadth of objectives of the legislation and the common sense of the situation.” Sutherland § 46.02; see also Gardner,
A broad exception to the general docket-number-order rule in
II. INTERPRETATION OF
The Secretary has issued a regulation,
Furthermore, although the Court holds that
III. CASES INVOLVING STAYS
The Secretary cites two prior instances where Board stays have been approved. First, in Lane v. West,
The Secretary also relies on the Federal Circuit’s decisions in National Organization of Veterans Advocates, Inc. v. Secretary of Veterans Affairs (NOVA v. Sec’y),
I respectfully find the Court’s determination that
IV. CONCLUSION
In light of the foregoing, I would avoid the absurd result reached by a literal reading of
Furthermore, I read very narrowly the Court’s conclusion that the Secretary’s management authority over the Board to include “a decision on whether a particular appeal pending at the Board must be stayed pending an interpretation of law— an interpretation to be provided by the Secretary in a regulation or a General Counsel Opinion.” Ante at 27. I believe that this authority to stay is limited solely to instances where an interpretation of law is absolutely necessary to adjudicate a claim (see NOVA II, NOVA I, and Lane, all supra), and without such an interpretation, the Board clearly cannot decide the appeal. In these instances,
Notes
. Although I do not define "relatively contemporaneous,” in light of the factors discussed infra, it would not be unreasonable for some later-docketed appeals to be decided months after some earlier-docketed appeals.
. At oral argument, the Secretary argued that the petitioners' appeals were "considered” by
. At oral argument the petitioners provided an apt analogy regarding the structure of the Board and how cases are distributed. The petitioners compared the Board's decision-making process to the checkout lines at a large store. In this analogy, each Veterans Law Judge would be like a cashier and each appellant would be like a customer. An appeal would be “considered” when the cashier begins ringing up an order, and would be decided when the customer leaves the store. A postponement of consideration would be analogous to a price check. Just as some customers at a store have more items than others, some appeals involve more issues than others, and thus, some lines will likely move faster than others at any given time. Under the petitioners' desired interpretation of